Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Chai, Yan 柴妍 ASG320 Rep 2009-01-14 2010-01-31
2 Chang, Jack (SFC:ARS401) M ARS401 Rep 2008-10-15 2009-10-15
3 Chang, Ludwig M AFH012 Rep 2006-07-10 2007-07-31
4 Chang, Shuo-Fong 張碩峯 AQE954 Rep 2008-02-13 2009-05-08
5 Chang, Wen Hui (SFC:ATW265) 張文慧 ATW265 Rep 2009-09-28 2011-10-14
6 Chen, Beini (SFC:ASG301) 陳蓓妮 ASG301 Rep 2009-01-14 2009-09-01
7 Chen, Chih Yu (SFC:ARS400) 陳治宇 ARS400 Rep 2008-10-15 2009-10-21
8 Chen, Li-Fong 陳豊丰 AOX090 Rep 2009-04-30 2011-10-14
9 Chen, Zhong Wei 陳仲偉 AMM502 Rep 2009-02-13 2009-09-14
10 Cheng, Charles Yo-chuan 鄭又銓 M ALG172 Rep 2008-11-14 2010-07-01
11 Cheung, Jasmine Lok Hang 張樂恆 F AIN696 Rep 2003-10-16 2004-08-19
12 Cheung, Wai Hung (SFC:AUN717) 章偉鴻 AUN717 Rep 2010-01-29 2012-09-29
13 Chiang, Shih-Wei 江仕偉 AKS603 RO 2004-07-02 2005-11-15
14 Cho, Larry Yui Kwan 曹銳焜 M ALQ596 Rep 2009-11-20 2010-05-15
15 Chum, Michael Hon Wang 覃漢宏 46 M AEA451 RO 2006-07-08 2012-12-01
16 Chung, Christine Jui Mei 鍾瑞美 F AEJ588 RO 2006-07-08 2007-12-31
Rep 2009-11-16 2009-12-23
RO 2009-12-23 2012-09-01
17 Clarke, Daniel Patrick M ALB224 Rep 2008-12-05 2009-10-20
18 Ding, Jing Wei 丁經緯 ASG310 Rep 2009-01-20 2009-06-09
19 Dunham, Christopher Mark M ANU648 Rep 2009-04-28 2009-08-05
RO 2009-08-05 2012-04-26
20 Emerson, Nathan Devereux M AGL793 Rep 2006-01-26 2009-01-19
21 Fu, Hsiang Chuan 傅祥銓 ALR024 Rep 2009-01-08 2010-06-02
22 Hill, Liam Patrick M AKI975 Rep 2008-10-15 2008-12-20
23 Ho, Kwok Chung (SFC:AAB905) 何國仲 AAB905 Rep 2008-10-27
24 Hsu, Pei 徐培 AGF149 Rep 2003-10-22 2004-06-09
RO 2004-06-09 2004-11-09
25 Hsu, Yi-Ju 徐怡如 APK835 Rep 2009-02-25 2009-10-31
26 Kung, Te-Yi 孔德儀 ASW868 Rep 2009-04-30 2009-10-15
27 Kuo, Che-Jung 郭哲榮 ALT954 Rep 2005-04-28 2008-11-25
Rep 2009-11-23 2019-11-21
28 Lam, Terence Joe Cho Ying 林祖瀛 49 M ABW710 RO 2004-04-28
29 Lau, Samuel Cheuk Hang 劉卓鏗 M AJB217 Rep 2008-09-12 2018-06-27
30 Leung, Richard Chi Wing 梁志榮 M APZ101 Rep 2009-03-13 2009-04-17
31 Li, Fang (SFC:AOR995) 厲放 52 F AOR995 Rep 2007-03-19 2013-12-05
32 Li, Min (SFC:ASU506) 李敏 ASU506 Rep 2009-04-23 2012-03-24
33 Liang, William Wei Jen 梁維仁 M AGU673 Rep 2009-08-03 2010-03-05
34 Lin, Li Yu (SFC:AHT091) 林麗玉 AHT091 Rep 2004-07-19 2008-11-25
35 Lin, Yen Jie 林彥傑 ALC987 Rep 2004-11-08 2005-10-12
RO 2005-10-12 2009-02-12
36 Lin, Yu Hong 林妤虹 ATS207 Rep 2009-09-11 2011-06-02
37 Liu, Jia (SFC:ASH678) 劉佳 ASH678 Rep 2009-02-18 2009-04-10
38 Liu, Ken Wu 劉耕吾 M APQ644 Rep 2008-11-17 2010-01-31
39 Liu, Mei Shan 廖美珊 F ATI925 Rep 2009-07-20 2010-05-01
40 Liu, Ren (SFC:ASH680) 劉韌 ASH680 Rep 2009-01-16 2010-05-22
41 Liu, Wen-Yu 劉文昱 ASA033 Rep 2009-04-09 2009-11-30
42 Liu, Yi (SFC:ATR118) 劉禕 ATR118 Rep 2009-09-02 2011-03-26
