BGC SECURITIES (HONG KONG) LLC

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Aldeen, Andrew George M AGD988 Rep 2016-07-31
2 Baddeley, Alexander Richard M ATS851 Rep 2009-09-16 2011-03-17
Rep 2013-09-19 2020-09-16
3 Bajaria, Sejal ATC149 Rep 2015-08-12 2015-11-20
4 Bavis, Mark John M ALH714 Rep 2004-10-25 2005-12-23
5 Beltif, Eddy BBP555 Rep 2013-07-22 2013-12-06
6 Benn, Philip M ARA106 Rep 2008-05-16 2012-01-13
7 Blennerhassett, David James M ADF976 Rep 2012-11-02 2016-09-07
8 Bouakhasith, Mathieu 薛烈揚 M AZK560 Rep 2012-11-27 2017-07-25
9 Boyer, Jason Jon 49 M AKN214 RO 2004-05-18 2004-07-15
RO 2005-10-31 2008-06-13
10 Brady, Matthew Robert Murray M ALH727 Rep 2004-10-15 2010-06-30
Rep 2013-10-07 2018-09-17
11 Brown, Martyn Roger M ALJ768 Rep 2004-10-28 2005-04-14
12 Browne, Daniel Joseph M AVC916 Rep 2010-04-29 2011-04-08
13 Burr, Robert Francis Edwin (SFC:ACZ475) M ACZ475 Rep 2008-10-10 2008-12-04
RO 2008-12-04 2012-08-13
14 Bustamante, Thaddeus Raymund Bryan Lontoc M AXD242 Rep 2013-04-29 2017-03-18
15 Chan, Artemis Yen 陳言 BBW886 Rep 2013-09-27 2015-01-01
16 Chan, Koon Hung (SFC:ANR762) 陳冠雄 ANR762 Rep 2010-03-03 2011-03-21
17 Chan, Terence Sai Kid 陳世傑 M ALN663 Rep 2008-11-28 2010-01-31
18 Chan, Yat Hang 陳日恆 ADI947 Rep 2011-11-07 2013-01-25
19 Chan, Ying Sin (SFC:BGE633) 陳映蒨 BGE633 Rep 2015-10-02 2017-01-31
20 Chau, Lester Rory Kwok Chung 周國頌 ACR631 Rep 2003-11-17 2016-12-31
21 Chen, Haibo (SFC:AUN340) 陳海波 AUN340 Rep 2010-01-21 2012-02-13
22 Choi, Chi Tung 蔡志通 BGE624 Rep 2015-10-02 2016-02-05
23 Choi, Man Ho (SFC:ANU921) 蔡文豪 42 M ANU921 Rep 2008-06-26 2013-02-28
24 Chu, Alan Wai Lun 朱偉倫 M ABS005 Rep 2012-10-12 2016-02-17
25 Clemente, J Samson Jr Llavore M BFV209 Rep 2015-08-03 2016-04-22
26 Conversin, Sophie Arielle Marlene 尔森索菲 AVE057 Rep 2010-05-13 2011-12-07
27 Coyne, Bryan Martin (SFC:AXC892) M AXC892 Rep 2011-04-12 2011-11-21
Rep 2012-01-09 2013-04-18
28 Cubells, Simon James M AJD624 Rep 2010-08-27 2013-04-30
29 Daures, Pascal Christophe M AUQ925 Rep 2017-02-15 2018-06-04
30 Davidge-Pitts, Mark Nicholas M AJL230 Rep 2017-06-05 2020-04-27
31 Davis, Bernard Steven M AWZ387 Rep 2011-03-17 2011-11-12
32 Delepau, Yves Andre Pierre 伊夫德勒波 AWI266 Rep 2010-11-19 2014-01-01
33 Delrue, Thibault Marc M AOJ141 Rep 2016-02-15 2018-10-31
34 Djelassi, Emile AYA600 Rep 2016-04-18 2016-09-12
35 Downer, Michael David Leonard M ADI094 Rep 2008-10-10 2008-12-02
