UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Advani, Neil L | M | Rep | 2011-07-12 | 2012-02-08 | |
| 2 | Agarwal, Yash (SFC:AUN893) | Rep | 2010-02-01 | 2016-07-05 | ||
| 3 | Arora, Dhruv (SFC:ARG980) | Rep | 2013-06-19 | 2015-04-30 | ||
| 4 | Atkinson, James Anthony Thomas | M | Rep | 2010-05-25 | 2014-04-29 | |
| 5 | Au, Alexander Pak Cheung 區柏祥 | 37 | M | Rep | 2004-05-18 | 2008-03-11 |
| 6 | Balani, Pankaj | Rep | 2007-07-03 | 2008-06-01 | ||
| 7 | Bansal, Navneet Kumar | M | Rep | 2006-08-24 | 2010-03-25 | |
| 8 | Barros Iii, Belmiro Jose | Rep | 2006-10-02 | 2007-03-30 | ||
| 9 | Beshke, Clarence John | M | RO | 2005-05-20 | ||
| Rep | 2005-05-20 | 2009-03-24 | ||||
| RO | 2009-03-24 | 2009-09-15 | ||||
| Rep | 2009-09-15 | 2013-11-16 | ||||
| 10 | Bessent, Marcel Peter | 43 | M | Rep | 2010-09-02 | 2010-11-20 |
| 11 | Best, David Gareth | M | Rep | 2011-03-22 | 2011-04-15 | |
| Rep | 2013-04-11 | 2016-12-18 | ||||
| 12 | Blackburn, Andrew James (SFC:AJE473) | M | Rep | 2003-09-29 | 2003-12-10 | |
| 13 | Blanchard, Scott Allen | M | Rep | 2013-05-07 | 2016-12-18 | |
| 14 | Boeding, Jacob Francis | M | Rep | 2012-12-07 | 2014-03-03 | |
| 15 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | Rep | 2013-04-18 | 2016-12-18 | |
| 16 | Bradshaw, John (SFC:AHC328) | M | Rep | 2005-03-24 | ||
| 17 | Buffham, Laura Jayne | F | Rep | 2013-07-02 | 2016-12-18 | |
| 18 | Cai, Deyan 蔡德焱 | Rep | 2013-07-23 | 2014-05-03 | ||
| 19 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | Rep | 2011-10-03 | 2016-12-18 | ||
| 20 | Chan, Brian Hon Kei 陳漢基 | M | Rep | 2004-04-15 | 2009-04-22 | |
| 21 | Chan, Kwan Wah 陳君華 | Rep | 2012-05-07 | 2016-12-18 | ||
| 22 | Chandler, Benjamin Victor Michael | M | Rep | 2011-06-29 | 2012-05-24 | |
| RO | 2012-05-24 | 2016-12-18 | ||||
| 23 | Cheng, Jimmy Min Tat 鄭勉達 | M | RO | 2007-04-28 | ||
| 24 | Chiu, Winnie Mo Sze 趙慕詩 | F | Rep | 2009-09-28 | 2010-11-09 | |
| RO | 2010-11-09 | 2012-11-10 | ||||
| 25 | Choi, Iris Heung Kam 蔡香琴 | F | Rep | 2011-10-17 | 2015-11-18 | |
| 26 | Chu, Peter | M | Rep | 2004-08-06 | 2007-02-23 | |
| 27 | Clifford, Timothy Edward | M | Rep | 2013-07-15 | 2016-12-18 | |
| 28 | Coffeng, John Martinus (SFC:ADJ820) | M | Rep | 2009-06-10 | ||
| RO | 2009-06-10 | 2010-09-06 | ||||
| 29 | Combalot, Laurent Benoit Georges | M | RO | 2005-07-08 | 2005-11-29 | |
| Rep | 2005-11-29 | 2009-05-06 | ||||
| RO | 2009-05-06 | 2016-12-18 | ||||
| 30 | Conley, Richard Adrian | M | Rep | 2011-11-11 | 2016-12-18 | |
| 31 | Cordonnier, Maxime Nicolas Bruno | M | Rep | 2011-09-19 | 2013-04-18 | |
| 32 | Craig-Wood, Christopher John | M | Rep | 2010-05-25 | 2011-01-11 | |
