J.P. MORGAN SECURITIES (FAR EAST) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012		 ⚥ SFC ID Role From Until
1 Ang, Xiao Yun 洪曉雲 AQU426 Rep 2012-01-13 2015-08-25
2 Assomull, Yovan Vijay M ARJ546 Rep 2008-07-28 2013-04-24
3 Bai, Jiajie 柏佳洁 AYT442 Rep 2012-01-13 2013-05-23
4 Banh, Jason 彭志承 M AYR985 Rep 2012-01-13 2014-02-27
5 Burdett, James William (SFC:AJO203) M AJO203 RO 2012-03-16 2013-06-28
6 Chan, Connie Siu Man 陳肇敏 F AHV475 Rep 2012-01-13 2013-04-30
7 Chan, Douglas Tak Kee 陳德基 M AMB242 Rep 2012-01-13 2013-12-31
8 Chan, Gavin Ka Yin 陳家賢 M AYT451 Rep 2012-02-13 2013-11-29
9 Chan, Kevin Karl 陳嘉豪 M AYT452 Rep 2012-01-13 2012-08-03
10 Chan, Rebecca Wai Ying (SFC:AMF214) 陳慧瑩 F AMF214 Rep 2012-01-13 2014-04-25
11 Chan, Siu Lun (SFC:AXH172) 陳兆麟 AXH172 Rep 2012-01-09 2014-10-09
12 Chan, Sze Chung (SFC:AEE351) 陳思冲 AEE351 Rep 2012-01-13 2017-08-31
13 Chandramouli, Arun M ATY790 Rep 2010-06-23 2012-05-25
14 Chen, Bin (SFC:AYS798) 陳濱 AYS798 Rep 2012-01-13 2022-09-19
15 Chen, Ming Xuan 陳銘軒 AYS807 Rep 2012-01-13 2014-04-29
16 Chen, Ruoyun 陳若芸 AYR983 Rep 2012-01-16 2012-08-22
17 Chen, Xiaoying (SFC:AYU716) 陳晓穎 AYU716 Rep 2012-01-13 2016-03-16
18 Chen, Yang (SFC:AYS812) 陳陽 AYS812 Rep 2012-01-13 2013-06-21
19 Chen, Ying (SFC:AYR997) 陳瑩 AYR997 Rep 2012-01-13 2013-10-04
20 Chen, Yingnan 陳嬰南 AYT461 Rep 2012-01-13 2012-12-12
21 Cheng, Wing Yee (SFC:AYR967) 鄭穎怡 AYR967 Rep 2012-01-13 2012-09-12
22 Cheng, Xi (SFC:AYR965) 程荃 AYR965 Rep 2012-01-13 2012-09-27
23 Cheung, Yik Shan 張亦珊 APP580 Rep 2010-09-03 2012-06-18
24 Chia, Yong Yue Wilfred 謝永岳 AYT485 Rep 2012-01-13 2023-04-28
25 Chow, Tsun Ying Jenny 周進盈 AYT696 Rep 2012-01-13 2013-07-26
26 Choy, Wai Ting 蔡偉定 ARE817 Rep 2012-01-13 2015-06-15
27 Clayton, Kerwin Patrick M AYR971 Rep 2012-01-13
28 Crosbie-Walsh, Gordon Michael M ACD934 Rep 2010-08-06 2013-06-26
29 De T'Serclaes De Wommersom, C. E. H AYR976 Rep 2012-01-13 2020-01-31
30 De Werra, Thibaud Paul Henri Louis M AYS818 Rep 2012-01-13 2012-08-31
31 Dendev, Od-Erkhes AYS821 Rep 2012-01-13 2013-06-28
32 Diao, Yang (SFC:AFT479) 刁揚 38 M AFT479 RO 2012-03-01 2014-07-18
33 Dujari, Vipul ALC175 Rep 2010-03-18 2013-04-30
34 El Omari, Maher 42 M AGO017 Rep 2012-01-13 2021-06-01
35 Fang, Fang (SFC:ACF847) 方方 47 M ACF847 RO 2012-03-01 2014-03-21
