MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Araki, Tetsuo | AWQ684 | Rep | 2011-01-20 | 2012-02-03 | ||
| 2 | Arrowsmith, Neil Robert | M | AZO197 | Rep | 2012-06-04 | 2012-09-14 | |
| RO | 2012-09-14 | ||||||
| 3 | Boudny, Miroslav Misha | M | APP026 | Rep | 2010-12-31 | 2016-12-13 | |
| 4 | Bruckner, Andreas | APJ958 | Rep | 2011-01-11 | 2011-07-31 | ||
| 5 | Bunn, Malcolm | M | AQM778 | Rep | 2011-01-11 | 2015-12-25 | |
| 6 | Burns, Darren Lester | M | BBN739 | Rep | 2013-08-05 | 2019-08-31 | |
| 7 | Byrne, Luke William | M | AUB086 | Rep | 2010-12-31 | 2011-07-27 | |
| 8 | Chan, Chester Chi-To 陳志滔 | M | AYB952 | Rep | 2012-08-29 | 2015-04-17 | |
| 9 | Chan, Jody Kit Yee 陳潔儀 | APJ514 | Rep | 2010-12-31 | 2023-10-05 | ||
| 10 | Chan, Mang Kiu 陳漫橋 | AIS524 | Rep | 2012-03-12 | 2012-05-28 | ||
| 11 | Chang, Joseph Cho Yam 張祖蔭 | M | AGB116 | RO | 2010-12-31 | 2011-04-19 | |
| 12 | Cheng, Paul Kwok Kin 鄭國乾 | 62 | M | ADU243 | RO | 2010-12-31 | 2013-01-01 |
| 13 | Choi, Lai Ling 徐麗齡 | AFW854 | Rep | 2011-06-07 | 2011-12-13 | ||
| 14 | Chow, Oscar | M | AWP108 | Rep | 2011-01-05 | 2015-05-30 | |
| 15 | Chu, Chun-Ju 朱俊如 | AEK266 | Rep | 2011-10-24 | 2012-08-02 | ||
| 16 | Chua, Jesus Jr. Go | AXH079 | Rep | 2011-06-07 | 2016-07-13 | ||
| 17 | Daemi-Mokhlesi, Jiyann Naveed | AXM861 | Rep | 2011-07-04 | 2015-01-05 | ||
| 18 | Desai, Meghna Kiran | AXY952 | Rep | 2011-09-01 | 2014-03-04 | ||
| 19 | Devkota, Milan | AYY061 | Rep | 2012-02-10 | 2016-07-13 | ||
| 20 | Diao, Stephen | M | ACC083 | Rep | 2011-05-23 | 2014-07-10 | |
| 21 | Duan, Hong (SFC:ADE819) 段宏 | ADE819 | Rep | 2010-12-31 | 2012-03-06 | ||
| 22 | Evans, Joshua Webb | M | AMH709 | Rep | 2011-08-04 | 2015-11-06 | |
| 23 | Fong, Benny Fu Tsung 方富聰 | M | BBE385 | Rep | 2013-05-20 | 2015-02-11 | |
| 24 | Fong, Hiu Ming 方曉明 | AHM812 | Rep | 2010-12-31 | 2011-04-19 | ||
| 25 | Forsythe, William James Patrick | M | BAZ170 | Rep | 2013-03-15 | 2018-12-06 | |
| 26 | Freear, Stephen Jason | M | AQU409 | Rep | 2010-12-31 | 2012-05-11 | |
| 27 | Funato, Keizo | AQM083 | Rep | 2011-01-11 | 2015-10-16 | ||
| 28 | Gineitis, Adomas | APN598 | Rep | 2011-01-11 | 2011-06-10 | ||
| 29 | Greenwood, Anthony Bruce Nicholas | M | AWV268 | Rep | 2011-02-22 | 2011-03-29 | |
| 30 | Hagland, Trent Andrew | M | AZJ718 | RO | 2012-05-31 | 2016-04-29 | |
| 31 | Hahm, Eui Hwan | ACV950 | Rep | 2012-11-21 | 2016-03-01 | ||
| 32 | Harrington, Stephen John William | 48 | M | ASZ209 | Rep | 2011-01-11 | 2015-11-05 |