| RO | 2011-01-11 | 2016-03-15 | ||||
| 33 | Currey, Stuart Dalyn | M | Rep | 2011-09-12 | 2014-02-28 | |
| 34 | Delterme, Antoine Pierre Marie | M | Rep | 2010-07-26 | 2011-03-15 | |
| 35 | Dhake, Pankaj Jaysing | Rep | 2013-05-20 | 2016-04-16 | ||
| 36 | Donan, Keith | M | Rep | 2011-05-19 | 2014-03-14 | |
| 37 | Donnelly, Anthony Michael | M | Rep | 2004-07-06 | 2005-06-29 | |
| 38 | Easterbrook, Trevor Stephen | M | Rep | 2004-02-23 | ||
| 39 | Faure, Olivier Pierre | M | Rep | 2011-07-06 | 2013-01-25 | |
| 40 | Feschet, Boris Xavier | M | Rep | 2012-04-10 | 2016-01-19 | |
| 41 | Fok, Ronald King Man 霍敬文 | 36 | M | Rep | 2005-03-24 | |
| Rep | 2010-07-22 | 2016-12-18 | ||||
| 42 | French, Bruce Ian | M | Rep | 2013-06-27 | 2016-12-18 | |
| 43 | Gangal, Shrinivas Ravindra | M | Rep | 2013-07-10 | 2016-05-20 | |
| 44 | Goraieb, Amine | Rep | 2011-03-28 | 2013-05-25 | ||
| 45 | Gray, David Paul (SFC:AOV336) | M | RO | 2010-06-22 | 2011-07-18 | |
| 46 | Gupta, Puneet (SFC:AXF254) | Rep | 2011-05-03 | 2014-06-14 | ||
| 47 | Gupta, Shivam (SFC:APC574) | Rep | 2007-06-18 | 2011-04-02 | ||
| 48 | Guy, Stephane Edouard Andre | M | Rep | 2011-05-05 | 2012-10-25 | |
| 49 | Han, Chia Lei 韓嘉蕾 | Rep | 2010-03-19 | 2016-12-18 | ||
| 50 | Hayek, Rami Gebran | Rep | 2011-02-14 | 2012-09-01 | ||
| 51 | Herbert, Thomas William (SFC:BAI196) | M | Rep | 2012-11-01 | 2016-12-18 | |
| 52 | Ho-Hio-Hen, Christelle Nga Sok | Rep | 2010-08-09 | 2011-09-01 | ||
| 53 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
| 54 | Holmewood, Philip James | M | Rep | 2010-11-01 | 2014-03-14 | |
| 55 | Hong, Shaw-Shiun 洪紹勛 | Rep | 2004-08-20 | 2009-04-22 | ||
| 56 | Horiuchi, Shinichiro 堀内伸一郎 | Rep | 2013-07-18 | 2014-05-10 | ||
| 57 | Hu, Xisha 胡錫莎 | Rep | 2008-05-14 | 2008-08-16 | ||
| 58 | Innerdale, David James | M | RO | 2011-06-23 | 2016-12-18 | |
| 59 | Jonker, Hendrik (SFC:AXB227) | Rep | 2011-03-22 | 2011-06-01 | ||
| 60 | Joseph Pulpel, Savio | M | Rep | 2011-05-03 | 2016-12-18 | |
| 61 | Kansal, Mohit (SFC:ATX900) | Rep | 2009-10-21 | 2012-03-31 | ||
| 62 | Kengeter, Carsten Norbert (SFC:ANM959) | Rep | 2009-02-09 | 2013-06-01 | ||
| 63 | Kim, Yoon Seung | Rep | 2007-01-25 | 2008-05-07 | ||
| 64 | Kraska, Benjamin Niklas | M | Rep | 2012-12-13 | 2013-02-28 | |
| 65 | Kushal, Avanish Mira | Rep | 2007-07-04 | 2009-08-15 | ||
| 66 | Lai, Johnson Kai Tsun 黎啟進 | M | Rep | 2008-07-02 | 2009-07-10 | |
| 67 | Lam, Eric Christopher | M | Rep | 2007-11-26 | 2008-02-24 | |
| Rep | 2008-02-28 | 2008-12-18 | ||||
| 68 | Langner, Gilbert Fred | M | Rep | 2010-10-14 | 2012-10-25 | |
| 69 | Lau, Homan 劉浩文 | Rep | 2013-07-12 | 2015-05-24 | ||
