SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Chi Ming 歐智明 | ARN601 | Rep | 2008-08-26 | 2009-09-10 | ||
| 2 | Chan, Fung Chu 陳鳳珠 | ANW378 | Rep | 2007-08-20 | 2010-01-11 | ||
| 3 | Chan, Lap Chung (SFC:AIJ099) 陳立中 | AIJ099 | RO | 2008-12-18 | 2011-04-07 | ||
| 4 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2016-04-30 | |||
| 5 | Chow, Yin Shan 周燕珊 | F | ABV666 | Rep | 2003-10-17 | 2013-07-01 | |
| 6 | Chui, Man Nga 崔雯雅 | ASX258 | Rep | 2009-05-06 | 2012-01-02 | ||
| 7 | Lam, Dennis Che Chung 林志聰 | M | ALG475 | RO | 2008-12-18 | 2012-08-09 | |
| 8 | Lau, Elaine Yim Ling 劉艷玲 | F | AAJ813 | Rep | 2008-01-23 | 2018-09-04 | |
| 9 | Lee, Po Chu (SFC:ATD387) 李寶珠 | ATD387 | Rep | 2009-08-10 | 2011-05-09 | ||
| 10 | Pao, Lik 鮑力 | AEY552 | RO | 2009-03-18 | 2016-03-21 | ||
| 11 | Yeung, Ching (SFC:ALW845) 楊靜 | ALW845 | Rep | 2005-04-21 | 2011-12-30 | ||
| 12 | Yu, Shiu Hang 余兆衡 | ASN972 | Rep | 2009-04-17 | 2009-10-31 |
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