GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Cai, Xiaoye 蔡曉曄 | Rep | 2013-10-11 | 2015-07-04 | ||
| 2 | Cao, Zhu 曹柱 | Rep | 2013-12-10 | 2023-04-10 | ||
| 3 | Chan, Andrew Wai Cheong 陳偉昌 | M | Rep | 2012-04-11 | 2017-08-26 | |
| 4 | Chan, Calvin Tak Man 陳德文 | M | Rep | 2012-10-26 | ||
| 5 | Chan, Ching Shan 陳靜山 | Rep | 2013-12-23 | 2016-06-17 | ||
| 6 | Chan, Hing (SFC:AVO463) 陳慶 | Rep | 2013-01-09 | 2015-08-25 | ||
| 7 | Chan, Ka Wah (SFC:ACT175) 陳家驊 | Rep | 2020-10-31 | |||
| 8 | Chan, Kwok Chu 陳國柱 | Rep | 2021-09-30 | |||
| 9 | Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 | Rep | 2008-06-05 | 2017-11-08 | ||
| 10 | Chan, Lam Wai 陳藍慧 | Rep | 2014-09-03 | 2016-05-01 | ||
| 11 | Chan, Loi Tak 陳來得 | Rep | ||||
| 12 | Chan, Man Fung (SFC:AUE707) 陳文鋒 | Rep | 2013-03-26 | 2022-06-30 | ||
| 13 | Chan, Man Tik 陳文迪 | Rep | 2013-08-09 | |||
| 14 | Chan, Siu Wai (SFC:AUB313) 陳少威 | Rep | 2014-01-22 | 2015-08-03 | ||
| 15 | Chan, Wai Tung (SFC:ABH394) 陳偉東 | Rep | ||||
| 16 | Chang, Wan-Ling 張菀玲 | Rep | 2010-01-22 | 2017-05-07 | ||
| 17 | Chau, Po Shan 周寶山 | Rep | 2019-12-31 | |||
| 18 | Chen, Chia-hui (SFC:ASU227) 陳佳慧 | Rep | 2013-03-11 | 2016-06-02 | ||
| 19 | Chen, Huanyu 陳歡瑜 | Rep | 2009-11-26 | 2015-07-08 | ||
| 20 | Chen, Tao (SFC:AZY872) 陳韜 | Rep | 2012-07-27 | 2017-02-03 | ||
| 21 | Chen, Yi yin (SFC:AXB314) 陳怡吟 | Rep | 2012-07-10 | 2020-07-15 | ||
| 22 | Chen, Ying (SFC:ASX209) 陳穎 | Rep | 2009-11-18 | |||
| 23 | Chen, Yingying (SFC:AOJ051) 陳盈盈 | Rep | 2007-01-02 | |||
| 24 | Chen, Zhenyuan (SFC:ALZ069) 陳貞媛 | Rep | 2010-03-03 | |||
| 25 | Cheung, Ming Hung (SFC:ARD601) 張銘洪 | Rep | 2008-07-25 | |||
| 26 | Cheung, Wing Sze (SFC:ALW944) 張穎思 | Rep | 2005-05-18 | 2022-07-09 | ||
| 27 | Chik, Chuk Nor 戚竹娜 | Rep | 2003-09-19 | 2022-07-31 | ||
| 28 | Ching, Pak To 程栢濤 | Rep | 2013-12-27 | 2015-03-02 | ||
| 29 | Chu, Yin Man (SFC:ABS053) 朱賢文 | Rep | ||||
| 30 | Chu, Ying (SFC:AXP797) 朱瑩 | Rep | 2011-07-12 | |||
| 31 | Chui, Wai Fong 徐惠芳 | Rep | 2012-11-01 | 2022-08-14 | ||
| 32 | Chui, Yu Wing 徐汝榮 | Rep | 2006-11-13 | 2020-09-18 | ||
| 33 | Dai, Bo 代波 | Rep | 2012-04-13 | 2016-08-11 | ||
| 34 | Dai, Huiwei 戴惠偉 | Rep | 2007-11-22 | |||