RO 2008-12-02 2009-09-17
Rep 2009-09-17 2010-10-11
36 Downs, Lee ANK760 Rep 2008-02-22 2008-10-31
37 Du Puch, Amaury Olivier M ATO540 Rep 2009-08-21 2012-09-21
38 Duffield, John Michael Leslie M AIP443 RO 2004-03-11 2005-12-15
39 Evans, Daniel Peter (SFC:AOE193) M AOE193 Rep 2006-11-17 2008-01-11
Rep 2017-01-16 2023-06-12
40 Fender, Darren Michael (SFC:ALL042) M ALL042 Rep 2004-12-21 2016-12-13
41 Francolini, Charles William M AXC058 Rep 2011-03-28 2011-06-28
42 French, Charles David M AWI079 Rep 2010-11-18 2011-05-13
43 Fung, Kin Leung 馮健樑 APP362 Rep 2008-10-15 2016-03-11
44 Fung, Patrick Wai Yip 馮偉業 43 M AOW903 Rep 2008-02-25 2013-02-28
45 George, Nicholas James (SFC:AUW532) M AUW532 Rep 2016-02-01 2017-01-17
RO 2017-01-17 2020-03-08
46 Goldsmith, Robert James M AOS667 Rep 2008-11-04 2014-07-15
Rep 2016-05-23 2016-12-22
RO 2016-12-22 2018-03-13
47 Green, Robert Oliver Henry M BHG945 Rep 2016-04-11 2016-12-13
48 Guillo, Mathieu M ASL541 Rep 2015-11-16 2019-05-24
49 Guy, Simon Philip M ASO495 Rep 2009-05-06 2014-05-31
50 Hall, Jon (SFC:AGK991) AGK991 Rep 2004-12-22
51 Hardman, Thomas Charles M AHX013 Rep 2010-04-07
RO 2010-04-07 2012-07-13
52 Harrison, David Martin (SFC:AKO500) M AKO500 RO 2004-05-18 2004-07-15
53 Herbert, Anthony John (SFC:BIL705) M BIL705 Rep 2016-11-02 2020-03-30
54 Ho, Betty Suk Man 何淑文 F ARX005 Rep 2015-07-22 2015-11-16
55 Ho, Carmen (SFC:BBJ878) 何家雯 F BBJ878 Rep 2013-06-10 2014-06-21
56 Ho, Po 何保 ALP981 RO 2007-08-29 2008-08-31
57 Hui, Cho Yan 許楚欣 BFT001 Rep 2015-07-20 2015-07-21
58 Hurst, Nicola Carolyn F ASK780 Rep 2009-02-17 2020-04-02
59 Ip, Bik Yun 葉碧茵 ADS480 Rep 2012-10-08 2019-10-16
60 Kavanagh, Ruvann John M ARW149 Rep 2008-11-18 2011-04-08
61 Keith, Robert Michael M BIZ889 Rep 2017-02-03 2019-05-17
62 Kim, Ethan Sung M AUC281 Rep 2010-01-21 2016-07-31
63 Kim, Su Hee (SFC:BHU272) 金秀稀 BHU272 Rep 2017-07-25 2018-07-16
64 Kong, Leuk Sum Rayson 江略參 AXX143 Rep 2011-09-01 2012-11-02
65 Kong, Yin Yu 江燕瑜 ARD477 Rep 2008-07-11 2010-05-31
66 Kwan, David Yat Tung 關日東 M AGT675 Rep 2012-10-16 2012-11-26
RO 2012-11-26 2016-12-31
67 Kwon, Seok Yeol ALJ766 Rep 2004-10-28 2005-09-13
68 Kwong, Ying Lok 鄺瓔珞 AVJ109 Rep 2012-01-09 2015-03-01
Rep 2016-01-21 2017-05-31
69 Lagarde, Arnaud Ludovic M AQM256 Rep 2009-03-25 2014-07-01
70 Lai, Chak On 黎澤安 ACF328 Rep 2009-10-06 2017-04-30
71 Lai, Kam Lam 賴錦林 AUP818 Rep 2010-01-22 2015-11-13
