PIPER JAFFRAY ASIA SECURITIES LIMITED 派杰亞洲証券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Berrisford, Carl Thomas | M | AIZ256 | Rep | 2004-05-13 | 2005-08-04 | |
| 2 | Chan, Hung Kee (SFC:ABF065) 陳鴻基 | ABF065 | Rep | 2004-07-08 | 2006-03-29 | ||
| RO | 2006-03-29 | 2012-09-07 | |||||
| 3 | Chan, Ping Kwan 陳秉鈞 | ALZ774 | Rep | 2005-05-17 | 2009-02-13 | ||
| 4 | Chan, Stephen Cheuk Yu 陳卓宇 | 30 | M | ADR422 | Rep | 2006-11-02 | 2008-03-01 |
| 5 | Chan, Yu Kong 陳宇江 | AGC982 | Rep | 2005-08-03 | 2008-02-01 | ||
| 6 | Chau, Kon Chiu 周幹弨 | AGS077 | Rep | 2004-03-18 | 2004-09-07 | ||
| 7 | Chau, Kon Wang 周幹弘 | ADQ621 | Rep | 2004-03-18 | 2005-09-26 | ||
| RO | 2005-09-26 | 2006-02-25 | |||||
| 8 | Chau, Mei Yu 周美如 | ADB668 | Rep | 2003-10-03 | 2007-09-22 | ||
| 9 | Chau, Raymond Wai Ming 周偉明 | M | AAA987 | Rep | 2003-09-05 | ||
| 10 | Chau, Thomas Ching On 周靖安 | ABC223 | Rep | 2003-10-24 | 2009-01-31 | ||
| 11 | Chen, Yuan (SFC:AEJ844) 陳遠 | 38 | M | AEJ844 | Rep | 2004-01-27 | 2004-08-30 |
| RO | 2004-08-30 | 2005-07-14 | |||||
| RO | 2006-07-15 | 2009-04-01 | |||||
| 12 | Cheng, Wai Ho (SFC:ACE595) 鄭衛豪 | 42 | M | ACE595 | Rep | 2005-06-02 | 2006-09-28 |
| 13 | Cheung, Johnson Fusheng 張富紳 | 42 | M | ABI721 | Rep | 2003-12-22 | 2007-09-15 |
| 14 | Cheung, Michael Po Kuen 張寶權 | M | AGX308 | Rep | 2005-04-20 | 2006-05-10 | |
| Rep | 2007-01-08 | 2012-08-25 | |||||
| 15 | Chiu, Ronnie Yuk Fai 趙玉輝 | M | APC429 | Rep | 2007-07-13 | 2009-02-14 | |
| 16 | Choi, Nancy Lai Wah 蔡麗華 | F | AAC535 | Rep | 2005-08-25 | 2009-01-31 | |
| 17 | Chong, Yuk Tak 莊育德 | AFF041 | Rep | 2003-09-05 | |||
| 18 | Chow, King Ho 周景豪 | AAD577 | Rep | 2007-11-21 | 2012-08-25 | ||
| 19 | Choy, Jonathan Lun Chak 蔡麟策 | M | AFJ003 | Rep | 2005-08-25 | 2009-01-31 | |
| 20 | Chui, Siu Ying 徐少英 | AED603 | Rep | 2005-04-28 | 2008-11-29 | ||
| 21 | Chung, Lai Yung 鍾麗容 | AGM626 | Rep | 2004-12-23 | |||
| 22 | Du, Jing (SFC:ANT379) 杜菁 | ANT379 | Rep | 2006-08-02 | 2007-10-01 | ||
| 23 | Duong, Hanh My 楊美幸 | ALL708 | Rep | 2004-11-23 | 2006-06-24 | ||
| 24 | Fan, Chi Ming 范智明 | ADS059 | Rep | 2003-08-30 | 2009-01-23 | ||
| 25 | Fung, Ching Man (SFC:AEA677) 馮靜文 | AEA677 | Rep | 2003-08-30 | 2009-02-11 | ||