36 Feng, Bo (SFC:AYT707) 馮博 AYT707 Rep 2012-01-13 2013-05-24
37 Feng, Sha 馮沙 AYS823 Rep 2012-01-13 2018-09-17
38 Fisk, Eliot James Hywel M AFG740 Rep 2015-02-12
39 Fletcher, Timothy John (SFC:AHD377) M AHD377 Rep 2012-01-13 2013-10-23
40 Geng, Cong (SFC:AUW030) 耿聰 AUW030 Rep 2012-01-13 2013-06-06
41 Ghitis, Yaniv AYR952 Rep 2012-01-13 2021-03-31
42 Gong, Fangxiong 龔方雄 49 M AYT726 Rep 2012-01-13 2015-04-10
43 Gordon, Steven Barry M APB696 Rep 2007-06-08
44 Grabowski, Carly Lisabeth AYT727 Rep 2012-01-13 2012-09-25
45 Greenberg, Matthew Bailey M AVT233 Rep 2012-04-17 2013-06-04
46 Gu, Brian Hongdi 顧宏地 M AYS835 Rep 2012-01-13 2018-03-25
47 Gupta, Maansi AYS658 Rep 2012-02-03 2025-03-20
48 Gupte, Aloke AYT729 Rep 2012-01-13 2016-08-31
49 Hamilton, Jeffrey Wayne M AYT771 Rep 2012-01-13 2015-06-10
50 Han, Tahee 韓泰熙 AYS837 Rep 2012-01-13
51 Hazarika, Anupom AWY734 Rep 2011-03-10 2012-05-23
52 He, Yiming (SFC:AYT733) 賀一鳴 AYT733 Rep 2012-01-13 2012-09-19
53 Ho, Kelvin Cheuk Yin 何卓賢 39 M ACY765 RO 2012-03-01 2017-12-29
54 Ho, Lai Ha 何麗霞 APW241 Rep 2012-01-13 2013-05-24
55 Hsieh, Chris M AEU791 Rep 2012-01-13 2013-07-19
56 Hu, Tianzong Angela 胡天縱 F ANH100 Rep 2012-02-03 2017-05-31
57 Huang, Vanessa Yi Fei 黃一緋 40 F AYS868 Rep 2012-01-18 2015-09-21
58 Huang, Yu (SFC:ANT257) 黃昱 ANT257 Rep 2012-01-13 2013-03-28
59 Hwang, Jae Hyuk AYS870 Rep 2012-01-13 2014-04-22
60 Ip, Hiram Hon Lam 葉瀚林 M AIB932 Rep 2012-01-13 2016-10-31
61 Ip, Ho Ming (SFC:ARZ150) 葉灝銘 ARZ150 Rep 2012-01-16 2014-03-28
62 Ip, Wang Hoi 葉耘開 36 M ALN577 Rep 2012-01-13 2016-02-01
63 Jayaraman, Sreenivas AUG804 Rep 2012-01-13 2014-09-30
64 Jhunjhunwala, Siddharth (SFC:AXS859) AXS859 Rep 2011-07-29 2012-07-26
65 Ji, Yehong 季業宏 47 M ALU479 Rep 2012-01-13 2016-03-24
66 Jia, Qin (SFC:AYT778) 賈沁 AYT778 Rep 2012-01-13 2020-07-03
67 Jiang, Zhangli 蔣章犁 AYR992 Rep 2012-02-03 2013-12-13
68 Johnson, Nicholas Regan 庄历豪 M AYT747 Rep 2012-02-10 2019-11-29
69 Jung, Woo Sung (SFC:AYR994) 鄭宇成 AYR994 Rep 2012-02-03 2017-08-02
70 Kennedy, Roger Cameron (SFC:AYS871) M AYS871 Rep 2012-01-13 2012-07-30
71 Kim, Jangseob 金壯燮 AYT751 Rep 2012-01-13 2013-01-31
72 Kim, Kyung Han AQQ105 Rep 2012-01-13 2014-03-31
73 Kim, Young-Ki 金暎起 AOA648 Rep 2012-02-03 2012-07-29
