DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Abbas, Asad (SFC:AIP440) |
|
|
AIP440 |
Rep |
2003-04-09 |
2009-10-22 |
| 2 |
Albrecht, Frank Oliver |
|
M |
AEZ487 |
Rep |
|
2004-07-28 |
| 3 |
Alexander, Michael Lewis |
|
M |
AGR372 |
Rep |
|
2004-11-16 |
| 4 |
Alexander, Sean Philip 白影子 |
|
M |
AHA619 |
Rep |
|
2006-02-28 |
| 5 |
Ang, Bee Leng |
|
|
AGE134 |
Rep |
|
2008-06-05 |
| 6 |
Apabhai, Mohammed Zuned |
|
M |
AHC475 |
Rep |
|
2006-06-26 |
| 7 |
Arrowsmith, Natalie Jane |
|
F |
AIG958 |
Rep |
|
2003-07-15 |
| 8 |
Bertrand, Caroline |
|
F |
ADV127 |
Rep |
|
2005-03-04 |
| 9 |
Chak, Alan Wing Kai 翟永基 |
|
M |
ADB786 |
Rep |
|
2004-01-08 |
| 10 |
Chan, Wai Ling (SFC:ABS687) 陳慧玲 |
|
|
ABS687 |
Rep |
2003-05-05 |
2008-05-03 |
| 11 |
Chang, Hui Na 張惠娜 |
|
|
AEU332 |
Rep |
|
2006-04-13 |
| 12 |
Chaplow, Richard Simon |
|
M |
ABE464 |
Rep |
|
2004-03-19 |
| 13 |
Chau, Kenneth Yiu Man 周耀文 |
|
M |
AGV336 |
Rep |
|
2005-08-30 |
| 14 |
Cheng, Miu Ling 鄭妙玲 |
|
|
AFC781 |
Rep |
|
2003-10-29 |
| 15 |
Cheung, Lee Na 張莉娜 |
|
|
AIU376 |
Rep |
2003-05-05 |
2004-05-10 |
| 16 |
Chiang, Ming Zuei 江明叡 |
|
|
ADY323 |
Rep |
|
2006-03-06 |
| 17 |
Chong, Chyi Yiing |
|
|
AFY704 |
Rep |
|
2006-04-05 |
| 18 |
Chu, Peter |
|
M |
AIR824 |
Rep |
|
2004-04-07 |
| 19 |
Chue, Chee Tang |
|
|
AFC278 |
Rep |
|
2009-01-01 |
| 20 |
Chung, Jeffrey Jin Wook |
|
M |
AEA620 |
Rep |
|
2014-04-10 |
| 21 |
Chung, Ji Young |
|
|
AGV338 |
Rep |
|
2011-10-07 |
| 22 |
Chuy Kon, Alejandro Jose |
|
M |
AIB976 |
Rep |
|
2007-04-14 |
| 23 |
Crosbie-Walsh, Gordon Michael |
|
M |
ACD934 |
Rep |
|
2006-07-31 |
| 24 |
Dawes, Charlotte Victoria Sohpie |
|
F |
AIY949 |
Rep |
2003-05-20 |
2003-08-19 |
| 25 |
Emerson, Nathan Devereux |
|
M |
AGL793 |
Rep |
|
2003-06-01 |
| 26 |
Fan, Jacqueline Sik Ling 范惜玲 |
|
F |
ADH472 |
Rep |
|
2005-04-11 |
| 27 |
Fennell, Nicholas Peter (SFC:ADA865) |
|
M |
ADA865 |
RO |
|
2003-06-12 |
| 28 |
Ford, Melvyn Guy |
|
M |
AGX675 |
Rep |
|
2003-11-18 |
| 29 |
Fung, Peter Yuk Kuen 馮旭乾 |
|
M |
AIU326 |
Rep |
|
2003-04-25 |
|
|
|
Rep |
2003-06-02 |
2010-06-07 |
| 30 |
Goco, Allan Gilbert Lim |
|
M |
AEE308 |
Rep |
2003-04-16 |
2008-12-01 |
| 31 |
Goodwin, Hannah Victoria |
38 |
F |
ACI718 |
Rep |
|
2005-03-29 |
| 32 |
Han, William Wei-Lee |
|
M |
AHF798 |
Rep |
|
2003-10-15 |
| 33 |
Harris, Stephen Paul (1953) |
50 |
M |
