HSBC Corporate Finance (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Aggarwal, Sandeep (SFC:AZC897) AZC897 Rep 2012-04-19 2015-06-19
2 Aruna 阿汝娜 AZC819 Rep 2012-03-09 2016-06-24
3 Au, Jason On Kit 歐安傑 M ADE458 RO 2012-03-09 2016-05-17
4 Bansal, Gaurav (SFC:AZO997) M AZO997 Rep 2012-06-29 2018-10-14
5 Baur, Darin Daniel M AQO190 Rep 2012-04-20 2012-07-25
6 Bedi, Akash BBL660 Rep 2013-07-22 2017-09-17
7 Biron, Edouard Michel Marie F AZH665 Rep 2012-05-03 2016-01-03
8 Bo, Qiaochu 薄翹楚 AZJ491 Rep 2012-04-30 2017-04-19
9 Browning, Martin Mario 37 M AZH664 Rep 2012-04-20 2019-03-10
10 Bunting, Charles Pearce M AZH663 Rep 2012-04-20 2014-05-08
11 Cao, Yuan (SFC:AZJ206) 曹遠 AZJ206 Rep 2012-04-27 2013-05-31
12 Chan, Benjamin Ting Wai 陳霆蔚 M BCC070 Rep 2013-11-07 2015-08-28
13 Chang, Jiang (SFC:AZH662) 常江 AZH662 Rep 2012-04-20
14 Chen, Bo (SFC:AZJ493) 陳博 AZJ493 Rep 2012-04-30 2015-11-11
15 Chen, Cheng (SFC:AZJ494) 陳程 AZJ494 Rep 2012-04-30 2019-04-08
16 Chen, Gong (SFC:AZN311) 陳功 AZN311 Rep 2014-10-06 2019-08-05
17 Chen, Junling (SFC:BAH717) 陳雋凌 BAH717 Rep 2012-11-06 2015-06-17
18 Chen, Yunze 陳云澤 BAH718 Rep 2012-11-06 2014-06-30
19 Cheng, Siwei (SFC:AZC805) 程斯韋 AZC805 Rep 2012-03-09 2015-02-02
20 Cheung, Maria Pui 張蓓 F APF787 Rep 2013-11-07 2021-07-19
21 Cheung, Siu Fung (SFC:AZC794) 張兆峰 AZC794 Rep 2012-03-09 2016-08-12
22 Chew, Meng Fai 趙明輝 AZH661 Rep 2012-04-20 2019-10-25
23 Chiu, Michael Tsz-Ming 邱子明 M BDM347 Rep 2014-06-20 2015-09-30
24 Chiu, Yue Seng (SFC:ALG329) 趙汝成 ALG329 Rep 2012-11-13 2013-02-22
RO 2013-02-22 2016-12-30
25 Chong, Kian Shing 張建成 AGE022 Rep 2014-10-10 2018-10-31
26 Chu, Lawrence Ka Ming 朱家明 M AVC355 RO 2012-03-30 2017-01-12
27 Chu, Lindsay Li-Shen AZH660 Rep 2012-04-20 2015-04-01
28 Clark, Stephen John (1963) 郭言信 51 M ALP771 RO 2012-03-09
29 Connor, Jonathan Luke M AZH656 Rep 2012-04-20 2015-02-02
30 Crittenden, Daniel John M BCC072 Rep 2013-11-07 2015-05-18
31 Crossland, Ryan Everett M AZH655 Rep 2012-04-20 2015-07-31
32 Cui, Xiaojiao 崔小姣 AZH654 Rep 2012-04-20 2021-03-31
33 Davis, Bardin John (SFC:APK787) M APK787 Rep 2012-10-11 2013-01-09
RO 2013-01-09 2017-08-31