| 26 | Glasgow, Fraser John | M | AEP339 | Rep | 2004-03-03 | 2006-06-24 | |
| 27 | Ho, Kwong Chak 何光澤 | AAB154 | Rep | 2003-09-09 | 2003-10-29 | ||
| RO | 2003-10-29 | 2005-11-01 | |||||
| 28 | Hu, Rui (SFC:AEO900) 胡銳 | AEO900 | Rep | 2008-07-01 | |||
| 29 | Hui, John (1973) 許僑聲 | 34 | M | AFU688 | Rep | 2005-03-21 | 2012-01-19 |
| 30 | Kang, Xing 康惺 | APF685 | Rep | 2007-07-04 | 2007-10-01 | ||
| 31 | Ko, Hon Tak 高漢德 | AAD598 | Rep | 2004-03-23 | |||
| 32 | Kwai, Ida Yee Man 桂綺雯 | F | ABP503 | Rep | 2003-09-18 | 2009-03-01 | |
| 33 | Kwok, Chi Lung 郭智瀧 | AAK750 | Rep | 2006-03-03 | 2007-03-01 | ||
| 34 | Lai, Chun Kong 黎鎮剛 | ABZ482 | Rep | 2006-02-23 | 2007-02-01 | ||
| 35 | Lam, Car Man 林家文 | AAG480 | Rep | 2005-04-07 | |||
| 36 | Lam, Fung Chun 林鳳珍 | ADI024 | Rep | 2004-08-14 | 2008-11-03 | ||
| 37 | Lam, Fung Ki 林鳳琦 | AGM903 | Rep | 2003-09-10 | 2012-08-25 | ||
| 38 | Lang, Peter Yin Shing 梁衍誠 | M | AAD770 | Rep | 2003-09-10 | ||
| 39 | Lau, Derrick Wang Yip 劉宏業 | 46 | M | AAU800 | RO | 2007-04-03 | 2011-04-07 |
| 40 | Lau, Steven Sai-Cheung 劉世璋 | M | AEM789 | Rep | 2005-09-12 | 2006-08-23 | |
| 41 | Lau, Wing Choi 劉榮財 | AAB736 | Rep | 2004-09-23 | 2008-08-16 | ||
| 42 | Leung, Angela Wai Kwan 梁維君 | F | ABE848 | Rep | 2004-02-25 | 2007-01-01 | |
| 43 | Leung, Curly Pui Nung 梁培能 | AFX696 | Rep | 2004-07-29 | |||
| 44 | Leung, Shing Wai (SFC:ABK258) 梁成偉 | M | ABK258 | Rep | 2003-09-02 | 2009-02-18 | |
| 45 | Leung, Siu Mui 梁少梅 | ACD945 | Rep | 2003-09-15 | 2008-11-03 | ||
| 46 | Leung, Yun Keung (SFC:AFX708) 梁潤強 | AFX708 | Rep | 2003-08-22 | 2003-10-08 | ||
| 47 | Liang, Kai Lok 梁啟樂 | ADX214 | Rep | 2005-08-25 | 2009-01-31 | ||
| 48 | Liu, Chung Hong (SFC:ADB508) 廖仲康 | ADB508 | Rep | 2003-09-08 | 2003-09-19 | ||
| RO | 2003-11-05 | 2004-04-22 | |||||
| 49 | Liu, Ka Hin 廖家顯 | 27 | M | AGH846 | Rep | 2006-11-23 | 2008-03-05 |
| 50 | Lo, Ricky Tak Fat 盧德發 | M | ACL682 | Rep | 2009-06-02 | ||
| 51 | Loh, Yiu Fai 陸耀輝 | ABN692 | Rep | 2004-11-05 | 2005-09-22 | ||
| RO | 2005-09-22 | 2007-02-17 | |||||
| 52 | Lui, Johnny Chi Wah 呂志華 | 47 | M | AAK797 | Rep | 2004-11-22 | |
| 53 | Lui, Josaphat Chi Chung 呂志聰 | AAD557 | RO | 2004-12-23 | |||
