RHB CAPITAL HONG KONG LIMITED 興業金融融資有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2018
SFC ID Role From Until
1 Au Yeung, Wai Kin 歐陽偉健 AZJ599 Rep 2016-11-09 2017-09-26
2 Ban, Lena Sui Lyn F AUE036 Rep 2010-08-05 2011-10-25
3 Chan, Edmund Yik Man 陳易文 M AUM705 Rep 2010-01-11 2011-12-27
4 Chan, Jeffery Ying Kin 陳英健 M BFC900 Rep 2016-06-30 2017-02-11
5 Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 AEZ697 Rep 2007-09-12 2008-05-27
6 Chan, Michael Man Tung 陳文棟 M AQM110 Rep 2010-01-20 2011-08-25
7 Chan, Shu 陳舒 AGH940 Rep 2004-05-06
8 Chan, Tung Yuen 陳東遠 ADO401 Rep 2011-07-13 2011-10-19
RO 2011-10-19 2014-05-09
9 Chan, Wai Yu (SFC:BHH219) 陳威宇 BHH219 Rep 2016-04-12 2019-05-28
10 Chan, Wing Yan (SFC:AWT521) 陳穎殷 AWT521 Rep 2014-04-24 2015-01-05
11 Chang, Joseph Cho Yam 張祖蔭 M AGB116 Rep 2009-05-26 2010-06-30
Rep 2012-11-05 2013-01-07
RO 2013-01-07 2013-07-09
12 Chau, Wa (SFC:APJ881) 鄒華 APJ881 Rep 2015-01-16 2017-10-26
RO 2017-10-26 2019-02-20
13 Cheng, Conrad Siu Kong 鄭小剛 M AHD591 Rep 2011-06-29 2011-11-25
RO 2011-11-25 2014-12-24
14 Cheng, David Tai Wai 鄭大衛 M ARO960 Rep 2016-01-27 2016-03-31
15 Cheng, Tai Sheung 鄭大雙 42 M ALS551 Rep 2014-07-03 2015-09-24
RO 2015-09-24 2019-02-20
16 Cheung, Kam San 張錦燊 BJC186 Rep 2017-02-16 2017-11-26
17 Cheung, Maureen 蔣穎嫻 F BIY666 Rep 2017-01-24 2018-03-26
18 Cheung, Nga Li 張雅莉 ALI037 Rep 2010-03-17 2010-07-14
19 Choi, Hung Fai (SFC:APD150) 蔡雄輝 32 M APD150 Rep 2016-09-13 2016-10-26
RO 2016-10-26 2018-12-13
20 Chow, Cindy 周文祺 F AZJ884 Rep 2012-05-25 2013-04-17
21 Chow, Fuk Wai 周福慧 40 F AKT462 Rep 2006-01-09 2011-06-19
22 Choy, Edmond Kwong Man 蔡廣孟 M AEM344 RO 2015-01-13 2015-10-20
23 Cui, Ke (SFC:AYF099) 崔軻 AYF099 Rep 2015-10-26 2015-11-20
24 Fong, Hiu Ming 方曉明 AHM812 Rep 2009-12-23 2010-09-22
25 Ho, Teresa Ching Man 何靜文 F AHU700 Rep 2004-04-26 2006-09-13
26 Ho, Yuk Wing (SFC:BHT376) 何煜榮 BHT376 Rep 2016-07-07 2016-12-16
27 Hu, Yuchun 胡雨純 AWO392 Rep 2011-09-30 2011-11-02
28 Hui, Kelly Wai Yan 許慧欣 F APZ793 Rep 2015-01-02 2016-07-04
RO 2016-07-04 2017-06-01
29 Hung, Ling Fai 孔令輝 AVT055 Rep 2010-08-25 2011-10-25
30 Hung, Tina Yuk Yin 洪馥燕 F ADW851 Rep 2003-07-02
31 Jiang, Ling (SFC:AOA917) 姜玲 AOA917 Rep 2007-07-12 2008-09-17
32 Keoy, Soo Lik M ACX414 Rep 2010-08-03 2010-09-03
33 Ko, Wilson Wai Shun 高偉舜 49 M AGJ902 Rep 2010-07-23 2011-11-17
RO 2011-11-17 2012-11-30
34 Kwong, Emily Ho Kei 鄺可琪 F AGB307 Rep 2009-07-10 2009-07-31
35 Lai, Shuk Ching 賴淑青 AVG944 Rep 2014-10-14 2015-01-14
36 Lam, Suen Kit 林宣傑 41 M AIL177 Rep 2015-12-04 2016-08-12
37 Lam, Wai Keung (SFC:AFG006) 林偉強 AFG006 Rep 2014-06-17 2015-10-02
38 Lau, Alex Kin Chung 劉健聰 32 M AXH629 Rep 2018-04-19 2018-06-11
RO 2018-06-11 2019-12-31
39 Lau, Kwok Ho 劉國豪 AGH239 Rep 2004-04-19 2007-03-16
40 Lau, Stephanie Ka Yue 劉嘉瑜 F BEU960 Rep 2015-01-09 2015-03-18
41 Law, Darrell King Yung 羅敬融 M BKO687 Rep 2017-08-21 2019-03-20
42 Lee, Geoffrey Chak Fai 李澤暉 M BBI087 Rep 2013-06-17 2015-03-26
