MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Araki, Tetsuo AWQ684 Rep 2011-01-20 2012-02-03
2 Arrowsmith, Neil Robert M AZO197 Rep 2012-06-04 2025-07-25
3 Booth, Christopher Michael (SFC:BEF483) M BEF483 Rep 2014-09-29 2018-08-10
4 Boudny, Miroslav Misha M APP026 Rep 2010-12-31 2016-12-13
5 Bruckner, Andreas APJ958 Rep 2011-01-11 2011-07-31
6 Bunn, Malcolm M AQM778 Rep 2011-01-11 2015-12-25
7 Burns, Darren Lester M BBN739 Rep 2013-08-05 2019-08-31
8 Byrne, Luke William M AUB086 Rep 2010-12-31 2011-07-27
9 Carr, Matthew Ben M BEA641 Rep 2014-08-29
10 Chan, Chester Chi-To 陳志滔 M AYB952 Rep 2012-08-29 2015-04-17
11 Chan, Jody Kit Yee 陳潔儀 APJ514 Rep 2010-12-31 2023-10-05
12 Chan, Mang Kiu 陳漫橋 AIS524 Rep 2012-03-12 2012-05-28
13 Chang, Joseph Cho Yam 張祖蔭 M AGB116 RO 2010-12-31 2011-04-19
14 Chen-Tanner, An-Chi BGF039 Rep 2015-10-07 2016-01-26
15 Chen, Jie (SFC:BFX830) 陳洁 BFX830 Rep 2015-08-17 2015-09-24
16 Cheng, Paul Kwok Kin 鄭國乾 64 M ADU243 RO 2010-12-31 2013-01-01
17 Choi, Cheol Ho BFN693 Rep 2015-06-29 2017-06-23
18 Choi, Lai Ling 徐麗齡 AFW854 Rep 2011-06-07 2011-12-13
19 Chu, Chun-Ju 朱俊如 AEK266 Rep 2011-10-24 2012-08-02
20 Chua, Jesus Jr. Go AXH079 Rep 2011-06-07 2016-07-13
21 Chung, Tak Ki Dicky 鍾德祺 BGD679 Rep 2015-10-07 2016-11-07
22 Daemi-Mokhlesi, Jiyann Naveed AXM861 Rep 2011-07-04 2015-01-05
23 Desai, Meghna Kiran AXY952 Rep 2011-09-01 2014-03-04
24 Devkota, Milan AYY061 Rep 2012-02-10 2016-07-13
25 Diao, Stephen M ACC083 Rep 2011-05-23 2014-12-10
26 Duan, Hong (SFC:ADE819) 段宏 ADE819 Rep 2010-12-31 2012-03-06
27 Evans, Joshua Webb M AMH709 Rep 2011-08-04 2015-11-06
28 Fong, Benny Fu Tsung 方富聰 M BBE385 Rep 2013-05-20 2015-02-11
29 Fong, Hiu Ming 方曉明 AHM812 Rep 2010-12-31 2011-04-19
30 Forsythe, William James Patrick M BAZ170 Rep 2013-03-15 2018-12-06
31 Freear, Stephen Jason M AQU409 Rep 2010-12-31 2012-05-11
32 Funato, Keizo AQM083 Rep 2011-01-11 2015-10-16
33 Gineitis, Adomas APN598 Rep 2011-01-11 2011-06-10
34 Gupta, Abhishek (SFC:AQX042) M AQX042 Rep 2015-01-19 2019-05-29
35 Hagland, Trent Andrew M AZJ718 RO 2012-05-31 2016-04-29
36 Hahm, Eui Hwan ACV950 Rep 2012-11-21 2016-03-01
37 Hao, Kate 郝楠楠 F BEJ199 Rep 2014-11-03 2016-08-30
38 Harrington, Stephen John William 50 M ASZ209 Rep 2011-01-11 2015-11-05
39 Hashimoto, Kenichi 橋本賢一 AFA748 RO 2010-12-31 2012-12-05
40 Hayashi, Ryosei BFP481 Rep 2015-06-15 2015-07-29
RO 2015-07-29 2019-06-14
41 Hiramoto, Yoko APN596 Rep 2011-01-11 2011-01-25
42 Hiratsuka, Takashi 平塚岳 AYA423 Rep 2011-09-16 2013-11-23
43 Hirayama, Hajime BFC663 Rep 2015-03-31 2017-05-12
44 Hirst, David A M AUY976 Rep 2011-01-11 2011-08-05
45 Inadome, Shigehisa 稻留重久 ANU830 Rep 2013-01-18 2016-01-26
46 Kaetsu, Yuri 嘉悅友理 M BFS890 Rep 2015-07-10 2019-12-06
47 Kanodia, Kunal AZT431 Rep 2015-11-16 2017-06-01
48 Kay, Chong-san 郭忠山 AXG649 Rep 2011-05-11 2015-03-09
49 Khine, Jessica Khine-Chit F AQM546 Rep 2011-01-11 2011-08-26
