RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 加皇環球資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Huo, David Ping | M | Rep | 2005-03-22 | 2022-10-31 | |
| 2 | Kaneko, Tomonori 金子友紀 | RO | 2018-01-22 | 2021-05-31 | ||
| 3 | Soh, Yangho 蘇良鎬 | Rep | 2014-01-10 | 2021-05-11 | ||
| 4 | Tam, Ken Wai Ming 譚偉明 | M | RO | 2015-09-21 | 2020-08-14 | |
| 5 | Fong, Po 方寶 | Rep | 2018-05-11 | 2020-07-31 | ||
| 6 | Xia, Junhua 夏俊華 | Rep | 2016-10-05 | 2020-07-20 | ||
| 7 | Cha, Seung Hoon 車承勳 | Rep | 2018-07-12 | 2019-10-04 | ||
| 8 | Tong, Hang Wah 唐杏華 | Rep | 2018-04-26 | 2019-08-24 | ||
| 9 | Su, Chaoran 蘇超然 | Rep | 2019-01-03 | 2019-08-19 | ||
| 10 | Wong, Ho Yin (SFC:AXZ546) 王浩然 | Rep | 2018-10-25 | 2019-03-25 | ||
| 11 | Wahlberg, Tracey Danielle | F | Rep | 2015-12-10 | 2019-01-08 | |
| 12 | Yang, Shaoxuan 楊劭軒 | Rep | 2016-04-15 | 2018-07-17 | ||
| 13 | Loke, Helen Man 陸敏 | F | Rep | 2013-01-14 | 2018-05-31 | |
| 14 | Wong, Un Un | Rep | 2017-09-14 | 2018-03-21 | ||
| 15 | Cheng, Clement Yue Sun 鄭禹新 | M | Rep | 2014-01-06 | 2018-01-23 | |
| 16 | Kaneko, Tomonori 金子友紀 | Rep | 2014-01-15 | 2018-01-22 | ||
| 17 | Luong, Vanessa 梁美雲 | F | RO | 2015-02-03 | 2017-12-17 | |
| 18 | Stuart, Lisa Jane (SFC:BGM923) | F | Rep | 2017-01-03 | 2017-08-11 | |
| 19 | Chan, Bik Yee (SFC:AFE924) 陳碧兒 | Rep | 2017-08-01 | |||
| 20 | Chan, Hayes 陳昶曦 | Rep | 2016-05-30 | 2017-08-01 | ||
| 21 | Chan, Kwok Kei (SFC:BEC801) 陳國基 | Rep | 2014-09-08 | 2017-08-01 | ||
| 22 | Chan, Man Fung (SFC:APV537) 陳文鳳 | Rep | 2007-10-24 | 2017-08-01 | ||
| 23 | Chan, Mei Wah (SFC:ABW892) 陳美華 | Rep | 2011-09-01 | 2017-08-01 | ||
| 24 | Chang, Fang Cheng 莊芳征 | Rep | 2011-04-08 | 2017-08-01 | ||
| 25 | Chau, Yee Man (SFC:ABR279) 周綺文 | Rep | 2013-07-04 | 2017-08-01 | ||
| 26 | Chen, Chih Cheng (SFC:BAN221) 陳志成 | Rep | 2012-12-04 | 2017-08-01 | ||
| 27 | Cheng, Tien Yum Timothy 鄭天任 | Rep | 2017-04-07 | 2017-08-01 | ||
| 28 | Chiu, Wai Lung 趙偉隆 | Rep | 2017-05-19 | 2017-08-01 | ||
| 29 | Choi, Zoe Kit Yee 蔡潔儀 | F | Rep | 2014-08-28 | 2017-08-01 | |
| 30 | Chong, Ignatius Kum Kong 鍾金剛 | RO | 2015-04-01 | 2017-08-01 | ||