74 Kohli, Nikhil AVI597 Rep 2012-01-13 2014-03-14
75 Kwok, Irene Wa Yan 郭華欣 F AYR945 Rep 2012-01-13 2015-03-31
76 Lai, Dandan (SFC:AYS183) 賴旦旦 AYS183 Rep 2012-01-13 2014-09-01
77 Lau, David Pak Wai 劉伯偉 41 M ACQ669 RO 2012-03-01
78 Lau, Hang (SFC:ALP916) 劉鏗 ALP916 Rep 2012-02-03 2012-12-11
79 Lau, Kam Sen 劉今晨 24 M AYT764 Rep 2012-01-13 2013-03-05
80 Lau, Kan Wah 劉勤華 ABT973 Rep 2012-11-09
81 Lau, Tsz Wing 劉子頴 ALW219 Rep 2005-04-04 2012-05-23
82 Lau, Yu (SFC:AQI625) 劉宇 30 M AQI625 Rep 2012-01-13 2012-11-06
83 Lawson, Matthew James (1973-07) 馬修 39 M AYS248 Rep 2012-01-19 2016-02-01
84 Lee, Hee Jae 李熙載 ADU319 Rep 2012-01-13 2012-07-11
85 Lee, Soryo 李小麗 AYS244 Rep 2012-01-13 2014-03-31
86 Lee, Sungjae (SFC:AYS186) 李誠宰 AYS186 Rep 2012-01-13 2014-07-31
87 Lee, Timothy Wing Him 李穎謙 M AYS240 Rep 2012-01-13 2012-09-05
88 Lee, Vanessa (SFC:AYS194) 李穎嬋 28 F AYS194 Rep 2012-01-13 2015-04-22
89 Leung, Catherine Kar Cheung 梁嘉彰 44 F AGN568 RO 2012-03-01 2015-04-10
90 Leung, Chi Man (SFC:AQV179) 梁治文 AQV179 Rep 2010-07-12 2017-12-13
91 Leung, Henry Shun Hin 梁迅軒 M AYT473 Rep 2012-01-13 2018-03-06
92 Leung, Jonathan Koon-Fung 梁冠峯 M AYS657 Rep 2012-02-03 2013-04-17
93 Li, Haibo (SFC:AYS874) 李海波 AYS874 Rep 2012-02-16 2013-05-08
94 Li, Wen (SFC:AYU052) 李雯 AYU052 Rep 2012-01-16 2014-03-18
95 Li, Xiang (SFC:ANP011) 李响 ANP011 Rep 2012-01-13 2014-05-23
96 Li, Yilu 李伊呂 ATN888 Rep 2012-01-13 2013-05-23
97 Li, Ziyong 李子勇 AYS196 Rep 2012-01-13 2017-06-12
98 Liang, Jianhong (1976) 梁劍虹 36 M AYS243 Rep 2012-01-13 2012-12-14
99 Lim, Lian Ee 林連毅 APZ646 Rep 2012-02-06 2013-02-22
100 Lin, Sen (SFC:AYS875) 林森 AYS875 Rep 2012-02-06 2017-12-02
101 Liu, Chang (SFC:AOJ599) 劉暢 AOJ599 Rep 2012-01-13 2015-05-20
102 Liu, Dongheng 劉東恒 AYT455 Rep 2012-01-13 2013-03-08
103 Liu, Hao (SFC:AYS245) 劉皓 AYS245 Rep 2012-01-13 2012-11-13
104 Liu, Jia (SFC:AVX016) 劉佳 AVX016 Rep 2012-01-13 2013-08-20
105 Liu, Xilin (SFC:AYV313) 劉錫林 AYV313 Rep 2012-01-19 2012-06-30
106 Liu, Yen-Chun (SFC:AYS169) 劉彥君 AYS169 Rep 2012-02-03 2013-06-14
107 Liu, Ying (SFC:ATO768) 劉莹 ATO768 Rep 2012-02-23 2014-06-30
108 Lu, Shueh Pu 呂學樸 AYS340 Rep 2012-02-03 2012-05-11
109 Lu, Xiaoying 陸曉穎 APO977 Rep 2012-01-13 2012-11-29
110 Maheshwari, Abhinav M AVK737 Rep 2010-06-28 2014-04-02