| 33 | Hashimoto, Kenichi 橋本賢一 | AFA748 | RO | 2010-12-31 | 2012-12-05 | ||
| 34 | Haskins, Andrew Robin Alexander | 45 | M | ALY617 | Rep | 2011-04-26 | 2012-01-26 |
| RO | 2012-01-26 | 2012-09-25 | |||||
| 35 | Hiramoto, Yoko | APN596 | Rep | 2011-01-11 | 2011-01-25 | ||
| 36 | Hiratsuka, Takashi 平塚岳 | AYA423 | Rep | 2011-09-16 | 2013-11-23 | ||
| 37 | Hirst, David A | M | AUY976 | Rep | 2011-01-11 | 2011-08-05 | |
| 38 | Inadome, Shigehisa 稻留重久 | ANU830 | Rep | 2013-01-18 | 2016-01-26 | ||
| 39 | Inagaki, Kiyoshi | AJF573 | Rep | 2010-12-31 | 2012-12-01 | ||
| 40 | Kay, Chong-san 郭忠山 | AXG649 | Rep | 2011-05-11 | 2015-03-09 | ||
| 41 | Khine, Jessica Khine-Chit | F | AQM546 | Rep | 2011-01-11 | 2011-08-26 | |
| 42 | Kiuchi, Yuko | AEX949 | Rep | 2010-12-31 | 2015-04-27 | ||
| 43 | Kwok, Ka Yan Karen 郭嘉欣 | AUX313 | Rep | 2010-12-31 | 2011-10-22 | ||
| 44 | Lam, Edmond Hoi Tik 林凱迪 | M | ANU829 | Rep | 2010-12-31 | 2012-05-08 | |
| 45 | Lamont-Brown, Andrew | M | APN594 | RO | 2010-12-31 | 2013-08-01 | |
| 46 | Lee, Kwok Wai (SFC:BAO433) 李國瑋 | BAO433 | Rep | 2012-12-03 | 2019-08-29 | ||
| 47 | Lee, Nelson Ho Wing 李浩榮 | M | AQG922 | Rep | 2010-12-31 | 2011-01-21 | |
| 48 | Lee, Wai Kin (SFC:APD151) 李偉健 | APD151 | Rep | 2011-01-05 | 2012-12-05 | ||
| 49 | Lee, Wee Siang 李偉祥 | AMN563 | Rep | 2012-03-07 | 2014-02-18 | ||
| 50 | Leung, Fung Man 梁鳳敏 | ASP987 | Rep | 2011-08-04 | 2012-06-27 | ||
| 51 | Li, Jiahui (SFC:AXM812) 李佳蕙 | AXM812 | Rep | 2013-07-15 | 2014-09-20 | ||
| 52 | Li, Veronica Wai Ching 李慧貞 | F | AHR005 | Rep | 2010-12-31 | 2013-05-28 | |
| 53 | Loong, Andrew Pui Fung 龍沛豐 | M | BBL264 | Rep | 2013-07-05 | 2013-08-19 | |
| 54 | Lu, Dong (SFC:AXN254) 呂棟 | AXN254 | Rep | 2013-06-13 | 2013-07-17 | ||
| 55 | Lucas, Jean-Francois Nicolas Jacques | M | BBA526 | Rep | 2013-03-22 | 2015-12-01 | |
| 56 | Luk, Wai Yip 陸偉業 | APK359 | Rep | 2011-03-29 | 2011-06-21 | ||
| 57 | Ma, Winnie Wing Mei 馬穎薇 | F | AIJ098 | Rep | 2011-04-04 | 2012-07-10 | |
| 58 | Macpherson, Glyn | AHK217 | Rep | 2011-01-11 | 2013-03-28 | ||
| 59 | Maeder, Dominik | APN602 | Rep | 2011-01-11 | 2012-05-24 | ||
| 60 | Mak, Hau Lin 麥巧蓮 | ACW654 | Rep | 2010-12-31 | 2015-04-01 | ||
| 61 | Mak, Winnie (SFC:ADK738) 麥蔚誼 | F | ADK738 | Rep | 2012-03-07 | 2012-07-04 | |
| 62 | Man, Lai Kai 文麗佳 | AOT413 | Rep | 2010-12-31 | 2011-06-27 | ||
| 63 | Manabe, Yusaku | BAD556 | Rep | 2012-09-05 | 2012-11-22 | ||
| RO | 2012-11-22 | 2020-01-17 | |||||
| 64 | Mand, Sandeep Singh | BAQ202 | Rep | 2012-12-27 | 2013-06-28 | ||
