GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 國元証券經紀(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Chan, Alexander Hing Sang 陳慶生 M ALB323 Rep 2010-04-22 2012-08-20
2 Chan, Ka Ho (SFC:AWF460) 陳家豪 AWF460 Rep 2013-10-17 2016-11-04
3 Chan, Mofiz 陳志華 36 M AMI692 RO 2012-07-10 2013-07-12
4 Chan, Yiu Kwong (SFC:AAC389) 陳耀廣 AAC389 Rep 2008-07-31
5 Chau, Ellis Yat Ming 周日明 AAE435 Rep 2014-06-13 2014-08-05
RO 2014-08-05
6 Chau, Kin Kei (SFC:AAZ657) 周建基 AAZ657 Rep 2015-05-07 2019-02-25
7 Chen, Sida (SFC:APQ831) 陳斯达 APQ831 Rep 2015-02-10 2018-04-18
8 Chen, Wenjun (SFC:AYY921) 陳文軍 AYY921 Rep 2014-01-02
9 Cheng, Chao (SFC:AOB087) 程超 AOB087 RO 2008-02-20 2008-08-20
10 Cheng, Cheuk Lam 鄭焯琳 APB487 Rep 2010-03-01 2012-12-13
11 Cheng, Sim Kuen 鄭嬋娟 APP900 Rep 2014-09-15 2016-06-10
12 Chiu, Sherman Hin Fung 趙衍鋒 39 M ALL685 Rep 2010-11-26 2011-04-22
13 Chuang, I-Chu 莊易築 ANW396 Rep 2010-08-23 2010-08-30
RO 2010-08-30 2012-06-29
14 Chung, Kam Po 鍾金寶 AXM879 Rep 2014-09-16 2014-10-08
15 Dai, Sangying 戴梓如 BDH625 Rep 2014-04-15 2015-05-29
16 Ding, Xianshu 丁先樹 BBB615 Rep 2013-04-03 2013-06-30
17 Ding, Xiaomin 丁小敏 BDZ904 Rep 2014-08-14 2020-10-31
18 Dong, Zhixin (SFC:BBX813) 董志新 BBX813 Rep 2013-09-24 2014-07-29
19 Du, Dan (SFC:AOT340) 杜丹 AOT340 Rep 2007-05-04 2007-10-10
RO 2007-10-10 2010-05-18
20 Du, Qingwen 杜清雯 ATB497 Rep 2009-11-02 2009-11-30
21 Fan, Lester Kei Shun 范基信 M AGT998 RO 2008-05-22 2010-06-14
22 Fang, Wei (SFC:AOT337) 方煒 AOT337 Rep 2007-05-04 2008-11-07
23 Fu, Shumeng 符抒萌 BAO926 Rep 2012-12-05 2016-08-18
24 Gui, Tao (SFC:BFJ328) 貴濤 BFJ328 Rep 2015-04-29 2018-12-31
25 Guo, Biao 郭彪 33 M AXK321 Rep 2011-06-07 2011-07-13
26 Hau, Ka Yui 侯嘉耀 AEY500 Rep 2015-03-06 2015-11-30
27 He, Li (SFC:BFN682) 何勵 BFN682 Rep 2015-06-03
28 Hu, Kailun 胡凱倫 BGI934 Rep 2015-10-15 2016-12-16
29 Hu, Yaosheng (SFC:BEL950) 胡堯盛 BEL950 Rep 2014-11-11 2015-06-12
30 Huang, Qingbo 黃慶波 BDJ265 Rep 2014-04-29
31 Hui, David Lam Chiu 許林釗 ADF453 RO 2008-08-28 2012-06-25
32 Hung, King Wan 孔景雲 ADA739 Rep 2014-08-19
33 Huo, Limin (SFC:AND728) 霍麗敏 AND728 Rep 2008-12-09