| 31 | Chor, Chun Ming 左峻銘 | Rep | 2013-07-04 | 2017-08-01 | ||
| 32 | Chu, Po Chuen 朱寶全 | Rep | 2013-07-04 | 2017-08-01 | ||
| 33 | Ho, Ting Hong (SFC:ADV928) 何鼎康 | Rep | 2014-03-19 | 2017-08-01 | ||
| 34 | Lai, Sin Ting 黎倩婷 | Rep | 2017-06-26 | 2017-08-01 | ||
| 35 | Lam, Lorraine Sien-yue 林倩如 | Rep | 2014-05-30 | 2017-08-01 | ||
| 36 | Lam, Sim Hing Joliot 林嬋卿 | Rep | 2015-12-16 | 2017-08-01 | ||
| 37 | Lam, Wai Ngar 林慧雅 | Rep | 2014-08-05 | 2017-08-01 | ||
| 38 | Lam, Wai Shing (SFC:AYJ113) 林韋成 | Rep | 2013-07-04 | 2017-08-01 | ||
| 39 | Law, Phoebe Li Wa 羅莉華 | F | Rep | 2014-09-17 | 2017-08-01 | |
| 40 | Lee, Edward Po Wai 李步偉 | M | Rep | 2014-08-29 | 2017-08-01 | |
| 41 | Lee, Rosanna Tsz Kwun 李旨坤 | F | Rep | 2013-07-04 | 2017-08-01 | |
| 42 | Lee, Yu Sang 李裕生 | Rep | 2013-07-04 | 2017-08-01 | ||
| 43 | Leung, Derek Ying Wai 梁英偉 | M | Rep | 2017-02-17 | 2017-08-01 | |
| 44 | Lo, Wai On (SFC:BHE019) 盧偉安 | Rep | 2016-04-01 | 2017-08-01 | ||
| 45 | Lung, Hoi Shi 龍凱詩 | Rep | 2014-08-06 | 2017-08-01 | ||
| 46 | Ma, Michael Wai Yin 馬偉賢 | M | Rep | 2015-01-28 | 2017-08-01 | |
| 47 | Ng, Calvin Cheuk Sing 吳卓乘 | M | Rep | 2015-05-06 | 2017-08-01 | |
| 48 | Ng, Wing Chi (SFC:AME752) 吳詠芝 | Rep | 2017-01-18 | 2017-08-01 | ||
| 49 | Roberts, John James | M | RO | 2017-01-13 | 2017-08-01 | |
| 50 | She, Duncan Chiu Yin 佘超賢 | M | Rep | 2013-07-04 | 2017-08-01 | |
| 51 | Sun, Andy Yat Chun 辛逸俊 | M | Rep | 2017-03-28 | 2017-08-01 | |
| 52 | Tang, Ho Shan Mary Shirley 鄧浩珊 | 51 | F | Rep | 2015-12-23 | 2017-08-01 |
| 53 | Tsang, Mei Ling (SFC:BEC804) 曾美玲 | Rep | 2014-09-08 | 2017-08-01 | ||
| 54 | Willis, Benjamin Adam | M | Rep | 2017-05-25 | 2017-08-01 | |
| 55 | Wong, Anita Hui 王慧 | F | Rep | 2015-09-04 | 2017-08-01 | |
| 56 | Wong, Cheuk Hang 黃卓恆 | Rep | 2012-08-08 | 2017-08-01 | ||
| 57 | Wong, Si Man (SFC:BDY093) 黃思敏 | Rep | 2014-08-05 | 2017-08-01 | ||
| 58 | Yang, Yufei (SFC:BAO939) 楊宇飛 | Rep | 2013-07-04 | 2017-08-01 | ||
| 59 | Yeung, Amy Choi Fung 楊才鳳 | F | Rep | 2017-02-17 | 2017-08-01 | |
| 60 | Yeung, Lai Yee (SFC:BAA788) 楊驪貽 | Rep | 2012-08-08 | 2017-08-01 | ||
