BGC SECURITIES (HONG KONG) LLC
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Zerrudo, Oliver Duante | M | Rep | 2013-05-31 | 2014-10-24 | |
| 2 | Yung, Shui Shing 容瑞成 | Rep | 2010-01-22 | 2010-03-12 | ||
| 3 | Yip, Siu Ha 葉少霞 | Rep | 2011-06-24 | 2012-12-03 | ||
| 4 | Yip, Anthony Wing Kai 葉永楷 | M | Rep | 2010-03-03 | 2010-03-23 | |
| RO | 2010-03-23 | 2011-03-21 | ||||
| 5 | Work, David Lyall | M | RO | 2009-11-30 | ||
| 6 | Wong, Yiu Ming (SFC:ACK380) 黃耀明 | Rep | 2010-03-03 | 2010-04-22 | ||
| RO | 2010-04-22 | 2011-03-21 | ||||
| 7 | Wong, Rebecca Shuk Ping 黃家蔚 | F | Rep | 2008-04-15 | 2010-08-27 | |
| 8 | Wong, Chung Tin 王仲天 | Rep | 2012-08-21 | 2014-02-01 | ||
| 9 | Wells, Sarah Elizabeth (SFC:AOE190) | F | Rep | 2006-11-17 | 2008-05-26 | |
| 10 | Webster, Mark (SFC:BFR105) | M | RO | 2018-03-26 | 2020-04-28 | |
| 11 | Watkins, Bryan | M | Rep | 2010-01-22 | 2011-02-24 | |
| 12 | Walsh, Noel Edward | M | Rep | 2016-08-18 | 2020-06-01 | |
| 13 | Vitiello, Thomas Xavier | M | Rep | 2011-06-10 | 2013-11-30 | |
| 14 | Veres, Octavien Gabriel | M | Rep | 2009-08-21 | 2011-04-12 | |
| 15 | Valansot, Pascal | Rep | 2008-11-12 | 2012-05-09 | ||
| 16 | Tlili, Mourad | Rep | 2018-09-21 | 2020-03-31 | ||
| 17 | Taylor, Edward Richard John | M | Rep | 2011-05-16 | 2013-11-12 | |
| 18 | Tang, Wai Yan (SFC:AJH033) 鄧偉仁 | Rep | 2008-08-12 | 2008-09-02 | ||
| RO | 2008-09-02 | 2010-03-31 | ||||
| 19 | Suk, Min | Rep | 2012-10-08 | 2016-10-17 | ||
| 20 | Stiles, Timothy David | M | Rep | 2009-02-17 | 2019-09-30 | |
| 21 | Song, Wonkook 宋源國 | Rep | 2006-10-16 | 2016-06-30 | ||
| 22 | Son, Yong Koo 孫容九 | Rep | 2008-05-29 | 2009-01-30 | ||
| 23 | Sing, Raymond Pui Choy 成培洲 | M | Rep | 2005-05-05 | 2005-07-13 | |
| 24 | Shivdasani, Shaan Anil | Rep | 2010-05-13 | 2020-08-04 | ||
| 25 | Shivdasani, Nisha Anil | Rep | 2018-05-17 | 2018-11-14 | ||
| 26 | Shiu, Lai Man 邵禮文 | Rep | 2010-03-11 | 2011-03-21 | ||
| 27 | Shiu, Kam Man 邵錦文 | 44 | M | Rep | 2008-02-25 | 2008-06-25 |
| RO | 2008-06-25 | 2019-12-31 | ||||
| 28 | Shiu, Carmen Yin Man 邵燕文 | F | Rep | 2008-02-25 | 2019-12-31 | |
| 29 | Shin, Jiwon | Rep | 2015-02-05 | 2016-01-20 | ||
| 30 | Shepherd, Daniel Lee | M | Rep | 2005-04-20 | 2005-11-24 | |
| Rep | 2009-10-06 | 2016-08-23 | ||||
| 31 | Shea, Colin Michael | M | Rep | 2008-05-29 | 2010-04-23 | |
| 32 | Sahi, Dhruv (SFC:BFO641) | Rep | 2015-06-15 | 2016-04-29 | ||
| 33 | Sage, Chris Adam | M | Rep | 2011-10-25 | 2014-02-28 | |
| 34 | Robine, Charles-Antoine Marie Godfroy | M | Rep | 2018-08-15 | 2018-10-12 | |