34 de Basto, Roger Alexander 49 M ABZ794 RO 2012-07-10
35 Douin, Guillaume Marie Benoit M ANX799 Rep 2013-12-17 2018-06-15
36 Fan, See Hang 范思恒 ARM892 Rep 2012-04-20 2014-03-31
37 Gao, Ya (SFC:AZJ498) 高雅 AZJ498 Rep 2012-04-30 2014-05-31
38 Gao, Yun (SFC:BBT153) 高昀 BBT153 Rep 2014-11-27
39 Giang, Johnathan Zhao-Hong 江昭宏 BAH719 Rep 2012-11-06 2015-03-27
40 Glueck, Franz Ismael AZH650 Rep 2012-04-30 2017-02-17
41 Goh, Khee Hong 吳棋鴻 AZH647 Rep 2012-04-20 2012-09-26
Rep 2013-12-17 2015-11-06
42 Gupta, Saurabh (SFC:AZH609) AZH609 Rep 2012-04-20
43 He, Xiaofan 賀曉帆 AZH646 Rep 2012-04-20 2014-03-31
44 Heng, Jonathan Ying-Chieh 恆英傑 M AZH645 Rep 2012-04-30 2019-09-30
45 Hignell, Christopher David M AZH644 Rep 2012-04-30 2013-03-27
46 Hock, Wai Hou 何維豪 AZH640 Rep 2012-04-20 2017-07-17
47 Hsu, Erick Ying-Chao 徐英超 AZH637 Rep 2012-04-20 2017-02-15
48 Hu, Diana 胡黛娜 F ADX292 RO 2012-03-09 2021-02-28
49 Hu, Ruanjia 胡阮佳 AZC807 Rep 2012-03-29 2014-02-21
50 Hu, Shaowei (SFC:ALD661) 胡少威 ALD661 Rep 2013-10-21 2014-04-16
51 Huang, Duo 黃朵 AZC808 Rep 2012-03-09 2012-06-19
52 Huang, Rui (SFC:AZO993) 黃蕊 AZO993 Rep 2012-07-04 2017-04-19
53 Hui, Fiona Kan Sum 許耿琛 F AZC809 Rep 2012-03-29 2019-02-25
54 Hui, Florence Wai Ying 許慧瑩 F AUW505 Rep 2012-03-09 2013-04-03
55 Jin, Xiaojuan 金曉娟 BAH720 Rep 2012-11-06 2019-07-26
56 Kan, Sherman Tsz Yuet 簡子悅 M AVM872 Rep 2013-07-03 2016-12-02
57 Kao, Anne An-Chi 高安琪 F ADX082 Rep 2012-03-29 2018-05-03
58 Katsuba, Tomoaki 勝葉朋亮 AZH635 Rep 2012-04-20 2017-04-25
59 Kern, Jason Blair M AZH634 Rep 2012-04-20 2013-06-29
60 Khoury, Philippe Marie Francois M AZK697 Rep 2012-05-25 2015-07-10
61 Ko, Silvia 高思雯 F APQ588 Rep 2012-06-07 2015-03-26
62 Kwan, Nicholas Alexander Yan Tat 關胤達 M AZJ207 Rep 2012-04-27 2013-06-01
63 Lahiri, Prithvijit 溥瑞思 AOV401 Rep 2014-11-03 2019-10-04
64 Lai, Zengkun 賴增昆 AZJ208 Rep 2012-04-27 2015-01-08
65 Lam, Chi Hang 林智衡 BAH723 Rep 2012-11-06 2019-06-06
66 Lambert, Giles Robert (SFC:BCJ629) M BCJ629 Rep 2013-12-17 2016-06-30
67 Lau, Evan Louis 劉凱銘 M ANM991 Rep 2012-03-29 2015-03-25
68 Law, Arthur Yui Long 羅睿朗 M AZJ274 Rep 2012-04-30 2015-05-01
69 Lee, Chin Yiu 李戩堯 AYM534 Rep 2013-09-05 2015-08-28
