CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bao, Rongfu 鲍榮富 | AYT567 | Rep | 2012-01-06 | 2013-06-14 | ||
| 2 | Chan, Bo Ching (SFC:ABS056) 陳寶貞 | ABS056 | Rep | 2004-04-29 | |||
| 3 | Chan, Mei Kuen (SFC:AGM862) 陳美娟 | AGM862 | Rep | 2003-06-11 | |||
| 4 | Chan, Sik Tin 陳昔典 | ADI036 | Rep | 2012-01-11 | 2013-09-28 | ||
| 5 | Chan, Tak Ying (SFC:ABE491) 陳德英 | ABE491 | Rep | 2004-02-06 | |||
| 6 | Chan, Wing Fu 陳永富 | AGB206 | Rep | 2012-01-11 | 2012-08-06 | ||
| 7 | Chan, Yuk Sing (SFC:ABV521) 陳煜昇 | ABV521 | Rep | 2003-05-20 | |||
| 8 | Chau, Deky Sai Leung 周世亮 | ABQ618 | Rep | 2003-08-25 | |||
| 9 | Chen, Cong (SFC:ASZ589) 陳聰 | ASZ589 | Rep | 2009-06-04 | 2020-11-18 | ||
| 10 | Chen, Hualiang (SFC:ASZ590) 陳華良 | ASZ590 | Rep | 2009-06-04 | 2012-06-01 | ||
| 11 | Chen, Karen Ka Woon 陳嘉媛 | F | AEL756 | Rep | 2003-11-08 | 2004-02-04 | |
| 12 | Cheng, Anthony Wallace Man Hong 鄭民康 | M | AKX251 | Rep | 2011-06-16 | 2014-01-30 | |
| 13 | Cheng, Garrick Kai Chung 鄭啟充 | M | ALW207 | Rep | 2007-06-28 | 2012-12-01 | |
| 14 | Cheng, Wai Nam (SFC:AVL086) 鄭偉楠 | AVL086 | Rep | 2010-06-30 | 2010-08-14 | ||
| 15 | Cheng, Ye (SFC:AXB362) 程燁 | AXB362 | Rep | 2011-03-25 | 2012-10-28 | ||
| 16 | Cheung, Wing Lam (SFC:AGA955) 張永林 | AGA955 | Rep | 2006-02-01 | 2006-11-03 | ||
| RO | 2006-11-03 | 2007-01-01 | |||||
| 17 | Choi, Wai Hung (SFC:AQS606) 蔡偉鴻 | AQS606 | Rep | 2008-03-27 | 2011-12-31 | ||
| 18 | Chow, Kan Tai 周根娣 | AAZ898 | Rep | 2004-04-28 | |||
| 19 | Chow, Shu Lai 鄒樹禮 | AEC904 | Rep | 2008-01-29 | |||
| 20 | Choy, Fung Hop 蔡鳳合 | AAG575 | Rep | 2003-05-07 | |||
| 21 | Chu, Hou Cheong 朱浩章 | AAH927 | Rep | 2004-10-06 | |||
| 22 | Chu, Joseph Wai Hung 朱偉雄 | M | AHX567 | Rep | 2003-07-24 | ||
| 23 | Fung, Chun Wai (SFC:AHP761) 馮振威 | AHP761 | Rep | 2003-08-25 | |||
| 24 | Garatti, Alexis | ASL199 | Rep | 2009-02-16 | 2011-12-31 | ||
| 25 | Gong, Juntao 宫俊涛 | AYR632 | Rep | 2011-12-19 | 2013-06-30 | ||
| 26 | Guo, Qinmiao 郭沁苗 | AZB776 | Rep | 2012-02-22 | 2015-08-15 | ||
| 27 | Guo, Yaling 郭亚凌 | AWZ147 | Rep | 2011-03-14 | 2011-11-20 | ||
| 28 | He, Juying 賀菊穎 | ASZ591 | Rep | 2009-06-04 | 2011-03-31 | ||
