Morgan Stanley Hong Kong Securities Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Abbiss, Justin John |
|
M |
ACR459 |
Rep |
2006-02-21 |
2010-02-10 |
| 2 |
Aigner, Andreas Alois |
|
|
ANG728 |
Rep |
2006-04-07 |
2013-01-14 |
| 3 |
Ainsworth, David Nicholas |
47 |
M |
ACA981 |
Rep |
|
2008-05-15 |
| 4 |
Ambrose, Jason Lee |
35 |
M |
ANU169 |
Rep |
2006-08-16 |
2012-07-10 |
| 5 |
Apabhai, Mohammed Zuned |
|
M |
AHC475 |
Rep |
2006-09-26 |
2008-11-20 |
| 6 |
Baker, Kurt Alexander 白光磊 |
|
M |
AAK471 |
Rep |
|
2008-11-18 |
| 7 |
Bray, Lionel Philip Mitchell |
35 |
M |
ALB116 |
Rep |
2006-09-20 |
2007-05-08 |
| 8 |
Brown, Brian Robert |
|
M |
AIE430 |
Rep |
|
2008-05-15 |
| 9 |
Chak, Alan Wing Kai 翟永基 |
|
M |
ADB786 |
Rep |
2004-06-25 |
2012-01-10 |
| 10 |
Chang, Steve Deh-Mo 張德懋 |
|
M |
AGC467 |
Rep |
2005-10-26 |
2007-06-05 |
| 11 |
Chau, Kenneth Yiu Man 周耀文 |
|
M |
AGV336 |
Rep |
2006-05-17 |
2008-03-11 |
| 12 |
Chau, Wing Hung 周永雄 |
|
|
AAD828 |
Rep |
|
2008-11-20 |
| 13 |
Chiu, Jacky Tun Kin 趙端建 |
|
|
AFS943 |
Rep |
2006-03-21 |
2015-06-10 |
| 14 |
Choi, Sae Min 崔世旻 |
|
|
ANH726 |
Rep |
2006-05-02 |
2008-12-02 |
| 15 |
Chu, Brian Chi Yan 朱智仁 |
|
M |
ACX715 |
Rep |
2006-06-06 |
2010-06-11 |
| 16 |
Chui, Vincent Yik Chiu 徐亦釗 |
43 |
M |
AAD601 |
RO |
|
|
| 17 |
Crandell, Caroline Grace |
|
F |
AKP607 |
Rep |
2006-09-11 |
2014-08-04 |
| 18 |
Dhaliwal, Gurvinder Singh (SFC:AML714) |
|
|
AML714 |
Rep |
2005-10-26 |
2010-03-02 |
| 19 |
Donald, Matthew Henry |
|
M |
ACQ856 |
RO |
2005-06-01 |
2017-09-22 |
| 20 |
Droitcourt, Arnaud Eugene Gilbert |
|
M |
ANJ412 |
Rep |
2006-05-12 |
2010-11-10 |
| 21 |
Duanmu, Yongshan 端木雍山 |
|
|
ANK158 |
Rep |
2006-06-01 |
2007-07-03 |
| 22 |
Edwards, Damian Lander |
|
|
ALG180 |
Rep |
2006-09-22 |
2011-06-13 |
| 23 |
Gallo, Fabrizio (SFC:AJI533) |
|
M |
AJI533 |
Rep |
2005-10-31 |
2009-09-02 |
| 24 |
Gaynor, Scott Allen |
|
M |
ALB766 |
Rep |
2004-08-16 |
2007-12-17 |
| 25 |
He, Shirley Ying 何穎 |
|
F |
ACI620 |
Rep |
|
2020-02-04 |
| 26 |
Hegglin, Daniel Robert |
45 |
M |
ALB975 |
RO |
2004-12-10 |
2009-02-27 |
| 27 |
Holland, Matthew John (SFC:AMJ958) |
|
M |
AMJ958 |
Rep |
2005-08-25 |
2010-10-09 |
| 28 |
Hsu, Lawrence Ka Shin 許凱鑫 |
|
M |
AKP278 |
Rep |
2004-05-17 |
2010-04-26 |
| 29 |
Ingrouille, James Henry Carre 應凱勤 |
36 |
M |
ALS355 |
Rep |
2005-02-16 |
2012-06-01 |
| 30 |
Josephson, James Michael |
|
M |
ANS152 |
Rep |
2006-08-01 |
2007-05-29 |
| 31 |
Kam, Ka Wo 金嘉和 |
|
|
ACT200 |
Rep |
|
2010-08-02 |
| 32 |
Kellie-Smith, Sam Anthony |
|
M |
AMG968 |
RO |
2006-02-08 |
2009-03-20 |
| 33 |
Kelly, Patrick Cahill |
|
M |
AMC205 |
Rep |
