Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Adachi, Mimiko 安達美味子 | F | Rep | 2005-06-30 | 2008-06-01 | |
| 2 | Ashton, Miles | Rep | 2006-08-23 | 2008-08-01 | ||
| 3 | Barraclough, Christopher James | M | Rep | 2007-11-07 | 2008-07-21 | |
| 4 | Behl, Arminder Singh (SFC:APM133) | Rep | 2007-09-03 | 2008-06-01 | ||
| 5 | Brewer, Jeffrey Michael | M | Rep | 2005-07-13 | 2009-10-12 | |
| 6 | Chan, Benjamin Yu Ki 曾裕基 | M | Rep | 2005-06-15 | 2008-05-13 | |
| 7 | Chan, Ka Chung (SFC:ANT245) 陳家琮 | Rep | 2006-08-04 | 2008-12-02 | ||
| 8 | Chan, Ka Yan (SFC:AOY170) 陳嘉欣 | Rep | 2007-05-22 | 2008-10-11 | ||
| 9 | Chan, Katherine Ching Yu 陳菁瑜 | F | Rep | 2006-10-18 | 2012-06-30 | |
| 10 | Chan, Mei Kwan (SFC:AOZ032) 陳美君 | Rep | 2007-05-29 | 2010-01-05 | ||
| 11 | Chan, Ming Hang (SFC:APK743) 陳銘恆 | Rep | 2007-08-15 | 2008-04-07 | ||
| 12 | Chan, Pedro Carlos Siu Lun 陳小倫 | M | Rep | 2007-01-08 | 2008-05-26 | |
| 13 | Chan, Wai Chi (SFC:AHF464) 陳慧芝 | Rep | 2006-09-19 | 2009-05-07 | ||
| 14 | Chen, Huilin (SFC:APC643) 陳輝林 | Rep | 2007-06-18 | 2008-07-04 | ||
| 15 | Chen, Yi (SFC:ANM687) 陳藝 | Rep | 2006-06-15 | 2008-04-03 | ||
| 16 | Cheung, Carmen Ka Mun 張嘉敏 | F | Rep | 2007-06-26 | 2012-08-15 | |
| 17 | Chiang, Kee Hong 蔣紀康 | Rep | 2003-11-24 | 2010-11-27 | ||
| 18 | Chiu, Wing Fai 趙永輝 | Rep | 2006-08-31 | 2008-04-07 | ||
| 19 | Desai, Mohan Kumar | M | Rep | 2007-05-29 | 2009-10-14 | |
| 20 | Farrell, Stephen Robert | M | Rep | 2007-10-30 | 2012-06-30 | |
| 21 | Fu, Jie (SFC:ANV268) 傅杰 | Rep | 2006-08-28 | 2008-07-15 | ||
| 22 | Fung, Vicky Wai Kei 馮瑋琪 | F | Rep | 2012-05-05 | ||
| 23 | Garg, Manish (SFC:AKT480) | Rep | 2006-09-13 | 2014-02-08 | ||
| 24 | Garnier, Arnaud Antonie Dominique Patrick | M | Rep | 2006-12-05 | 2008-06-01 | |
| 25 | Ge, Jia 葛佳 | Rep | 2006-12-05 | 2010-07-24 | ||
| 26 | Gordon, Daniel (SFC:AHE138) | M | Rep | 2008-09-01 | ||
| 27 | Han, Ki Hoon | Rep | 2007-09-05 | 2013-03-29 | ||
| 28 | Henricks, Peter Alan | M | Rep | 2007-01-09 | 2008-06-06 | |
| 29 | Ho, Catherine Yee Yin 何綺盈 | F | Rep | 2007-06-05 | 2009-09-15 | |
| 30 | Ho, Daniel King Wah 何景華 | M | Rep | 2006-09-01 | 2008-04-01 | |
| 31 | Ho, Kai Chung (SFC:AJD791) 何啟聰 | Rep | 2005-06-01 | 2010-01-05 | ||
| 32 | Ho, Sin Yi 何善儀 | Rep | 2012-06-30 | |||
| 33 | Howard, Stephen Douglas | M | Rep | 2006-01-19 | 2009-03-05 | |
| 34 | Hsu, Yi Ying 徐怡盈 | Rep | 2007-08-30 | 2011-09-05 | ||
| 35 | Hui, Sun Lam 許新林 | Rep | 2007-12-24 | 2008-05-09 | ||
| 36 | Hutton, Ian (SFC:ANR984) | M | Rep | 2006-07-31 | 2008-09-01 | |
| 37 | Ip, Chi Kong 葉智剛 | Rep | 2007-05-14 | 2008-12-02 | ||
| 38 | Kim, Jee Yeon 金志妍 | Rep | 2006-06-08 | 2008-12-02 | ||
| 39 | Ko, Man Ho 高文灝 | Rep | 2006-08-28 | 2011-08-08 | ||
| 40 | Kumar, Gaurav (SFC:AOY508) | Rep | 2007-05-29 | 2012-11-13 | ||
| 41 | Kwok, Kenneth Chun Hei 郭俊熙 | M | Rep | 2007-07-23 | 2009-10-14 | |
| 42 | Lai, King Kai 黎擎楷 | Rep | 2004-07-15 | 2009-01-13 | ||
| 43 | Lau, Jimmy Ka Seung 劉嘉相 | M | Rep | 2012-06-30 | ||
