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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Ainslie, Bradford ALQ438 Rep 2011-10-06 2011-11-04
RO 2011-11-04 2015-02-27
Rep 2015-02-27 2015-06-08
2 Ao, Man 敖曼 ANT251 Rep 2017-05-25 2018-03-01
3 Au Yeung, Doris F BEH818 Rep 2014-10-10 2015-09-17
4 Bai, Huizi (SFC:BLP020) 白惠子 BLP020 Rep 2017-12-18 2019-05-17
5 Bai, Jie (SFC:BAF088) 白洁 BAF088 Rep 2018-10-25 2019-03-20
6 Ban, Lena Sui Lyn F AUE036 Rep 2011-11-05 2018-08-06
7 Boyer, Jason Jon 51 M AKN214 Rep 2011-10-04 2011-11-16
RO 2011-11-16 2015-04-08
8 Brown, Martyn Roger M ALJ768 Rep 2012-04-27 2014-05-01
9 Cai, Danyun 蔡丹云 BNZ096 Rep 2019-02-04 2020-03-24
10 Cai, Hua (SFC:BHZ819) 蔡華 BHZ819 Rep 2016-08-23 2018-11-15
RO 2018-11-15 2019-09-12
11 Capace, Max Anthony M BEE065 Rep 2014-09-19 2016-07-12
12 Chan, Cheuk Wing (SFC:BBU902) 陳卓榮 BBU902 Rep 2015-09-02 2018-03-21
Rep 2018-06-19 2020-09-27
13 Chan, Derrick (SFC:BDE476) 陳是誠 M BDE476 Rep 2017-08-22 2018-06-15
14 Chan, Kitty Kit Yee 陳潔儀 F AAB440 Rep 2008-02-23
15 Chan, Kwok Keung (SFC:ACD404) 陳國強 ACD404 Rep 2003-10-15
RO 2003-10-15 2008-07-01
16 Chan, Philip Chi Leung 陳子樑 M APC865 Rep 2017-03-30 2017-06-09
RO 2017-06-09 2017-06-30
17 Chan, Po Po Kam 陳寶琴 47 F AFS637 RO 2010-12-15 2012-04-30
18 Chan, Samuel Ting Fung 陳霆峰 M AZC830 Rep 2012-03-07 2013-05-03
19 Chan, Sung Wai 陳崇煒 71 M AFQ793 Rep 2009-04-15 2012-04-25
20 Chan, Wai Ming (SFC:ABY549) 陳偉明 ABY549 Rep 2007-08-15
21 Chen, Huizhu 陳薈竹 BMU999 Rep 2018-05-18 2019-04-12
22 Chen, Wai Lee 陳偉利 BOH824 Rep 2019-05-03 2022-07-05
23 Cheng, Chi Ho (SFC:AOV370) 鄭志豪 AOV370 Rep 2019-01-17 2019-03-01
RO 2019-03-01 2022-02-28
24 Cheng, Ho Ming (SFC:BCQ328) 鄭浩明 BCQ328 Rep 2016-12-13 2017-03-03
25 Cheng, Hok Kan 鄭學勤 BMQ754 Rep 2018-03-26 2019-03-25
26 Cheng, Stephen Lai Hung 鄭禮鴻 M AAB447 Rep 2003-09-25
RO 2003-09-25 2008-02-23
27 Cheung, Fung Cheung 張鳳翔 ACP534 Rep 2003-10-15
28 Cheung, Yiu Chiu 張耀超 AAD306 Rep 2009-05-29
29 Chin, Man Yi 錢敏怡 AMR267 Rep 2017-03-23 2018-06-12
30 Cho, Kai Man 曹繼文 BBQ522 Rep 2018-08-03 2020-08-07
31 Chow, Emily Kwun Yue 周琨如 F BGE938 Rep 2015-09-23 2018-01-29
32 Chow, Fuk Wai 周福慧 41 F AKT462 Rep 2011-10-18 2015-09-25