2005-07-06 |
2007-08-02 |
| 34 |
Kim, Bum Soo |
|
|
AHZ633 |
Rep |
2006-04-18 |
2010-08-16 |
| 35 |
Kim, Yong Chan 金容賛 |
|
|
AIH348 |
Rep |
2005-12-14 |
2012-01-10 |
| 36 |
Kwan, Lisa Lai Ho 關麗河 |
|
F |
AEI036 |
Rep |
2004-01-09 |
2018-06-20 |
| 37 |
Kwok, Pui Shan (SFC:AEJ676) 郭珮珊 |
|
|
AEJ676 |
Rep |
|
|
| 38 |
Kwok, Pui Ying 郭佩瑛 |
|
|
ABV967 |
Rep |
|
2012-01-10 |
| 39 |
Lam, Loretta Shau Ting 林秀婷 |
|
F |
ALQ408 |
Rep |
2005-01-19 |
2012-09-10 |
| 40 |
Lau, Alan Yim Pang 劉炎鵬 |
|
M |
AAW948 |
Rep |
|
2014-04-29 |
| 41 |
Lau, Kwan Ho (SFC:ALB117) 劉君豪 |
|
|
ALB117 |
Rep |
2005-12-23 |
2009-02-13 |
| 42 |
Lee, Delphine Chui Fan 李翠芬 |
|
|
ANZ876 |
Rep |
2006-09-27 |
2008-11-20 |
| 43 |
Letts, Darren Arthur Bohrsmann |
|
M |
AGC952 |
Rep |
2004-08-09 |
2009-03-31 |
| 44 |
Luk, Karen Yuen San 陸潤珊 |
|
F |
AKX264 |
Rep |
2004-07-09 |
2011-10-17 |
| 45 |
Luk, Man To 陸文滔 |
|
|
AEW788 |
Rep |
2006-04-03 |
2007-01-23 |
| 46 |
Ma, Christopher Chun Leung 馬鎮良 |
|
M |
AEL987 |
Rep |
|
2011-05-19 |
| 47 |
Marshall, David Simon |
|
M |
ALZ694 |
Rep |
2005-05-13 |
2006-12-28 |
| 48 |
Ng, Chung Nin (SFC:ALD666) 吳松年 |
|
|
ALD666 |
Rep |
2004-08-30 |
2008-04-03 |
| 49 |
Ng, Ka Fuk 吳嘉福 |
|
|
ABM509 |
Rep |
2004-11-02 |
2008-11-20 |
| 50 |
Peng, Antai |
|
|
ANS154 |
Rep |
2006-08-01 |
2013-12-31 |
| 51 |
Petit-Pasquier, Julien |
|
|
ANN270 |
Rep |
2006-06-19 |
2010-04-22 |
| 52 |
Poulton, Charles Francis Campbell |
|
M |
AMK227 |
Rep |
2006-05-04 |
2008-11-20 |
| 53 |
Ranjan, Rajeev (SFC:AKU344) |
|
|
AKU344 |
Rep |
2006-07-20 |
2007-06-07 |
| 54 |
Renard, Jean-Guy Raymond Charles |
|
M |
AGH585 |
Rep |
2005-07-12 |
2006-12-28 |
| 55 |
Sam, Shook Fung (SFC:ADM712) 沈淑芳 |
|
|
ADM712 |
Rep |
2006-05-02 |
2016-01-08 |
| 56 |
Smith, Timothy Clement |
|
M |
AMI208 |
Rep |
2005-09-30 |
2008-01-15 |
| 57 |
Sung, Pak Kai 宋百佳 |
|
|
AMO223 |
Rep |
2005-10-13 |
2009-06-29 |
| 58 |
Teo, Cher In 張雪盈 |
|
|
ANT774 |
Rep |
2006-08-09 |
2010-08-19 |
| 59 |
Thompson, Stephen (SFC:ANQ086) |
|
M |
ANQ086 |
Rep |
2006-07-17 |
2013-06-26 |
| 60 |
Tsang, William Chi Ho 曾智豪 |
|
M |
AFT538 |
Rep |
|
2021-04-06 |
| 61 |
Tsoi, Amanda Yan Sau 蔡欣秀 |
|
F |
ANI877 |
Rep |
2006-05-03 |
2010-01-18 |
| 62 |
Vijaya Raghavan, Ramesh |
|
M |
ADX194 |
Rep |
|
2008-11-20 |
| 63 |
Webb, Robert (SFC:ALQ617) |
|
M |
ALQ617 |
Rep |
2006-02-20 |
2010-03-08 |
| 64 |
Wong, Man Chung (SFC:ACJ603) 黃敏聰 |
|
M |
ACJ603 |
Rep |
|
2011-11-10 |
| 65 |
Yates, Jason (SFC:AHS273) |
|
M |
AHS273 |
Rep |
2005-06-30 |
2017-01-04 |
| 66 |
Yong, Angela Lai Har 楊麗霞 |
|
F |
AFS492 |
Rep |
2004-01-09 |
2019-03-04 |
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