43 Liu, Yixuan (SFC:ATQ883) 劉怡軒 ATQ883 Rep 2009-08-28 2012-08-30
44 Liu, Yu-Chi 劉毓綺 AJE119 Rep 2003-10-27 2004-04-27
45 Lo, Chih-peng 羅志鵬 ARE530 Rep 2008-07-24 2009-02-12
RO 2009-02-12 2010-02-09
46 Ma, Vicky V. F ASM274 Rep 2009-02-27 2010-02-26
47 Ma, Xiaowen 馬曉文 ASG314 Rep 2009-01-20 2010-04-14
48 Markovich, Boris M ASG330 Rep 2009-01-19 2009-06-02
RO 2009-06-02 2010-05-01
49 Ming, Ming-Hsia 明明霞 ATO860 Rep 2009-08-24 2011-04-07
50 Ming, Shu (SFC:ASH318) 明舒 ASH318 Rep 2009-01-16 2010-04-08
51 Mok, Jeanne 莫靜芬 ACE638 Rep 2009-09-18
52 Ng, Ka Fuk 吳嘉福 ABM509 Rep 2009-07-09 2011-11-30
53 Nissen, Charles Peter Alexander 26 M ASI132 Rep 2009-02-25 2011-10-21
54 Poon, Ming Pui 潘明培 M AAF320 Rep 2009-08-06 2009-11-02
RO 2009-11-02 2011-04-21
55 Qian, Shenglei 錢晟磊 ASG325 Rep 2009-01-14 2011-01-14
56 Shek, Winnie Po Wan 石寶雲 F ADY724 Rep 2009-10-12 2010-12-06
57 Shi, Lin (SFC:AMF516) 石琳 AMF516 Rep 2009-03-02 2009-05-11
58 Shih, Po-Cheng 施伯承 ARK095 Rep 2008-09-04 2009-07-17
59 Tan, Choon Ming 陳俊銘 AMA932 Rep 2009-02-26 2010-08-10
60 Tan, Kim Chong 陳金崇 ANT749 Rep 2009-12-03 2012-03-24
61 Tsai, Chiu Hsun 蔡秋洵 AQS647 Rep 2008-05-05 2009-07-16
62 Tsang, Tak Chi 曾德芝 ADV457 Rep 2009-11-23 2011-06-15
63 Tseng Kuo, Jorge AQW616 Rep 2008-05-21 2008-11-11
64 Tseng Kuo, Juan AJL228 Rep 2008-09-26 2009-10-20
65 Wan, David Ngar Yin 溫雅言 50 M ABH754 RO 2004-02-06 2010-10-01
66 Wan, Joyce Nga Yee 溫雅怡 F AOH920 Rep 2010-01-25 2015-06-14
67 Wan, Wei (SFC:ASH820) 萬煒 ASH820 Rep 2009-01-20 2010-01-31
68 Wang, Cong (SFC:ATW842) 王聰 ATW842 Rep 2009-10-02 2011-05-23
69 Wen, Hsin Wei 聞歆瑋 AJK591 Rep 2004-03-18 2004-09-18
70 Wertheimer, Richard Miles M ACT127 Rep 2006-05-03 2009-01-07
RO 2009-01-07 2009-09-30
71 Wong, Arthur Chi To 黃志滔 M ANK679 Rep 2008-09-17 2014-04-30
72 Wong, Johnny Kin Man 黃建文 M ACI033 Rep 2009-03-13 2012-11-16
73 Wong, Ka Yau 黃嘉佑 AHL492 Rep 2009-12-11 2010-03-23
74 Wong, Kwok Wai (SFC:AOY613) 黃國威 AOY613 Rep 2009-09-02 2010-04-25
75 Wong, Yun Fai (SFC:APD419) 黃潤輝 APD419 Rep 2008-09-16 2009-08-11
RO 2009-08-11 2012-01-01
76 Wu, Hung-Ting 吳洪霆 ARS402 Rep 2008-10-15 2009-02-20
77 Wu, Jie (SFC:ASH801) 吳杰 ASH801 Rep 2009-01-16 2010-01-31
78 Wu, Rong (SFC:ASH827) 吳蓉 ASH827 Rep 2009-01-16 2012-04-29
79 Wu, Zheng (SFC:ASH677) 吳正 ASH677 Rep 2009-02-13 2009-03-11
80 Wun, Duncan Wai Yee 溫偉儀 46 M AAD933 Rep 2009-08-28 2010-07-13
81 Xu, Ting (SFC:ASK490) 徐挺 ASK490 Rep 2009-02-09 2009-03-11
82 Yan, Zhixiong (1970) 嚴志雄 40 M ARI511 Rep 2009-02-02 2011-09-03
83 Yang, Te Hau 楊得灝 AIC882 Rep 2006-07-10 2007-11-30
RO 2007-11-30 2011-03-04
84 Young, Ti-Sheng 楊滌生 ABD503 Rep 2009-03-26 2009-08-31
RO 2009-08-31 2010-03-05
85 Yu, Peng (SFC:ASH304) 于芃 ASH304 Rep 2009-02-13 2009-03-11

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