| 35 | Robb, Gordon Bjorn | M | Rep | 2016-11-29 | 2017-02-09 | |
| Rep | 2017-05-08 | 2018-03-01 | ||||
| 36 | Raja, Saajan | Rep | 2017-06-19 | 2018-03-01 | ||
| 37 | Pryal, Michael Anthony | M | Rep | 2011-03-21 | 2011-09-21 | |
| 38 | Patel, Amit (SFC:AOT743) | Rep | 2009-06-15 | 2011-04-01 | ||
| 39 | Parrish, John Edward | M | Rep | 2012-06-18 | 2013-01-16 | |
| 40 | Park, Min Ho 朴敏虎 | Rep | 2016-01-15 | 2017-08-31 | ||
| 41 | Park, Hong Cheol 朴烘徹 | Rep | 2016-09-07 | 2018-08-31 | ||
| 42 | Palmer, Geoffrey Simon | M | RO | 2011-10-19 | 2012-12-13 | |
| 43 | Paik, Seung Hwan 白昇桓 | Rep | 2016-06-30 | 2016-12-12 | ||
| 44 | Orr, Christopher James Boyd | M | Rep | 2011-03-28 | 2011-06-28 | |
| 45 | O'Hara, Bryan Bernard | M | Rep | 2004-01-06 | 2004-04-06 | |
| 46 | Ng, Yu Fai 吳宇輝 | 44 | M | Rep | 2008-02-25 | 2013-04-13 |
| 47 | Ng, Jackfrey Cho Fai 吳祖輝 | Rep | 2010-05-31 | 2011-03-21 | ||
| 48 | Newsum, Justin Howard | M | Rep | 2010-07-02 | 2024-03-04 | |
| 49 | Murphy, Laura Claire | F | Rep | 2009-11-09 | 2012-02-01 | |
| 50 | Moore, Gregory Patrick | M | Rep | 2009-02-19 | 2010-09-24 | |
| 51 | Mintz, Nathan Keith | M | Rep | 2010-07-07 | 2011-03-08 | |
| 52 | Miles, Andrew Nicholas | M | Rep | 2009-02-20 | 2012-02-13 | |
| 53 | Melka, Alexandre Sebastien | M | Rep | 2013-12-11 | 2014-08-08 | |
| 54 | McGlynn, Paul Anthony (SFC:ALJ765) | M | Rep | 2004-10-27 | 2006-07-07 | |
| 55 | McCarroll, Jessica Lee Temple (SFC:AAU810) | F | RO | 2011-10-19 | 2012-12-13 | |
| 56 | McCann, Neil Anthony | M | Rep | 2003-09-01 | ||
| 57 | Mayer, John Raymond | M | Rep | 2017-09-19 | 2018-04-03 | |
| 58 | Maxwell, Ross (SFC:AWP247) | M | Rep | 2011-01-05 | 2013-12-20 | |
| 59 | Marquevielle, Olivier Hee Chul 麥喜諸 | M | Rep | 2010-05-13 | 2012-01-17 | |
| 60 | Malev, Blagoj | Rep | 2011-03-28 | 2011-06-28 | ||
| 61 | Mak, Rick G. | Rep | 2012-10-09 | 2013-02-18 | ||
| 62 | Mak, Kitty King Tze 麥敬慈 | F | Rep | 2009-06-02 | 2009-09-30 | |
| 63 | Madayag, Claro Jr Ilagan | Rep | 2008-06-06 | 2012-08-13 | ||
| Rep | 2017-12-13 | 2023-12-18 | ||||
| 64 | Ma, Hoi Sze 馬凱詩 | Rep | 2018-08-28 | |||
| 65 | Lin, Qiushuo 林秋碩 | Rep | 2018-08-28 | |||
| 66 | Lim, Chun Yin Nicholas 林雋彥 | M | Rep | 2017-04-10 | 2017-06-30 | |
| 67 | Liew, Arthur Chean Chuan | M | Rep | 2008-05-29 | 2013-10-31 | |
| 68 | Li, Kong Ho 李崗豪 | Rep | 2019-02-26 | 2021-08-20 | ||
| 69 | Leung, Vicky (SFC:ACN925) 梁美璂 | F | Rep | 2011-03-24 | 2015-02-01 | |
| 70 | Leung, Kin Keung (SFC:AFL288) 梁建強 | M | Rep | 2010-07-21 | 2011-03-21 | |
| 71 | Lees, Cinry Alano | M | Rep | 2012-08-22 | 2013-03-21 | |
