BlackRock (Hong Kong) Limited (d2017-01-20) 貝萊德(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adams, Christopher Richard (SFC:ANT656) | M | ANT656 | Rep | 2008-08-29 | 2011-09-10 | |
| 2 | Au, Karen Kar Man 歐嘉汶 | F | ANT269 | Rep | 2006-08-04 | 2006-11-30 | |
| 3 | Batchelor, Robin James Hill | 41 | M | AQZ609 | Rep | 2008-05-09 | 2008-06-09 |
| Rep | 2009-06-08 | 2009-07-08 | |||||
| 4 | Beswick, Lee Earl | 32 | AOI992 | Rep | 2006-12-23 | 2011-02-24 | |
| 5 | Bhagat, Rohit | AUI838 | RO | 2010-11-01 | 2011-09-23 | ||
| 6 | Bourrier, Alain Jacques Benoit | M | ARO122 | Rep | 2008-09-16 | 2008-10-16 | |
| 7 | Chan, Albert Wing Wai 陳永威 | M | AKU876 | Rep | 2004-06-15 | 2005-03-21 | |
| 8 | Chan, Bonnie Chiao Nien 陳翹寧 | F | AOQ884 | Rep | 2007-03-02 | 2011-12-03 | |
| 9 | Chan, Chun Kit (SFC:AFY913) 陳俊傑 | AFY913 | Rep | 2005-06-06 | |||
| 10 | Chan, Chun Yip (SFC:AFZ392) 陳俊業 | AFZ392 | Rep | 2004-06-01 | 2011-04-01 | ||
| 11 | Chan, Edith Ka Wai 陳嘉慧 | F | AMC667 | Rep | 2006-09-27 | 2007-05-17 | |
| 12 | Chan, Elaine Yee Lin 陳漪漣 | F | ANS149 | Rep | 2006-08-01 | 2008-05-02 | |
| 13 | Chan, Hoi Ling (SFC:ALR712) 陳凱玲 | ALR712 | Rep | 2006-09-30 | 2007-08-07 | ||
| 14 | Chan, Yuk King (SFC:ACQ204) 陳玉琼 | ACQ204 | Rep | 2008-06-13 | |||
| 15 | Cheung, Evelyn Yuen Ting 張婉婷 | AMF558 | Rep | 2007-09-13 | 2009-05-01 | ||
| 16 | Cheung, Katherine Marn Kay 章曼琪 | 44 | F | AFQ899 | Rep | 2006-01-10 | |
| RO | 2006-01-10 | 2012-04-21 | |||||
| 17 | Cheung, Man Ching 張文靜 | ANS164 | Rep | 2006-07-31 | 2007-08-17 | ||
| 18 | Cheung, Winnie Wing Kei 張詠琪 | F | AEM607 | Rep | 2003-11-10 | 2005-02-15 | |
| 19 | Ching, Sui Ying 程瑞瑩 | AIY925 | Rep | 2005-01-11 | 2007-03-05 | ||
| 20 | Cho, Kelvin Kwong Lun 曹廣麟 | 33 | M | AHT594 | Rep | 2003-06-07 | |
| 21 | Choi, Janice Su Yun 蔡絮因 | F | AMN768 | Rep | 2006-08-03 | 2007-07-13 | |
| Rep | 2008-08-13 | 2009-03-09 | |||||
| 22 | Chow, Wai Kwong 周偉光 | ANP432 | Rep | 2006-10-03 | 2014-12-31 | ||
| 23 | Chow, Wing To 周穎淘 | AWP278 | Rep | 2011-01-11 | 2014-05-24 | ||
| 24 | Clancy, Gerard Aloysius | M | AIZ875 | Rep | 2005-01-11 | 2009-12-31 | |
| 25 | Clark, Jonathan Andrew (SFC:AQG587) | M | AQG587 | Rep | 2008-01-14 | 2008-01-20 | |
| 26 | Colen, Michael Edward | M | AOI994 | Rep | 2006-12-27 | 2008-05-30 | |