| 70 | Law, Ka Fai (SFC:APH953) 羅家輝 | Rep | 2011-04-13 | 2013-02-01 | ||
| 71 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
| Rep | 2010-09-27 | 2016-06-11 | ||||
| 72 | Lee, Michel Kai Tai 李啟泰 | M | Rep | 2013-06-20 | 2016-12-18 | |
| 73 | Lee, Samuel Man Fat 李萬發 | 44 | M | Rep | 2004-12-03 | 2009-09-05 |
| 74 | Lee, Simon Chun Kit 李俊傑 | 37 | M | Rep | 2009-04-22 | |
| 75 | Lent, Nicholas Alexander | M | Rep | 2009-11-19 | 2011-06-28 | |
| 76 | Leung, Wing Yan (SFC:AUW488) 梁穎恩 | Rep | 2010-03-12 | 2014-07-22 | ||
| 77 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | Rep | 2009-08-28 | 2016-06-21 | ||
| 78 | Li, Man Wing 李文穎 | Rep | 2005-05-24 | 2014-10-01 | ||
| 79 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2012-05-10 | 2016-12-18 | |
| 80 | Lo, Shui Wah 盧萃樺 | Rep | 2010-07-27 | 2014-02-11 | ||
| 81 | Lock, Timothy James | M | Rep | 2011-07-18 | 2016-12-18 | |
| 82 | Lu, Hao Feng 呂豪鋒 | Rep | 2008-07-21 | 2012-11-15 | ||
| 83 | Lynch, Simon James | M | Rep | 2007-08-01 | 2009-05-13 | |
| 84 | Maguire, Raymond | M | Rep | 2006-09-29 | 2008-10-18 | |
| 85 | Man, Kam Chiu 文錦超 | Rep | 2006-10-02 | 2008-04-17 | ||
| 86 | Matsumoto, Jun 松本淳 | Rep | 2013-04-05 | 2016-12-18 | ||
| 87 | McCormick, Neil John | M | Rep | 2009-11-11 | 2010-06-21 | |
| 88 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2009-03-13 | ||
| RO | 2009-03-13 | 2010-01-26 | ||||
| 89 | Mok, Hoi Chung 莫海忠 | Rep | 2010-03-02 | 2011-05-03 | ||
| 90 | Moon, Jae Wook 文裁煜 | Rep | 2007-07-23 | 2014-05-08 | ||
| 91 | Morris, Robert (SFC:AZM831) 銘陽 | M | Rep | 2012-05-31 | 2016-10-12 | |
| 92 | Motwani, Natasha Murli | F | Rep | 2010-02-09 | 2016-12-18 | |
| 93 | Nelson, Ryan Wesley (SFC:AQX958) | M | Rep | 2011-09-30 | 2016-05-20 | |
| 94 | Ng, Chun Wai (SFC:AMF277) 吳俊威 | Rep | 2007-06-07 | 2009-07-10 | ||
| 95 | Ng, Kwong Man 吳光民 | Rep | 2005-07-04 | 2008-03-15 | ||
| 96 | Ng, Pui Ying (SFC:BBP903) 吳珮瑩 | Rep | 2013-07-25 | 2015-07-25 | ||
| 97 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | Rep | 2006-10-02 | 2008-04-17 | ||
| 98 | Ning, Feng Tao | Rep | 2008-05-05 | 2009-05-02 | ||
| Rep | 2009-07-30 | 2012-03-17 | ||||
| 99 | Novak, Alexander Stanley | M | Rep | 2009-07-20 | 2016-12-18 | |
| 100 | O'Meara, Christopher James Sidney | M | Rep | 2010-07-06 | 2010-10-27 | |
| RO | 2010-10-27 | 2014-04-10 | ||||
| 101 | Pal, Andrew Leslie | M | Rep | 2004-06-24 | 2014-04-12 | |
| 102 | Pan, Gaowa 潘高娃 | Rep | 2013-03-28 | 2014-05-09 | ||
| 103 | Pang, Kenneth Kwok Kit 彭國傑 | M | RO | 2005-05-19 | 2009-04-08 | |
| 104 | Park, Min | RO | 2004-07-29 | 2009-04-15 | ||
| 105 | Ping, Lanphie Chi-Wen | Rep | 2012-07-09 | 2014-03-13 | ||
