CLSA FUTURES LIMITED 里昂期貨有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Alexander, Michael Lewis M AGR372 Rep 2005-08-04 2010-07-19
2 Bird, John David (SFC:AKY461) M AKY461 RO 2005-02-01 2015-03-28
3 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2008-06-02 2010-11-23
4 Chanthongkaew, Sorach AQX938 Rep 2008-04-29 2016-02-15
5 Fisher, Kirstie Jane F ANY183 Rep 2006-09-18 2010-05-03
6 Gan, Tanya Li Phing F AOP016 Rep 2008-02-26 2015-09-04
7 Howie, Fraser John Thomas (SFC:ADW025) M ADW025 Rep 2003-08-08 2012-11-01
8 Lam, Don Ting 林挺 ABN490 Rep 2014-07-10
9 Law, Lucia Yuk Ha 羅玉霞 F AAD560 Rep 2016-02-15
10 Lee, Poh Aik ATD682 Rep 2009-06-19 2015-12-31
11 McNamara, Mary Elizabeth F ACS807 Rep 2003-12-29 2010-05-14
12 Ong, Polly So Po 王素寶 F ABH437 Rep 2016-02-15
13 Skinner, Donald William Lennox 48 M AAI493 RO 2012-07-05
14 Smith, Timothy Clement M AMI208 Rep 2009-06-30 2012-06-13
15 Tan, Shao Khing Bruce M ASZ739 Rep 2009-06-05 2010-05-29

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