| 35 | Fan, Chi Wai 樊志煒 | Rep | 2012-09-20 | 2020-06-19 | ||
| 36 | Fang, Siying 方思穎 | Rep | 2014-06-06 | 2015-05-30 | ||
| 37 | Feng, Zhichao (SFC:BEL741) 馮志超 | Rep | 2014-11-11 | 2017-03-27 | ||
| 38 | Fok, Chi Cheung Allen 霍智祥 | Rep | 2011-08-30 | 2015-09-20 | ||
| 39 | Fu, Yuet Wan 傅月雲 | Rep | 2013-12-12 | 2015-12-01 | ||
| 40 | Gu, Qiaoyi 古喬藝 | Rep | 2010-05-03 | 2016-08-31 | ||
| 41 | Gui, Qiongyan 桂琼嫣 | Rep | 2008-11-14 | 2020-07-31 | ||
| 42 | Guo, Yong (SFC:AXS906) 郭勇 | Rep | 2011-07-29 | 2024-05-10 | ||
| 43 | Han, Wenyuan 韓文苑 | Rep | 2007-12-31 | |||
| 44 | Hao, Yun (SFC:AVI199) 郝運 | RO | 2013-11-18 | 2017-07-14 | ||
| 45 | He, Jun (SFC:AUR969) 何鈞 | Rep | 2010-11-12 | 2023-10-31 | ||
| 46 | Hon, Kin Chung 韓建中 | Rep | 2008-06-02 | |||
| 47 | Huang, Luyao (SFC:AQR396) 黃路遙 | Rep | 2009-10-14 | 2017-05-20 | ||
| 48 | Huang, Yanming 黃燕銘 | Rep | 2012-10-05 | |||
| 49 | Hudson, Noah John | M | Rep | 2010-09-30 | 2016-08-15 | |
| 50 | Hui, Yu Cheung 許宇翔 | Rep | 2006-01-16 | |||
| 51 | Ip, Mandy Wun Tai 葉煥娣 | F | Rep | 2014-06-12 | 2023-08-06 | |
| 52 | Jiang, Lawrence | M | Rep | 2017-02-14 | ||
| 53 | Jiang, Lu (SFC:ARU865) 姜璐 | Rep | 2008-12-09 | 2019-10-25 | ||
| 54 | Jiang, Xiaoyan (SFC:AVP036) 蔣小燕 | Rep | 2013-10-25 | 2019-09-04 | ||
| 55 | Jiao, Ying (SFC:AQS661) 焦穎 | Rep | 2008-07-09 | 2023-10-20 | ||
| 56 | Jin, Hui (SFC:BDD867) 金慧 | Rep | 2014-03-21 | 2016-02-22 | ||
| 57 | Kan, Pinky Lai Ping 簡麗萍 | Rep | 2009-09-11 | |||
| 58 | Kong, Yuan 孔原 | Rep | 2012-08-15 | |||
| 59 | Kwok, Keung (SFC:AED064) 郭強 | RO | 2014-08-06 | 2022-10-31 | ||
| 60 | Kwok, Yat Sing 郭日昇 | Rep | 2010-10-22 | 2016-08-06 | ||
| 61 | Lai, Kai Hung 黎啟雄 | Rep | 2021-10-28 | |||
| 62 | Lai, Maureen 黎傲雪 | F | Rep | 2010-03-22 | 2020-05-22 | |
| 63 | Lai, Pak Kin 黎柏堅 | Rep | 2012-06-04 | 2018-08-16 | ||
| 64 | Lam, Chuen (SFC:ARN384) 林泉 | Rep | 2008-08-18 | 2016-05-03 | ||
| 65 | Lam, Sin Yee (SFC:ARA636) 林倩而 | Rep | 2012-06-21 | 2016-01-15 | ||
| 66 | Lam, Tat Shing (SFC:AUV992) 林達誠 | Rep | 2013-09-30 | 2024-02-02 | ||
| 67 | Lam, Yuen Hei (SFC:AXF651) 林婉琋 | Rep | 2014-08-19 | 2015-07-02 | ||
| 68 | Lau, Karen Kin Kwan 劉建軍 | F | Rep | 2013-01-07 | 2018-05-01 | |