72 Laird, Jonathan James M ALW935 Rep 2005-04-20 2005-11-24
Rep 2009-04-14 2024-06-28
73 Lam, Brian Yin Cheung 林彥翔 M ANH154 Rep 2012-10-09 2019-10-17
74 Lau, Kwok Hung (SFC:ARU111) 劉國雄 ARU111 Rep 2009-02-20 2012-02-13
75 Law, Nga Ying 羅雅盈 AQC354 Rep 2008-02-25 2020-03-31
76 Lee, Chaeeun AXC794 Rep 2016-01-21 2017-04-30
77 Lee, Cliff Yee Gong 李宜剛 M AEH826 Rep 2008-11-21 2009-04-30
78 Lee, Dick Tik Man 李迪文 42 M AFM918 Rep 2008-02-25 2008-06-25
RO 2008-06-25 2013-02-28
79 Lee, Dun Shing (SFC:ACZ763) 李敦成 ACZ763 Rep 2008-07-10 2017-01-31
80 Lee, Jonathan Pak San 李柏燊 AWI077 Rep 2010-12-22 2020-03-31
81 Lee, Sherman Shiu Man 李兆民 M AMS547 RO 2007-08-09 2010-05-01
82 Lees, Cinry Alano M BAC150 Rep 2012-08-22 2013-03-21
Rep 2013-07-10 2015-04-16
83 Leung, Kin Keung (SFC:AFL288) 梁建強 M AFL288 Rep 2010-07-21 2011-03-21
84 Leung, Vicky (SFC:ACN925) 梁美璂 F ACN925 Rep 2011-03-24 2015-02-01
85 Liew, Arthur Chean Chuan M ARD480 Rep 2008-05-29 2013-10-31
86 Lim, Chun Yin Nicholas 林雋彥 M BJI255 Rep 2017-04-10 2017-06-30
87 Madayag, Claro Jr Ilagan ARD958 Rep 2008-06-06 2012-08-13
Rep 2017-12-13 2023-12-18
88 Mak, Kitty King Tze 麥敬慈 F AQV618 Rep 2009-06-02 2009-09-30
89 Mak, Rick G. AOD214 Rep 2012-10-09 2013-02-18
90 Malev, Blagoj AXC059 Rep 2011-03-28 2011-06-28
91 Marquevielle, Olivier Hee Chul 麥喜諸 M AVE024 Rep 2010-05-13 2012-01-17
92 Maxwell, Ross (SFC:AWP247) M AWP247 Rep 2011-01-05 2013-12-20
93 Mayer, John Raymond M BKX376 Rep 2017-09-19 2018-04-03
94 McCann, Neil Anthony M ACR495 Rep 2003-09-01
95 McCarroll, Jessica Lee Temple (SFC:AAU810) F AAU810 RO 2011-10-19 2012-12-13
96 McGlynn, Paul Anthony (SFC:ALJ765) M ALJ765 Rep 2004-10-27 2006-07-07
97 Melka, Alexandre Sebastien M AZL239 Rep 2013-12-11 2014-08-08
98 Miles, Andrew Nicholas M AEV880 Rep 2009-02-20 2012-02-13
99 Mintz, Nathan Keith M AQT165 Rep 2010-07-07 2011-03-08
100 Moore, Gregory Patrick M ASK786 Rep 2009-02-19 2010-09-24
101 Murphy, Laura Claire F AUC921 Rep 2009-11-09 2012-02-01
102 Newsum, Justin Howard M AOE805 Rep 2010-07-02 2024-03-04
103 Ng, Jackfrey Cho Fai 吳祖輝 ALR784 Rep 2010-05-31 2011-03-21
104 Ng, Yu Fai 吳宇輝 42 M AMJ712 Rep 2008-02-25 2013-04-13
105 O'Hara, Bryan Bernard M AJH353 Rep 2004-01-06 2004-04-06
106 Orr, Christopher James Boyd M AXC060 Rep 2011-03-28 2011-06-28
107 Paik, Seung Hwan 白昇桓 BHS143 Rep 2016-06-30 2016-12-12
108 Palmer, Geoffrey Simon M ACC112 RO 2011-10-19 2012-12-13