| 27 | Crabb, Joshua Blaise | M | AHF689 | Rep | 2007-09-14 | 2014-07-02 | |
| 28 | Davis, Richard James Patrick | M | AUM733 | Rep | 2010-01-11 | 2010-02-11 | |
| 29 | Doll, Robert Charles Jr | M | AOA455 | Rep | 2007-06-11 | 2007-07-11 | |
| Rep | 2008-06-06 | 2008-07-06 | |||||
| Rep | 2009-05-18 | 2009-06-18 | |||||
| 30 | Dong, Mei 董梅 | AUX150 | Rep | 2010-03-25 | 2014-12-31 | ||
| 31 | Fan, Charrissa Wing Sze 范穎詩 | AOA842 | Rep | 2007-10-02 | 2009-03-17 | ||
| 32 | Fink, Laurence Douglas (SFC:AGO910) | M | AGO910 | Rep | 2006-09-30 | 2006-10-03 | |
| RO | 2006-10-03 | 2007-10-01 | |||||
| 33 | Fisher, Peter Ryerson | M | ANH357 | Rep | 2006-09-30 | 2006-10-03 | |
| RO | 2006-10-03 | 2007-10-01 | |||||
| 34 | Flood, Simon Richard | M | ALI697 | Rep | 2005-01-03 | 2005-04-11 | |
| RO | 2005-04-11 | 2006-08-31 | |||||
| 35 | Fukuyama, Seiichi | ACO012 | RO | 2006-01-06 | |||
| Rep | 2006-03-07 | 2006-08-18 | |||||
| RO | 2006-08-18 | 2009-03-31 | |||||
| 36 | Fung, Paak Khui 馮百駒 | APZ423 | Rep | 2007-11-16 | 2013-11-27 | ||
| 37 | Fung, Si Yu 馮思宇 | AOQ744 | Rep | 2007-02-27 | 2008-03-11 | ||
| 38 | Fung, Yuen Fun 馮婉芬 | AEX954 | Rep | 2003-05-31 | |||
| 39 | Gagnon, David | M | AWL439 | Rep | 2010-12-23 | 2012-01-20 | |
| 40 | Hambro, Evy Piers George | 39 | M | AOR313 | Rep | 2007-03-12 | 2007-04-12 |
| Rep | 2008-04-01 | 2008-05-01 | |||||
| Rep | 2009-03-23 | 2009-04-23 | |||||
| 41 | Ho, Agnes Yuen Yee 何婉兒 | F | AFT690 | Rep | 2004-05-28 | 2004-12-08 | |
| RO | 2004-12-08 | 2005-08-29 | |||||
| 42 | Hung, Jasmine Yee Ting 洪綺婷 | F | AKV312 | Rep | 2004-06-21 | 2005-08-04 | |
| 43 | Ip, Chui Lin 葉翠蓮 | AEX955 | Rep | 2009-03-09 | |||
| 44 | Ip, Samson Sin Kai 葉善佳 | AOO561 | Rep | 2007-02-16 | 2007-09-30 | ||
| 45 | Jamieson, Shaun (SFC:AVN238) | AVN238 | Rep | 2010-07-26 | 2011-02-27 | ||
| 46 | Ji, Bing (SFC:AFY976) 紀冰 | AFY976 | Rep | 2008-06-23 | 2014-12-31 | ||
| 47 | Kapito, Robert Steven | M | AGO907 | Rep | 2006-09-30 | 2006-10-03 | |
| RO | 2006-10-03 | 2007-10-01 | |||||
| 48 | Khoo, Adrian Fuchang 邱福昌 | M | AMN769 | Rep | 2005-10-06 | 2006-09-06 | |
| 49 | Kim, Min Ho | AQY427 | Rep | 2008-05-07 | 2008-11-21 | ||
| 50 | Ko, Wai Ling (SFC:AMR265) 高韋玲 | AMR265 | Rep | 2007-07-25 | 2009-03-17 | ||
| 51 | Kong, Jessica Pik Suen 江璧璇 | F | ANB753 | Rep | 2006-02-21 | 2007-08-31 | |
