Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Ankers, James William M AMJ690 Rep 2005-09-26 2006-06-16
2 Bacchus, Angel Men Chan 陳敏敏 F ANB456 Rep 2006-04-13 2006-06-16
3 Bai, Chongjun 柏崇俊 AOG943 Rep 2006-12-08 2008-06-26
4 Bai, Yan (SFC:AVD959) 白岩 AVD959 Rep 2010-06-29 2012-08-03
5 Berlia, Manish ATV437 Rep 2009-10-29 2010-12-02
6 Brooks, Christopher John (SFC:AHF678) M AHF678 RO 2005-04-27 2006-07-31
7 Chan, Alfred Cheuk Kit 陳卓傑 M ATL833 Rep 2009-08-25 2014-07-18
8 Chan, Janice Wing Yee 陳穎怡 F APV159 Rep 2010-08-16 2014-03-27
9 Chan, Ka Yee (SFC:AZK407) 陳家怡 AZK407 Rep 2012-05-18 2015-01-22
10 Chan, Lai Suen 陳麗璇 APK770 Rep 2007-09-21 2016-09-28
11 Chan, Pui Kuen 陳沛權 AXR733 Rep 2011-09-01 2014-01-14
12 Chan, Tsz Ying (SFC:ANW207) 陳芷瑩 ANW207 Rep 2006-10-20 2009-11-12
13 Chan, Wing Hoi (SFC:AGH870) 陳榮凱 AGH870 Rep 2005-04-27 2019-04-12
14 Chau, Kelvin Kwok Wing 周國榮 51 M ABS434 RO 2005-04-27 2022-03-07
15 Chen, Evan Wai Man 陳偉文 36 M ALP918 Rep 2005-04-27 2007-07-30
16 Cheung, Yu Ting (SFC:ALP924) 張宇婷 ALP924 Rep 2005-04-27 2014-01-01
17 Chiam, Zhonghui ARO944 Rep 2008-10-13 2011-01-29
18 Chisholm, Simon Leslie M AIR729 Rep 2005-04-27 2007-02-16
19 Cho, Jack Wen Jie 曹文傑 M ANW202 Rep 2006-10-20 2019-04-09
20 Chow, Wai Ming (SFC:ACT729) 周維明 ACT729 Rep 2005-04-27 2006-02-28
21 Chung, Benny Koon Chung 鍾冠聰 39 M ADV680 Rep 2005-04-27 2005-08-11
22 Chung, Ka Yiu 鍾嘉耀 ANX812 Rep 2006-10-27 2009-04-22
23 Fok, Allan Tse Hang 霍子恒 M AGL185 Rep 2005-04-27 2011-02-04
24 Fong, Jamie Hei Man 方曦文 APS740 Rep 2007-11-21 2009-12-12
25 Fung, King Chee 馮敬芝 AID044 Rep 2005-04-27 2005-08-11
26 Gowlland, Nicholas Tadeusz M ADV185 Rep 2005-04-27 2008-07-12
27 Gu, Yuyang 顧宇揚 AQK964 Rep 2008-02-04 2010-05-20
28 Gu, Zheyi 顧哲毅 APK759 Rep 2007-09-21 2009-10-02
29 Guan, Michael Zheng 管征 38 M AKJ245 Rep 2005-06-10 2014-07-24
30 Higson Smith, Louis Piers M ACN201 RO 2005-04-27 2008-08-07
31 Ho, Margaret Oi Yee 何藹儀 F ALP937 Rep 2005-04-27 2008-06-27
32 Huang, Hai Jack M AVS025 Rep 2010-09-22 2011-12-10
33 Huang, Rui (SFC:AOA886) 黃睿 AOA886 Rep 2006-11-06 2007-06-27
Rep 2009-03-16 2011-05-25
34 Huang, Zao (SFC:ANE713) 黃早 ANE713 Rep 2007-07-12 2009-03-31
35 Hull, Martin George Michael M AMC116 Rep 2005-07-06 2008-01-28
36 Ji, Yehong 季業宏 47 M ALU479 Rep 2005-04-27 2005-06-22
37 Jia, Wenbo 賈文博 ANW970 Rep 2006-10-20 2014-10-18
38 Jiang, Ren (SFC:APC731) 江韌 APC731 Rep 2007-09-10 2010-03-22
39 Karundia, Kshitij ALD518 Rep 2005-08-22 2012-07-21
40 Ko, Thura Ko AFJ971 Rep 2005-04-27 2007-04-10