70 Lee, Enoch Yi Nwo 李一諾 AZC810 Rep 2012-03-09 2013-06-14
71 Lee, Yi Ling (SFC:AYW253) 李怡羚 AYW253 Rep 2013-07-26 2015-11-05
72 Leung, Venus Yan Yu 梁茵瑜 F AZJ275 Rep 2012-04-27 2013-05-21
73 Li, Andrew Yung Ting 李勇霆 M AZH630 Rep 2012-04-20
74 Li, Benetton I Hao 李翊豪 AQL793 Rep 2012-04-20 2014-10-01
75 Li, Bing (SFC:AHQ959) 李冰 AHQ959 Rep 2012-07-26 2016-01-08
76 Li, Dong (SFC:BAE317) 李棟 BAE317 Rep 2013-12-04 2020-12-03
77 Li, Jin (SFC:BCN699) 李錦 BCN699 Rep 2014-01-13
78 Li, Kristine Keng Yan 李敬恩 F AZJ276 Rep 2012-04-27 2012-09-28
79 Li, Meng (SFC:AZJ293) 李蒙 AZJ293 Rep 2012-05-08 2019-06-03
80 Li, Patricia Pui Man 李佩雯 F AVI628 Rep 2014-04-24 2014-04-25
81 Li, Qin (SFC:AXZ548) 李秦 AXZ548 Rep 2013-11-28 2015-06-30
82 Li, Ying (SFC:BAH724) 李穎 BAH724 Rep 2012-11-06 2015-05-01
83 Li, Youdan 李幼丹 AUV418 Rep 2012-05-11 2014-05-05
84 Liang, Weibin (SFC:BCK471) 梁衛彬 BCK471 Rep 2013-12-19 2015-11-20
85 Liao, Sophia Tzu-Ting 廖姿婷 F ANG369 Rep 2014-03-11 2017-04-25
86 Lin, Alex Yo Lin 林佑霖 AOJ686 Rep 2012-05-02 2015-04-14
87 Lin, Junxian (SFC:AZC812) 林峻賢 AZC812 Rep 2012-03-09 2013-05-16
88 Lin, Shiyi (SFC:BCJ571) 林時宜 BCJ571 Rep 2013-12-17 2014-05-05
89 Lit, Shu Wah 列澍華 AFK228 Rep 2012-05-31 2014-02-14
90 Liu, Chao (SFC:AZH606) 劉超 AZH606 Rep 2012-04-20 2016-04-25
91 Liu, Che Ning 劉哲寧 48 M ABY439 RO 2012-03-09
92 Liu, Mengyu (SFC:AZJ295) 劉夢羽 AZJ295 Rep 2012-04-27 2017-11-13
93 Liu, Min (SFC:BCJ642) 劉旼 BCJ642 Rep 2013-12-17 2014-09-28
94 Liu, Theodora Elesa 廖文清 F BAH725 Rep 2012-11-06 2015-05-30
95 Lo, Hsiang 羅馨 AZJ311 Rep 2012-04-30 2012-06-13
96 Low, William Wei Liang 劉偉良 M AZJ605 Rep 2012-04-27 2013-04-15
97 Lu, Jie (SFC:AZO988) 呂捷 AZO988 Rep 2012-08-21 2013-06-24
98 Luo, Yi (SFC:AZM662) 羅軼 AZM662 Rep 2012-07-04 2017-11-17
99 Ma, Jennie Jiayin 馬佳音 AZU645 Rep 2012-07-26 2016-07-15
100 Ma, Siqi (SFC:AVS796) 馬斯奇 AVS796 Rep 2013-12-17 2015-04-28
101 Martinez Acosta, Jorge Carlos M AMJ476 Rep 2012-10-19 2015-05-28
102 McGregor, Robert (SFC:AEM474) M AEM474 Rep 2012-10-19 2014-03-25
103 Ng, Amy Tsung-Ling 吳崇玲 F AZF632 Rep 2012-04-30 2019-06-03
104 Ng, Cheng Kang 黃丞康 AZC813 Rep 2012-03-09 2013-03-27
105 Ng, Sean Heng Tiong 黃興忠 M AZJ318 Rep 2012-05-02 2012-08-28