| 29 | Ho, Cheuk Yuet (SFC:ABI716) 何綽越 | ABI716 | Rep | 2003-06-02 | 2004-04-23 | ||
| 30 | Ho, Derek (SFC:AEO600) 何廣禮 | M | AEO600 | Rep | 2011-01-06 | 2011-12-31 | |
| 31 | Hu, Yali 胡雅麗 | ASZ580 | Rep | 2009-06-02 | 2017-03-31 | ||
| 32 | Hu, Yifan (SFC:ANH096) 胡一帆 | ANH096 | Rep | 2008-11-24 | 2009-01-05 | ||
| RO | 2009-01-05 | 2011-06-16 | |||||
| 33 | Huang, Huamin (SFC:ASZ592) 黃華民 | ASZ592 | Rep | 2009-06-02 | 2011-06-07 | ||
| 34 | Huang, Lili (SFC:ASZ593) 黃莉莉 | ASZ593 | Rep | 2009-06-04 | 2020-09-02 | ||
| 35 | Huang, Wei (SFC:AYR503) 黃巍 | AYR503 | Rep | 2011-12-19 | 2016-11-01 | ||
| 36 | Hung, Chi Ming (SFC:AAF685) 熊志明 | AAF685 | RO | 2004-06-10 | |||
| Rep | 2004-06-10 | 2004-07-13 | |||||
| 37 | Jiang, Xinyu (SFC:AVS286) 蔣欣育 | AVS286 | Rep | 2010-08-16 | 2011-12-31 | ||
| 38 | Jiang, Ya (SFC:AZA855) 姜娅 | AZA855 | Rep | 2012-02-14 | 2021-01-18 | ||
| 39 | Jiang, Yujiao 蔣玉姣 | APM041 | Rep | 2011-04-29 | 2014-09-15 | ||
| 40 | Jiang, Zhongliang 蔣忠良 | AIK895 | Rep | 2003-07-16 | |||
| 41 | Jie, Li (SFC:APH935) 揭力 | APH935 | Rep | 2011-04-28 | 2015-05-31 | ||
| 42 | Kwan, Ida Siu Hung 關小紅 | AAC128 | Rep | 2003-04-28 | |||
| 43 | Kwok, Hoi Yan (SFC:ANB388) 郭凱欣 | ANB388 | Rep | 2006-02-20 | 2010-10-02 | ||
| Rep | 2011-03-07 | 2020-09-16 | |||||
| 44 | Kwok, Lai Kwan 郭麗君 | ADW137 | Rep | 2003-06-11 | |||
| 45 | Lai, Ming Kin 黎名健 | ADF142 | Rep | 2003-05-20 | |||
| 46 | Lai, Pak Ho (SFC:AXX535) 黎柏浩 | AXX535 | Rep | 2011-08-19 | 2011-12-31 | ||
| 47 | Lam, Choi Man 林再民 | AGB685 | Rep | 2004-04-28 | |||
| 48 | Lam, Eddie Yat Ming 林一鳴 | 44 | M | APU693 | Rep | 2010-11-22 | 2011-03-03 |
| RO | 2011-03-03 | 2014-04-02 | |||||
| 49 | Lam, James Kin Pong 林建邦 | M | AAW252 | RO | 2006-02-01 | 2019-11-01 | |
| 50 | Lam, Kok On 林覺安 | ABG566 | Rep | 2004-04-29 | |||
| 51 | Lam, Ronald Shu Lok 林樹樂 | M | ADH204 | Rep | 2005-07-14 | ||
| 52 | Lam, Sun 林晨 | AFU952 | Rep | 2003-08-25 | |||
| 53 | Lam, Yuk Ming (SFC:AAD892) 林毓銘 | AAD892 | Rep | 2004-04-29 | |||
| 54 | Lau, Wung Koon 劉宏觀 | ABY860 | Rep | 2004-04-29 | |||
| 55 | Law, Ka Po 羅嘉寶 | AFE965 | Rep | 2004-03-16 | |||
| 56 | Law, Ming Yiu 羅名耀 | AAE780 | Rep | 2004-04-29 | |||
| 57 | Lee, Chung Yin (SFC:AFU160) 李仲賢 | AFU160 | Rep | 2003-06-25 | |||
