CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2004 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bonsor, Edward Richard |
28 |
M |
AJA998 |
Rep |
2004-03-17 |
2006-06-02 |
| 2 |
Bradley, Edmund Hugh |
|
M |
ABS842 |
RO |
|
2019-04-16 |
| 3 |
Buckle, Karen Jane |
|
F |
ACP924 |
Rep |
|
2014-01-24 |
| 4 |
Caruso, Richard Blaise |
|
M |
AKU347 |
Rep |
2004-10-19 |
2012-11-28 |
| 5 |
Chan, Chau Yuen 陳秋源 |
|
|
AFQ905 |
Rep |
|
2006-11-10 |
| 6 |
Chan, George Lung Cheung 陳龍翔 |
|
M |
AFK978 |
Rep |
2004-07-12 |
2012-06-13 |
| 7 |
Chan, Wa Ming 陳華明 |
|
|
ACJ230 |
Rep |
|
2005-09-27 |
| 8 |
Chan, Yat Hang 陳日恆 |
|
|
ADI947 |
Rep |
|
2006-05-30 |
| 9 |
Chau, Raymond Kai Chung 周啟聰 |
|
M |
ACE470 |
Rep |
|
2005-04-11 |
| 10 |
Chen, Alan Bing |
|
M |
AEH768 |
Rep |
|
2009-09-10 |
| 11 |
Chen, Augustine |
|
|
ALF255 |
Rep |
2004-09-01 |
2007-03-29 |
| 12 |
Chen, Xin (SFC:AIC946) 陳心 |
|
|
AIC946 |
Rep |
2004-05-04 |
2005-12-09 |
| 13 |
Cheuk, Alexander Siu Bun 卓兆斌 |
|
M |
ABX790 |
Rep |
|
2014-07-30 |
| 14 |
Choi, Sheung Ngai 蔡尚毅 |
|
|
AFG685 |
Rep |
|
2006-12-01 |
| 15 |
Chow, Jimmy Ka Ching 周家正 |
|
M |
ADZ442 |
Rep |
|
2006-08-07 |
| 16 |
Chow, Wing Hong (SFC:ACI634) 周永康 |
|
|
ACI634 |
Rep |
|
2006-09-28 |
| 17 |
Chu, Patrick Pak Ning 朱柏寧 |
|
M |
AEN687 |
Rep |
|
2005-04-20 |
| 18 |
Clark, Bettina Gay |
|
F |
AHL626 |
Rep |
|
2008-01-31 |
| 19 |
Coull, Gary William John 顧家利 |
50 |
M |
AAB495 |
RO |
|
2006-10-16 |
| 20 |
Dadabhoy, Imran Sooleman |
|
|
AJH414 |
Rep |
2003-12-09 |
2005-03-09 |
| 21 |
Dyas, Jonathan Luke |
|
M |
AJJ626 |
Rep |
2004-01-13 |
2005-01-12 |
| 22 |
Eng, Karen Jane 伍倚华 |
|
F |
ALB111 |
Rep |
2004-08-03 |
2020-10-16 |
| 23 |
Fishwick, Eric James |
|
M |
AFJ086 |
Rep |
|
2025-05-02 |
| 24 |
Gornall, Adrian Rubin |
|
M |
AIX145 |
Rep |
2004-06-02 |
2008-07-17 |
| 25 |
Howie, Fraser John Thomas (SFC:ADW025) |
|
M |
ADW025 |
Rep |
2003-08-08 |
2012-11-01 |
| 26 |
Hugh, Chuen Loong 丘俊隆 |
|
|
ACZ289 |
Rep |
|
2006-01-31 |
| 27 |
Hui, Ho Ming (SFC:ACQ676) 許浩明 |
|
|
ACQ676 |
Rep |
|
2005-07-27 |
| 28 |
Ismail, Akbar |
|
M |
AAB730 |
Rep |
|
2004-12-28 |
| 29 |
Kam, Yiu Man 甘耀文 |
|
|
AAG825 |
Rep |
|
2005-09-27 |
| 30 |
Kestel, Damian Paul |
|
M |
AGI601 |
Rep |
|
2010-12-10 |
| 31 |
Kinnear-Nock, Scott William |
36 |
M |
AFH089 |
Rep |
|
2008-04-15 |
| 32 |
Ko, Raymond 高力文 |
|
M |
AIL123 |
Rep |
|
2009-09-18 |
| 33 |
Lam, Wai Shing (SFC:AHX164) 林偉成 |
|
|
AHX164 |
Rep |
|
2005-09-27 |
| 34 |
Lau, Cyrus Chi Ning 劉志寧 |
|
M |
AIU754 |
Rep |
2003-05-30 |
2004-12-09 |
| 35 |
Law, Lucia Yuk Ha 羅玉霞 |
|
F |
AAD560 |
Rep |
|
2017-11-15 |
| 36 |
Lee, Sheldon (SFC:ACO981) 李超倫 |
|
|
ACO981 |
Rep |
|
2005-10-05 |