43 Lee, Ho Yin (SFC:BDI687) 李浩然 BDI687 Rep 2015-12-24 2018-04-19
44 Lee, Michael Cho Wing 李祖榮 M AFI576 Rep 2018-03-21 2018-05-21
RO 2018-05-21 2019-01-25
45 Lee, Siu Ming (SFC:AFH445) 李小明 43 M AFH445 Rep 2003-08-13 2003-10-22
46 Leung, Man Ching (SFC:APH664) 梁文靜 APH664 Rep 2013-02-27 2013-10-23
47 Li, Sheung Lam (SFC:AOU509) 李湘琳 AOU509 Rep 2015-09-14 2015-12-04
48 Liu, Danai 劉大耐 BCU746 Rep 2014-01-27 2015-03-31
49 Lok, Marshal Wai Chun 駱瑋浚 AGI950 Rep 2014-11-27 2015-04-13
50 Loke, Wai Ming 陸偉明 46 M AIB803 RO 2017-12-12 2019-02-15
51 Lui, Chun Tak 呂俊德 BCZ591 Rep 2014-02-25 2015-10-06
52 Luk, Wai Yip 陸偉業 APK359 Rep 2007-08-15 2011-03-24
53 Maguire, John Martin 麥若航 54 M ADC364 RO 2011-06-17
54 Mai, Xiaohong 麥曉虹 AYR633 Rep 2012-01-26 2014-10-11
55 Mak, Chi Kin (SFC:AFZ772) 麥志堅 AFZ772 Rep 2003-05-25
56 Mak, Ka Ki 麥嘉麒 M AWE005 Rep 2011-12-30 2014-04-27
57 Mak, Yin Ping (SFC:AGC695) 麥賢平 AGC695 Rep 2004-06-03 2011-09-14
58 Man, Wing Pong 文永邦 47 M AHC716 Rep 2011-06-29 2014-09-06
59 Mok, Jennifer Audrey Wing Cheung 莫詠璋 F AWT901 Rep 2015-01-20 2017-05-19
60 Ng, Cecilia Wai Ling 吳慧玲 F ADT429 RO 2007-06-01
61 Ng, Geoffrey Junxiong 吳駿雄 M BFW885 Rep 2016-03-21 2016-05-15
62 Ng, Kevin Kwan Ho 吳昆浩 M AYM526 Rep 2011-12-15 2012-10-20
63 Ng, Vivian (SFC:AFV100) 伍穎思 AFV100 Rep 2004-07-17
64 So, Kevin Chi Heng 蘇智恒 33 M AVH854 Rep 2010-06-07 2010-09-17
65 Song, Jiaying (SFC:BDY877) 宋佳穎 BDY877 Rep 2014-08-07 2016-11-18
66 Tam, Cecilia Yin Ming 譚燕明 34 F ATO160 Rep 2018-05-10 2018-05-30
RO 2018-05-30 2020-01-07
67 Tam, Howard 譚禮賢 M BJA785 Rep 2017-02-09 2018-07-15
68 Tam, King Kei 譚景基 AWW796 Rep 2014-08-15 2014-08-24
69 Tsang, Ka Lo 曾嘉璐 BHW671 Rep 2016-07-29 2016-11-18
70 Tsang, On Yee 曾安儀 ALI325 Rep 2010-09-29 2011-05-15
71 Tse, Siu Wai (SFC:BFC539) 謝肇慧 BFC539 Rep 2015-07-27 2017-02-25
72 Tze, Kan Fat 謝勤發 45 M AET872 Rep 2006-09-13
RO 2006-09-13 2011-11-15
73 Wong, Nigel Ka Fook 王家福 M AZF870 Rep 2015-07-27 2017-11-30
74 Wong, Tsz Shing (SFC:BAU221) 黃子盛 BAU221 Rep 2013-02-15 2013-11-20
75 Wong, Yat Lam (SFC:AHY120) 王逸林 AHY120 Rep 2013-05-23 2013-07-30
RO 2013-07-30 2016-04-21
76 Wong, Yin Chi (SFC:AJF259) 王彥慈 AJF259 Rep 2003-12-23 2006-12-18
77 Wong, Yui Wah 黃銳華 AJG600 Rep 2010-08-26 2011-06-12
78 Wu, Binbin (SFC:BGO769) 吴斌彬 BGO769 Rep 2015-12-08 2017-01-27
79 Wu, Steven Sheung Chi 胡尚智 M APV971 Rep 2012-01-04 2014-06-01
Rep 2015-07-23 2015-10-16
RO 2015-10-16 2017-10-13
80 Wu, William Wai Leung 胡偉亮 52 M AFB066 RO 2011-05-13 2017-10-19
81 Yam, Chak Sun 任澤新 AYG286 Rep 2014-10-24 2016-05-13
82 Yau, Henry Clement Hok Wai 邱學煒 M ACH182 Rep 2011-07-06 2012-01-20
83 Yau, Tung Shing 邱東成 27 M BHP483 Rep 2018-04-18 2018-12-31
84 Yen, Charlotte Sau Fan 任秀芬 F ANF039 Rep 2008-05-02 2008-07-15
RO 2008-07-15 2011-10-15
85 Yeung, Ming Loong 楊名龍 AZC300 Rep 2017-10-23 2018-06-28
86 Zhang, Hui (SFC:AOX819) 張輝 50 M AOX819 Rep 2015-06-15 2016-06-17
RO 2016-06-17 2016-07-17

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