| RO | 2013-06-28 | 2015-05-15 | |||||
| 65 | Mase, Takeshi 真瀨剛 | APX162 | Rep | 2011-01-11 | 2015-10-16 | ||
| 66 | Matsushita, Masahiro 松下昌宏 | AVN515 | Rep | 2010-12-31 | 2023-12-29 | ||
| 67 | Matsuura, Akiko 松浦安希子 | ARX076 | Rep | 2010-12-31 | 2011-05-13 | ||
| 68 | Mattila, Riku Johannes | M | AXH229 | Rep | 2011-05-23 | 2017-07-28 | |
| 69 | Meepetchdee, Yongyut | AXV892 | Rep | 2011-08-29 | 2017-11-30 | ||
| 70 | Mita, Joji 三田丞次 | AUG691 | RO | 2010-12-31 | 2012-05-16 | ||
| 71 | Nakauchi, Kozue 仲內梢 | AVY319 | Rep | 2010-12-31 | 2011-05-18 | ||
| 72 | Nam, Dong Soo | AOY486 | RO | 2010-12-31 | 2018-07-12 | ||
| 73 | Ng, Kathy Ka Wai 伍家慧 | F | AXS569 | Rep | 2011-08-08 | 2018-03-05 | |
| 74 | Noguchi, Megumi (SFC:AWV267) 野口惠 | AWV267 | Rep | 2011-03-21 | 2011-11-11 | ||
| 75 | Ochiai, Satoru | ATH836 | Rep | 2011-02-18 | 2012-03-20 | ||
| 76 | Olsson, Eva Patricia Rahel | F | AXH231 | Rep | 2011-05-23 | 2016-01-08 | |
| 77 | Otake, Makoto 大竹誠 | APJ963 | RO | 2010-12-31 | 2016-01-30 | ||
| 78 | Oyama, Natsumi 大山夏美 | ATN175 | Rep | 2010-12-31 | 2012-12-05 | ||
| 79 | Padmanaban, Prasad | AGN385 | Rep | 2011-06-02 | 2015-07-11 | ||
| 80 | Pan, Candice 潘士縈 | F | ALU600 | Rep | 2010-12-31 | 2020-01-31 | |
| 81 | Pickworth, Simon Murray | M | AWT354 | Rep | 2011-02-10 | 2016-01-08 | |
| 82 | Pobjoy, James Edward | M | APP016 | Rep | 2011-01-11 | 2012-05-24 | |
| 83 | Portsmouth-Layton, Andrew John | M | ADW087 | RO | 2010-12-31 | 2016-04-28 | |
| 84 | Qin, Huaiou 秦懷歐 | ATE109 | Rep | 2010-12-31 | 2013-05-15 | ||
| 85 | Qureshi, Qassim Ali (SFC:BBD069) | BBD069 | Rep | 2013-06-10 | 2015-10-01 | ||
| 86 | Ramsey, Michael Ryan | M | ALW391 | Rep | 2010-12-31 | 2011-06-14 | |
| 87 | Roberts, Alistair Charles Alton | M | AVU825 | Rep | 2011-07-19 | 2012-07-04 | |
| 88 | Robertson, Toby Neil | M | AUR287 | Rep | 2010-12-31 | 2011-04-19 | |
| 89 | Rustau, Haidje Karen | F | AYN655 | Rep | 2011-11-29 | 2014-11-20 | |
| 90 | See Thor, Wai Fung 司徒慧芬 | AWA398 | Rep | 2011-01-11 | 2012-11-14 | ||
| 91 | Sekiguchi, Tadahisa | ARS775 | Rep | 2011-01-11 | 2016-01-08 | ||
| 92 | Shen, Hua (SFC:AOT416) 沈華 | 43 | M | AOT416 | RO | 2010-12-31 | 2011-03-19 |
| 93 | Shinohara, Tatsuyoshi 篠原達芳 | AQM082 | RO | 2010-12-31 | 2011-11-25 | ||
| 94 | Shiu, Lap Kei (SFC:AOI979) 蕭立基 | AOI979 | Rep | 2010-12-31 | 2012-07-04 | ||
| 95 | So, Jennifer Lai Shan 蘇勵姍 | F | AHA295 | Rep | 2010-12-31 | 2011-10-05 | |
| 96 | So, Shun Tak 蘇淳德 | ANJ837 | Rep | 2011-06-21 | 2012-07-04 | ||