33 Choy, Sze Wai (SFC:BDM840) 蔡思慧 BDM840 Rep 2017-09-21 2017-10-09
34 Chui, Lap Pan 徐立斌 BCK283 Rep 2016-07-27 2018-06-15
35 Cui, Xinyuan (SFC:BGI902) 崔馨元 BGI902 Rep 2015-10-15 2019-09-11
36 Ding, Nan (SFC:BDX264) 丁楠 BDX264 Rep 2014-08-05 2016-01-04
37 Ding, Xiaoxi 丁曉夕 BGV491 Rep 2016-11-11 2018-10-12
38 Dong, Na 董納 BHR878 Rep 2016-06-29 2020-04-01
39 Fan, Charles Chi Yuen 樊志遠 45 M AYQ546 Rep 2011-12-12 2014-07-21
40 Fan, Shuai 樊帥 BNN360 Rep 2018-10-22 2018-12-13
41 Gao, Ariana Jiasui 高嘉穗 F ASQ439 Rep 2018-07-31 2018-10-05
RO 2018-10-05
42 Gao, Ge (SFC:BNX136) 高歌 BNX136 Rep 2018-12-07 2019-08-07
43 Goldman, David (SFC:BBX563) M BBX563 Rep 2013-09-19 2016-02-02
44 Gray, Jeremy Robin 謝濬安 M BCS906 Rep 2014-01-15 2014-12-30
45 Ha, Steve Wai Cheung 夏偉祥 M ARQ021 Rep 2013-04-19 2015-12-21
RO 2015-12-21 2017-01-06
46 Hamilton, Robert Anthony M AZC455 Rep 2012-03-12 2014-07-07
47 Har-Even, Itamar APA734 Rep 2011-11-02 2014-08-13
RO 2014-08-13 2015-04-21
48 He, Kai (SFC:BLD346) 賀凱 BLD346 Rep 2017-10-10 2018-04-24
49 He, Kevin M AWE615 Rep 2014-04-17 2014-12-30
50 He, Wei (SFC:BAK475) 何蔚 BAK475 Rep 2012-11-05 2017-01-27
51 Henke Von Parpart, Uwe APY709 Rep 2011-09-30 2011-11-10
RO 2011-11-10 2016-03-01
52 Ho, Ka Ho (SFC:BDW690) 何嘉豪 BDW690 Rep 2016-04-26 2020-06-07
53 Ho, Teresa Ching Man 何靜文 F AHU700 Rep 2012-07-31 2018-01-29
54 Hoegee, Brian Richard M ARF808 Rep 2012-06-19 2014-03-01
55 Hong, Fei (SFC:BNA729) 洪飞 BNA729 Rep 2019-01-29 2019-04-18
56 Hui, Kam Lee 許錦利 AAB304 Rep
57 Hung, Kwong Ngai 洪岡藝 AEM105 Rep 2014-07-18 2015-12-17
RO 2015-12-17 2017-01-06
58 Hung, Ling Fai 孔令輝 AVT055 Rep 2011-10-31 2018-03-26
RO 2018-03-26 2018-06-30
59 Jiang, Ye (SFC:AYN421) 蔣燁 AYN421 Rep 2011-11-29 2012-09-30
60 Jin, Yuanjie 金元杰 BIS262 Rep 2017-10-16 2018-01-25
61 Jing, Yun 井芸 AOI876 Rep 2018-07-12 2018-10-25
RO 2018-10-25 2019-10-15
62 Joseph, Michael Eric M ARH187 Rep 2012-02-28 2012-05-28
RO 2012-05-28 2015-04-21
63 Ko, Samantha Wing Yan 高穎欣 40 F AMI557 Rep 2012-07-19 2014-12-02
64 Koh, Peter Kwing Chang 許宏昌 74 M AAA503 RO 2008-11-14 2010-10-31
65 Ku, Lawrence James Sau Shan 顧受山 51 M ASF395 Rep 2013-01-17 2015-05-29