34 Jia, Aiping 賈愛萍 BAO927 Rep 2012-12-05
35 Jiang, Lingjun 江凌俊 BDG860 Rep 2014-04-08 2015-05-01
36 Jiang, Wenwen (SFC:AXC789) 蔣雯文 AXC789 Rep 2012-01-13 2013-09-09
37 Kong, Lingzhen 孔令貞 BBQ311 Rep 2013-07-26 2021-12-31
38 Lai, Cheuk Hung 黎卓鴻 ANX770 Rep 2007-05-02 2007-05-31
RO 2007-05-31 2008-09-01
39 Lai, Chun Kong 黎鎮剛 ABZ482 Rep 2009-06-29 2010-06-17
40 Lai, Shaoping 賴少萍 BAG440 Rep 2012-10-05 2013-09-19
41 Lai, Yongchun (SFC:BBQ513) 賴永春 BBQ513 Rep 2013-09-23 2022-03-15
42 Lam, Chun Yuk 林俊旭 ARR348 Rep 2014-10-15 2016-06-07
43 Lam, Yip Shing 林業成 AAB176 Rep 2007-03-28 2007-04-23
44 Lau, On Hong 劉安康 ACO909 Rep 2013-03-11 2013-04-02
RO 2013-04-02 2014-08-31
45 Lau, Susan So Mei 劉素媚 F AMA244 Rep 2007-03-01
46 Lee, Jessica Yee-Man 李綺雯 F AXH483 Rep 2011-06-02 2012-08-04
47 Leong, Chi Fung 梁智鋒 AJM781 Rep 2011-11-18 2013-07-12
48 Leung, Shing Wai (SFC:ACZ462) 梁成偉 ACZ462 Rep 2015-01-28 2016-06-20
49 Li, Feiyong 李飛勇 ASI301 Rep 2009-06-26 2011-01-12
50 Li, Jamie Chiu 李超 M ACN575 Rep 2008-08-07 2012-06-01
51 Li, Jun (SFC:AMU443) 李俊 AMU443 Rep 2010-01-15 2021-11-20
52 Li, Li (SFC:BBX850) 李莉 BBX850 Rep 2013-09-24
53 Li, Ming (SFC:AXK332) 李明 AXK332 Rep 2011-06-07 2018-03-19
54 Li, Pan (SFC:AQN984) 李攀 M AQN984 Rep 2008-04-07 2012-12-20
RO 2012-12-20 2014-05-30
55 Li, Ran (SFC:BDL985) 李冉 BDL985 Rep 2014-05-27
56 Li, Shichao (SFC:AZB780) 李世超 AZB780 Rep 2012-02-22 2013-05-25
57 Li, Weiwei (SFC:AXY460) 李維偉 AXY460 Rep 2012-10-11 2014-08-16
58 Lin, Tianru 林天儒 ASM230 Rep 2013-04-02
59 Liu, Jie (SFC:BAQ986) 劉潔 BAQ986 Rep 2012-12-28 2021-12-31
60 Liu, Leung 廖良 AFJ550 RO 2015-08-07 2016-11-30
61 Liu, Xu (SFC:BEA606) 劉旭 BEA606 Rep 2014-08-15 2023-08-15
62 Long, Fei (SFC:ARI079) 龍飛 ARI079 Rep 2008-08-19 2016-09-12
63 Lu, Hongmei 盧紅梅 BBU442 Rep 2013-09-23
64 Luk, Wai Tat 陸偉達 AUP822 Rep 2011-12-14 2015-07-13
65 Luo, Ying (SFC:BCL450) 羅穎 BCL450 Rep 2013-12-05 2017-07-03
66 Ma, Xiaoxiang 馬驍翔 BET489 Rep 2015-01-02 2018-05-31
67 Mak, Eric Pui Hang 麥沛恆 37 M APQ674 Rep 2015-06-17 2017-08-11
68 Mang, Po Ping 孟保平 BAT856 Rep 2015-07-10 2018-04-09