| 106 | Pitts, Greenfield Spenceley | Rep | 2006-06-29 | 2007-02-01 | ||
| 107 | Scott, Christopher (SFC:ATO855) | M | Rep | 2012-11-27 | 2013-08-22 | |
| 108 | Shen, Allan Hung Yat 沈鴻逸 | M | Rep | 2006-10-02 | 2007-06-30 | |
| 109 | Shu, Hon Tak 徐漢德 | Rep | 2012-11-27 | 2014-02-24 | ||
| 110 | Sillam, Jonathan Charles Marc | M | Rep | 2010-02-09 | 2014-04-11 | |
| 111 | Slaoui, Mohammed Saad | M | Rep | 2011-09-20 | 2016-12-18 | |
| 112 | So, Nelson Shing Hing 蘇盛興 | M | Rep | 2006-10-02 | 2008-04-17 | |
| 113 | Spielhofer, Philippe Marc | M | Rep | 2011-05-17 | 2015-09-01 | |
| 114 | Stead, David Andrew (SFC:AQT298) | M | Rep | 2008-04-07 | 2013-06-29 | |
| 115 | Subramaniam, Mohan (SFC:ADD198) | Rep | 2006-10-02 | 2007-05-22 | ||
| RO | 2007-05-22 | 2008-11-06 | ||||
| 116 | Suen, Kin Dick 孫堅迪 | Rep | 2010-07-13 | 2016-12-18 | ||
| 117 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
| 118 | Sun, Yiqian (SFC:ATV809) 孫逸潜 | Rep | 2009-10-05 | 2011-04-13 | ||
| 119 | Sung, Yoon Kyu | Rep | 2013-07-24 | 2016-12-18 | ||
| 120 | Takahashi, Taichi 高橋太一 | Rep | 2012-08-17 | 2013-04-18 | ||
| RO | 2013-04-18 | 2013-11-18 | ||||
| 121 | Tan, Freddie Kuok Lin | Rep | 2009-03-27 | 2015-11-24 | ||
| 122 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | Rep | 2005-04-07 | 2009-04-06 | ||
| 123 | Tang, Minyi 唐敏毅 | Rep | 2011-01-28 | 2015-04-15 | ||
| 124 | Tong, David Doe-hung 湯道鴻 | M | Rep | 2011-05-19 | 2014-01-09 | |
| 125 | Walkom, Adam Glen | M | Rep | 2007-07-09 | 2007-08-09 | |
| 126 | Wan, Yew Chye 范有財 | Rep | 2006-10-02 | 2012-02-07 | ||
| 127 | Wang, Xiaolei (SFC:APP106) 王小磊 | F | Rep | 2007-09-21 | 2009-08-15 | |
| 128 | Wannenmacher, Tim | M | Rep | 2011-05-12 | 2014-01-07 | |
| 129 | Werrmann, Alf | Rep | 2011-01-31 | 2012-10-25 | ||
| 130 | Wong, Donald Ho Lun 黃浩麟 | M | Rep | 2007-07-19 | 2016-12-18 | |
| 131 | Wong, Schenken 黃尚勤 | Rep | 2008-03-28 | 2010-03-15 | ||
| 132 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | Rep | 2004-03-19 | 2008-04-30 | |
| 133 | Wu, Bun Lerd Bernard 胡斌畧 | Rep | 2010-10-05 | 2016-12-18 | ||
| 134 | Yen, Anna 嚴立恬 | F | Rep | 2010-06-28 | 2013-01-23 | |
| 135 | Yoon, Chi Won | RO | 2003-09-15 | 2005-06-09 | ||
| Rep | 2005-06-09 | 2016-07-25 | ||||
| 136 | Yuan, Qian (SFC:BBK056) 袁倩 | Rep | 2013-07-02 | 2016-12-18 | ||
| 137 | Yun, Heekyu | Rep | 2009-07-22 | 2010-03-07 | ||
| Rep | 2011-07-21 | 2016-12-18 | ||||
| 138 | Zalaket, Michael J | M | Rep | 2009-12-08 | 2010-01-19 | |
| 139 | Zhang, Shao Ying 張少英 | Rep | 2007-12-21 | 2009-07-10 | ||
| 140 | Zhu, Liping (SFC:ANT815) 朱力平 | Rep | 2008-02-25 | 2013-04-06 |
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