| 52 | Koo, Wai Sun 古偉新 | ADO017 | Rep | 2006-02-22 | |||
| RO | 2006-02-22 | 2006-10-22 | |||||
| Rep | 2007-01-18 | 2009-03-09 | |||||
| 53 | Kui, Siu Yi 巨瀟怡 | AOQ777 | Rep | 2007-03-08 | 2007-10-12 | ||
| 54 | Kushel, John Richard | M | AGO909 | Rep | 2006-09-30 | 2006-10-03 | |
| RO | 2006-10-03 | 2007-10-01 | |||||
| 55 | Kwong, May Yuen Mei 鄺婉美 | 27 | F | ARG679 | Rep | 2008-07-02 | 2009-06-13 |
| 56 | Lai, Carmen (SFC:AMN729) 黎嘉文 | F | AMN729 | Rep | 2005-10-05 | 2007-04-12 | |
| 57 | Lai, Nora Hoi Ying 黎凱瑩 | F | ANA728 | Rep | 2006-02-13 | 2007-05-15 | |
| 58 | Lam, Chi Kwan (SFC:AGA429) 林志坤 | AGA429 | Rep | 2009-02-02 | 2014-01-06 | ||
| 59 | Lam, Kelly Kar Yee 林嘉儀 | F | APG511 | Rep | 2007-07-17 | 2014-12-31 | |
| 60 | Lam, Leon Yuen Kai 林源佳 | M | AJD640 | Rep | 2003-10-09 | 2004-07-10 | |
| 61 | Landers, William Mark | M | AMR327 | Rep | 2005-11-11 | 2005-12-11 | |
| Rep | 2008-09-16 | 2008-10-16 | |||||
| Rep | 2010-10-19 | 2010-11-19 | |||||
| 62 | Lau, Tracy Ho Yee 劉可兒 | F | AOQ704 | Rep | 2007-03-05 | 2011-04-01 | |
| 63 | Lee, Alfred Lap Tak 李立德 | M | AUQ739 | Rep | 2010-02-03 | 2014-12-31 | |
| 64 | Lee, Christopher Shawn | M | AWK042 | Rep | 2010-12-02 | 2014-10-10 | |
| 65 | Lee, Deborah Wai Chung 李慧中 | F | AFY974 | Rep | 2010-05-06 | 2013-12-13 | |
| 66 | Lee, Kit Sum (SFC:ALN682) 李潔心 | ALN682 | Rep | 2004-12-14 | 2010-11-26 | ||
| 67 | Lee, Seung Hwan 李承桓 | AQP755 | Rep | 2008-03-05 | 2008-08-01 | ||
| 68 | Lee, Wai Lun (SFC:APA626) 李偉倫 | APA626 | Rep | 2007-07-23 | 2014-12-31 | ||
| 69 | Leung, Sabrina Wai Kwan 梁慧君 | F | AFU309 | Rep | 2007-07-18 | 2010-03-08 | |
| 70 | Loke, Weng Keong 陸永強 | AQF066 | Rep | 2008-01-17 | 2011-03-23 | ||
| 71 | Lui, Marcella Mang Sze 呂孟思 | AET173 | Rep | 2005-09-09 | 2007-02-21 | ||
| 72 | Ma, Yvonne Yue Fung 馬如鳳 | F | AFJ216 | Rep | 2010-08-04 | 2010-09-27 | |
| 73 | May, William Fergus Seaburne 梅東坡 | 33 | M | AOR311 | Rep | 2007-03-12 | 2007-10-09 |
| 74 | Meldrum, Stuart Craig (SFC:AOR310) | M | AOR310 | Rep | 2007-03-26 | 2008-04-29 | |
| 75 | Moakes, Nicholas David 麥瀚思 | M | ABN071 | Rep | 2005-03-14 | 2005-04-15 | |
| 76 | Mok, Kin Foon 莫健歡 | ACB889 | Rep | 2010-12-13 | 2012-09-10 | ||
| 77 | Monovski, Plamen Antonov | ARO124 | Rep | 2008-09-16 | 2008-10-16 | ||
