BARING ASSET MANAGEMENT (ASIA) LIMITED 霸菱資產管理(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Ang, Eric Tai Yue 洪大裕 M ADJ380 Rep 2006-04-19 2007-04-13
RO 2007-04-13 2007-08-18
2 Argal, Ajay AXV576 Rep 2011-09-02 2013-04-16
RO 2013-04-16 2019-03-31
3 Au, Yu Ching 區裕正 ABT384 Rep 2008-06-02 2011-03-01
4 Blake, Jonathan Robert M AQI007 Rep 2008-01-21 2008-02-21
Rep 2011-03-23 2011-03-30
5 Bone, Sydney Maurice AEN692 RO 2003-08-29 2004-10-22
6 Bromley, Clive William M AXY646 Rep 2011-08-30 2011-09-30
7 Chai, Albert Mei Khoon M BBK320 Rep 2013-06-14 2019-11-27
8 Chan, Fiona Nga Yee 陳雅儀 F ADZ146 Rep 2008-05-28 2010-03-31
9 Chan, Henry Yue Hung 陳裕雄 M ADB611 Rep 2004-09-22 2004-09-24
RO 2004-09-24 2005-05-23
Rep 2005-05-23 2005-07-18
RO 2005-07-18 2010-07-01
10 Chan, Ivy (SFC:AEN139) 陳亭希 F AEN139 Rep 2007-10-18 2015-09-07
11 Chang, Tat Sean 鄭達成 ADL512 Rep 2012-05-08 2012-07-10
RO 2012-07-10 2018-01-26
12 Chen, Ji (SFC:ALO251) 陳濟 ALO251 Rep 2012-02-06 2015-07-24
13 Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 AEQ438 Rep 2005-08-01 2011-08-01
14 Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 BDL752 Rep 2014-05-21 2015-12-15
15 Choi, Ka Wing (SFC:BBC960) 蔡嘉穎 BBC960 Rep 2013-04-15 2014-05-23
16 Chung, Franki Ka Fai 鍾家輝 M ACW769 RO 2007-05-09 2009-11-30
17 Conn, Adam Howard Joseph 50 M AAZ321 Rep 2012-07-03 2012-08-03
18 Deng, Hong Wen 鄧鴻文 AJJ580 Rep 2008-06-02 2012-11-22
RO 2012-11-22 2013-08-30
19 Do, Khiem Trong ADT127 RO 2004-10-08 2020-12-31
20 Fong, Wai Cheong 方偉昌 AKN196 Rep 2004-09-15 2021-05-06
21 Fung, Yuen Fun 馮婉芬 AEX954 Rep 2007-02-07 2007-05-11
22 Fung, Yuen Tsun 馮苑蓁 AWU399 Rep 2011-02-16 2012-05-21
23 Govan, James Alexander Thomas M AXS677 Rep 2011-08-19 2011-08-26
24 Ho, Anita Hoi Lam 何海琳 F AOC914 Rep 2008-07-25 2008-12-11
25 Hong, Nahyoon 洪那玧 APD706 Rep 2008-06-02 2021-10-31
26 Jiang, Xiaojing 姜曉菁 AQA848 Rep 2010-04-12 2017-01-17
27 Ke, Lei 柯雷 AUZ498 Rep 2010-04-12 2015-03-27
28 Kwan, Chi Wang 關子宏 AGB717 Rep 2011-04-04 2012-01-02
29 Lee, Hyung Jin 李烱陳 ADX373 Rep 2008-06-02 2015-07-13
30 Lee, Kai Yang 李凱揚 AOJ012 Rep 2008-06-04 2014-08-28
31 Leung, Chor Ming 梁礎銘 AEA299 Rep 2004-09-14 2004-12-06
32 Leung, Lap Wai (SFC:ALN045) 梁立偉 ALN045 Rep 2011-07-22
33 Leung, Yiu Pan (SFC:ANM031) 梁耀斌 ANM031 Rep 2008-05-27 2016-10-01
34 Levy, Michael Jonathan (SFC:BBS858) M BBS858 Rep 2013-09-09 2013-10-09
35 Li, James Kong 李剛 M AFT405 Rep 2014-07-04 2014-10-14
RO 2014-10-14 2019-12-09
