SBI China Capital Securities Limited 軟庫中華金融證券有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Bang, Bonna AEA447 Rep 2005-05-18
2 Chan, Lawrence Kwong Wa 陳光華 M ABQ649 Rep 2005-11-09 2006-05-10
3 Chau, Keith Hon Kit 周漢傑 M AAZ939 Rep 2004-02-24 2011-09-30
4 Chau, Shun To 周頌滔 AEY907 Rep 2011-09-30
5 Cheng, Andes 鄭安達 AEJ691 Rep 2008-11-18 2009-06-01
6 Cheng, Tai Pui 鄭棣培 AAH278 Rep 2009-02-13
7 Cheung, Andy Ka Keung 張家強 ABS477 Rep 2003-09-30 2004-03-18
8 Cheung, Ben Ching Kit 張政傑 M AFA722 Rep 2004-02-20 2004-05-04
9 Cheung, Wai Kit (SFC:AES388) 張偉傑 AES388 Rep 2003-10-07
10 Cheung, Yee Fan 張懿帆 ADH428 Rep 2004-12-28
11 Chow, Kim Wing 周劍榮 ABR272 Rep 2006-06-30 2009-08-01
12 Chu, Godwin Kwok Shing 朱國承 M ACJ709 Rep 2011-09-30
13 Clemenson, Stephen William John M ADS814 Rep 2005-07-19 2006-10-13
14 Cosentino, Katherine Jean F AOE478 Rep 2007-08-30 2008-05-01
15 Eng, Edmond 伍少凡 M ACW864 RO 2005-11-16 2006-09-28
16 Fung, Ka Pun 馮家彬 63 M AAC108 RO 2006-01-04
17 Goddard Lui, Eva Man Fong 呂敏芳 F AAZ401 Rep 2003-07-14
18 Hui, Koon Shan 許冠山 AAC250 Rep 2011-09-30
19 Hui, Stanley Siu Leung 許兆良 M AFN827 Rep 2003-08-11
20 Huo, Ling 霍玲 AQF572 Rep 2008-01-04 2008-01-30
21 Ip, Hung 葉虹 39 F AGA252 Rep 2006-01-24
RO 2006-01-24 2006-08-24
Rep 2006-08-24 2008-10-03
22 Ko, Siu Man 高兆文 AAB498 Rep 2007-11-29 2009-06-24
23 Lai, Kenneth Kin Chung 黎健聰 38 M ABP978 Rep 2005-08-08
RO 2005-08-08 2006-05-03
24 Lau, Alice Wai Yan 柳蕙恩 F AME575 Rep 2005-07-04 2006-10-09
25 Lau, On Wah 劉安樺 AAD083 RO 2005-08-08
26 Law, Tak Kuen 羅德權 AAB173 Rep 2003-04-17
27 Lee, Chi Wah (SFC:AAF504) 李志華 AAF504 Rep 2011-09-30
28 Lee, Inessa Suk Wah 李菽樺 F ACH127 Rep 2004-08-18 2005-09-02
29 Lee, Jeong Ju AOJ328 Rep 2007-01-10 2007-08-02
30 Lee, Karen King Wai 李荊慧 F AKL742 Rep 2005-12-05 2006-01-24
31 Li, Asser Kwok Keung 李國強 M AAG495 Rep 2010-03-31
32 Lim, Swee Tin Lisa 林瑞珍 AGO376 RO 2004-07-23 2005-10-28
33 Lo, Kit Ming 盧潔明 ACG022 Rep 2006-04-13 2006-08-08
34 Lo, Ying Lun 勞應麟 AAF498 Rep 2003-11-17 2005-01-05
35 Lui, Chung Wai 雷重威 AEE306 Rep 2003-06-27
36 Lui, Eric Yiu Fong 雷耀芳 M AAZ490 Rep 2005-02-07 2010-03-31
37 Miller, Lee Katherine F AQS445 Rep 2008-03-27 2009-04-15
38 Mui, Kay Boon 梅基本 AAJ763 Rep 2003-08-01 2005-04-14
39 Ng, John Wah 伍華安 M AEG183 Rep 2005-05-05 2006-01-21
40 Ong, Tiang Lock 王添樂 50 M AIR281 RO 2006-08-11 2007-08-31
41 Shum, Fei Fei 沈菲菲 29 F ALR570 Rep 2006-04-06 2006-07-21
42 Singhal, Shelly Sean 41 M AMJ868 Rep 2008-07-29 2009-04-15
43 Sum, Poon Yun 岑本訢 M AED718 RO 2004-09-08
44 Sun, Baron 孫葆崟 AMM278 Rep 2006-05-25 2011-09-30
45 Sung, Yuk Yin 宋煜賢 APF733 Rep 2007-07-09 2008-03-26
46 Sze-To, Ping Chuen 司徒炳全 ABE594 Rep 2011-09-30
47 Szeto, King Chuen 司徒經全 AEN511 Rep 2011-09-30
48 To, Kin Tung 陶建東 AEO687 Rep 2003-04-30
49 To, Ronald Kwok Chien 杜國鍵 M AEN382 Rep 2003-11-10
50 Tong, Peng Tiong AHZ636 Rep 2004-07-23
RO 2004-07-23 2006-11-03
51 Tsoi, Chi Kun 蔡智勤 ABH186 RO 2008-01-07 2011-09-30
52 Weng, Eddie Hua-Ti 翁華狄 M ALR878 Rep 2005-11-03 2011-07-22
53 Wong, Alex Mang Chung 黃孟聰 M ABE974 Rep 2007-01-22
54 Wong, Chi Yan (SFC:ABN290) 黃志仁 ABN290 Rep 2011-09-30
55 Wong, Ho Ching (SFC:AQJ842) 黃河清 AQJ842 Rep 2008-02-01 2008-10-03
56 Wong, Hong Wah 王康華 M ACF078 Rep 2008-04-04
57 Wong, Joseph Yan Po 黃恩寶 M AAB990 Rep 2011-09-30
58 Wong, Kam Ming (SFC:AFP503) 王錦明 AFP503 Rep 2003-07-30
59 Wong, Kenny Kin Fai 王健輝 38 M AJA562 RO 2008-02-25 2011-09-30
60 Wong, Kwok Leung (SFC:AAH527) 黃國良 AAH527 Rep 2003-10-14
61 Wong, Sheung Yeung 王上揚 AFH200 Rep 2006-11-24
Rep 2007-06-05 2011-07-10
62 Wong, Sin Just 黃森捷 42 M ABS438 RO 2007-04-13 2008-07-18
63 Wong, Tak Ming (SFC:ALR877) 黃德明 ALR877 Rep 2005-03-18 2005-06-10
64 Wu, Zhao (1978) 吳兆 30 M AOE446 Rep 2008-02-22 2008-04-15
65 Yam, David (SFC:ACJ708) 任卓偉 M ACJ708 Rep 2005-09-01 2006-06-29
RO 2006-06-29 2007-10-02
Rep 2007-11-30 2008-04-23
RO 2008-04-23 2011-09-30
66 Yeung, Kin Pan 楊健斌 AOI865 Rep 2006-12-27 2011-09-30
67 Yuan, Zhefei 袁哲飛 APL225 Rep 2007-08-22 2009-03-20
68 Yue, Pui Lam 余佩琳 AGA571 Rep 2006-05-22 2006-08-14
69 Zhao, Qi (SFC:AQF554) 趙琪 AQF554 Rep 2008-01-04 2009-03-07
70 Zheng, Juan (SFC:AGI798) 鄭娟 AGI798 Rep 2006-04-18 2007-03-13
RO 2007-03-13 2009-02-28

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top