| 61 | Yeung, Shuk Yi Rita 楊淑儀 | Rep | 2017-05-24 | 2017-08-01 | ||
| 62 | Yu, Wai Pong 余惠邦 | Rep | 2015-08-10 | 2017-08-01 | ||
| 63 | Chow, Shuk Yi (SFC:ADI987) 周淑儀 | Rep | 2017-06-29 | |||
| 64 | Tsui, Albert King Man 徐敬文 | M | RO | 2014-10-07 | 2017-06-29 | |
| 65 | Law, Sze Man 羅詩敏 | Rep | 2015-12-30 | 2017-05-27 | ||
| 66 | Wang, Mian (SFC:BGE020) 王勉 | Rep | 2015-09-08 | 2017-05-27 | ||
| 67 | Wong, Cho Wai 黃祖蔚 | Rep | 2015-12-30 | 2017-05-26 | ||
| 68 | Goldsworthy, Peter James | M | Rep | 2017-02-27 | 2017-03-01 | |
| 69 | Chan, Man Nei 陳文鈮 | RO | 2015-09-15 | 2017-02-24 | ||
| 70 | Cassidy, Gerard Sean | M | Rep | 2017-02-20 | 2017-02-21 | |
| 71 | Bhattacharya, Soumyanshu (SFC:BJA016) | Rep | 2017-02-14 | 2017-02-17 | ||
| 72 | Roberts, John James | M | Rep | 2013-07-04 | 2017-01-13 | |
| 73 | Tsang, Chun Pang 曾振鵬 | Rep | 2013-07-04 | 2017-01-02 | ||
| 74 | Wong, Jackie Chung Kei 黃頌琪 | Rep | 2014-06-19 | 2016-12-30 | ||
| 75 | Wong, Wai Kay 黃偉基 | Rep | 2013-07-09 | 2016-12-01 | ||
| 76 | Yin, Yue (SFC:AXZ897) 殷悅 | Rep | 2016-02-19 | 2016-10-15 | ||
| 77 | Ting, Hao-Wei 丁豪威 | Rep | 2015-09-04 | 2016-07-09 | ||
| 78 | Dray, Deane Michael | M | Rep | 2016-06-20 | 2016-06-23 | |
| 79 | Stallard, Robert Alan (SFC:BHP931) | M | Rep | 2016-06-21 | 2016-06-23 | |
| 80 | Richardson, Jeremy Bruce | M | Rep | 2016-05-24 | 2016-05-26 | |
| 81 | Yong, Koon Sun 楊焜善 | M | RO | 2015-03-31 | 2016-04-28 | |
| 82 | Chan, Lai Yee (SFC:AFR768) 陳麗薏 | Rep | 2014-03-24 | 2016-04-09 | ||
| 83 | Sin, Ping Ting 洗冰婷 | Rep | 2014-03-13 | 2016-04-06 | ||
| 84 | Li, Qing (SFC:BHB291) 李清 | Rep | 2016-02-24 | 2016-03-21 | ||
| 85 | Chan, Karen (SFC:AOD418) 陳嘉琳 | F | Rep | 2013-05-21 | 2016-03-17 | |
| 86 | Chen, Yi-An (SFC:BEA896) 陳怡安 | Rep | 2014-08-19 | 2016-03-14 | ||
| 87 | Cassidy, Gerard Sean | M | Rep | 2016-03-01 | 2016-03-01 | |
| 88 | Vettise, Nicole Suzanne | F | Rep | 2016-01-18 | 2016-01-23 | |
| 89 | Wan, Ching Pong 尹政邦 | Rep | 2010-01-21 | 2016-01-18 | ||
| 90 | Gee, Patti Sui Mon 朱秀汶 | Rep | 2008-05-26 | 2016-01-11 | ||
| 91 | Au, Yau Wing 區幼詠 | Rep | 2014-08-19 | 2015-12-21 | ||
| 92 | Cheung, Wai On 張慧安 | Rep | 2014-10-20 | 2015-12-15 | ||