AGO825 |
RO |
|
2005-08-12 |
| 34 |
Hil, Jeffery Chi Yung 許志勇 |
|
M |
AAJ464 |
RO |
|
2011-10-18 |
| 35 |
Ho, Chak Kie 何澤基 |
|
|
AEC938 |
Rep |
|
2017-07-21 |
| 36 |
Honegger, Ricardo |
|
|
AIJ129 |
RO |
|
2006-01-01 |
| 37 |
Hoong, Yik Luen 洪逸倫 |
|
|
ADY095 |
Rep |
|
2003-04-17 |
|
|
|
Rep |
2003-05-29 |
2009-01-01 |
| 38 |
Hui, Ho Kuen 許浩權 |
|
|
AGB889 |
Rep |
|
2007-05-19 |
| 39 |
Jaycock, Ian Richard |
|
M |
AFX745 |
Rep |
|
2004-01-08 |
| 40 |
Kapur, Kanak Kamal 卡普尓金心 |
|
|
AGL150 |
Rep |
|
2006-12-28 |
| 41 |
Khanna, Punit |
|
|
ACE500 |
Rep |
|
2008-12-12 |
| 42 |
Kim, Yong Chan 金容賛 |
|
|
AIH348 |
Rep |
|
2004-07-28 |
| 43 |
King, Hubert Duncan 金汶椿 |
|
M |
AES843 |
Rep |
|
2015-06-08 |
| 44 |
Kong, Rita Yan Yee 江欣兒 |
|
|
AES247 |
Rep |
|
2011-03-05 |
| 45 |
Koo, Kevin Hung Yuan 顧弘源 |
35 |
M |
AFE094 |
Rep |
|
2005-04-27 |
| 46 |
Kwok, Dickie Tak Kei 郭德祺 |
|
|
AHL733 |
Rep |
|
2004-07-28 |
| 47 |
Lally, Harprit Singh |
|
|
AHQ837 |
Rep |
|
2005-10-01 |
| 48 |
Lau, Alexander Yen Hou 劉恩浩 |
|
M |
AFM190 |
Rep |
|
2006-06-05 |
| 49 |
Lau, Karen Ga Yun 劉家欣 |
|
F |
AIC041 |
Rep |
|
2007-03-12 |
| 50 |
Law, Ernest Kwan Hon 羅君瀚 |
|
M |
AFT604 |
Rep |
|
2004-08-16 |
| 51 |
Lee, Chun Wang (SFC:ADJ624) 李俊宏 |
|
|
ADJ624 |
Rep |
2003-04-30 |
2004-07-28 |
| 52 |
Lee, Youn Wen |
|
|
AHA183 |
Rep |
|
2018-11-11 |
| 53 |
Li, Annette Ka Pui 李嘉珮 |
|
F |
ADU559 |
Rep |
|
2004-02-01 |
| 54 |
Li, Ester Joyse Sau Han 李秀嫻 |
|
F |
AAV369 |
Rep |
|
2006-07-10 |
| 55 |
Li, Nelson Siu Sing 李紹成 |
|
M |
AAI318 |
Rep |
|
2009-06-13 |
| 56 |
Li, Sandy Pak Lin 李白蓮 |
|
|
AFF227 |
Rep |
|
2006-07-10 |
| 57 |
Liedtke, Boris Nikolaj |
|
M |
AEP413 |
Rep |
|
2005-03-04 |
| 58 |
Lim, Catherine Ai Nar 林愛娜 |
|
F |
AIJ815 |
Rep |
|
2003-07-27 |
| 59 |
Liu, Sum Ching 廖心澄 |
|
|
ACC217 |
Rep |
|
2005-01-07 |
| 60 |
Lo, Ricky Chi Wa 羅志華 |
|
M |
ACC653 |
Rep |
|
2010-03-11 |
| 61 |
Lu, Gloria Yi 陸奕 |
33 |
F |
ADA784 |
Rep |
2003-06-03 |
2007-08-01 |
| 62 |
Lui, Gregory Sieu Weng |
|
M |
AHA185 |
Rep |
|
2009-03-12 |
| 63 |
MacCarthy, Denis (SFC:AGK114) |
|
|
AGK114 |
Rep |
2003-06-09 |
2004-01-08 |
| 64 |
Miller, Daniel Owen 但米勒 |
|
M |
ACU447 |
RO |
|
2009-02-28 |
| 65 |
Narain, Ravi |
|
|
AAG780 |
Rep |
|
2010-03-24 |
| 66 |
Neo, Chye Lian |
|
|
AFE956 |
Rep |
|
2006-12-31 |
| 67 |
Ng, Ka Hing (SFC:ACU882) 伍家興 |
|
|
ACU882 |
Rep |
|