| 54 | Lui, Mei Yee 呂美儀 | ANN048 | Rep | 2006-11-10 | 2011-11-26 | ||
| 55 | Mak, Hau Lin 麥巧蓮 | ACW654 | Rep | 2004-03-18 | 2005-02-25 | ||
| RO | 2005-02-25 | 2005-08-02 | |||||
| Rep | 2005-08-02 | 2008-07-18 | |||||
| 56 | Mak, Sze Wing 麥思穎 | AEN519 | Rep | 2004-10-04 | 2007-05-26 | ||
| 57 | Ng, Kam Ho 吳錦浩 | ABC181 | Rep | 2006-08-22 | 2009-03-01 | ||
| 58 | Ng, Yin Lam (SFC:AGK085) 吳彥霖 | AGK085 | Rep | 2005-01-05 | 2009-01-01 | ||
| 59 | Pat, Fung Lin 畢鳳蓮 | AJE197 | Rep | 2003-09-23 | 2009-01-31 | ||
| 60 | Poon, Sou Ling 潘秀玲 | AAA921 | Rep | 2005-10-22 | |||
| 61 | Shan, Li (SFC:ANG467) 單力 | ANG467 | Rep | 2006-05-17 | 2006-08-01 | ||
| 62 | Sy, Man Chiu 許文超 | 52 | M | ALD653 | Rep | 2005-06-14 | 2007-11-16 |
| 63 | Tai, Kwok Keung (SFC:AAE013) 戴國強 | AAE013 | Rep | 2003-09-10 | |||
| 64 | Tai, Winson Wing Sum 戴穎琛 | AOV063 | Rep | 2007-04-20 | 2008-10-03 | ||
| 65 | Tang, Lai Kwan 鄧麗群 | AAB274 | Rep | 2003-09-11 | 2009-01-31 | ||
| 66 | Tong, Wai Chiu 唐偉超 | AEE884 | Rep | 2005-08-26 | 2009-01-31 | ||
| 67 | Tsang, On Yee 曾安儀 | ALI325 | Rep | 2007-10-05 | 2008-11-01 | ||
| 68 | Tse, Chi Him 謝智謙 | M | ABI456 | Rep | 2007-09-13 | 2012-09-24 | |
| 69 | Tse, Kwok On 謝國安 | AHG557 | Rep | 2006-08-28 | 2007-05-12 | ||
| 70 | Wong, Edmond Hoi Ming 黃海明 | M | AAE015 | Rep | 2005-08-20 | ||
| 71 | Wong, Gary Yu Tung 王宇東 | M | AFU284 | Rep | 2004-03-11 | 2008-08-09 | |
| 72 | Wong, Helen Yim How 黃艷巧 | F | ADW624 | Rep | 2003-09-10 | ||
| 73 | Wong, Ka Po (SFC:AJE893) 黃家寶 | AJE893 | Rep | 2007-06-26 | 2007-08-14 | ||
| 74 | Wu, Man Wai (SFC:AEN127) 胡文慧 | AEN127 | Rep | 2003-08-30 | 2008-11-03 | ||
| 75 | Yeung, Chun Ho (SFC:ACA543) 楊俊豪 | ACA543 | Rep | 2003-09-02 | 2008-11-03 | ||
| 76 | Yeung, Shu Fan 楊樹勳 | M | AAI312 | Rep | 2003-10-07 | 2003-11-05 | |
| RO | 2003-11-05 | 2007-10-06 | |||||
| 77 | Yip, Man Wai (SFC:AEY361) 葉敏慧 | AEY361 | Rep | 2005-08-22 | 2009-02-12 | ||
| 78 | Yiu, Pik Nam 姚璧南 | AAB293 | Rep | 2004-03-23 | 2008-06-24 | ||
| 79 | Yuen, Eddy Siu Keung 阮紹強 | M | AEE177 | Rep | 2003-12-10 | 2009-01-31 | |
| 80 | Zhao, Wei (SFC:ALU733) 趙偉 | ALU733 | Rep | 2005-03-11 | 2005-10-03 | ||
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