| 37 |
Leung, Polly Pui Ling |
|
F |
AJB855 |
Rep |
2003-07-17 |
2009-01-23 |
| 38 |
Leung, Siu Ping (SFC:ALG104) 梁少萍 |
|
|
ALG104 |
Rep |
2004-09-20 |
2005-02-15 |
| 39 |
Li, Chun Sheng (SFC:ABP733) 李俊盛 |
|
|
ABP733 |
Rep |
|
2004-12-09 |
| 40 |
Liu, Wei (SFC:ALG199) 劉煒 |
|
|
ALG199 |
Rep |
2004-09-23 |
2007-03-19 |
| 41 |
Lo, Chi Keung (SFC:AFT940) 盧志強 |
|
|
AFT940 |
Rep |
2003-09-30 |
2006-02-03 |
| 42 |
Lucas, Edwin (SFC:AAI491) |
|
M |
AAI491 |
RO |
2004-05-21 |
2005-02-22 |
| 43 |
Macqueen, Edward Charles |
|
M |
AIU750 |
Rep |
2003-08-25 |
2006-06-02 |
| 44 |
McNamara, Mary Elizabeth |
|
F |
ACS807 |
Rep |
2003-12-29 |
2010-05-14 |
| 45 |
Morrison, Robert William Bentley |
43 |
M |
AGQ547 |
RO |
2003-07-25 |
2009-06-30 |
| 46 |
Moss, Adam Alexander Guy |
|
M |
AEI504 |
Rep |
|
2010-09-20 |
| 47 |
Ng, Raymond Chun To 吳鎮濤 |
36 |
M |
ADA209 |
Rep |
|
2004-12-20 |
| 48 |
Ong, Polly So Po 王素寶 |
|
F |
ABH437 |
Rep |
|
|
| 49 |
Paterson, James Willock |
|
M |
ADA085 |
Rep |
|
2005-09-29 |
| 50 |
Riddick, Andrew William |
|
M |
AAA869 |
RO |
|
2013-12-12 |
| 51 |
Roche, Thomas Damian (SFC:ACU450) |
|
M |
ACU450 |
RO |
2003-07-25 |
2004-12-13 |
| 52 |
Rothman, Andrew Charles |
|
M |
AFW955 |
Rep |
|
2014-03-01 |
| 53 |
Ruber, Matthew Albert |
|
M |
ACT589 |
Rep |
|
2008-09-26 |
| 54 |
Shiu, Wing Sun 蕭榮申 |
|
|
ADZ443 |
Rep |
|
2019-12-11 |
| 55 |
Skinner, Donald William Lennox |
42 |
M |
AAI493 |
RO |
|
2012-07-05 |
| 56 |
Snaith, Michael Lachman |
|
M |
AJI329 |
Rep |
2003-12-18 |
2014-08-12 |
| 57 |
So, Ka Man (SFC:AHX165) 蘇家文 |
|
|
AHX165 |
Rep |
|
2008-11-24 |
| 58 |
Steele, Michael Ryan |
|
M |
AJI654 |
Rep |
2003-12-23 |
2005-04-20 |
| 59 |
Stiles, Andrew Guy |
|
M |
ABE303 |
Rep |
2003-12-09 |
2008-02-13 |
| 60 |
Stone, Richard Neil |
|
M |
ACJ526 |
Rep |
|
2005-03-29 |
| 61 |
Sutton, Peter Thomas |
|
M |
ADK261 |
Rep |
|
2009-03-30 |
| 62 |
Thomas, Howel Gruffudd Rhys |
29 |
M |
ADS535 |
Rep |
|
2005-01-12 |
| 63 |
Ting, Carter Richard 丁文達 |
|
|
ADK867 |
Rep |
2004-07-19 |
2007-04-04 |
| 64 |
Tse, Kin Kwok (SFC:AHA212) 謝建國 |
|
|
AHA212 |
Rep |
|
2005-01-19 |
| 65 |
Vohra, Dhruv |
|
|
AJI706 |
Rep |
2003-12-29 |
2012-06-01 |
| 66 |
Wai, Helena Suk Chong 衛淑莊 |
57 |
F |
AAB508 |
RO |
|
2019-05-01 |
| 67 |
Wan, Sandy San Ming 萬三敏 |
|
|
ADI757 |
Rep |
2003-09-17 |
2013-10-31 |
| 68 |
Wilkinson, Anthony John Cooper |
|
M |
AFD111 |
Rep |
|
2011-05-27 |
| 69 |
Witts, Richard Arthur |
61 |
M |
AAC928 |
Rep |
|
2008-08-08 |
| 70 |
Wong, Ming Shing 黃明勝 |
|
|
AAF460 |
Rep |
|
2005-07-19 |
| 71 |
Xu, Zhihua (SFC:AJG583) 許之樺 |
|
|
AJG583 |
Rep |
2003-11-25 |
2005-10-05 |
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