66 Kwan, Angelina Agnes 關蕙 53 F AEH541 RO 2010-09-28 2013-01-25
67 Kwan, Wing Hang (SFC:BAJ599) 關榮亨 BAJ599 Rep 2012-10-30 2016-05-12
RO 2016-05-12 2017-06-04
68 Kwok, Wing Ka Stephanie 郭穎嘉 BNA768 Rep 2018-07-17 2019-09-10
69 La Rocca, Daniel Anthony Jr M AQG793 Rep 2011-10-10 2013-08-16
70 Lahiri, Prithvijit 溥瑞思 AOV401 Rep 2013-03-27 2014-08-07
71 Lam, Man Kit (SFC:BHW802) 林文傑 BHW802 Rep 2016-08-09 2019-01-31
72 Lam, Tsz Chun (SFC:BBQ049) 林子俊 BBQ049 Rep 2017-07-12 2017-09-21
RO 2017-09-21 2017-12-31
73 Lau, Kenneth Kin On 劉健安 M ABQ709 Rep 2005-04-19
74 Lau, Lucia Tak Yee 劉德怡 F ANY277 Rep 2017-07-31 2019-06-21
75 Lee, Faith Ming Yin 李銘賢 47 F AED719 Rep 2004-03-29
76 Lee, Ka (SFC:BMQ628) 李嘉 BMQ628 Rep 2018-04-03 2018-09-30
77 Leung, Catherine Ching Wan 梁靜筠 F AGS493 Rep 2003-11-10
78 Leung, Fiona Man Yee 梁文怡 F APO627 Rep 2014-01-14 2016-06-13
79 Leung, Hoi Tung 梁凱同 AHW149 Rep 2009-12-09 2015-03-24
80 Li, Heng (SFC:BEA213) 李恒 BEA213 Rep 2014-08-18 2016-10-31
81 Li, Ting (SFC:AOX306) 李婷 46 F AOX306 RO 2015-12-15 2020-01-22
82 Li, Xiaofei (SFC:BEI897) BEI897 Rep 2014-10-27 2016-02-02
83 Li, Yuan (SFC:AUN720) 李瑗 AUN720 Rep 2016-05-11 2016-08-10
RO 2016-08-10 2019-01-31
84 Lian, Pengfei 连鹏飞 BLM867 Rep 2017-12-13 2018-04-28
85 Liao, Yee Ching 廖義禎 BBQ743 Rep 2015-10-20 2020-11-22
86 Lin, Jiusong 林久淞 BGK401 Rep 2016-08-25 2016-09-05
87 Lin, Tianru 林天儒 ASM230 Rep 2009-03-23 2012-10-09
88 Liu, Hanghang 劉行行 BLY367 Rep 2018-01-29
89 Liu, Qing (SFC:BGH970) 劉勍 BGH970 Rep 2018-08-17 2018-09-26
90 Lowe, Norman C. 勞樹源 M ACB086 RO 2004-03-08
91 Lu, You 魯由 BFC569 Rep 2015-03-18 2015-11-24
92 Luk, Wai Yip 陸偉業 APK359 Rep 2014-06-18 2018-05-08
RO 2018-05-08 2019-01-08
93 Luo, Weiqing 羅偉卿 BIT510 Rep 2016-12-19 2018-09-30
94 Ma, Lai Mei 馬麗眉 AHC358 Rep 2012-07-26 2016-08-02
95 Ma, Ruosi 馬若思 BKM256 Rep 2017-08-17 2019-08-02
96 Ma, Wenhui (SFC:BMR908) 馬文慧 BMR908 Rep 2018-04-06 2018-08-21
RO 2018-08-21 2020-06-15
97 Mackay, Tristan Scott M BDH664 Rep 2014-04-14 2014-07-21
98 Maguire, John Martin 麥若航 55 M ADC364 Rep 2011-10-03 2011-11-07
RO 2011-11-07 2018-04-08
99 Mak, Yin Ping (SFC:AGC695) 麥賢平 AGC695 Rep 2011-10-04 2018-07-12
RO 2018-07-12 2018-11-01