| 58 | Lee, Fung Nin 李豐年 | M | ADG301 | Rep | 2004-04-29 | ||
| 59 | Lee, Godwin Yiu Kai 李耀基 | M | AET319 | Rep | 2011-09-05 | 2012-07-01 | |
| 60 | Lee, Kam Chiu (SFC:AQE317) 李錦超 | AQE317 | Rep | 2010-05-27 | 2013-10-01 | ||
| 61 | Lee, Kenneth Shon Kee 李崇基 | M | ARI072 | Rep | 2008-07-11 | 2009-10-19 | |
| 62 | Lee, Wai Sang (SFC:AEE508) 李偉生 | AEE508 | Rep | 2003-06-30 | |||
| 63 | Leung, Chun Ming (SFC:AIC451) 梁俊銘 | AIC451 | Rep | 2004-10-06 | |||
| 64 | Leung, Ho Yin (SFC:AVF604) 梁皓賢 | AVF604 | Rep | 2010-05-24 | 2011-12-31 | ||
| 65 | Leung, Ka Kin 梁嘉建 | AGN065 | Rep | 2004-04-29 | |||
| 66 | Leung, Katherine Chung Yee 梁頌儀 | F | AEF112 | Rep | 2004-04-29 | ||
| 67 | Leung, Vivian 梁慧雲 | ADT505 | RO | 2006-02-09 | 2006-08-09 | ||
| Rep | 2006-08-09 | 2006-08-19 | |||||
| 68 | Li, Chunbo (SFC:AOS336) 李春波 | 37 | M | AOS336 | Rep | 2007-03-21 | 2013-02-26 |
| 69 | Li, Hongliang (SFC:ASZ595) 李宏亮 | ASZ595 | Rep | 2009-06-04 | 2011-06-20 | ||
| 70 | Li, James Kong 李剛 | M | AFT405 | Rep | 2003-06-02 | 2005-12-17 | |
| 71 | Li, Norman Kai Keung 李繼強 | 52 | M | ACD880 | RO | 2003-08-05 | 2006-04-24 |
| 72 | Li, Stephanie 李培芬 | F | ABW267 | Rep | 2003-08-06 | ||
| RO | 2003-08-06 | 2015-10-28 | |||||
| 73 | Li, Wai Yin (SFC:ABI032) 李維賢 | ABI032 | Rep | 2004-04-28 | |||
| 74 | Li, Xin (SFC:ASZ582) 李鑫 | ASZ582 | Rep | 2009-06-02 | 2018-01-15 | ||
| 75 | Li, Yuk Kwai 李玉逵 | AGM860 | Rep | 2003-05-20 | |||
| 76 | Li, Zhuiyang 李追陽 | ASZ584 | Rep | 2009-06-02 | 2010-05-30 | ||
| 77 | Lian, Haijun 練海俊 | AYR639 | Rep | 2011-12-19 | 2012-12-24 | ||
| 78 | Liao, Xinyu 廖欣宇 | AYT594 | Rep | 2012-01-06 | 2012-09-03 | ||
| 79 | Lin, Jen-Min 林振民 | AQR696 | Rep | 2011-06-22 | 2013-06-23 | ||
| 80 | Liu, Chenru 刘晨茹 | AZC693 | Rep | 2012-03-01 | 2012-04-30 | ||
| 81 | Liu, Haobo 劉浩波 | AZD818 | Rep | 2012-03-14 | 2014-03-19 | ||
| 82 | Liu, Ka Hin 廖家顯 | 32 | M | AGH846 | Rep | 2004-04-29 | |
| 83 | Liu, Xuming (SFC:ANQ567) 劉旭明 | ANQ567 | Rep | 2006-07-11 | 2011-05-31 | ||
| 84 | Lo, Szu-yuan 駱思遠 | AXF983 | Rep | 2011-05-03 | 2012-08-01 | ||
| 85 | Lui, Steven Kam Man 呂錦文 | M | AXK566 | Rep | 2011-06-09 | 2011-12-31 | |