| 93 | Matthews, Adam Wells | M | Rep | 2015-08-14 | 2015-12-11 | |
| 94 | Ng, Yuen Mei 吳婉微 | Rep | 2012-12-04 | 2015-11-14 | ||
| 95 | Yar, Petty Lai Ngor 葉麗娥 | Rep | 2010-10-11 | 2015-10-21 | ||
| 96 | Ng, To Han 吳道衡 | Rep | 2015-02-27 | 2015-10-20 | ||
| 97 | Sun, Jingwei (SFC:BBK037) 孫婧巍 | Rep | 2013-06-07 | 2015-10-07 | ||
| 98 | Irwin, Samuel Mark | M | Rep | 2013-09-05 | 2015-10-05 | |
| 99 | Tam, Ken Wai Ming 譚偉明 | M | Rep | 2015-09-02 | 2015-09-21 | |
| 100 | Lo, Sui Ping 盧瑞萍 | Rep | 2014-02-05 | 2015-09-18 | ||
| 101 | Chan, Man Nei 陳文鈮 | Rep | 2015-05-26 | 2015-09-15 | ||
| 102 | Cheung, Siu Yuk (SFC:AFG498) 張小玉 | Rep | 2015-08-17 | |||
| 103 | Cheung, Suk Fan (SFC:AAT651) 張淑芬 | Rep | 2015-08-17 | |||
| 104 | Matthews, Adam Wells | M | RO | 2014-10-09 | 2015-08-14 | |
| 105 | Lee, Meng-Huz 李孟徽 | Rep | 2014-08-19 | 2015-08-12 | ||
| 106 | Lin, Wen-Che 林文哲 | Rep | 2015-04-10 | 2015-08-12 | ||
| 107 | Lin, Yu Chi 林毓綺 | Rep | 2015-04-10 | 2015-08-12 | ||
| 108 | Ng, Kwok Kee (SFC:AAG224) 吳國基 | Rep | 2013-07-04 | 2015-07-31 | ||
| 109 | Wun, Chun Lan 尹春蘭 | RO | 2015-06-03 | |||
| 110 | Poon, Herman Kwok Fai 潘國輝 | M | Rep | 2013-08-01 | 2015-05-12 | |
| 111 | Wan, Kenny 尹建銘 | M | Rep | 2014-11-20 | 2015-04-21 | |
| 112 | Chong, Ignatius Kum Kong 鍾金剛 | Rep | 2014-09-15 | 2015-04-01 | ||
| 113 | Yong, Koon Sun 楊焜善 | M | Rep | 2014-03-21 | 2015-03-31 | |
| 114 | Ng, To Han 吳道衡 | RO | 2003-04-30 | 2015-02-27 | ||
| 115 | Musial, Jeffrey Douglas | M | Rep | 2014-11-26 | 2015-02-20 | |
| 116 | Desrousseaux, Joffrey Bernard | M | Rep | 2015-01-06 | 2015-02-16 | |
| 117 | Kan, Kei Nap 簡姬納 | Rep | 2011-09-01 | 2015-01-30 | ||
| 118 | Wong, Chi Kin (SFC:BBG378) 黃志堅 | Rep | 2013-05-09 | 2015-01-22 | ||
| 119 | Chen, Tzu-Hsuan 陳子璇 | Rep | 2012-11-07 | 2014-12-05 | ||
| 120 | Chan, Michelle Chor Wai 陳楚慧 | F | Rep | 2014-09-01 | 2014-11-18 | |
| 121 | Ho, Victor Yik Hang 何奕恒 | M | Rep | 2013-07-04 | 2014-10-20 | |
| 122 | Matthews, Adam Wells | M | Rep | 2011-10-10 | 2014-10-09 | |
| 123 | Tsui, Albert King Man 徐敬文 | M | Rep | 2008-11-24 | 2014-10-07 | |