106 Ong, Chi Tuan 王志團 AZJ326 Rep 2012-04-30 2013-07-24
107 Pang, Chi Fung 彭志峰 APL741 Rep 2012-05-03 2015-06-11
108 Pecher, Florian Christian M BBJ298 Rep 2013-06-26 2019-10-31
109 Phua, Jia Ning 潘家寧 AZC814 Rep 2012-03-16 2012-08-28
110 Plaa, Jacques Robert M BCC069 Rep 2013-11-07 2022-05-15
111 Qi, Peng (SFC:AZH628) 齊朋 AZH628 Rep 2012-04-20 2016-01-08
112 Qian, Liang (SFC:AZC815) 錢亮 AZC815 Rep 2012-03-09 2014-04-11
113 Qiao, Yuanhua 喬元華 AZM757 Rep 2014-09-22 2023-06-15
114 Qin, Qing (SFC:BAH726) 秦晴 BAH726 Rep 2012-11-06 2015-07-24
115 Ranavat, Rohan Rajesh AZC816 Rep 2012-03-09 2012-04-13
116 Rao, Pradeep Vithal AQU896 Rep 2012-09-28 2018-01-04
117 Ren, Zhong (SFC:BEB658) 任重 BEB658 Rep 2014-09-15 2017-04-10
118 Sahney, Rajeev Kumar M AZJ340 Rep 2012-05-09 2018-10-09
119 Shan, Miao 單淼 AUT412 Rep 2013-12-20 2015-04-02
120 Shang, Chuyi 尚楚宜 AZO998 Rep 2012-06-29 2021-06-16
121 Shen, Dehua 沈德華 AMU085 Rep 2012-04-30 2019-01-29
122 Shen, Nan (SFC:ALA470) 申楠 ALA470 Rep 2012-03-09 2012-03-30
123 Shin, Jung Keun AZJ349 Rep 2012-04-30 2015-11-05
124 Singh, Sandeep (SFC:AGA112) AGA112 Rep 2014-02-10 2015-11-30
125 So, Yuk Kit (SFC:ADY273) 蘇煜傑 ADY273 RO 2012-03-09
126 Song, Meihong 宋美虹 AZC817 Rep 2012-03-09 2023-03-02
127 Sui, Jinjin 隋金金 AZM580 Rep 2012-05-31 2015-05-19
128 Sun, Cong (SFC:BAU143) 孫聰 BAU143 Rep 2013-02-06 2013-10-17
129 Sun, Justin William M AZJ432 Rep 2012-04-30 2013-09-11
130 Sun, Kam Ming 辛鑑明 AUT130 Rep 2013-06-25 2013-10-01
131 Sun, Ting (SFC:AZJ434) 孫婷 AZJ434 Rep 2012-04-30 2014-04-17
132 Sung, Jongmin 成鍾旻 BCN702 Rep 2014-01-13 2021-03-31
133 Talwani, Sandeep AXI220 Rep 2012-04-30 2015-07-09
134 Tam, Kin San 譚建新 AJD858 Rep 2012-07-26
135 Tan, Hui Fen 陳惠芬 AZJ436 Rep 2012-05-02 2013-03-27
136 Tang, Bonan 唐博楠 BAL522 Rep 2012-11-29 2015-06-06
137 Tang, Chenlang 湯辰浪 BCN694 Rep 2014-01-13 2018-06-08
138 Tang, William Hing Chi 鄧慶志 M AJG915 Rep 2012-05-02 2017-04-26
139 Teah, Huan Ying 鄭煥穎 BDE853 Rep 2014-04-25 2015-08-07
140 Todd, Robert Miles Wilcockson M AZJ438 Rep 2012-05-02 2016-04-25
141 Tse, Herman Yu Man 謝宇文 M ADC750 Rep 2012-03-09 2019-02-25
142 Tse, Matthew Man Hon 謝文瀚 M BCJ632 Rep 2013-12-17 2018-04-20