50 King, Augusto Yuk Shun 金毓珣 AFH014 Rep 2015-10-02 2015-12-08
RO 2015-12-08
51 Kiuchi, Yuko AEX949 Rep 2010-12-31 2015-04-27
52 Kwok, Ka Yan Karen 郭嘉欣 AUX313 Rep 2010-12-31 2011-10-22
53 Lam, Edmond Hoi Tik 林凱迪 M ANU829 Rep 2010-12-31 2012-05-08
54 Lamont-Brown, Andrew M APN594 RO 2010-12-31 2013-08-01
55 Lange, Julien (SFC:BGC442) BGC442 Rep 2015-09-17 2018-04-03
56 Lee, Kwok Wai (SFC:BAO433) 李國瑋 BAO433 Rep 2012-12-03 2019-08-29
57 Lee, Nelson Ho Wing 李浩榮 M AQG922 Rep 2010-12-31 2011-01-21
58 Lee, Wai Kin (SFC:APD151) 李偉健 APD151 Rep 2011-01-05 2012-12-05
59 Lee, Wee Siang 李偉祥 AMN563 Rep 2012-03-07 2014-02-18
60 Leung, Fung Man 梁鳳敏 ASP987 Rep 2011-08-04 2012-06-27
61 Li, Jiahui (SFC:AXM812) 李佳蕙 AXM812 Rep 2013-07-15 2014-09-20
62 Li, Veronica Wai Ching 李慧貞 F AHR005 Rep 2010-12-31 2013-05-28
63 Liu, Po Wen 劉博文 ATL504 Rep 2015-05-14 2016-07-13
64 Lloyd, Ailsa Kuen Alice F AMA926 Rep 2013-11-04 2015-05-18
65 Loong, Andrew Pui Fung 龍沛豐 M BBL264 Rep 2013-07-05 2013-08-19
66 Lu, Dong (SFC:AXN254) 呂棟 AXN254 Rep 2013-06-13 2013-07-17
67 Lucas, Jean-Francois Nicolas Jacques M BBA526 Rep 2013-03-22 2015-12-01
68 Ma, Winnie Wing Mei 馬穎薇 F AIJ098 Rep 2011-04-04 2012-07-10
69 Macpherson, Glyn AHK217 Rep 2011-01-11 2013-03-28
70 Maeder, Dominik APN602 Rep 2011-01-11 2012-05-24
71 Mak, Hau Lin 麥巧蓮 ACW654 Rep 2010-12-31 2015-04-01
72 Man, Lai Kai 文麗佳 AOT413 Rep 2010-12-31 2011-06-27
73 Manabe, Yusaku BAD556 Rep 2012-09-05 2012-12-04
RO 2012-12-04 2020-01-17
74 Mand, Sandeep Singh BAQ202 Rep 2012-12-27 2013-06-28
RO 2013-06-28 2015-05-15
75 Mase, Takeshi 真瀨剛 APX162 Rep 2011-01-11 2015-10-16
76 Matsushita, Masahiro 松下昌宏 AVN515 Rep 2010-12-31 2023-12-29
77 McGill, Ruarri Ronald M BFA600 Rep 2015-03-16 2019-09-16
78 Meepetchdee, Yongyut AXV892 Rep 2011-08-29 2017-11-30
79 Mita, Joji 三田丞次 AUG691 RO 2010-12-31 2012-05-16
80 Mitchell, Paul Ronald M BDD513 Rep 2014-03-24 2016-01-08
81 Mohammad, Sajjad (SFC:BDM517) BDM517 Rep 2014-06-23 2016-01-08
82 Mori, Motoya BDM515 Rep 2014-06-23 2016-01-08
83 Nakauchi, Kozue 仲內梢 AVY319 Rep 2010-12-31 2011-05-18
84 Nam, Dong Soo AOY486 RO 2010-12-31 2018-07-12
85 Ng, Karen Ka Ying 吳嘉盈 F BEC602 Rep 2014-09-16 2020-01-31
86 Ng, Kathy Ka Wai 伍家慧 F AXS569 Rep 2011-08-08 2018-03-05
87 Ngan, Peter Yu Hin 顏宇軒 M BCU733 Rep 2014-01-30 2015-07-07
88 O'Hanlon, David John M BFN910 Rep 2015-06-02 2018-10-22
89 Ochiai, Satoru ATH836 Rep 2011-02-18 2012-03-20
90 Otake, Makoto 大竹誠 APJ963 RO 2010-12-31 2016-01-30
91 Padmanaban, Prasad AGN385 Rep 2011-06-02 2015-07-11
92 Pan, Candice 潘士縈 F ALU600 Rep 2010-12-31 2020-01-31
93 Pan, Gan 潘淦 BFJ776 Rep 2015-05-13 2019-02-01
94 Park, Woo Yeung 朴禹泳 BER768 Rep 2015-01-12 2019-05-27
95 Parrilli, John C M BDX580 Rep 2015-08-13 2015-10-23
96 Pickworth, Simon Murray M AWT354 Rep 2011-02-10 2016-01-08
97 Pobjoy, James Edward M APP016 Rep 2011-01-11 2012-05-24
98 Portsmouth-Layton, Andrew John M ADW087 RO 2010-12-31 2016-04-28
