UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Yash (SFC:AUN893) | AUN893 | Rep | 2010-02-01 | 2016-07-05 | ||
| 2 | Atkinson, James Anthony Thomas | M | AVF428 | Rep | 2010-05-25 | 2014-04-29 | |
| 3 | Beshke, Clarence John | M | ADS271 | Rep | 2009-09-15 | 2013-11-16 | |
| 4 | Best, David Gareth | M | AKO808 | Rep | 2013-04-11 | 2016-12-18 | |
| 5 | Blanchard, Scott Allen | M | ADT574 | Rep | 2013-05-07 | 2016-12-18 | |
| 6 | Boeding, Jacob Francis | M | AVC255 | Rep | 2012-12-07 | 2014-03-03 | |
| 7 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | BBB918 | Rep | 2013-04-18 | 2016-12-18 | |
| 8 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | AYC190 | Rep | 2011-10-03 | 2016-12-18 | ||
| 9 | Chan, Kwan Wah 陳君華 | AZJ981 | Rep | 2012-05-07 | 2016-12-18 | ||
| 10 | Chandler, Benjamin Victor Michael | M | AEO780 | RO | 2012-05-24 | 2016-12-18 | |
| 11 | Choi, Iris Heung Kam 蔡香琴 | F | AXR109 | Rep | 2011-10-17 | 2015-11-18 | |
| 12 | Combalot, Laurent Benoit Georges | M | AHC015 | RO | 2009-05-06 | 2016-12-18 | |
| 13 | Conley, Richard Adrian | M | AQK261 | Rep | 2011-11-11 | 2016-12-18 | |
| 14 | Craig-Wood, Christopher John | M | AJL555 | RO | 2011-01-11 | 2016-03-15 | |
| 15 | Currey, Stuart Dalyn | M | AQU056 | Rep | 2011-09-12 | 2014-02-28 | |
| 16 | Dhake, Pankaj Jaysing | BBE972 | Rep | 2013-05-20 | 2016-04-16 | ||
| 17 | Donan, Keith | M | AXG905 | Rep | 2011-05-19 | 2014-03-14 | |
| 18 | Feschet, Boris Xavier | M | AMK015 | Rep | 2012-04-10 | 2016-01-19 | |
| 19 | Fok, Ronald King Man 霍敬文 | 36 | M | AGE025 | Rep | 2010-07-22 | 2016-12-18 |
| 20 | Gupta, Puneet (SFC:AXF254) | AXF254 | Rep | 2011-05-03 | 2014-06-14 | ||
| 21 | Han, Chia Lei 韓嘉蕾 | ADS722 | Rep | 2010-03-19 | 2016-12-18 | ||
| 22 | Herbert, Thomas William (SFC:BAI196) | M | BAI196 | Rep | 2012-11-01 | 2016-12-18 | |
| 23 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2016-12-18 | ||
| 24 | Holmewood, Philip James | M | AWC657 | Rep | 2010-11-01 | 2014-03-14 | |
| 25 | Innerdale, David James | M | ALS810 | RO | 2011-06-23 | 2016-12-18 | |
| 26 | Joseph Pulpel, Savio | M | AXF534 | Rep | 2011-05-03 | 2016-12-18 | |
| 27 | Kengeter, Carsten Norbert (SFC:ANM959) | ANM959 | Rep | 2009-02-09 | 2013-06-01 | ||
| 28 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | AHN694 | Rep | 2010-09-27 | 2016-06-11 | ||
| 29 | Leung, Wing Yan (SFC:AUW488) 梁穎恩 | AUW488 | Rep | 2010-03-12 | 2014-07-22 | ||