| 124 | Leung, Gloria Lai Ping 梁麗平 | Rep | 2014-06-09 | 2014-09-08 | ||
| 125 | Shum, Ka Yi 岑嘉兒 | Rep | 2013-05-08 | 2014-08-22 | ||
| 126 | Leung, Vincent 梁玄昇 | M | Rep | 2013-10-23 | 2014-07-28 | |
| 127 | Turczyniak, Andrew Walter (SFC:ALS639) | M | RO | 2012-03-28 | 2014-03-06 | |
| 128 | Sunmers, Mary Sophia | F | Rep | 2013-07-04 | 2014-02-28 | |
| 129 | Nallamala, Mayur Raoul | M | Rep | 2013-08-05 | 2014-02-25 | |
| 130 | Leung, Mang Hui 梁孟煦 | Rep | 2013-07-04 | 2014-01-01 | ||
| 131 | Takeda, Yoji | RO | 2013-12-21 | |||
| 132 | Wei, Li Ya 魏麗雅 | Rep | 2013-08-02 | 2013-11-27 | ||
| 133 | Wong, Ki Ling 王琦凌 | Rep | 2012-06-15 | 2013-07-27 | ||
| 134 | Chan, Philip Chi Kwan 陳志鈞 | M | Rep | 2013-04-16 | 2013-07-09 | |
| 135 | Lo, Sui Ping 盧瑞萍 | Rep | 2005-11-01 | 2013-06-01 | ||
| 136 | Chau, Ming Sze (SFC:ANQ735) 周銘詩 | Rep | 2010-08-02 | 2013-04-29 | ||
| 137 | Chan, Cheuk Kei (SFC:AXV178) 陳焯基 | Rep | 2012-03-02 | 2013-04-13 | ||
| 138 | Wu, David Chun Wan 胡震寰 | M | Rep | 2011-08-10 | 2013-04-06 | |
| 139 | Fung, Mei Yee (SFC:BAF962) 馮美儀 | Rep | 2012-10-03 | 2013-03-01 | ||
| 140 | Chuang, Hsiu-Ling 莊繡綾 | Rep | 2008-08-04 | 2012-12-21 | ||
| 141 | Rapley, Paul Leslie | M | Rep | 2012-10-15 | 2012-11-15 | |
| 142 | Ho, Sze Meng 何思銘 | Rep | 2011-09-01 | 2012-09-22 | ||
| 143 | Cheng, Carly Kam Yu 鄭黃金羽 | Rep | 2012-07-19 | |||
| 144 | Song, Xiao Wei 宋曉偉 | Rep | 2011-05-11 | 2012-04-28 | ||
| 145 | Turczyniak, Andrew Walter (SFC:ALS639) | M | Rep | 2012-01-05 | 2012-03-28 | |
| 146 | Chan, King Cheung (SFC:AWS947) 陳景翔 | Rep | 2011-01-31 | 2012-02-17 | ||
| 147 | Chi, Ginnie 池芯潁 | Rep | 2011-05-18 | 2011-09-11 | ||
| 148 | Lam, Wan Yin 林宛燕 | Rep | 2005-05-25 | 2011-06-16 | ||
| 149 | Leung, Pui Yin (SFC:AIO017) 梁佩妍 | Rep | 2010-10-29 | 2011-04-05 | ||
| 150 | Li, Ke (SFC:AVW618) 李可 | Rep | 2010-09-15 | 2011-02-23 | ||
| 151 | Lam, Jessica Yee Ching 林依澄 | F | Rep | 2007-01-31 | 2011-01-27 | |
| 152 | Au, Florence Yue San 區雨生 | F | Rep | 2010-10-20 | 2011-01-11 | |
| 153 | Lam, Blanche Ching Ping 林清萍 | Rep | 2010-09-15 | 2010-12-11 | ||
| 154 | Shih, Pui Ying 施佩瑛 | Rep | 2004-02-23 | 2010-10-18 | ||
