UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Advani, Neil L | M | Rep | 2011-07-12 | 2012-02-08 | |
| 2 | Agarwal, Yash (SFC:AUN893) | Rep | 2010-02-01 | 2016-07-05 | ||
| 3 | Atkinson, James Anthony Thomas | M | Rep | 2010-05-25 | 2014-04-29 | |
| 4 | Beshke, Clarence John | M | Rep | 2009-09-15 | 2013-11-16 | |
| 5 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | Rep | 2011-10-03 | 2016-12-18 | ||
| 6 | Chandler, Benjamin Victor Michael | M | Rep | 2011-06-29 | 2012-05-24 | |
| 7 | Chiu, Winnie Mo Sze 趙慕詩 | F | RO | 2010-11-09 | 2012-11-10 | |
| 8 | Choi, Iris Heung Kam 蔡香琴 | F | Rep | 2011-10-17 | 2015-11-18 | |
| 9 | Combalot, Laurent Benoit Georges | M | RO | 2009-05-06 | 2016-12-18 | |
| 10 | Conley, Richard Adrian | M | Rep | 2011-11-11 | 2016-12-18 | |
| 11 | Cordonnier, Maxime Nicolas Bruno | M | Rep | 2011-09-19 | 2013-04-18 | |
| 12 | Craig-Wood, Christopher John | M | RO | 2011-01-11 | 2016-03-15 | |
| 13 | Currey, Stuart Dalyn | M | Rep | 2011-09-12 | 2014-02-28 | |
| 14 | Donan, Keith | M | Rep | 2011-05-19 | 2014-03-14 | |
| 15 | Faure, Olivier Pierre | M | Rep | 2011-07-06 | 2013-01-25 | |
| 16 | Fok, Ronald King Man 霍敬文 | 34 | M | Rep | 2010-07-22 | 2016-12-18 |
| 17 | Goraieb, Amine | Rep | 2011-03-28 | 2013-05-25 | ||
| 18 | Gupta, Puneet (SFC:AXF254) | Rep | 2011-05-03 | 2014-06-14 | ||
| 19 | Guy, Stephane Edouard Andre | M | Rep | 2011-05-05 | 2012-10-25 | |
| 20 | Han, Chia Lei 韓嘉蕾 | Rep | 2010-03-19 | 2016-12-18 | ||
| 21 | Hayek, Rami Gebran | Rep | 2011-02-14 | 2012-09-01 | ||
| 22 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
| 23 | Holmewood, Philip James | M | Rep | 2010-11-01 | 2014-03-14 | |
| 24 | Innerdale, David James | M | RO | 2011-06-23 | 2016-12-18 | |
| 25 | Joseph Pulpel, Savio | M | Rep | 2011-05-03 | 2016-12-18 | |
| 26 | Kansal, Mohit (SFC:ATX900) | Rep | 2009-10-21 | 2012-03-31 | ||
| 27 | Kengeter, Carsten Norbert (SFC:ANM959) | Rep | 2009-02-09 | 2013-06-01 | ||
| 28 | Langner, Gilbert Fred | M | Rep | 2010-10-14 | 2012-10-25 | |
| 29 | Law, Ka Fai (SFC:APH953) 羅家輝 | Rep | 2011-04-13 | 2013-02-01 | ||
| 30 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2010-09-27 | 2016-06-11 | ||
| 31 | Leung, Wing Yan (SFC:AUW488) 梁穎恩 | Rep | 2010-03-12 | 2014-07-22 | ||
| 32 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | Rep | 2009-08-28 | 2016-06-21 | ||
| 33 | Li, Man Wing 李文穎 | Rep | 2005-05-24 | 2014-10-01 | ||
| 34 | Lo, Shui Wah 盧萃樺 | Rep | 2010-07-27 | 2014-02-11 | ||
| 35 | Lock, Timothy James | M | Rep | 2011-07-18 | 2016-12-18 | |
| 36 | Lu, Hao Feng 呂豪鋒 | Rep | 2008-07-21 | 2012-11-15 | ||
| 37 | Moon, Jae Wook 文裁煜 | Rep | 2007-07-23 | 2014-05-08 | ||
| 38 | Motwani, Natasha Murli | F | Rep | 2010-02-09 | 2016-12-18 | |
| 39 | Nelson, Ryan Wesley (SFC:AQX958) | M | Rep | 2011-09-30 | 2016-05-20 | |
| 40 | Ning, Feng Tao | Rep | 2009-07-30 | 2012-03-17 | ||
| 41 | Novak, Alexander Stanley | M | Rep | 2009-07-20 | 2016-12-18 | |
| 42 | O'Meara, Christopher James Sidney | M | RO | 2010-10-27 | 2014-04-10 | |
| 43 | Pal, Andrew Leslie | M | Rep | 2004-06-24 | 2014-04-12 | |
| 44 | Sillam, Jonathan Charles Marc | M | Rep | 2010-02-09 | 2014-04-11 | |
| 45 | Slaoui, Mohammed Saad | M | Rep | 2011-09-20 | 2016-12-18 | |
| 46 | Spielhofer, Philippe Marc | M | Rep | 2011-05-17 | 2015-09-01 | |
| 47 | Stead, David Andrew (SFC:AQT298) | M | Rep | 2008-04-07 | 2013-06-29 | |
| 48 | Suen, Kin Dick 孫堅迪 | Rep | 2010-07-13 | 2016-12-18 | ||
| 49 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
| 50 | Tan, Freddie Kuok Lin | Rep | 2009-03-27 | 2015-11-24 | ||
| 51 | Tang, Minyi 唐敏毅 | Rep | 2011-01-28 | 2015-04-15 | ||
| 52 | Tong, David Doe-hung 湯道鴻 | M | Rep | 2011-05-19 | 2014-01-09 | |
| 53 | Wan, Yew Chye 范有財 | Rep | 2006-10-02 | 2012-02-07 | ||
| 54 | Wannenmacher, Tim | M | Rep | 2011-05-12 | 2014-01-07 | |
| 55 | Werrmann, Alf | Rep | 2011-01-31 | 2012-10-25 | ||
| 56 | Wong, Donald Ho Lun 黃浩麟 | M | Rep | 2007-07-19 | 2016-12-18 | |
| 57 | Wu, Bun Lerd Bernard 胡斌畧 | Rep | 2010-10-05 | 2016-12-18 | ||
| 58 | Yen, Anna 嚴立恬 | F | Rep | 2010-06-28 | 2013-01-23 | |
| 59 | Yoon, Chi Won | Rep | 2005-06-09 | 2016-07-25 | ||
| 60 | Yun, Heekyu | Rep | 2011-07-21 | 2016-12-18 | ||
| 61 | Zhu, Liping (SFC:ANT815) 朱力平 | Rep | 2008-02-25 | 2013-04-06 |
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