100 Mao, Xinkai 毛新凱 BHO131 Rep 2016-06-03 2018-04-06
101 McGonegal, Brett Alexander 47 M AOH375 Rep 2011-10-03 2011-11-11
RO 2011-11-11 2016-02-02
102 Meredith, Robyn Bradsher BBT313 Rep 2013-08-20 2014-12-30
103 Mitchell, Patrick Callahan M AVA493 Rep 2011-10-10 2013-04-30
104 Mullins, Andrew Arthur Robert M BCQ748 Rep 2014-01-09 2015-02-16
105 Ng, Ching Yuen 吳清遠 BHB289 Rep 2016-02-25 2018-09-30
106 Ng, Lai Kwan (SFC:AGK856) 吳麗群 AGK856 Rep 2005-02-01
107 Ng, Shan Yung (SFC:ALZ161) 吳燦榕 ALZ161 Rep 2018-12-03 2018-12-14
RO 2018-12-14 2022-03-16
108 Ng, Yin Tsang 吳彥錚 AAF139 RO 2003-08-30
109 Ngai, Yan Hoo 倪恩浩 AAB466 Rep 2013-12-18
110 Peng, Han (SFC:BIS046) 彭晗 BIS046 Rep 2016-12-13 2017-08-11
111 Price, Ryan Daniel M BCK799 Rep 2013-12-03 2016-02-02
112 Pun, Kai Cheung 潘啟祥 ADR182 Rep 2012-11-28 2014-01-02
113 Qin, Li (SFC:BLV366) 秦莉 BLV366 Rep 2018-01-05 2018-08-28
RO 2018-08-28 2021-03-07
114 Raphael Ilitzky, Ladislao Shlomo 榮志朗 AZY530 Rep 2012-08-02 2013-02-18
115 Ronis, Kristaps BEB410 Rep 2014-09-02 2014-12-30
116 Shum, Ying Chi 岑瑩芝 BMN417 Rep 2018-07-18 2019-09-09
117 Song, Jiali (SFC:AYE293) 宋嘉麗 AYE293 Rep 2012-11-01 2014-04-23
118 Starr, Michael Lewis M AWP051 Rep 2013-03-08 2013-10-18
119 Sze-To, Winston 司徒治權 M AAV699 Rep 2006-03-22
RO 2006-03-22 2017-01-06
120 Szeto, Pui Yee June 司徒貝頤 BIB933 Rep 2016-08-29 2016-10-01
121 Tam, Wai Yin (SFC:ANR260) 譚慧妍 ANR260 Rep 2012-10-05 2014-12-30
122 Tang, Hui (SFC:BJW834) 湯暉 BJW834 Rep 2017-11-22 2019-07-23
123 Tian, Fengcheng 田峰誠 BJP219 Rep 2017-05-26 2017-08-10
124 Tian, Yue (SFC:BNR242) 田悅 BNR242 Rep 2018-11-09 2019-05-06
125 Tong, Cheuk Fu Jeffery 湯卓夫 BLD317 Rep 2017-10-10 2020-04-15
126 Tze, Kan Fat 謝勤發 46 M AET872 Rep 2011-12-21 2011-12-23
RO 2011-12-23 2018-02-28
127 Wan, Chalk Yin 溫卓賢 AYS333 Rep 2014-08-13 2015-07-03
128 Wang, Chih Hsiang 王致翔 APJ781 Rep 2012-03-26 2012-04-19
RO 2012-04-19 2016-09-15
129 Wang, Jiyu (SFC:ASH808) 王驥宇 ASH808 Rep 2016-08-10 2016-10-03
RO 2016-10-03 2018-09-30
130 Wang, Xiaofan (SFC:ATR687) 王曉帆 ATR687 RO 2016-12-05 2019-12-13
131 Welch, David John Jr M ASW658 Rep 2012-12-05 2014-03-06
RO 2014-03-06 2016-02-02