69 Mao, Li (SFC:AQG730) 毛力 AQG730 Rep 2010-01-15 2010-05-26
RO 2010-05-26 2011-04-22
70 Mo, Kin Ling 毛建齡 ABW002 Rep 2007-04-24 2022-03-11
71 Mok, Kon Lim 莫幹濂 ABS236 RO 2012-06-25 2015-07-23
72 Ng, Ho Wai (SFC:AUS555) 伍灝維 AUS555 Rep 2012-08-03
73 Ngai, Chun Yu 魏鐥䨞 ARP385 Rep 2010-11-19 2015-01-13
RO 2015-01-13 2016-03-04
74 Pang, Kin Cheung 彭建彰 AVH539 Rep 2010-10-21 2010-11-13
75 Peng, Weixi 彭維熙 BEK976 Rep 2014-10-31 2016-04-22
76 Poon, Che Ho 潘志豪 AEH550 Rep 2014-07-31 2018-10-16
77 Poon, Yuet Sim 潘月嬋 AAC404 Rep 2007-03-23 2021-09-07
78 Qiu, Zhengwei 邱正威 ASZ607 Rep 2009-11-18 2011-03-21
79 Ren, Wei (SFC:ARA442) 任偉 ARA442 Rep 2008-06-18 2012-01-06
80 Sit, Kwan Kit 薛君杰 AZQ787 Rep 2014-08-19 2015-07-16
81 So, Hing Fai 蘇慶輝 BDQ948 Rep 2015-07-20 2015-12-31
82 Song, Xinyu (SFC:BCC010) 宋欣宇 BCC010 Rep 2013-10-17
83 Tam, Ka Lun 譚家倫 BFN555 Rep 2015-07-13 2018-02-20
84 Tan, Yan (SFC:AXV124) 譚燕 AXV124 Rep 2011-11-01 2016-09-12
85 Tang, Man Lei 鄧敏梨 AVR839 Rep 2010-09-13 2017-09-08
86 Ting, Karen Yi Lam 丁依霖 F AGH047 Rep 2007-07-06 2008-03-03
87 Tse, Tsz Kit 謝子杰 AUD977 Rep 2010-03-17 2015-12-03
88 Tse, Wai Chor 謝偉初 BDL744 Rep 2015-03-24 2016-12-13
89 Tso, Ka Sing 曹嘉升 AUR286 Rep 2011-11-11 2012-05-01
90 Tsoi, Kwok Keung 蔡國強 AAD694 RO 2007-01-30 2008-05-14
91 Tsui, Hoi Lap 徐海立 AXD703 Rep 2014-12-30 2015-12-10
92 Wan, Qin 萬琴 BEJ090 Rep 2014-11-19 2015-11-19
93 Wang, Linfeng (SFC:BDX765) 王林峰 BDX765 Rep 2014-08-05 2016-01-07
94 Wang, Wei (SFC:ARG951) 王瑋 ARG951 Rep 2010-01-15 2012-05-14
95 Wang, Weiwen (SFC:BBU443) 王偉文 BBU443 Rep 2013-09-23 2021-11-20
96 Wang, Xiaoming (SFC:AUN616) 王小明 AUN616 Rep 2013-09-23
97 Wang, Xiuzhen (SFC:BBJ578) 王秀珍 BBJ578 Rep 2013-05-31 2015-12-31
98 Wang, Xueting 王雪婷 BBU448 Rep 2013-09-23
99 Wang, You (SFC:BFC706) 王友 BFC706 Rep 2015-03-16 2022-03-15
100 Wei, Dong (SFC:BCG580) 衛東 BCG580 Rep 2013-11-11
101 Wei, Wei (SFC:BDQ427) 魏威 BDQ427 Rep 2015-01-16 2019-05-02
102 Wong, Audrey Hoi Yan 黃凱欣 45 F AFQ642 Rep 2009-04-02 2011-03-05
103 Wong, Emenry Pui Ling 黃佩玲 AEX286 Rep 2014-06-05 2015-11-06