| 97 | Suruga, Hideki | ATN990 | RO | 2010-12-31 | 2012-06-16 | ||
| 98 | Takeuchi, Kazufumi 竹內一史 | AYA032 | Rep | 2011-09-16 | 2012-08-07 | ||
| 99 | Takino, Toshiro | AVM346 | Rep | 2011-01-11 | 2011-03-14 | ||
| 100 | Tanaka, Maki 田中牧 | AWT166 | Rep | 2011-02-07 | 2015-06-06 | ||
| 101 | Tang, Tsz Wai (SFC:AUX032) 鄧子維 | AUX032 | Rep | 2011-05-23 | 2012-07-12 | ||
| 102 | Tang, Wai Hung (SFC:ADI418) 鄧偉雄 | ADI418 | Rep | 2013-02-18 | 2015-02-17 | ||
| 103 | Tay, Ek Pon 鄭翊鵬 | AVQ761 | Rep | 2010-12-31 | 2011-01-25 | ||
| 104 | Tay, Li Choo | ALY829 | Rep | 2010-12-31 | 2018-08-03 | ||
| 105 | Tsang, Andrew Chung Lam 曾忠林 | M | AFR651 | RO | 2010-12-31 | 2011-04-19 | |
| 106 | Tsang, Susanna Wai Yin 曾慧賢 | AUK454 | Rep | 2010-12-31 | 2011-07-01 | ||
| 107 | Ung, Voon Yew | AXK215 | Rep | 2011-06-07 | 2015-05-27 | ||
| 108 | Vakil, Mohamed Ismail (SFC:BAE280) | M | BAE280 | Rep | 2012-09-17 | 2019-12-31 | |
| 109 | Verma, Manjesh | AOX587 | Rep | 2010-12-31 | 2013-11-26 | ||
| 110 | Vincent, Romain Lionel Sylvain | M | BBO934 | Rep | 2013-09-11 | 2015-06-06 | |
| 111 | Vinton, Darren Charles | M | ANX981 | Rep | 2010-12-31 | 2012-10-31 | |
| 112 | Wakizaki, Hiroshi 脇崎浩 | M | BBQ443 | Rep | 2013-08-05 | 2022-09-28 | |
| 113 | Wang, Jian (SFC:AVM361) 王健 | AVM361 | Rep | 2012-03-26 | 2012-11-20 | ||
| 114 | Watanabe, Naoki (SFC:AQD803) | AQD803 | Rep | 2013-01-02 | 2023-12-22 | ||
| 115 | Watson, Matthew (SFC:APP014) | M | APP014 | Rep | 2011-01-11 | 2012-07-25 | |
| 116 | Wells, Peter John (SFC:AWO080) | M | AWO080 | Rep | 2012-05-15 | 2012-08-09 | |
| RO | 2012-08-09 | 2015-03-12 | |||||
| 117 | Wong, Yun Tong Anton 黃潤棠 | AUR625 | Rep | 2010-12-31 | 2012-07-04 | ||
| 118 | Yap, Price Edward Canizares | M | AYW753 | Rep | 2012-02-03 | 2015-12-14 | |
| 119 | Yasuda, Tamotsu | ANJ226 | RO | 2010-12-31 | 2011-02-12 | ||
| 120 | Yip, Weng Foo 葉永富 | BAI179 | Rep | 2012-10-24 | 2015-02-24 | ||
| 121 | Yogo, Shingo | ARG536 | Rep | 2011-01-11 | 2011-11-30 | ||
| 122 | Yoon, Jee Woong 尹智雄 | AVS383 | Rep | 2010-12-31 | 2011-08-28 | ||
| 123 | Yoshino, Ai 吉野藍 | ARO626 | Rep | 2011-03-02 | 2016-02-06 | ||
| 124 | Yu, Harry Koon Ying 余冠英 | M | AEY337 | RO | 2010-12-31 | 2011-04-01 | |
| 125 | Yuan, Zhefei 袁哲飛 | APL225 | Rep | 2011-11-07 | 2012-12-05 | ||
| 126 | Zhang, Yi (SFC:BBN738) 張誼 | BBN738 | Rep | 2013-08-05 | 2013-11-04 | ||
| 127 | Zhao, Ye (SFC:BAD298) 趙曄 | BAD298 | Rep | 2013-09-16 | |||
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