| 155 | Bottomley, Amanda Elizabeth | F | Rep | 2005-11-09 | 2010-10-15 | |
| 156 | Lau, Ming Fai (SFC:AEH948) 劉明暉 | Rep | 2008-05-16 | 2009-10-01 | ||
| 157 | Tam, Irene Lai Man 譚麗雯 | F | Rep | 2009-02-09 | 2009-07-04 | |
| 158 | Park, Miyoung | Rep | 2008-04-29 | 2009-05-27 | ||
| 159 | Low, Hwee Ping 劉慧萍 | Rep | 2005-04-27 | 2009-03-31 | ||
| 160 | Yip, Pui Ching 葉佩貞 | Rep | 2008-04-07 | 2009-03-31 | ||
| 161 | Chang, Moon Sung 張文誠 | Rep | 2008-03-04 | 2009-03-27 | ||
| 162 | Ledesma, Emmanuel Rufino Jr. | Rep | 2008-09-24 | 2009-03-25 | ||
| 163 | Ahn, Changyong | Rep | 2008-01-28 | 2008-12-19 | ||
| 164 | Loo, Sze Wan 勞詩韻 | Rep | 2008-02-15 | |||
| 165 | Yar, Petty Lai Ngor 葉麗娥 | Rep | 2004-11-08 | 2008-02-15 | ||
| 166 | Tse, Rosita Hong Un 謝香鶯 | F | Rep | 2004-10-27 | 2008-02-11 | |
| 167 | Ng, Yuk Lan 吳玉蘭 | Rep | 2005-12-30 | 2007-10-15 | ||
| 168 | Vinik, Steven Hilyard | M | RO | 2006-02-27 | 2007-06-01 | |
| 169 | James, Aled Wyn (SFC:ABM661) | Rep | 2005-12-30 | 2007-03-09 | ||
| 170 | Wong, Sonny Kim Leong 黃劍亮 | M | Rep | 2005-11-09 | 2006-11-15 | |
| 171 | Vinik, Steven Hilyard | M | Rep | 2005-11-04 | 2006-02-27 | |
| 172 | Chu, Jeane Chuk Yin 朱焯妍 | Rep | 2004-06-28 | 2005-04-13 | ||
| 173 | Chan, Fanny Shuk Fan 陳淑芬 | F | Rep | 2004-05-01 | ||
| 174 | Pong, Aaron Wing Sing 龐穎誠 | M | RO | 2004-03-30 | ||
| 175 | Lam, Wai Sze (SFC:AHZ639) 林慧詩 | Rep | 2004-03-24 | |||
| 176 | Yeung, Hon Keung 楊漢強 | Rep | 2004-03-24 | |||
| 177 | Lam, Mei Wai 林美慧 | Rep | 2003-12-19 | 2004-02-16 | ||
| 178 | Ching, Maggie Yuk Shan 程玉珊 | F | Rep | 2003-11-26 | ||
| 179 | Ma, Johnny Bun Wah 馬斌華 | M | Rep | 2003-09-24 | ||
| 180 | Au, Derek Tsz To 區子韜 | M | Rep | 2015-04-17 | ||
| 181 | Chen, Siguo 陳思果 | Rep | 2017-12-21 | |||
| 182 | Cheng, Clement Yue Sun 鄭禹新 | M | RO | 2018-01-23 | ||
| 183 | Funaki, Maya | Rep | 2015-01-19 | |||
| 184 | Lai, Christopher Siu Lun 黎紹倫 | M | Rep | 2015-11-10 | ||
| 185 | Nallamala, Mayur Raoul | M | RO | 2014-02-25 | ||
| 186 | Ou, Wenxu 歐文栩 | Rep | 2018-09-24 | |||
| 187 | So, Yuen Man (SFC:BIJ967) 蘇婉雯 | Rep | 2016-11-01 |
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