36 Li, Sek Fu 李錫富 AAX343 Rep 2003-09-01 2004-11-09
RO 2004-11-09 2015-03-03
37 Lim, Soo Hai AMR299 Rep 2008-06-02 2018-09-11
38 Lin, Ka Ho 連嘉豪 AMR825 Rep 2008-06-02 2010-02-24
39 Liu, Tiebin 劉鉄彬 AYI977 Rep 2011-11-01 2014-12-31
40 Lo, Sing 盧勝 AEM141 Rep 2005-03-02 2005-05-04
RO 2005-05-04 2015-11-10
41 Lui, Anne 呂安妮 F AXO912 Rep 2013-08-15 2014-09-30
42 Luo, Laura Ying 羅瑩 49 F ADJ631 Rep 2013-09-12 2019-09-30
43 Ng, Colin Chee Kwong 吳志光 48 M ASY018 Rep 2012-02-13 2012-08-07
44 Ng, Gerry Joo Yeow 黃祖耀 50 M ACC976 Rep 2004-12-07 2005-01-20
RO 2005-01-20 2019-12-31
45 Palmer, William Arnold M AYT894 Rep 2012-01-12 2012-02-12
46 Park, Chong Hak BBS864 Rep 2013-09-10 2013-10-10
47 Petronikolos, Athanasios AWQ219 Rep 2011-01-13 2011-02-12
48 Poon, Eric Chi Lik 潘智力 M AJA981 Rep 2012-05-21 2013-07-22
RO 2013-07-22 2017-12-31
49 Poon, Joanna Ka Yee 潘嘉怡 F AGL868 Rep 2010-04-12 2010-09-16
50 Scholefield, Timothy M BBS865 Rep 2013-09-09 2013-10-09
51 Seetoh, Lin Yoke (SFC:AAK414) 司徒蓮玉 AAK414 RO 2003-08-29 2004-10-08
52 Shroff, Manoj Mahesh M AOJ010 Rep 2008-06-02 2010-06-16
Rep 2012-03-19 2019-12-15
53 Shum, Wai Chun 沈偉俊 AHJ589 Rep 2010-08-02 2010-12-20
RO 2010-12-20 2012-02-01
54 Simpson, Michael Duff M BBS861 Rep 2013-09-09 2013-10-09
55 Sit, Wilfred Wing Fai 薛永輝 M ACJ160 Rep 2004-09-22 2004-09-24
RO 2004-09-24 2007-02-18
Rep 2011-05-30 2011-07-12
RO 2011-07-12 2017-01-24
56 Tam, Zumin Patrick Jr. 譚祖岷 AEM645 Rep 2007-07-19 2016-04-24
57 Tan, Zhizhi 譚智郅 AYQ567 Rep 2011-12-14 2013-03-15
58 Tang, Ka Nam 鄧嘉南 AFM342 Rep 2013-05-13 2014-01-27
RO 2014-01-27 2014-04-30
59 Tang, Lin (SFC:AVY842) 唐琳 AVY842 Rep 2010-10-04 2014-12-17
60 Tsang, Edith Sui Yu 曾瑞如 F ALN773 Rep 2007-02-08 2007-07-06
61 Tse, Pui Kwan (SFC:AFF231) 謝佩坤 AFF231 Rep 2013-07-12 2018-06-27
62 Ugurtas, Ecehan APV617 Rep 2007-10-22 2007-11-22
Rep 2011-01-13 2011-02-12
Rep 2012-04-23 2012-05-23
Rep 2012-09-27 2012-12-27
63 Wang, Guoguang (SFC:AUZ499) 王國光 AUZ499 Rep 2010-04-12 2011-04-11
64 Webman, Jerry Allan M AOV150 Rep 2007-04-23 2007-04-27
65 Yang, Bo (SFC:AWW707) 楊博 AWW707 Rep 2014-06-03 2016-05-19
66 Yeung, Theresa Ka Man 楊嘉雯 F ASH883 Rep 2011-10-18 2014-10-17
67 Yip, Sui Lin 葉瑞蓮 ABN716 Rep 2003-09-01 2008-02-14
RO 2008-02-14 2014-06-26
68 Yu, Elvin Tin Yau 余天佑 M AGK719 Rep 2005-05-04 2008-12-11
69 Yu, Pui Man Gabriel 羽沛文 BBH436 Rep 2013-05-20 2021-09-24
70 Yung, Jamie Pui Man 容佩文 AEH759 Rep 2003-09-01 2005-05-10

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