| 44 | Law, Oliver Tin-Loong 羅天龍 | M | Rep | 2007-06-12 | 2013-03-16 | |
| 45 | Law, Wagner Chung Po 羅忠寶 | Rep | 2012-05-01 | |||
| 46 | Lee, Alice Wai Yin 李偉賢 | F | Rep | 2008-10-09 | ||
| 47 | Leung, Spencer Yu Cheong 梁裕昌 | 31 | M | Rep | 2006-08-30 | 2008-04-11 |
| 48 | Lewis, Paul William John (SFC:APB503) | M | Rep | 2007-06-12 | 2008-09-27 | |
| 49 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | Rep | 2007-01-25 | 2009-08-24 | ||
| 50 | Ling, May Yee Man 凌意文 | F | Rep | 2007-05-30 | 2012-06-29 | |
| 51 | Lu, Ming Hung 呂明鴻 | Rep | 2007-06-12 | 2008-01-12 | ||
| 52 | Lui, Laura 呂靄華 | F | Rep | 2006-02-17 | 2012-06-01 | |
| 53 | Lui, Martin Wing Kei 雷永基 | M | Rep | 2006-12-28 | 2010-10-08 | |
| 54 | Malka, Benjamin Simon Joseph | M | Rep | 2007-07-16 | 2011-11-10 | |
| 55 | Mansfield, David Thomas | M | Rep | 2006-06-01 | 2008-06-16 | |
| 56 | Nicholls, Matthew Peter | M | Rep | 2005-04-08 | 2008-08-29 | |
| 57 | Poon, Ben Shu Fai 潘樹輝 | M | Rep | 2012-06-23 | ||
| 58 | Rho, Ju Mi | Rep | 2005-06-24 | 2008-07-01 | ||
| 59 | Roberts, David Northam | M | Rep | 2005-11-01 | 2008-11-22 | |
| 60 | Sarran, William Patrick | M | Rep | 2006-09-07 | 2009-01-14 | |
| 61 | Seddon, James Edward | M | Rep | 2006-04-04 | 2008-05-01 | |
| 62 | Shah, Arik Pradip | Rep | 2006-08-28 | 2008-11-17 | ||
| 63 | Tam, Eli Lap Hang | Rep | 2007-02-16 | 2009-02-09 | ||
| 64 | Tang, Tsz Kit 鄧子傑 | Rep | 2013-06-18 | |||
| 65 | Tham, Mun Hon 譚文漢 | Rep | 2005-08-30 | 2008-07-26 | ||
| 66 | Tsang, Kam Wing (SFC:AJD792) 曾錦榮 | Rep | 2007-04-13 | 2008-06-01 | ||
| 67 | Tse, Jaff Ka Wai 謝家威 | Rep | 2003-06-12 | 2008-09-01 | ||
| 68 | Tsoi, Man (SFC:AIU275) 蔡雯 | Rep | 2006-08-17 | 2008-04-07 | ||
| 69 | Wang, Feili 王斐麗 | Rep | 2010-08-21 | |||
| 70 | Wang, Yue (SFC:APL764) 王悅 | Rep | 2007-08-24 | 2009-01-01 | ||
| 71 | Wong, Mei Tseun 王美純 | Rep | 2008-11-08 | |||
| 72 | Wong, Sharnie Wing San 黃穎珊 | Rep | 2007-05-30 | 2010-10-14 | ||
| 73 | Wong, Yun Fai (SFC:APD419) 黃潤輝 | Rep | 2007-06-26 | 2008-09-03 | ||
| 74 | Yang, Lei (SFC:AMK234) 楊蕾 | Rep | 2005-08-31 | 2012-06-30 | ||
| 75 | Yim, Heung Yue 嚴香如 | Rep | 2006-09-08 | 2013-05-01 | ||
| 76 | Yuan, Weibin | Rep | 2007-08-02 | 2013-12-17 | ||
| 77 | Zhang, Jing (SFC:ANV102) 張靖 | Rep | 2006-08-28 | 2013-07-01 | ||
| 78 | Baptista, Michael Peter (SFC:AHE139) | M | RO | 2009-08-20 | ||
| 79 | Booth, Graeme Wayne | M | RO | 2006-03-20 | 2009-06-09 | |
| 80 | Cross, David Frederick | M | RO | 2010-07-01 | ||
| 81 | Duan, Hong (SFC:ADE819) 段宏 | RO | 2003-12-24 | 2008-05-09 | ||
| 82 | Dyer, Ashley George (SFC:ACO919) | M | RO | 2006-08-25 | 2012-06-30 | |
| 83 | Ho, Simon Tak Leung 何德亮 | M | RO | 2007-04-18 | 2008-07-16 | |
| 84 | Sarkis, David | M | RO | 2007-11-01 | 2008-12-01 | |
| 85 | Sim, Jeannette Ann Siok Hwee 沈淑慧 | F | RO | 2007-08-17 | 2012-06-30 | |
| 86 | Wong, Chak Wai (SFC:ACN129) 黃集蔚 | RO | 2005-07-20 | 2010-11-01 |
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