109 Park, Hong Cheol 朴烘徹 BEX842 Rep 2016-09-07 2018-08-31
110 Park, Min Ho 朴敏虎 BGT411 Rep 2016-01-15 2017-08-31
111 Parrish, John Edward M AZR903 Rep 2012-06-18 2013-01-16
112 Patel, Amit (SFC:AOT743) AOT743 Rep 2009-06-15 2011-04-01
113 Pryal, Michael Anthony M AWZ755 Rep 2011-03-21 2011-09-21
114 Raja, Saajan BJT636 Rep 2017-06-19 2018-03-01
115 Robb, Gordon Bjorn M BIQ332 Rep 2016-11-29 2017-02-09
Rep 2017-05-08 2018-03-01
116 Sage, Chris Adam M AYH907 Rep 2011-10-25 2014-02-28
117 Sahi, Dhruv (SFC:BFO641) BFO641 Rep 2015-06-15 2016-04-29
118 Shea, Colin Michael M ARD486 Rep 2008-05-29 2010-04-23
119 Shepherd, Daniel Lee M ALW937 Rep 2005-04-20 2005-11-24
Rep 2009-10-06 2016-08-23
120 Shin, Jiwon BEX771 Rep 2015-02-05 2016-01-20
121 Shiu, Carmen Yin Man 邵燕文 34 F AMK135 Rep 2008-02-25 2019-12-31
122 Shiu, Kam Man 邵錦文 42 M AGW055 Rep 2008-02-25 2008-06-25
RO 2008-06-25 2019-12-31
123 Shiu, Lai Man 邵禮文 AKQ640 Rep 2010-03-11 2011-03-21
124 Shivdasani, Shaan Anil AVE058 Rep 2010-05-13 2020-08-04
125 Sing, Raymond Pui Choy 成培洲 M ALZ057 Rep 2005-05-05 2005-07-13
126 Son, Yong Koo 孫容九 ARD485 Rep 2008-05-29 2009-01-30
127 Song, Wonkook 宋源國 AOB157 Rep 2006-10-16 2016-06-30
128 Stiles, Timothy David M ARW398 Rep 2009-02-17 2019-09-30
129 Suk, Min ANU044 Rep 2012-10-08 2016-10-17
130 Tang, Wai Yan (SFC:AJH033) 鄧偉仁 AJH033 Rep 2008-08-12 2008-09-02
RO 2008-09-02 2010-03-31
131 Taylor, Edward Richard John M AXH019 Rep 2011-05-16 2013-11-12
132 Valansot, Pascal AOR978 Rep 2008-11-12 2012-05-09
133 Veres, Octavien Gabriel M ATO538 Rep 2009-08-21 2011-04-12
134 Vitiello, Thomas Xavier M AVI838 Rep 2011-06-10 2013-11-30
135 Walsh, Noel Edward M BEN585 Rep 2016-08-18 2020-06-01
136 Watkins, Bryan M APH491 Rep 2010-01-22 2011-02-24
137 Wells, Sarah Elizabeth (SFC:AOE190) F AOE190 Rep 2006-11-17 2008-05-26
138 Wong, Chung Tin 王仲天 BAB906 Rep 2012-08-21 2014-02-01
139 Wong, Rebecca Shuk Ping 黃家蔚 F AQK030 Rep 2008-04-15 2010-08-27
140 Wong, Yiu Ming (SFC:ACK380) 黃耀明 ACK380 Rep 2010-03-03 2010-04-22
RO 2010-04-22 2011-03-21
141 Work, David Lyall M AFD445 RO 2009-11-30
142 Yip, Anthony Wing Kai 葉永楷 M AHY021 Rep 2010-03-03 2010-03-23
RO 2010-03-23 2011-03-21
143 Yip, Siu Ha 葉少霞 AXK802 Rep 2011-06-24 2012-12-03
144 Yung, Shui Shing 容瑞成 AQY615 Rep 2010-01-22 2010-03-12
145 Zerrudo, Oliver Duante M AZL778 Rep 2013-05-31 2014-10-24

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