| 69 | Lau, Mei 劉薇 | Rep | 2007-08-16 | |||
| 70 | Lau, Wai Kit (SFC:APR878) 劉唯杰 | Rep | 2013-12-10 | |||
| 71 | Lau, Ying (SFC:AGB977) 劉營 | Rep | 2011-06-07 | 2024-04-01 | ||
| 72 | Lee, Benedict Chun Yin 李俊賢 | M | Rep | 2009-11-05 | ||
| 73 | Lee, Eric Ming Chuan 李明權 | 53 | M | RO | 2021-02-07 | |
| 74 | Lei, Qiang (SFC:AOI913) 雷強 | Rep | 2012-03-22 | 2016-08-15 | ||
| 75 | Leung, Alexander (SFC:ANH673) 梁皓鈞 | M | Rep | 2013-01-08 | 2017-11-13 | |
| 76 | Leung, Chor Ming 梁礎銘 | Rep | 2012-09-03 | 2021-09-03 | ||
| 77 | Leung, Chun Pui 梁俊培 | Rep | 2011-07-04 | |||
| 78 | Li, Guangjie 李光杰 | 46 | M | RO | 2008-06-23 | 2018-07-06 |
| 79 | Li, Jean Tan 李丹 | Rep | 2008-01-15 | 2020-02-19 | ||
| 80 | Li, Sze Hang 李思行 | Rep | 2014-09-26 | |||
| 81 | Li, Wen (SFC:APD353) 李雯 | Rep | 2007-06-25 | 2022-10-30 | ||
| 82 | Li, Zhan (SFC:AZX297) 李湛 | Rep | 2013-07-08 | 2017-10-29 | ||
| 83 | Ling, Peiyi 凌沛毅 | Rep | 2014-12-10 | 2018-10-20 | ||
| 84 | Liu, Baoman | Rep | 2009-07-28 | 2017-09-09 | ||
| 85 | Liu, Feifan 劉斐凡 | Rep | 2014-04-30 | 2019-06-08 | ||
| 86 | Liu, Gu 劉谷 | RO | 2014-02-27 | 2022-12-14 | ||
| 87 | Liu, Po Wen 劉博文 | Rep | 2012-06-04 | 2015-05-01 | ||
| 88 | Lo, Sin Au 盧倩鷗 | Rep | 2014-11-04 | 2016-05-26 | ||
| 89 | Lo, Wai Lun (SFC:AVM934) 盧煒燐 | Rep | 2013-08-08 | 2016-05-15 | ||
| 90 | Lo, Wilson Kwong Shun 羅廣信 | 41 | M | Rep | 2008-11-03 | 2021-12-19 |
| 91 | Lou, Simon Wing Chung 羅永頌 | M | Rep | 2018-06-15 | ||
| 92 | Lu, Lu (SFC:AKX339) 呂露 | Rep | 2004-08-26 | |||
| 93 | Lui, Hung Kik 呂鴻極 | Rep | 2012-03-29 | 2020-08-12 | ||
| 94 | Lui, Lok Sze 雷樂詩 | Rep | 2014-08-20 | 2016-12-15 | ||
| 95 | Luo, Weicheng (SFC:BAP838) 羅偉成 | Rep | 2012-12-19 | 2020-07-31 | ||
| 96 | Mak, Winnie (SFC:AAI867) 麥婉儀 | F | Rep | 2003-11-08 | 2021-02-15 | |
| 97 | Mak, Ying Ho 麥英浩 | Rep | 2013-12-17 | 2015-10-01 | ||
| 98 | Meng, Hao (SFC:AZW133) 孟昊 | Rep | 2012-07-11 | 2015-12-05 | ||
| 99 | Ng, Chi Fai (SFC:AQJ964) 吳志暉 | Rep | 2008-02-26 | 2019-01-01 | ||
| 100 | Ng, Kei Chi 吳琦熾 | Rep | 2009-03-11 | |||
| 101 | Ng, Suet Man 吳雪雯 | Rep | 2020-08-31 | |||
| 102 | Pan, Ying (SFC:BEQ552) 潘瑩 | Rep | 2014-12-10 | 2017-04-29 | ||