143 Wallace, Matthew Arnold M ASQ136 Rep 2012-05-09 2013-11-04
144 Walters, Darren Michael M AZM581 Rep 2012-05-30 2015-11-05
145 Wang, Bitan 王碧坦 AZJ488 Rep 2012-04-30 2016-01-08
146 Wang, Huan (SFC:BCJ611) 王歡 BCJ611 Rep 2013-12-17 2015-08-03
147 Wang, Li (SFC:BCW773) 王立 BCW773 Rep 2014-02-27 2015-11-30
148 Wang, Xiaoxi (SFC:AZJ489) 王小溪 AZJ489 Rep 2012-05-02 2012-08-10
149 Wang, Xin (SFC:APD062) 王欣 APD062 Rep 2012-05-31 2019-10-17
150 Wang, Yaqian 王亞謙 AMG899 Rep 2012-05-25 2017-07-17
151 Wang, Yongli (SFC:AZM661) 王永利 AZM661 Rep 2012-05-31 2014-04-30
152 Wang, Yufei (SFC:BAA531) 王羽飛 BAA531 Rep 2012-09-03 2014-04-29
153 Wang, Zhen (SFC:AZC796) 王鎮 AZC796 Rep 2012-03-09 2017-04-28
154 Wang, Zhize 王智澤 AZM566 Rep 2012-05-30 2012-11-19
155 Wee, Bertrand Sin Yen 黃信諺 M AZH666 Rep 2012-04-20 2015-10-23
156 Wei, Jing (SFC:AZM559) 韋璟 AZM559 Rep 2012-05-31
157 Wen, Yaomin 文耀民 ATW445 Rep 2014-03-11
158 Wenk, Raphael Konstantin M AZO999 Rep 2012-07-11 2013-06-19
159 Wijaya, Suryadi AQO161 Rep 2013-05-31 2016-10-07
160 Wong, Billy Chun Wah 黃振華 AIB345 Rep 2012-04-30 2016-10-14
161 Wong, Chun Kit (SFC:AVJ133) 黃俊傑 AVJ133 Rep 2013-11-28 2017-10-20
162 Wong, Chun Tak (SFC:AQO452) 黃進德 AQO452 Rep 2012-04-20 2020-08-17
163 Wong, Kwun Man 黃冠文 BEB657 Rep 2014-09-15 2016-06-15
164 Wong, Michelle Chi Yu 黃之愉 F ANM091 Rep 2012-05-31 2015-08-31
165 Woo, Alan Ying Hung 胡應鴻 M AZH620 Rep 2012-04-20 2015-12-18
166 Wu, Lei (SFC:AYW852) 吳鐳 AYW852 Rep 2014-10-17 2018-08-03
167 Wu, Maximillian Jerome 吳薊楓 M BAB542 Rep 2013-09-27 2022-03-31
168 Wu, Samuel Shung Shan 鄔崇山 M AIG147 Rep 2012-05-07 2017-11-10
169 Wu, Zhi (SFC:AZK681) 武智 AZK681 Rep 2012-05-25 2021-07-15
170 Xia, Shuang (SFC:BDD517) 夏爽 BDD517 Rep 2014-04-16 2021-06-04
171 Xie, Yi (SFC:BCJ327) 謝貽 BCJ327 Rep 2013-12-17
172 Xin, Ming 辛明 BDM445 Rep 2014-06-20
173 Xu, Jie (SFC:BAH729) 徐捷 BAH729 Rep 2012-11-06
174 Xu, Kai (SFC:BCC073) 徐鐦 BCC073 Rep 2013-11-07 2014-02-13
175 Xu, Xiaodong (SFC:AZM584) 徐曉東 AZM584 Rep 2012-05-30 2013-06-24
176 Xu, Ziling 徐子凌 AZM558 Rep 2012-05-31 2012-10-08
177 Yang, Bingnan 楊炳楠 APL678 Rep 2012-11-06 2013-08-03
178 Yang, Huixin 楊蕙心 AZM569 Rep 2012-05-31 2013-11-01