| 78 | Ng, Agnes Tin Chuck 吳天汋 | F | AQR017 | Rep | 2008-03-17 | 2008-11-18 | |
| 79 | Ng, Anna Yick Ying 吳亦盈 | F | ADS025 | Rep | 2004-10-28 | ||
| 80 | Ng, Hoi Yin (SFC:APZ135) 吳凱燕 | APZ135 | Rep | 2007-11-08 | 2009-03-09 | ||
| 81 | Ning, Jing (SFC:APB398) 宁靜 | APB398 | Rep | 2008-02-25 | 2013-07-20 | ||
| 82 | Orime, Naoya | AMU244 | Rep | 2006-01-03 | 2006-02-03 | ||
| 83 | Pang, Maggie Man Yee 彭雯兒 | F | APZ425 | Rep | 2007-11-14 | 2008-08-08 | |
| Rep | 2008-09-19 | 2009-03-09 | |||||
| 84 | Peng, David Hoantee 彭宏逖 | M | AET830 | Rep | 2003-08-29 | ||
| RO | 2003-08-29 | 2005-03-30 | |||||
| Rep | 2008-07-23 | 2010-02-09 | |||||
| 85 | Peng, Shih-Wei | ABN236 | Rep | 2007-10-09 | 2007-10-11 | ||
| RO | 2007-10-11 | 2011-04-30 | |||||
| 86 | Pulido, Oscar Daniel | M | AUB275 | Rep | 2009-11-16 | 2009-12-16 | |
| 87 | Pun, Winnie Wing Nin 潘詠年 | F | AAK003 | RO | 2006-09-30 | 2014-12-31 | |
| 88 | Raw, Catherine Philippa (SFC:ATR488) | F | ATR488 | Rep | 2009-09-15 | 2009-10-15 | |
| Rep | 2010-07-23 | 2010-08-23 | |||||
| 89 | Ritch, Toby Cameron Robert | M | ARW401 | Rep | 2008-11-13 | 2009-03-09 | |
| 90 | Schlosstein, Ralph Lewis | AGO911 | Rep | 2006-09-30 | 2006-10-03 | ||
| RO | 2006-10-03 | 2007-10-01 | |||||
| 91 | Scott, Nicholas Peter (SFC:AFX190) | M | AFX190 | Rep | 2007-01-29 | 2007-05-11 | |
| RO | 2007-05-11 | 2011-08-04 | |||||
| 92 | Shih, Leung Leung 施凉凉 | ANU233 | Rep | 2006-08-15 | 2007-04-02 | ||
| 93 | Siu, Diana Lai On 蕭麗安 | F | AOC905 | Rep | 2007-03-02 | 2007-11-13 | |
| 94 | Siu, Sau Man 蕭秀雯 | AGP751 | Rep | 2004-09-22 | |||
| 95 | Smith, Malcolm Ian Stuart | M | ASY716 | Rep | 2009-06-08 | 2009-07-08 | |
| 96 | So, Shui Man 蘇瑞雯 | AOQ686 | Rep | 2007-03-05 | 2010-03-11 | ||
| 97 | Song, Tingting (SFC:ART003) 宋婷婷 | ART003 | Rep | 2008-10-17 | 2009-12-01 | ||
| 98 | Stattman, Dennis Ward | M | ANM093 | Rep | 2006-06-05 | 2006-07-05 | |
| Rep | 2008-11-14 | 2008-12-14 | |||||
| 99 | Suen, Pui Suen 宣姵璿 | ART002 | Rep | 2008-10-17 | 2011-06-10 | ||
| 100 | Sung, Chang Hwan 成昌桓 | AWI986 | Rep | 2010-11-25 | 2014-03-06 | ||
| 101 | Swarbreck, Peter William | M | ANW415 | RO | 2007-02-05 | 2013-01-01 | |
| 102 | Swift, Anthony Nicholas | M | AWH857 | Rep | 2010-11-16 | 2014-12-31 | |
| 103 | Tam, Clara Ka Wai 譚嘉惠 | F | AQS480 | Rep | 2008-03-26 | 2009-03-17 | |