| 103 | Pan, Youdian 潘有典 | Rep | 2005-01-12 | |||
| 104 | Peng, Yuman 彭羽曼 | Rep | 2014-10-03 | 2016-02-02 | ||
| 105 | Pritchard, Christine (SFC:BCJ615) 袁梦 | F | Rep | 2013-11-26 | ||
| 106 | Rao, Xiuxian 饒秀嫻 | Rep | 2008-12-09 | 2019-10-25 | ||
| 107 | Shek, Hiu Nam 石曉楠 | Rep | 2014-04-04 | 2022-05-05 | ||
| 108 | Shen, Yin (SFC:BDC626) 沈音 | Rep | 2014-03-20 | 2016-02-11 | ||
| 109 | Shen, Yue (SFC:AIH410) 沈悅 | Rep | ||||
| 110 | Shiu, Annie Nga Yan 邵雅恩 | F | Rep | 2004-10-11 | 2018-05-10 | |
| 111 | Siu, Wing Sin 蕭詠善 | Rep | 2014-06-25 | 2015-10-07 | ||
| 112 | Song, Ci 宋辭 | Rep | 2014-06-10 | 2015-06-30 | ||
| 113 | Song, Ran (SFC:AXH307) 宋然 | Rep | 2011-05-16 | 2015-12-12 | ||
| 114 | Song, Tao (SFC:BCW524) 宋濤 | Rep | 2014-02-06 | 2021-05-11 | ||
| 115 | Sun, Yi Lam 孫意琳 | Rep | 2005-11-16 | 2020-11-23 | ||
| 116 | Tai, Ming Kong 戴銘光 | Rep | 2012-10-15 | |||
| 117 | Tan, Liqiong 譚麗琼 | Rep | 2013-11-21 | 2017-11-18 | ||
| 118 | To, Yu Fai (SFC:AEI209) 杜宇輝 | Rep | 2014-12-09 | |||
| 119 | Tsoi, Wai Kwong (SFC:AOY483) 蔡偉光 | Rep | 2008-09-22 | |||
| 120 | Tsui, Simon Hok Man 崔學民 | M | Rep | 2006-04-21 | 2022-01-09 | |
| 121 | Tsui, Yuk Ming 徐鈺明 | Rep | 2014-12-31 | 2019-06-21 | ||
| 122 | Tung, Corona Wing Fong 董詠芳 | Rep | ||||
| 123 | Wan, Chun Man (SFC:ATY752) 尹俊文 | Rep | 2013-08-08 | 2017-06-27 | ||
| 124 | Wang, Fan (SFC:AXH201) 王凡 | Rep | 2014-05-13 | 2018-06-29 | ||
| 125 | Wang, Gang (SFC:AGN326) 王剛 | Rep | 2004-02-05 | |||
| 126 | Wang, Juejun 王珏珺 | Rep | 2014-09-01 | 2017-03-07 | ||
| 127 | Wang, Junhong (SFC:BBL215) 汪俊紅 | Rep | 2013-07-30 | |||
| 128 | Wang, Qinglu 王慶魯 | Rep | 2012-11-05 | 2017-05-02 | ||
| 129 | Wang, Xinyuan (SFC:AQA458) 王昕媛 | Rep | 2009-05-07 | 2020-01-29 | ||
| 130 | Wang, Ya Ya 王婭婭 | Rep | 2008-09-30 | 2016-10-03 | ||
| 131 | Wang, Ye (SFC:BEA912) 王燁 | Rep | 2014-08-20 | 2021-12-24 | ||
| 132 | Wang, Yifei (SFC:ATE786) 王翼飛 | Rep | 2009-06-22 | 2015-04-02 | ||
| 133 | Wong, Anthony (SFC:AFU754) 黃嘉賢 | M | Rep | 2008-11-03 | 2023-01-30 | |
| 134 | Wong, Bryan Pui Yuen 黃沛源 | M | Rep | 2012-10-15 | ||
| 135 | Wong, Ka Wai (SFC:AVH850) 黃家瑋 | Rep | 2010-06-25 | |||
| 136 | Wong, Pik Shan (SFC:AYQ357) 黃碧珊 | Rep | 2011-12-12 | 2017-10-14 | ||