| 30 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | AOL205 | Rep | 2009-08-28 | 2016-06-21 | ||
| 31 | Li, Man Wing 李文穎 | AJO743 | Rep | 2005-05-24 | 2014-10-01 | ||
| 32 | Li, Mavis Qiwen 李綺雯 | F | AMF022 | Rep | 2012-05-10 | 2016-12-18 | |
| 33 | Lo, Shui Wah 盧萃樺 | AOB249 | Rep | 2010-07-27 | 2014-02-11 | ||
| 34 | Lock, Timothy James | M | AXQ297 | Rep | 2011-07-18 | 2016-12-18 | |
| 35 | Matsumoto, Jun 松本淳 | BAZ871 | Rep | 2013-04-05 | 2016-12-18 | ||
| 36 | Moon, Jae Wook 文裁煜 | AOU410 | Rep | 2007-07-23 | 2014-05-08 | ||
| 37 | Morris, Robert (SFC:AZM831) 銘陽 | M | AZM831 | Rep | 2012-05-31 | 2016-10-12 | |
| 38 | Motwani, Natasha Murli | F | AUR655 | Rep | 2010-02-09 | 2016-12-18 | |
| 39 | Nelson, Ryan Wesley (SFC:AQX958) | M | AQX958 | Rep | 2011-09-30 | 2016-05-20 | |
| 40 | Novak, Alexander Stanley | M | ATI171 | Rep | 2009-07-20 | 2016-12-18 | |
| 41 | O'Meara, Christopher James Sidney | M | AFQ412 | RO | 2010-10-27 | 2014-04-10 | |
| 42 | Pal, Andrew Leslie | M | AKW574 | Rep | 2004-06-24 | 2014-04-12 | |
| 43 | Pan, Gaowa 潘高娃 | BBA527 | Rep | 2013-03-28 | 2014-05-09 | ||
| 44 | Ping, Lanphie Chi-Wen | AZT233 | Rep | 2012-07-09 | 2014-03-13 | ||
| 45 | Scott, Christopher (SFC:ATO855) | M | ATO855 | Rep | 2012-11-27 | 2013-08-22 | |
| 46 | Shu, Hon Tak 徐漢德 | BAN047 | Rep | 2012-11-27 | 2014-02-24 | ||
| 47 | Sillam, Jonathan Charles Marc | M | AOM654 | Rep | 2010-02-09 | 2014-04-11 | |
| 48 | Slaoui, Mohammed Saad | M | AYC193 | Rep | 2011-09-20 | 2016-12-18 | |
| 49 | Spielhofer, Philippe Marc | M | AQL674 | Rep | 2011-05-17 | 2015-09-01 | |
| 50 | Stead, David Andrew (SFC:AQT298) | M | AQT298 | Rep | 2008-04-07 | 2013-06-29 | |
| 51 | Suen, Kin Dick 孫堅迪 | AVM103 | Rep | 2010-07-13 | 2016-12-18 | ||
| 52 | Sum, Hing Man 岑慶文 | ABW145 | Rep | 2014-04-11 | |||
| 53 | Takahashi, Taichi 高橋太一 | AZY880 | RO | 2013-04-18 | 2013-11-18 | ||
| 54 | Tan, Freddie Kuok Lin | ASQ162 | Rep | 2009-03-27 | 2015-11-24 | ||
| 55 | Tang, Minyi 唐敏毅 | AWS939 | Rep | 2011-01-28 | 2015-04-15 | ||
| 56 | Tong, David Doe-hung 湯道鴻 | M | AXG906 | Rep | 2011-05-19 | 2014-01-09 | |
| 57 | Wannenmacher, Tim | M | AMU467 | Rep | 2011-05-12 | 2014-01-07 | |
| 58 | Wong, Donald Ho Lun 黃浩麟 | M | APH272 | Rep | 2007-07-19 | 2016-12-18 | |
| 59 | Wu, Bun Lerd Bernard 胡斌畧 | APL242 | Rep | 2010-10-05 | 2016-12-18 | ||
| 60 | Yoon, Chi Won | ACN181 | Rep | 2005-06-09 | 2016-07-25 | ||
| 61 | Yun, Heekyu | ATJ399 | Rep | 2011-07-21 | 2016-12-18 |
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