111 Malkani, Sanjeev Lalchand M AGO384 Rep 2012-02-03 2014-02-07
112 Mangla, Achintya AFU651 RO 2009-10-28 2013-08-31
113 Marciniak, Stefan AYS660 Rep 2012-02-03 2013-02-01
114 Mardix, Elad AYS379 Rep 2012-01-13 2017-09-15
115 Maria, Gaurav M AYU709 Rep 2012-01-13 2022-01-14
116 Marin, Todd Robert M AHN604 Rep 2012-01-16 2015-05-08
117 Meisner, David Benjamin M AYT417 Rep 2012-01-13 2012-06-05
118 Mocatta, Frederick Edward Elkin 毛家鑫 25 M AZH045 Rep 2012-04-17 2012-06-29
119 Naito, Kazuma 內藤一真 AMW685 RO 2012-04-13 2014-09-30
120 Narayan, Anand AYT420 Rep 2012-01-13 2014-02-01
121 Neibor, Jennifer Morgan F AYS382 Rep 2012-02-01 2013-05-31
122 Ng, Chor Sum Sam 吳楚琛 AYT391 Rep 2012-01-13 2014-08-29
123 Ng, Kester Shing Joe 吳繩祖 45 M ACD717 RO 2007-09-20 2013-04-04
124 Ng, Kin Ting 吳建霆 AYT344 Rep 2012-01-13 2014-11-21
125 Ng, Winnie Wing Han 伍穎嫻 37 F AYS383 Rep 2012-02-03 2021-04-23
126 Niam, Damien 嚴興煒 AYT381 Rep 2012-01-13 2013-02-01
127 No, Patrick M AYT365 Rep 2012-01-13 2016-04-29
128 Pai, Nelly Szu Chia 白思佳 37 F AGH243 Rep 2012-01-13 2012-09-14
129 Pak, Andrew Young M AYS661 Rep 2012-02-03 2015-05-19
130 Park, James Chunin M AZH046 Rep 2012-04-17 2013-01-03
131 Pernet, Lionel M AYS378 Rep 2012-01-13 2022-06-06
132 Poon, Chun Kit (SFC:AYS662) 潘俊傑 AYS662 Rep 2012-02-03 2015-03-19
133 Qi, Chao (SFC:AYS388) 齊超 AYS388 Rep 2012-01-13 2013-09-09
134 Sanadhya, Sudhanshu AXU881 Rep 2011-08-05 2012-07-26
135 Sayer, David Michael 36 M AFT910 RO 2009-03-18 2012-07-28
136 Sethi, Shitij AYS663 Rep 2012-02-03 2012-11-23
137 Sethia, Abhijay AXK682 Rep 2011-08-15 2012-06-18
138 Shao, Shan 邵杉 AYS387 Rep 2012-01-13 2013-06-07
139 Shen, Xiao (1977) 沈霄 35 M ANT287 Rep 2012-01-13 2016-03-24
140 Shi, Liying (SFC:AMH701) 施麗穎 AMH701 Rep 2012-01-13 2013-01-31
141 Si-Tu, Chi Wai 司徒志威 AYS665 Rep 2012-02-03
142 Sng, Ren Yi 孫仁義 AYT411 Rep 2012-01-13 2015-07-31
143 Song, Minjie 宋旻洁 AYT409 Rep 2012-01-13 2019-05-10
144 Song, Younghun AYS534 Rep 2012-01-13 2017-08-31
145 Suen, David Toi Wai 孫台維 M ACS842 RO 2011-12-01 2017-05-08
146 Sun, Tianyang 孫天楊 AYS669 Rep 2012-02-03 2013-06-14
147 Sun, Xiaoqing 孫曉青 AXI904 Rep 2012-01-13 2013-06-25
148 Sze, Randoll Tin Yeung 施天揚 ANW189 Rep 2012-01-13 2013-03-28