2005-05-10 |
| 68 |
Nichols, David (SFC:AGJ649) |
|
M |
AGJ649 |
Rep |
|
2006-08-11 |
| 69 |
Nolan, Brian Patrick |
|
M |
ADN955 |
RO |
|
2003-06-01 |
| 70 |
Norris, Jeremy Anthony (SFC:ABM977) |
|
M |
ABM977 |
Rep |
|
2005-05-26 |
| 71 |
Pachl, Franz Michael |
|
M |
AHS154 |
Rep |
|
2003-06-25 |
| 72 |
Peter, Edouard Fernen |
|
|
AGO822 |
RO |
|
2005-08-12 |
| 73 |
Primhak, Warren Lee |
39 |
M |
ADV313 |
RO |
|
2006-12-31 |
| 74 |
Sadler, Simon Peter |
34 |
M |
AFJ906 |
RO |
|
2004-05-10 |
| 75 |
Sanghi, Keshav Krishna |
|
|
ACR753 |
Rep |
|
2003-09-01 |
| 76 |
See, Buay Lan |
|
|
AHA574 |
Rep |
|
2004-01-27 |
| 77 |
Shaw, Natalie Ann |
|
F |
AGB890 |
Rep |
|
2003-06-25 |
| 78 |
Shen, Lyon Li Ang 沈歷昂 |
|
|
AIB112 |
Rep |
|
2003-07-10 |
| 79 |
Silveira, Ashley |
|
|
ADC285 |
Rep |
|
2003-09-01 |
| 80 |
Sim, Sharon Anne Soo Yee |
|
F |
AGH852 |
Rep |
|
2005-07-22 |
| 81 |
Smaller, Daniel Scott |
|
M |
AHF355 |
Rep |
|
2005-06-09 |
| 82 |
Sue, Kenneth (SFC:AEL989) 蘇其暉 |
|
M |
AEL989 |
Rep |
|
2006-03-28 |
| 83 |
Summerfield, David Angus |
|
M |
AEP603 |
Rep |
|
2003-06-26 |
| 84 |
Szeto, Carissa Carol 司徒加樂 |
|
F |
AIU527 |
Rep |
2003-05-14 |
2007-11-07 |
| 85 |
Tan, Guat Cheng Maureen |
|
F |
AEX047 |
Rep |
|
2008-02-22 |
| 86 |
Tan, Jushin Kenneth |
|
M |
AEX674 |
Rep |
|
2005-01-07 |
| 87 |
Tay, Mei Yuen |
|
|
AHC197 |
Rep |
|
2005-04-20 |
| 88 |
Trivedi, Amit Mahendra |
|
|
AIZ877 |
Rep |
2003-06-03 |
2003-09-08 |
| 89 |
Tsang, Yee Mai 曾綺薇 |
|
|
ABN099 |
Rep |
|
2010-03-11 |
| 90 |
Tse, Benjamin Bun 謝彬 |
|
M |
ACL001 |
Rep |
|
2006-12-29 |
| 91 |
Whitfield, Charles Bernard Francis 查韋斐 |
|
M |
AGL896 |
Rep |
|
2006-05-09 |
| 92 |
Wijaya, Annie |
|
F |
AHI788 |
Rep |
|
2006-04-24 |
| 93 |
Wong, Ka Hong 黃家康 |
|
|
AIH625 |
Rep |
|
2004-09-24 |
| 94 |
Wong, Kenneth Kin 黃健 |
|
M |
ACB812 |
RO |
|
2004-06-12 |
| 95 |
Woo, Janet Fong Fong 胡渢渢 |
|
F |
AEM866 |
Rep |
|
2019-07-08 |
| 96 |
Woo, Lam Hay 胡林熙 |
|
|
AAB005 |
Rep |
|
2007-07-21 |
| 97 |
Woo, Mei Wah 吳美華 |
|
|
ADB589 |
Rep |
|
2006-08-11 |
| 98 |
Wu, Isabella Ke 吳柯 |
|
F |
ACK248 |
Rep |
|
2004-04-23 |
| 99 |
Yau, Sheung Kam 邱湘琴 |
|
|
ADJ799 |
Rep |
|
2004-09-14 |
| 100 |
Yeoh, Wee Khee David 姚崇照 |
|
M |
AIB930 |
Rep |
|
2007-05-09 |
| 101 |
Yoon, Jerry Chan 尹燦 |
|
M |
AHA576 |
Rep |
|
2004-04-01 |
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