| 104 | Tam, Evon 譚悅韻 | AQE004 | Rep | 2007-12-18 | 2009-03-09 | ||
| 105 | Tam, Raymond Hin Tat 譚顯達 | M | ADT748 | Rep | 2008-03-21 | ||
| 106 | Tang, Chi Him (SFC:AMP167) 鄧智謙 | AMP167 | Rep | 2005-10-18 | 2006-07-01 | ||
| 107 | Tin, Wai Man 田慧敏 | ARG334 | Rep | 2008-06-23 | 2012-08-11 | ||
| 108 | Trudel, Michael Robert | M | AUW492 | Rep | 2010-03-15 | 2010-04-15 | |
| 109 | Tso, Lai Ying 曹麗英 | AGI177 | Rep | 2009-03-09 | |||
| 110 | Tu, Chao Hsiang 凃朝翔 | ATS669 | Rep | 2009-10-29 | 2014-12-31 | ||
| 111 | Tubbs, Daniel Stuart | M | ATR183 | Rep | 2009-09-15 | 2009-10-15 | |
| 112 | Turnill, Richard Reginald (SFC:ATL723) | M | ATL723 | Rep | 2009-07-28 | 2009-08-28 | |
| 113 | Urwin, Richard Adrian | M | AQG588 | Rep | 2008-01-14 | 2008-01-20 | |
| 114 | Vecht, Samuel Joseph | M | AWE736 | Rep | 2010-11-03 | 2010-12-03 | |
| 115 | Wang, Hsiang Sheng 王翔昇 | AKI219 | Rep | 2004-03-31 | 2004-12-08 | ||
| RO | 2004-12-08 | 2012-09-10 | |||||
| 116 | Wang, Qionghui 王琼慧 | ALI733 | Rep | 2004-10-28 | 2008-05-16 | ||
| 117 | Wang, Xi (SFC:AON741) 王曦 | AON741 | Rep | 2008-05-21 | 2009-03-17 | ||
| 118 | Weatherston, Alan Robert | M | ALU612 | Rep | 2005-04-04 | 2005-05-04 | |
| Rep | 2010-12-30 | 2014-01-09 | |||||
| 119 | Wells, Steven Peter | M | AWS034 | Rep | 2011-01-27 | 2014-12-31 | |
| 120 | Wheatley-Hubbard, Andrew David | M | ARR841 | Rep | 2008-10-03 | 2009-07-20 | |
| 121 | Wong Lee, Agnes Yuk Ping 黃李玉平 | F | ABX917 | RO | 2006-01-03 | ||
| 122 | Wong, Ho Lam (SFC:ALI771) 黃浩霖 | ALI771 | Rep | 2005-01-11 | 2006-07-18 | ||
| 123 | Wong, Oi Chi 黃藹芝 | ADK468 | Rep | 2004-07-21 | |||
| 124 | Wong, Vanessa Hoi Yan 黃凱欣 | F | AKY652 | Rep | 2005-01-11 | 2006-07-17 | |
| 125 | Woolley, Mark Robert | M | AOL210 | Rep | 2007-10-09 | 2009-06-05 | |
| 126 | Yang, Clarence | M | AWN419 | Rep | 2011-01-04 | 2014-12-31 | |
| 127 | Yao, Angelina See Mun 姚思敏 | F | AJD521 | Rep | 2010-04-14 | 2014-06-24 | |
| 128 | Yu, Chung-Lin 游忠霖 | AMY425 | Rep | 2006-09-30 | 2008-05-13 | ||
| 129 | Yung, Jamie Pui Man 容佩文 | AEH759 | Rep | 2005-05-12 | 2007-11-30 | ||
| 130 | Yung, Yat Ming (SFC:AOH581) 翁一鳴 | AOH581 | Rep | 2006-12-19 | 2008-11-18 | ||
| 131 | Zhang, Fan (SFC:ATC988) 張帆 | ATC988 | Rep | 2009-06-11 | 2010-09-18 | ||
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