132 Wen, Jie (SFC:BLM870) 文洁 BLM870 Rep 2017-12-18 2018-11-23
133 Weng, Fang 翁放 BLP777 Rep 2017-12-11 2018-06-01
134 Whittingham, John David Carlisle Michael 王大偉 M BCJ581 Rep 2013-11-26 2016-02-02
135 Wong, Chor Yee 王楚儀 AGK639 Rep 2004-08-23 2005-01-05
136 Wong, Sor Ying 王疏影 BAO806 Rep 2016-03-08 2016-11-03
RO 2016-11-03 2018-11-25
137 Wu, Yang (SFC:BMK680) BMK680 Rep 2018-03-23 2018-06-11
138 Xu, Xu (SFC:AVL306) 許煦 AVL306 Rep 2016-11-04 2019-10-31
139 Xu, Yani (SFC:BIR465) 徐雅妮 BIR465 Rep 2016-12-06 2017-08-09
140 Xu, Yinqing 徐引擎 BKS103 Rep 2017-08-30 2018-01-05
141 Yan, Jing (SFC:BAB590) 嚴靜 BAB590 Rep 2017-10-10 2021-06-14
142 Yen, Charlotte Sau Fan 任秀芬 F ANF039 Rep 2011-11-29 2012-03-06
RO 2012-03-06 2019-01-01
143 Yick, Ho Chuen 易浩泉 ASD199 RO 2016-11-22 2019-11-04
144 Yin, Li (SFC:BHI173) 尹莉 BHI173 Rep 2017-04-26 2018-09-12
145 Yip, Chung Leung 葉仲量 AWF608 Rep 2012-10-08 2013-05-10
146 Yip, Ha Yee 葉夏儀 AJD275 RO 2003-10-31 2005-08-19
147 Yiu, Chun Nam 姚鎮南 ABG971 Rep 2005-01-01
148 Yu, Fang (SFC:BNP252) 余芳 BNP252 Rep 2018-10-22 2019-07-19
149 Yuan, Chun (1969) 袁春 50 M AYA581 Rep 2011-09-14 2013-03-31
150 Zhang, Junhui (SFC:BFA350) 張君慧 BFA350 Rep 2017-03-14 2018-07-08
151 Zhang, Letian (SFC:BJI768) 張樂天 BJI768 Rep 2017-04-07 2017-07-14
152 Zhang, Lihang 張黎航 BNA727 Rep 2018-06-12 2019-09-27
153 Zhang, Lin (SFC:BBC904) 張琳 BBC904 Rep 2013-04-10 2014-03-01
154 Zhang, Tianyi (SFC:BGQ732) 張天一 BGQ732 Rep 2017-04-13 2019-05-24
155 Zhang, Tianyu (SFC:BNX135) 張天予 BNX135 Rep 2018-12-10 2019-05-31
156 Zhang, Xinyu (SFC:AQS183) 張新宇 59 M AQS183 Rep 2008-06-26 2008-12-29
RO 2008-12-29 2012-05-31
157 Zhang, Yiping (SFC:BJB708) 張熠平 BJB708 Rep 2017-02-20 2017-03-15
158 Zhao, Fen (SFC:BNF120) 趙芬 BNF120 Rep 2018-08-13 2020-08-05
159 Zhao, Yi (SFC:AXD838) 趙熠 AXD838 Rep 2019-04-26 2019-07-19
160 Zhou, Daochuan 周道傳 BDP576 RO 2017-01-18 2018-06-01
161 Zhou, Suyang (SFC:BEB412) 周蘇揚 BEB412 Rep 2014-08-28 2017-03-28
162 Zhu, Yali (SFC:BKY115) 朱亞莉 BKY115 Rep 2017-09-21 2018-01-22
RO 2018-01-22 2019-08-19
163 Zhuang, Lingyi 莊凌毅 BMY470 Rep 2018-06-19 2019-05-10
164 Zolad, Bryan Christopher M BAX769 Rep 2013-02-27 2015-02-27

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