| 86 | Luk, Sai Cheong 陸世昌 | AHX269 | Rep | 2003-05-12 | |||
| 87 | Luk, Ting Fung 陸霆鋒 | 28 | M | AWV273 | Rep | 2011-02-24 | 2012-01-14 |
| 88 | Ma, Xiaoli (SFC:AOJ577) 馬晓立 | AOJ577 | Rep | 2007-01-08 | 2007-08-12 | ||
| Rep | 2009-06-02 | 2010-11-25 | |||||
| 89 | Mak, Winnie (SFC:AAI867) 麥婉儀 | F | AAI867 | Rep | 2003-08-01 | ||
| 90 | Mao, Changqing 毛長青 | AOJ554 | Rep | 2007-01-08 | 2014-11-14 | ||
| 91 | Miao, Qing (SFC:AXB348) 苗青 | AXB348 | Rep | 2011-03-25 | 2011-08-29 | ||
| 92 | Mok, Chung Man 莫仲文 | AAB172 | Rep | 2008-12-01 | |||
| 93 | Ng, Chi Biu 吳志標 | AAF729 | Rep | 2004-04-29 | |||
| 94 | Ng, Eric Fai Yeung 吳輝揚 | M | AVF598 | Rep | 2010-05-24 | 2011-12-31 | |
| 95 | Ng, Ling Mui 伍嶺梅 | AEN834 | Rep | 2003-06-05 | |||
| 96 | Ng, Phyllis Siu Wai 吳小慧 | F | ABT328 | Rep | 2004-04-27 | ||
| 97 | Ng, Pui Sheung 吳培驤 | AEV931 | Rep | 2004-04-27 | |||
| 98 | Ng, Siu Mui (SFC:AEN890) 伍筱梅 | AEN890 | Rep | 2003-06-03 | |||
| 99 | Ng, Tsui Yee (SFC:AFD444) 吳翠儀 | AFD444 | Rep | 2003-07-28 | |||
| 100 | Ngan, Chong Seng 顏章星 | AAY404 | Rep | 2004-04-29 | |||
| 101 | Ngan, Wai Hung 顏偉洪 | ABH919 | Rep | 2012-01-11 | 2012-02-14 | ||
| RO | 2012-02-14 | 2019-11-01 | |||||
| 102 | Pan, Jianping 潘建平 | AMP594 | Rep | 2006-06-22 | 2009-09-09 | ||
| RO | 2009-09-09 | 2010-08-31 | |||||
| Rep | 2010-08-31 | 2015-01-31 | |||||
| 103 | Pin, Yin Ping 邊燕萍 | ACQ236 | Rep | 2003-06-11 | |||
| 104 | Poon, Hau Yiu 潘厚瑤 | ACR991 | Rep | 2003-05-20 | |||
| 105 | Qian, Xiangjin 錢向勁 | ASZ596 | Rep | 2009-06-02 | 2017-06-30 | ||
| 106 | Qiu, Hoi Fung 丘海峰 | ALA484 | Rep | 2007-10-11 | 2010-10-01 | ||
| 107 | Ruan, Weishi 阮瑋仕 | AYT644 | Rep | 2012-01-06 | 2014-06-23 | ||
| 108 | Shao, Xi 邵希 | AZC692 | Rep | 2012-03-01 | 2012-06-01 | ||
| 109 | Shen, Nan (SFC:ARL161) 沈楠 | ARL161 | Rep | 2008-08-05 | 2010-03-23 | ||
| 110 | Shih, Helen 施意美 | F | AAG611 | Rep | 2004-04-29 | ||
| 111 | Shin, Andy Hing Leung 單慶良 | AAA883 | Rep | 2003-06-03 | |||
| 112 | Shin, Joyce Chok Ming 單竹明 | F | ABN473 | Rep | 2003-05-07 | ||
| 113 | Singh, Manmohan (SFC:AFV085) | M | AFV085 | Rep | 2012-02-01 | 2012-03-12 | |
| RO | 2012-03-12 | 2014-02-09 | |||||