179 Yang, Wing Ka 楊詠嘉 AZU646 Rep 2012-07-26 2017-09-30
180 Yang, Yalong 楊亞龍 AZU647 Rep 2012-07-26 2017-04-12
181 Yang, Yi (SFC:BBR075) 楊逸 BBR075 Rep 2014-11-03 2018-06-29
182 Yang, Yongfang 楊咏芳 AZC818 Rep 2012-03-09 2022-06-15
183 Yau, Benjamin Chi Man 游志文 M ATL435 Rep 2014-08-22 2014-09-09
184 Ye, Pengcheng (SFC:AZM557) 葉鵬程 AZM557 Rep 2012-05-30 2016-09-09
185 Ye, Yi (SFC:BCJ623) 叶奕 BCJ623 Rep 2013-12-17 2014-05-22
186 Yeo, Pei Hse AFW119 Rep 2012-03-29 2019-09-03
187 Yeung, Chun Kit (SFC:AQU429) 楊竣傑 AQU429 Rep 2012-06-07 2012-10-15
188 Yong, Tammi Hsu Fei BCJ641 Rep 2013-12-17 2015-03-30
189 Yu, Jun (SFC:AYX056) 于鈞 AYX056 Rep 2013-10-21 2018-06-22
190 Yu, Tao (SFC:AZM664) 余濤 AZM664 Rep 2012-07-04
191 Yuen, Claudia Kia Yee 袁解頤 F ARF130 Rep 2012-05-30 2016-09-30
192 Yung, See Liang 翁思亮 BCC080 Rep 2013-11-07 2024-05-13
193 Zeissink, Andrew John M AZM568 Rep 2012-05-30 2019-06-03
194 Zhang, Di (SFC:AZC799) 張迪 AZC799 Rep 2012-03-09 2017-04-21
195 Zhang, Fan (SFC:AOR821) 張帆 AOR821 Rep 2012-08-30 2021-06-18
196 Zhang, Hexing 張河星 BEB656 Rep 2014-09-15 2023-03-31
197 Zhang, Junchen (SFC:BCJ651) 章俊晨 BCJ651 Rep 2013-12-17 2014-09-03
198 Zhang, Weikang (SFC:AYE253) 張維康 AYE253 Rep 2014-11-27 2018-09-03
199 Zhang, Xiaohong (SFC:AZM666) 張小紅 AZM666 Rep 2012-05-31
200 Zhang, Yao (SFC:AZM676) 張垚 AZM676 Rep 2012-05-31 2013-06-25
201 Zhang, Yiqun 張軼群 AZM567 Rep 2012-05-30
202 Zhang, Yue (SFC:ARO427) 張玥 ARO427 Rep 2012-05-31 2012-09-27
203 Zhang, Yuntao (SFC:BAG083) 張蘊濤 37 M BAG083 Rep 2012-10-19 2017-12-04
204 Zhao, Liang (SFC:APH556) 趙亮 APH556 Rep 2012-05-31 2015-03-28
205 Zhao, Yan (SFC:AIN730) 趙彥 AIN730 Rep 2014-04-25 2019-09-05
206 Zheng, Yuanya 鄭元亞 AZL758 Rep 2012-05-30 2015-01-08
207 Zhou, Xiaotian (SFC:AWQ371) 周小天 AWQ371 Rep 2013-11-28 2019-10-18
208 Zhou, Xuan (SFC:AGN530) 周萱 AGN530 Rep 2013-11-08 2015-08-12
209 Zhou, Yang (SFC:AZM657) 周阳 AZM657 Rep 2012-05-30 2015-01-12
210 Zhu, Xiaoyun (SFC:BCG194) 朱筱贇 BCG194 Rep 2013-11-12 2015-11-13
211 Zou, Yun (SFC:BCC083) 鄒韵 BCC083 Rep 2013-11-07 2015-05-30
212 Zuo, Dingliang 左丁亮 BAH731 Rep 2012-11-06 2015-08-31

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