LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adair, John Joseph | M | ADR043 | Rep | 2007-05-30 | 2008-09-29 | |
| 2 | Arnaudy, Anthony John | M | AMH715 | Rep | 2005-08-01 | 2008-09-29 | |
| 3 | Bowmer Iii, William Sterett | M | AEB024 | Rep | 2004-07-23 | ||
| 4 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2008-09-29 | ||
| 5 | Chang, Lu Lu 張路路 | ANT454 | Rep | 2006-08-07 | 2008-09-29 | ||
| 6 | Cheung, Edward Tze Loong 張澤龍 | M | AGM506 | Rep | 2004-08-06 | 2008-05-21 | |
| 7 | Chong, Kenny 莊嘉麟 | M | AOV191 | Rep | 2007-04-20 | 2008-09-29 | |
| 8 | Chong, Marco Chun Wah 張俊華 | M | ACU390 | Rep | 2006-04-07 | 2008-09-29 | |
| 9 | Choon, Yew Khee 秦耀奇 | 37 | M | AFR464 | Rep | 2006-07-25 | 2008-03-05 |
| 10 | Chung, Kah Yi | ANU763 | Rep | 2007-05-22 | 2008-04-17 | ||
| 11 | Co, Liza Yap | AGA423 | Rep | 2004-10-12 | 2005-04-20 | ||
| 12 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | ADZ871 | Rep | 2008-09-29 | |||
| 13 | Doe, Jocelyn Jee Eun | AOD001 | Rep | 2006-11-01 | 2008-09-29 | ||
| 14 | Douglas, David Archibald | M | AMF013 | Rep | 2005-07-06 | 2006-01-09 | |
| RO | 2006-01-09 | 2008-08-06 | |||||
| 15 | Filotti, Marie Despina Elisabeth | F | AOP101 | Rep | 2007-02-22 | 2008-09-29 | |
| 16 | Fletcher, Luke (SFC:AIL062) | M | AIL062 | Rep | 2007-05-25 | 2008-09-29 | |
| 17 | Fok, Kee Hung 霍基雄 | ABC138 | Rep | 2007-08-29 | |||
| 18 | Fung, Selina Suk Han 馮淑嫻 | F | ANG453 | Rep | 2006-04-04 | 2008-09-29 | |
| 19 | Fung, William Ching Ho 馮正可 | 26 | M | ALR680 | Rep | 2005-02-01 | 2008-09-29 |
| 20 | Halliwell, Thomas Alan | M | ANL835 | Rep | 2007-05-14 | 2008-09-29 | |
| 21 | Highfield, Tucker Montana | AIQ970 | Rep | 2003-04-16 | 2004-05-25 | ||
| 22 | Holt, Sue Lin | F | AJK539 | Rep | 2004-02-18 | 2008-09-29 | |
| 23 | Hong, Joonkee 洪俊基 | AJX178 | Rep | 2005-04-15 | 2008-09-29 | ||
| 24 | Karoonyavanich, Anuruk | AHX011 | Rep | 2007-04-12 | 2008-09-29 | ||
| 25 | Kee, Tang Seng | AEC763 | Rep | 2003-08-20 | 2006-04-10 | ||
| RO | 2006-04-10 | 2008-09-29 | |||||
| 26 | Koh, Poh Soon (SFC:ACJ606) | ACJ606 | Rep | 2003-04-22 | |||
| 27 | Lai, Wai Tsz 黎慧慈 | ACU891 | Rep | 2003-10-13 | 2007-05-14 | ||
| 28 | Lam, David Tai Yuen 林大源 | M | ADJ557 | Rep | 2006-03-28 | ||
| RO | 2006-03-28 | 2008-09-29 | |||||
| 29 | Lance, Robert Waldo | M | AEL830 | Rep | 2003-04-23 | 2003-12-12 | |
| RO | 2003-12-12 | 2004-07-11 | |||||
| Rep | 2004-07-20 | 2005-06-24 | |||||
| RO | 2005-06-24 | 2006-02-24 | |||||
| 30 | Law, Karen Yik Ki 羅亦琦 | F | AOB715 | Rep | 2006-10-23 | 2008-09-29 | |
| 31 | Lee, Dennis Pui Yan 李沛欣 | M | AOS008 | Rep | 2007-03-14 | 2008-09-29 | |
| 32 | Lee, Edward Yuan Tse 李淵智 | M | AGF152 | Rep | 2005-06-29 | ||
| 33 | Lee, Suh Yung | AOG294 | Rep | 2006-11-29 | 2008-04-16 | ||
| 34 | Leung, Helen (SFC:AOP097) 梁浩雯 | F | AOP097 | Rep | 2007-02-22 | 2008-03-20 | |