| 137 | Wong, Tung Ching 王冬青 | 43 | M | RO | 2004-09-10 | 2023-07-10 |
| 138 | Wong, Wai Fong (SFC:AFK470) 黃惠芳 | Rep | 2003-08-19 | 2016-07-12 | ||
| 139 | Wong, Wai Lun (SFC:ALQ942) 黃偉麟 | Rep | 2010-09-17 | 2020-06-03 | ||
| 140 | Wong, Yu Yin 黃汝賢 | Rep | 2014-07-10 | 2017-07-08 | ||
| 141 | Wu, Hongjian 吳洪健 | Rep | 2005-04-07 | |||
| 142 | Wu, Qiong (SFC:AOE681) 吳穹 | Rep | 2006-11-20 | |||
| 143 | Wu, Yichao (SFC:AVI107) 吳逸超 | Rep | 2010-06-25 | 2017-01-01 | ||
| 144 | Wu, Ying Qi 吳影頎 | Rep | 2014-09-04 | 2015-01-08 | ||
| 145 | Xie, Jun (SFC:AOB779) 謝俊 | Rep | 2007-10-15 | 2017-11-23 | ||
| 146 | Xu, Yiwei (SFC:BBQ357) 徐懿薇 | Rep | 2013-07-29 | 2017-07-20 | ||
| 147 | Yang, Xi (SFC:AQW339) 楊曦 | Rep | 2008-07-09 | 2019-10-25 | ||
| 148 | Yau, Deirdre 邱迪怡 | F | Rep | 2004-04-06 | 2021-01-31 | |
| 149 | Yeung, Tze Fung 楊子峰 | RO | 2012-05-22 | |||
| 150 | Yeung, Wai Cheung 楊偉祥 | Rep | 2006-02-17 | 2022-09-30 | ||
| 151 | Yim, Fung 閻峰 | 51 | M | RO | 2015-07-28 | |
| 152 | Yim, Siu Cheung 閻紹樟 | Rep | 2003-05-06 | |||
| 153 | Yip, Chin Hong 葉展航 | Rep | 2007-09-13 | |||
| 154 | Yu, Daisy Wing Yi 余穎怡 | F | Rep | 2005-12-29 | ||
| 155 | Yu, Kwan Fei 虞珺斐 | Rep | 2005-04-28 | 2021-09-09 | ||
| 156 | Yu, Lifeng (SFC:AYA736) 余立峰 | Rep | 2011-09-12 | 2016-05-07 | ||
| 157 | Zhang, Fan (SFC:BCD863) 張帆 | Rep | 2013-10-28 | 2022-06-25 | ||
| 158 | Zhang, Jinhui (SFC:AMU874) 張金暉 | RO | 2013-08-02 | 2023-09-29 | ||
| 159 | Zhang, Lingyun (SFC:AJC735) 張凌云 | Rep | 2004-09-23 | |||
| 160 | Zhang, Sijun (SFC:AHK260) 張嗣君 | Rep | ||||
| 161 | Zhang, Yan (SFC:BBG315) 張燕 | Rep | 2013-05-07 | 2022-12-18 | ||
| 162 | Zhao, Rui (SFC:ATI408) 趙睿 | Rep | 2009-09-25 | 2017-08-12 | ||
| 163 | Zhao, Shuman 趙舒蔓 | Rep | 2014-11-24 | 2023-05-02 | ||
| 164 | Zhao, Wenxiu 趙文秀 | Rep | 2014-10-23 | 2015-05-07 | ||
| 165 | Zhao, Xianghuai 趙湘怀 | Rep | 2013-03-01 | 2015-04-08 | ||
| 166 | Zhou, Yifan (SFC:BCM604) 周一帆 | Rep | 2013-12-10 | 2016-07-01 | ||
| 167 | Zhu, Junjie (SFC:BDO827) 朱俊杰 | Rep | 2014-06-16 | 2023-02-04 | ||
| 168 | Zhuang, Jin (SFC:AZT481) 庄進 | Rep | 2012-06-26 | 2016-11-17 |
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