149 Tan, Yingying 陳瀅瀅 AYS541 Rep 2012-01-13 2013-04-19
150 Tang, Xiaoning 唐曉宁 M AYT140 Rep 2012-01-13 2012-12-03
151 Tang, Zhangliang 湯章亮 32 M AYS878 Rep 2012-01-13 2015-02-03
152 Teo, Calvin Wee Meng 張偉明 M ADY959 Rep 2012-01-13 2018-05-15
153 Thakur, Pranav AWE442 RO 2011-08-19 2016-03-31
154 Tsoi, Yiu Ting 蔡耀庭 40 M AFR339 Rep 2012-01-13 2013-02-27
155 Wang, Jun (SFC:AYS550) 汪駿 34 M AYS550 Rep 2012-01-13 2014-04-17
156 Wang, Lutian 王露甜 AYT133 Rep 2012-02-09 2012-06-29
157 Wang, Wenqi (SFC:AYT129) AYT129 Rep 2012-01-13 2015-04-28
158 Wang, Xiaomeng (SFC:ALT901) 王小蒙 ALT901 Rep 2012-01-13 2016-03-15
159 Wei, Chong (SFC:AYS671) 韋翀 AYS671 Rep 2012-02-03 2015-04-10
160 Wei, Jiao 魏嬌 AYS879 Rep 2012-01-13 2013-08-23
161 Wong, Roberta (SFC:AYS548) 黃蕙妍 F AYS548 Rep 2012-01-13 2012-11-20
162 Wu, Warren Charles 吳華倫 M AUZ061 Rep 2012-01-13 2013-01-11
163 Xia, Shiyun 夏詩韵 AYS676 Rep 2012-02-03 2012-05-11
164 Xiang, Yuqiu 項與秋 ARF778 Rep 2012-01-13 2016-03-17
165 Xiao, Andre Yu Xiang M AYT412 Rep 2012-01-13 2012-11-01
166 Xiao, Xin (SFC:AQA153) 肖欣 AQA153 Rep 2012-02-23 2014-09-02
167 Xiong, Ting (SFC:AYS641) 熊婷 AYS641 Rep 2012-01-13 2012-11-01
168 Xu, Hu (SFC:ANV103) 徐虎 ANV103 Rep 2012-01-13 2019-03-20
169 Xu, Ruimin 徐睿旻 ALZ591 Rep 2012-01-13 2017-01-23
170 Xu, Sijia (SFC:AYT011) 徐思嘉 F AYT011 Rep 2012-01-13 2016-05-30
171 Yang, Charles Zhaoxuan 楊昭烜 29 M AYT010 Rep 2012-01-13 2017-06-01
172 Yang, Yang (SFC:AYT012) 楊颺 AYT012 Rep 2012-01-13 2021-02-26
173 Yang, Yuan (SFC:AYT801) 楊遠 AYT801 Rep 2012-01-13 2014-03-27
174 Yu, Hui (SFC:AYS989) 俞慧 AYS989 Rep 2012-01-13 2015-11-23
175 Yu, Peter Yun Kai 余雲開 M ALP935 Rep 2012-01-13
176 Yuen, Ho Man 袁浩文 AME504 Rep 2012-01-13 2018-10-03
177 Zhai, Philip Pu 翟普 38 M ALC178 Rep 2012-01-18 2015-03-31
178 Zhang, Angelica Chengcheng 張成誠 AYS998 Rep 2012-01-13 2013-07-31
179 Zhang, Lin (SFC:AWA216) 張霖 AWA216 Rep 2012-01-13 2021-06-15
180 Zhang, Xiaofeng (SFC:AYT794) AYT794 Rep 2012-01-13 2018-05-25
181 Zhao, Yanchen 趙燕琛 AYS680 Rep 2012-03-01 2014-04-25
182 Zhu, Yuanyuan (SFC:AYS681) 朱圓圓 AYS681 Rep 2012-02-03 2024-05-06
183 Zhu, Yueyue 朱玥玥 AYS993 Rep 2012-01-13 2024-05-24
184 Zou, Xingcheng 邹星澄 AYT511 Rep 2012-01-13 2012-12-14

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