| 114 | Siu, Kenneth Kin Shing 邵健成 | M | ASL740 | Rep | 2009-02-18 | 2009-05-25 | |
| 115 | Stocker, Benjamin James | M | AQM556 | Rep | 2011-07-13 | 2011-10-27 | |
| 116 | Suen, Wing Hen 孫榮軒 | ADV176 | Rep | 2003-06-13 | |||
| 117 | Sun, Jianfeng (SFC:AOC797) 孫劍鋒 | AOC797 | Rep | 2008-08-04 | 2012-05-25 | ||
| 118 | Sung, Tak Man 宋德民 | AAA891 | Rep | 2004-04-28 | |||
| 119 | Sung, Wai Man (SFC:AAA971) 宋偉民 | AAA971 | Rep | 2004-04-28 | |||
| 120 | Tam, Yuk Lin 譚玉蓮 | AAE812 | Rep | 2003-06-11 | |||
| 121 | Tan, Choon Wah 陳俊華 | ALC214 | Rep | 2006-02-01 | 2006-04-18 | ||
| 122 | Tan, Donghan 谭冬寒 | AYW334 | Rep | 2012-01-19 | 2013-06-19 | ||
| 123 | Teng, Zin Fung 鄧展峰 | AAA449 | Rep | 2004-04-28 | |||
| 124 | Tsang, Albert Chun Wai 曾振偉 | M | ABX470 | Rep | 2004-04-23 | ||
| 125 | Tsui, Kwok Leung (SFC:AXA220) 徐國樑 | AXA220 | Rep | 2011-03-22 | 2011-05-14 | ||
| 126 | Wang, Deyong 王德勇 | AON541 | Rep | 2007-02-06 | 2008-12-31 | ||
| 127 | Wang, Guanzhong 王冠中 | AZA836 | Rep | 2012-02-14 | 2013-07-10 | ||
| 128 | Wang, Jun (SFC:AYT580) 王君 | AYT580 | Rep | 2012-01-06 | 2013-06-30 | ||
| 129 | Wang, Qianming 汪前明 | AON544 | Rep | 2007-02-06 | 2007-04-21 | ||
| 130 | Wang, Xin Long 王心瓏 | AVM751 | Rep | 2010-07-20 | 2011-05-07 | ||
| 131 | Wang, Ye (SFC:AON538) 王野 | AON538 | Rep | 2007-02-06 | 2009-10-19 | ||
| 132 | Wen, Hao (SFC:AZB775) 文浩 | AZB775 | Rep | 2012-02-22 | 2013-04-01 | ||
| 133 | Wo, Siu Lan 胡秀蘭 | AAD715 | Rep | 2004-04-28 | |||
| 134 | Wong, King Wa 黃景華 | AFV552 | Rep | 2003-07-28 | |||
| 135 | Wong, Kwok Lung (SFC:ACE536) 黃國龍 | ACE536 | Rep | 2004-04-28 | |||
| 136 | Wong, May Siu Mei 黃笑媚 | F | ABJ928 | Rep | 2003-05-30 | ||
| 137 | Wong, Ming Tak (SFC:AYW724) 黃明德 | AYW724 | Rep | 2012-01-20 | 2012-04-16 | ||
| 138 | Wong, Wan Fong 黃雲芳 | ABT652 | Rep | 2004-04-28 | |||
| 139 | Wu, Fei (SFC:ASZ586) 吳非 | ASZ586 | Rep | 2009-06-02 | 2017-02-28 | ||
| 140 | Wu, Jian (SFC:AOJ558) 吳健 | AOJ558 | Rep | 2007-01-08 | 2007-05-01 | ||
| 141 | Xia, Tian (SFC:AYS450) 夏天 | AYS450 | Rep | 2011-12-29 | 2014-08-31 | ||
| 142 | Xu, Jun (SFC:ASZ597) 許駿 | ASZ597 | Rep | 2009-06-08 | 2010-10-30 | ||
| 143 | Xu, Yingbo (SFC:AVV560) 許英博 | AVV560 | Rep | 2010-09-15 | 2021-01-20 | ||