104 Wong, Hiu Chun (SFC:BBA877) 黃曉珍 BBA877 Rep 2014-12-22 2015-12-07
105 Wong, Lai Chu (SFC:AAC409) 黃麗珠 AAC409 Rep 2007-03-19
106 Wong, Wing Sheung 黃詠湘 AGO417 Rep 2014-06-09 2018-02-09
107 Wong, Yu Lui 黃宇雷 AEA008 Rep 2012-08-01
108 Woo, Tsing Yiu 胡政堯 AOH585 Rep 2013-01-14 2013-04-16
109 Xu, Jingshun 徐景順 AYE515 Rep 2011-10-06 2015-12-31
110 Xu, Pengbing 徐鵬冰 AWC146 Rep 2010-10-19 2012-07-18
111 Yang, Cuihua 楊翠華 BAL393 RO 2013-02-20 2017-09-05
112 Yang, Sha 楊沙 BAK404 Rep 2012-11-05 2019-07-05
113 Yang, Yiqiong 楊義琼 AXU943 Rep 2011-08-26
114 Yao, Zhongyuan 姚中遠 AOQ593 Rep 2011-10-10 2016-04-28
115 Ye, Jianhui 葉劍輝 BGK573 Rep 2015-10-27 2018-09-12
116 Yeung, Man Chi (SFC:ALW900) 楊文志 ALW900 Rep 2014-06-05 2015-11-30
117 Yin, Ping (SFC:BBX847) 尹萍 BBX847 Rep 2013-09-24 2023-12-31
118 Ying, Zhiguang 應智廣 AZY392 Rep 2013-09-24
119 Yu, Kun (SFC:AOT339) 于坤 AOT339 Rep 2007-05-04 2011-01-01
Rep 2013-07-12 2015-06-12
120 Yu, Xiaoli (SFC:AXK331) 余小麗 AXK331 Rep 2011-06-09 2018-01-31
121 Yu, Zhaohui 余朝暉 BAC524 Rep 2012-08-28 2018-04-30
122 Yuan, Sheng (SFC:ASI048) 袁胜 ASI048 Rep 2010-01-15 2011-03-29
123 Yuen, Ka Leung 袁家樑 ANV050 Rep 2012-03-21 2012-08-01
124 Yung, Man Ching 翁文靜 BFP330 Rep 2015-06-11 2017-09-06
125 Yung, Pui Man 容佩雯 ATX999 Rep 2009-10-23 2016-09-12
126 Yung, Tak Po 翁德寶 ABP578 RO 2007-01-30 2008-10-01
127 Zhang, Haohan (SFC:BBI895) 張浩涵 BBI895 Rep 2013-05-27 2016-04-30
128 Zhang, Weiqing (SFC:AOY606) 張蔚青 AOY606 Rep 2007-07-17 2010-03-31
129 Zhang, Yu (SFC:AQS656) 張煜 AQS656 Rep 2008-04-07 2010-05-31
RO 2010-05-31 2010-10-16
130 Zhao, Dan (SFC:BDI693) 趙聃 BDI693 Rep 2014-04-23
131 Zheng, Liangyan 鄭梁燕 BAE435 Rep 2012-09-11 2013-07-26
132 Zheng, Lixia (SFC:BDQ700) 鄭麗霞 BDQ700 Rep 2014-06-26 2015-05-01
133 Zhou, Lei (SFC:BAZ414) 周磊 BAZ414 Rep 2013-03-18 2014-01-10
Rep 2014-05-23
134 Zhou, Wei (SFC:BAC428) 周圍 BAC428 Rep 2012-08-28 2014-10-31
135 Zhu, Guangjun 朱廣軍 BDJ273 Rep 2014-04-29 2021-12-31
136 Zhu, Jun (SFC:AXX081) 朱珺 AXX081 Rep 2013-07-30
137 Zhu, Wen (SFC:BCP964) 朱紋 BCP964 Rep 2014-01-02

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