| 35 | Leung, Jackson Cheuk Shun 梁卓信 | M | ANQ293 | Rep | 2006-07-11 | 2008-09-29 | |
| 36 | Leung, Jenkin Ching Kei 梁正己 | 43 | M | AFF887 | RO | 2004-10-13 | 2005-07-28 |
| 37 | Li, Cherry Sin King 李倩琼 | F | AOB713 | Rep | 2006-10-23 | 2008-03-20 | |
| 38 | Lim, James Teik Beng | 34 | M | AOS215 | Rep | 2007-03-16 | 2008-09-29 |
| 39 | Lim, Terence Seng Chong 林成忠 | M | ANK153 | Rep | 2006-05-17 | 2008-09-29 | |
| 40 | Lin, Xin (SFC:AMJ471) 林鑫 | AMJ471 | Rep | 2005-08-15 | 2008-09-29 | ||
| 41 | Loh, Adrian Jenn Yeh | M | ANE752 | Rep | 2006-05-26 | 2007-03-19 | |
| 42 | Luk, Sylvia Ching Yan 陸靜茵 | F | AED614 | Rep | 2005-01-14 | 2005-10-14 | |
| Rep | 2005-11-25 | 2008-09-29 | |||||
| 43 | Mak, Marian Yuen Man 麥沅雯 | F | AID159 | Rep | 2005-03-10 | 2007-04-10 | |
| 44 | Mar, Johnson | M | ADR669 | RO | 2008-09-29 | ||
| 45 | Nirmalananda, Logan Siva | AJO315 | Rep | 2004-03-19 | 2007-05-14 | ||
| 46 | O'Meara, Christopher James Sidney | M | AFQ412 | Rep | 2003-04-24 | 2006-04-28 | |
| RO | 2006-04-28 | 2006-11-27 | |||||
| Rep | 2006-11-27 | 2008-09-29 | |||||
| 47 | Oh, Seung Joo 吳昇宙 | ALJ848 | Rep | 2004-11-01 | 2005-06-17 | ||
| 48 | Ong, Simon Wui Shiang | M | AOV039 | Rep | 2007-04-25 | 2008-09-29 | |
| 49 | Paine, David L | M | ADH929 | Rep | 2008-09-29 | ||
| 50 | Penton, Dominic Jon (SFC:ABM263) | M | ABM263 | RO | 2003-09-04 | ||
| Rep | 2003-09-10 | 2004-03-15 | |||||
| RO | 2004-03-15 | 2005-05-05 | |||||
| 51 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2004-05-14 | 2006-04-11 | |
| 52 | Poon, Kenneth Sin Ming 潘羨明 | M | AAE547 | Rep | 2003-10-09 | ||
| 53 | Qiu, Lin (SFC:AOQ538) 邱林 | AOQ538 | Rep | 2007-03-02 | 2008-09-29 | ||
| 54 | Sam, Eric Yu Lik 沈宇力 | M | AOR646 | Rep | 2007-03-09 | 2008-09-29 | |
| 55 | Santilli, Filippo | AOI871 | Rep | 2006-12-20 | 2008-03-20 | ||
| 56 | Shek, Leo Ho Yin 石浩然 | M | AGA950 | Rep | 2007-05-04 | 2008-03-13 | |
| 57 | Shin, Stephen Hyunsang 申鉉尚 | M | AKP199 | Rep | 2005-07-11 | 2005-11-14 | |
| 58 | Sia, Siew Leng | ANZ880 | Rep | 2006-09-25 | 2007-08-26 | ||
| 59 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
| 60 | Tan, Yun Yang 陳韻揚 | ALQ958 | Rep | 2005-01-26 | 2006-07-29 | ||
| 61 | Ventouras, Alexis | 40 | M | ADS012 | Rep | 2003-08-06 | |
| 62 | Wai, Derek Ho Kuen 衛浩權 | M | ANT739 | Rep | 2006-08-09 | 2007-09-03 | |
| 63 | Waldron, Joseph Francis | M | ANT920 | Rep | 2006-08-10 | 2008-02-27 | |
| 64 | Watson, Alan James David | 49 | M | AEE163 | Rep | 2003-08-09 | |
| 65 | Wong, Eric Kai Lap 黃啟立 | M | AET869 | Rep | 2006-11-01 | 2007-03-29 | |
| RO | 2007-03-29 | 2007-05-21 | |||||
| 66 | Yee, Jack Sam | M | AOH882 | Rep | 2006-12-21 | 2008-09-29 | |
| 67 | Yuan, Joyce Dian | F | AOT774 | Rep | 2007-04-02 | 2008-09-29 | |
| 68 | Yuen, Hoi See 袁凱詩 | AGN695 | Rep | 2004-07-21 | |||
| 69 | Yun, Cheuk Ting Sara 甄灼婷 | ANU766 | Rep | 2006-08-17 | 2008-09-29 | ||
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