| 144 | Xue, Fei (SFC:ASP680) 薛菲 | ASP680 | Rep | 2009-03-24 | 2010-03-16 | ||
| 145 | Xue, Xiao Bo 薛小波 | AWZ148 | Rep | 2011-03-14 | 2014-04-30 | ||
| 146 | Yan, Fan 鄢凡 | AWU555 | Rep | 2011-02-18 | 2011-05-31 | ||
| 147 | Yan, Gaojian 嚴高釗 | AVV553 | Rep | 2010-09-15 | 2014-03-13 | ||
| 148 | Yan, Man Fai 殷文輝 | AAA960 | Rep | 2003-08-07 | |||
| 149 | Yang, Qingli (SFC:AON533) 楊青丽 | AON533 | Rep | 2007-02-06 | 2008-04-15 | ||
| 150 | Yao, Jie (SFC:AOM703) 姚杰 | AOM703 | Rep | 2007-01-26 | 2011-02-28 | ||
| 151 | Yau, Dabby Fung Yuk 丘鳳玉 | AGK031 | Rep | 2004-04-28 | |||
| 152 | Yau, Jean Kit Kuen 丘潔娟 | 43 | F | ABQ532 | Rep | 2003-05-07 | |
| 153 | Yau, Kent Ho Yin 尤浩然 | AFJ014 | Rep | 2007-06-22 | 2007-08-04 | ||
| 154 | Yee, Hoi Yan 余海恩 | AIS618 | Rep | 2004-04-28 | |||
| 155 | Yeung, Eric Sau San 楊秀臣 | M | ADL089 | RO | 2007-06-11 | 2014-04-01 | |
| 156 | Yeung, Siu Man (SFC:ABM704) 楊紹文 | ABM704 | Rep | 2007-09-28 | 2011-12-15 | ||
| RO | 2011-12-15 | 2019-11-01 | |||||
| 157 | Yeung, Wing Wa 楊永華 | ADP603 | Rep | 2004-04-28 | |||
| 158 | Yin, Ke (SFC:AII428) 殷可 | 49 | M | AII428 | RO | 2007-11-06 | 2017-08-04 |
| 159 | Yin, Xiaodong 殷孝東 | AON421 | Rep | 2007-02-06 | 2014-04-02 | ||
| 160 | Yip, Venz Wing Sze 葉穎詩 | AWD043 | Rep | 2010-10-21 | 2011-09-12 | ||
| 161 | Yu, Douglas Kim Ho 余劍豪 | M | ABF198 | Rep | 2004-06-30 | ||
| 162 | Yu, Jun (SFC:AON540) 于軍 | AON540 | Rep | 2007-02-06 | 2010-09-06 | ||
| 163 | Yu, Mui Mui 余妹妹 | AAD931 | Rep | 2004-04-28 | |||
| 164 | Zhang, Bing (SFC:AOS675) 張兵 | AOS675 | Rep | 2007-03-26 | 2011-02-28 | ||
| 165 | Zhang, Fan (SFC:AYV670) 张帆 | AYV670 | Rep | 2012-01-16 | 2015-01-15 | ||
| 166 | Zhang, Ting (SFC:AWZ158) 張霆 | AWZ158 | Rep | 2011-03-14 | 2013-03-25 | ||
| 167 | Zhao, Xueqin (SFC:ASZ588) 趙雪芹 | ASZ588 | Rep | 2009-06-02 | 2015-01-16 | ||
| 168 | Zheng, Yuchun (1966) 鄭育淳 | 46 | M | AJL959 | Rep | 2006-12-11 | 2008-10-15 |
| 169 | Zhou, Xizeng (SFC:AON536) 周希增 | AON536 | Rep | 2007-02-06 | 2012-01-16 | ||
| 170 | Zhu, Jianfang 諸建芳 | ASZ598 | Rep | 2009-06-04 | 2020-12-10 | ||
| 171 | Zu, Guopeng 祖国鹏 | AYV659 | Rep | 2012-01-16 | 2015-12-14 | ||
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