41 Kong, Qingwei (SFC:ANW204) 孔慶偉 ANW204 Rep 2006-10-20 2019-12-31
42 Kwok, Clarence Bryant 郭裕康 M ANQ997 Rep 2006-09-07 2011-07-29
43 Lai, Wing Yin (SFC:AIY638) 黎詠然 F AIY638 Rep 2011-05-03 2012-02-16
44 Lam, Justin King Yin 林敬賢 M APW769 Rep 2009-04-01 2013-01-12
45 Lau, Hang (SFC:ALP916) 劉鏗 ALP916 Rep 2005-04-27 2006-05-12
46 Lau, Jennifer Pui Yee 劉佩儀 F ALP928 Rep 2005-04-27 2005-06-22
47 Leach, Francis Hugh Magnus M AGK055 Rep 2009-06-11 2010-08-16
48 Leung, Geoffrey Chung Yin 梁頌賢 M AZW253 Rep 2012-07-30 2017-03-10
49 Leung, Leslie Yau Chak 梁祐澤 26 M AVY112 Rep 2010-10-18 2015-07-16
50 Li, Bin (SFC:ANE146) 李斌 ANE146 Rep 2006-04-24 2012-02-17
51 Li, Chengang 李晨岡 ALW873 Rep 2005-06-24 2006-03-16
52 Li, Chiu Yee 李昭儀 AJY016 Rep 2005-10-27 2009-06-16
53 Li, Michael Hankin 李恒健 48 M ACB478 Rep 2007-03-30 2008-08-14
RO 2008-08-14 2011-05-28
54 Li, Qi (SFC:BAK289) 李玘 BAK289 Rep 2012-11-26 2015-07-27
55 Liu, Min (SFC:AML590) 劉敏 AML590 Rep 2005-10-03 2008-06-27
56 Lui, Wan Hong 呂雲康 AYN585 Rep 2011-12-20 2015-03-03
57 Malhotra, Amitabh ANW206 Rep 2006-08-28 2008-03-31
58 Matthews, Edward Alastair M ALP925 Rep 2005-04-27 2005-06-30
59 Ng, Ka Ying (SFC:AFU399) 吳家瑩 AFU399 Rep 2005-04-27 2005-09-16
60 Pan, Yangjiayi 潘楊家一 AXX972 Rep 2011-09-23 2014-03-09
61 Pang, Anatole Weinberger ARQ740 Rep 2008-10-27 2009-10-01
62 Paul, Jonathan Matthew Wing-en 包榮恩 M AQS184 Rep 2008-04-14 2009-03-31
63 Pearce, Toby Sebastian M AHF676 Rep 2005-04-27 2005-06-07
64 Peng, Yu Yu 彭煜宇 ATV436 Rep 2009-11-05 2011-12-14
65 Petrikas, Lukas AVR659 Rep 2010-09-02 2011-10-14
66 Phua, Tien Soon 潘添順 AOM780 Rep 2009-06-08 2010-01-15
67 Pu, Xueqian 朴學謙 ARA362 Rep 2008-05-14 2015-10-20
68 Ran, Dong (SFC:ARP048) 冉棟 26 M ARP048 Rep 2010-04-12 2011-08-15
69 Ren, Wenyuan 任文淵 AZR485 Rep 2012-07-17 2015-09-21
70 Ren, Zhengwei 任征微 ARB770 Rep 2010-03-15 2012-02-17
71 Rickards, Andrew Jonathan (SFC:AEO602) M AEO602 RO 2005-04-27 2007-04-10
72 Sawant, Arundhati ALZ817 Rep 2005-06-13 2010-01-11
73 Sheffield, Nicholas Jonathan (SFC:ARQ986) M ARQ986 Rep 2008-10-27 2016-09-16
74 Suddens-Spiers, Claire Rachel F ARV540 Rep 2008-12-10 2013-01-15
75 Sum, Pui Yi ALU483 Rep 2005-04-27 2015-11-01
76 Sun, Richard Li-Ren 孫立人 M AMO544 Rep 2005-11-14 2006-09-28
77 Sun, Wei (SFC:ALU511) 孫巍 ALU511 Rep 2005-04-27 2005-10-08
78 Tai, Eunice Ka Yuen 戴家琬 ALW555 Rep 2005-04-27 2008-01-28
79 Tam, Alan Wan Lun 譚蘊綸 M ALQ689 Rep 2005-04-27 2007-07-25
80 Tan, Eugenio T 陳傳溜 M ACM304 Rep 2010-07-22 2012-08-26
81 Tan, Soon Hoe 陳順和 AOQ585 Rep 2010-01-04 2010-03-23