99 Qin, Huaiou 秦懷歐 ATE109 Rep 2010-12-31 2013-05-15
100 Qureshi, Qassim Ali (SFC:BBD069) BBD069 Rep 2013-06-10 2015-10-01
101 Radzki, Michael M AUE954 Rep 2015-09-14 2015-10-23
102 Ramsey, Michael Ryan M ALW391 Rep 2010-12-31 2011-06-14
103 Roberts, Alistair Charles Alton M AVU825 Rep 2011-07-19 2012-07-04
104 Robertson, Toby Neil M AUR287 Rep 2010-12-31 2011-04-19
105 Rustau, Haidje Karen F AYN655 Rep 2011-11-29 2014-11-20
106 Saurel, Antoine Julien Pierre M ANK349 Rep 2015-02-18 2015-07-01
107 See Thor, Wai Fung 司徒慧芬 AWA398 Rep 2011-01-11 2012-11-14
108 Sekiguchi, Tadahisa ARS775 Rep 2011-01-11 2016-01-08
109 Shaw, Benjamin John M BGN402 Rep 2015-11-23 2018-12-05
110 Shen, Hua (SFC:AOT416) 沈華 45 M AOT416 RO 2010-12-31 2011-03-19
111 Shiu, Lap Kei (SFC:AOI979) 蕭立基 AOI979 Rep 2010-12-31 2012-07-04
112 So, Jennifer Lai Shan 蘇勵姍 F AHA295 Rep 2010-12-31 2011-10-05
113 Suruga, Hideki ATN990 RO 2010-12-31 2012-06-16
114 Takino, Toshiro AVM346 Rep 2011-01-11 2011-03-14
115 Tanaka, Maki 田中牧 AWT166 Rep 2011-02-07 2015-06-06
116 Tang, Wai Hung (SFC:ADI418) 鄧偉雄 ADI418 Rep 2013-02-18 2015-02-17
117 Tay, Ek Pon 鄭翊鵬 AVQ761 Rep 2010-12-31 2011-01-25
118 Tay, Li Choo ALY829 Rep 2010-12-31 2018-08-03
119 Tsang, Andrew Chung Lam 曾忠林 M AFR651 Rep 2010-12-31 2011-04-19
120 Tsang, Susanna Wai Yin 曾慧賢 AUK454 Rep 2010-12-31 2011-07-01
121 Ung, Voon Yew AXK215 Rep 2011-06-07 2015-05-27
122 Vakil, Mohamed Ismail (SFC:BAE280) M BAE280 Rep 2012-09-17 2019-12-31
123 Vincent, Romain Lionel Sylvain M BBO934 Rep 2013-09-11 2015-06-06
124 Vinton, Darren Charles M ANX981 Rep 2010-12-31 2012-10-31
125 Wakizaki, Hiroshi 脇崎浩 M BBQ443 Rep 2013-08-05
126 Wang, Jian (SFC:AVM361) 王健 AVM361 Rep 2012-03-26 2012-11-20
127 Watanabe, Naoki (SFC:AQD803) AQD803 Rep 2013-01-02 2023-12-22
128 Watson, Matthew (SFC:APP014) M APP014 Rep 2011-01-11 2012-07-25
129 Wells, Peter John (SFC:AWO080) M AWO080 Rep 2012-05-15 2012-08-09
RO 2012-08-09 2015-03-12
130 Wong, Irene Hau Ying 黃巧瑩 F AEV889 Rep 2014-11-24
131 Wong, Wai Wah (SFC:ADQ101) 黃慧華 ADQ101 Rep 2015-05-13
132 Wong, Yun Tong Anton 黃潤棠 AUR625 Rep 2010-12-31 2012-07-04
133 Yap, Price Edward Canizares M AYW753 Rep 2012-02-03 2015-12-14
134 Yasuda, Tamotsu ANJ226 RO 2010-12-31 2011-02-12
135 Yeoh, Seng Ghee 楊誠義 BDT353 Rep 2014-08-04 2015-05-18
RO 2015-05-18
136 Yip, Weng Foo 葉永富 BAI179 Rep 2012-10-24 2015-02-24
137 Yogo, Shingo ARG536 Rep 2011-01-11 2011-11-30
138 Yoon, Jee Woong 尹智雄 AVS383 Rep 2010-12-31 2011-08-28
139 Yoshino, Ai 吉野藍 ARO626 Rep 2011-03-02 2016-02-06
140 Yu, Harry Koon Ying 余冠英 M AEY337 RO 2010-12-31 2011-04-01
141 Yuan, Zhefei 袁哲飛 APL225 Rep 2011-11-07 2012-12-05
142 Zhang, Yi (SFC:BBN738) 張誼 BBN738 Rep 2013-08-05 2013-11-04
143 Zhao, Ye (SFC:BAD298) 趙曄 BAD298 Rep 2013-09-16
144 Zheng, Xiaofeng 鄭小峰 ALH862 Rep 2015-08-24 2016-05-19
145 Zhou, Jiting 周忌婷 BBZ886 Rep 2013-10-15 2014-11-12

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top