82 Taylor, Stephen Wayne M ALP896 Rep 2005-04-27 2007-03-31
83 Walker, Stuart James (SFC:ASH944) M ASH944 Rep 2009-03-03 2013-09-01
84 Wan-Min-Kee, Jean Michel AEP534 Rep 2005-04-27 2007-04-30
85 Wang, Kai (SFC:APL458) 王鍇 APL458 Rep 2007-08-17 2010-03-20
86 Wang, Xiaobin (SFC:ARG381) 王小賓 ARG381 Rep 2008-07-21 2010-04-08
87 Wong, Alice Hoi Sze 王凱詩 F AFS332 Rep 2005-04-27 2007-08-07
88 Wong, Chun Ho (SFC:AGC864) 王俊豪 40 M AGC864 Rep 2005-04-27 2013-06-26
89 Wong, Ivan Man Kit 王文傑 M AZG148 Rep 2012-04-11 2014-01-22
90 Wong, Jeremy Cedric 黃正行 M AQH628 Rep 2008-01-17 2011-09-24
91 Wong, Matthew Wai Yuen 王威遠 M AFV519 Rep 2005-04-27 2005-06-17
92 Wong, Scott Geemin 黃志民 M ALQ688 Rep 2005-04-27 2008-06-30
93 Wong, Tsz Ching (SFC:ANX810) 王子青 ANX810 Rep 2006-10-27 2009-10-20
94 Wright, Finlay Francis Harry M AWL692 Rep 2011-01-18 2011-07-19
Rep 2012-11-02 2014-05-27
95 Wu, Sharon Sheung Mun 伍尚敏 F AMR689 Rep 2005-12-23 2018-11-23
96 Yan, Qiangsheng 顏強生 APL679 Rep 2007-08-22 2023-10-04
97 Yang, Bingnan 楊炳楠 APL678 Rep 2007-09-25 2009-10-04
98 Yao, Michael Yuen Jen 姚允仁 44 M ACL978 Rep 2006-09-01 2006-12-05
RO 2006-12-05 2012-12-01
99 Yeh, Pei Ru 葉蓓如 ALQ686 Rep 2005-04-27 2006-08-14
100 Yien, Catherine Yu Yu 嚴玉瑜 42 F ABZ824 Rep 2005-04-27 2006-11-13
RO 2006-11-13 2023-08-01
101 Yip, Heng 葉鏗 AUD022 Rep 2010-07-15 2014-02-09
102 Yip, Nigel Wing Kei 葉永基 27 M AVC350 Rep 2010-06-09 2015-08-29
103 Yu, Lai Ping (SFC:ALU477) 俞麗萍 ALU477 Rep 2005-04-27 2013-06-25
104 Yu, Peter Yun Kai 余雲開 M ALP935 Rep 2005-04-27 2007-11-09
105 Yu, Tong (SFC:ALY531) 余瞳 ALY531 Rep 2005-05-24 2007-08-10
106 Yu, Wenjun (SFC:ALU476) 余文軍 ALU476 Rep 2005-04-27 2007-02-28
107 Zhang, Jun Jun 章雋君 ANU643 Rep 2006-08-17 2007-04-05
108 Zhang, Junnan (SFC:AXW873) 張俊楠 AXW873 Rep 2011-09-15 2015-11-26
109 Zhang, Lin (SFC:AWA216) 張霖 AWA216 Rep 2010-10-19 2011-07-17
110 Zhang, Lu (SFC:AWA213) 張璐 AWA213 Rep 2010-10-19 2013-07-16
111 Zhang, Peng (SFC:AXR022) 張鵬 AXR022 Rep 2011-08-25 2019-06-06
112 Zhang, Qiong (SFC:AGK512) 張琼 AGK512 Rep 2005-04-27 2006-11-09
113 Zhang, Tingjie 章汀捷 41 M ALU481 Rep 2005-04-27 2020-06-30
114 Zhang, Wei (SFC:APK769) 張薇 APK769 Rep 2007-09-21 2008-09-23
115 Zhang, Yijie 張亦婕 AXX971 Rep 2011-09-23 2013-04-17
116 Zhao, Liang (SFC:APH556) 趙亮 APH556 Rep 2007-08-22 2010-04-01
117 Zheng, Yan (SFC:ATL871) ATL871 Rep 2009-08-25 2021-03-02
118 Zhou, Hao (SFC:AXY854) 周皓 AXY854 Rep 2011-11-24 2013-06-08
119 Zhu, Yimeng (SFC:AXY494) 朱一萌 AXY494 Rep 2011-09-23 2012-02-16

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