| Rep | 2013-07-10 | 2015-04-16 | ||||
| 72 | Lee, Sherman Shiu Man 李兆民 | M | RO | 2007-08-09 | 2010-05-01 | |
| 73 | Lee, Jonathan Pak San 李柏燊 | Rep | 2010-12-22 | 2020-03-31 | ||
| 74 | Lee, Dun Shing (SFC:ACZ763) 李敦成 | Rep | 2008-07-10 | 2017-01-31 | ||
| 75 | Lee, Dick Tik Man 李迪文 | 44 | M | Rep | 2008-02-25 | 2008-06-25 |
| RO | 2008-06-25 | 2013-02-28 | ||||
| 76 | Lee, Cliff Yee Gong 李宜剛 | M | Rep | 2008-11-21 | 2009-04-30 | |
| 77 | Lee, Chaeeun | Rep | 2016-01-21 | 2017-04-30 | ||
| 78 | Law, Nga Ying 羅雅盈 | Rep | 2008-02-25 | 2020-03-31 | ||
| 79 | Lau, Kwok Hung (SFC:ARU111) 劉國雄 | Rep | 2009-02-20 | 2012-02-13 | ||
| 80 | Lam, Brian Yin Cheung 林彥翔 | M | Rep | 2012-10-09 | 2019-10-17 | |
| 81 | Laird, Jonathan James | M | Rep | 2005-04-20 | 2005-11-24 | |
| Rep | 2009-04-14 | |||||
| 82 | Lai, Kam Lam 賴錦林 | Rep | 2010-01-22 | 2015-11-13 | ||
| 83 | Lai, Chak On 黎澤安 | Rep | 2009-10-06 | 2017-04-30 | ||
| 84 | Lagarde, Arnaud Ludovic | M | Rep | 2009-03-25 | 2014-07-01 | |
| 85 | Kwong, Ying Lok 鄺瓔珞 | Rep | 2012-01-09 | 2015-03-01 | ||
| Rep | 2016-01-21 | 2017-05-31 | ||||
| 86 | Kwon, Seok Yeol | Rep | 2004-10-28 | 2005-09-13 | ||
| 87 | Kwan, David Yat Tung 關日東 | M | Rep | 2012-10-16 | 2012-11-26 | |
| RO | 2012-11-26 | 2016-12-31 | ||||
| 88 | Kong, Yin Yu 江燕瑜 | Rep | 2008-07-11 | 2010-05-31 | ||
| 89 | Kong, Leuk Sum Rayson 江略參 | Rep | 2011-09-01 | 2012-11-02 | ||
| 90 | Kim, Su Hee (SFC:BHU272) 金秀稀 | Rep | 2017-07-25 | 2018-07-16 | ||
| 91 | Kim, Min Jung (SFC:BNC085) | Rep | 2018-06-19 | 2020-03-31 | ||
| 92 | Kim, Ethan Sung | M | Rep | 2010-01-21 | 2016-07-31 | |
| 93 | Keith, Robert Michael | M | Rep | 2017-02-03 | 2019-05-17 | |
| 94 | Kavanagh, Ruvann John | M | Rep | 2008-11-18 | 2011-04-08 | |
| 95 | Ip, Bik Yun 葉碧茵 | Rep | 2012-10-08 | 2019-10-16 | ||
| 96 | Hurst, Nicola Carolyn | F | Rep | 2009-02-17 | 2020-04-02 | |
| 97 | Hui, Cho Yan 許楚欣 | Rep | 2015-07-20 | 2015-07-21 | ||
| 98 | Huang, Shiyi (SFC:BEQ547) 黃詩倚 | Rep | 2018-08-28 | |||
| 99 | Huang, Qiuting 黃秋婷 | Rep | 2018-08-28 | |||
| 100 | Ho, Po 何保 | RO | 2007-08-29 | 2008-08-31 | ||
| 101 | Ho, Carmen (SFC:BBJ878) 何家雯 | F | Rep | 2013-06-10 | 2014-06-21 | |
| 102 | Ho, Betty Suk Man 何淑文 | F | Rep | 2015-07-22 | 2015-11-16 | |
| 103 | Herbert, Anthony John (SFC:BIL705) | M | Rep | 2016-11-02 | 2020-03-30 | |
| 104 | Harrison, David Martin (SFC:AKO500) | M | RO | 2004-05-18 | 2004-07-15 | |
| 105 | Hardman, Thomas Charles | M | Rep | 2010-04-07 | ||
| RO | 2010-04-07 | 2012-07-13 | ||||
| 106 | Hall, Jon (SFC:AGK991) | Rep | 2004-12-22 | |||
| 107 | Guy, Simon Philip | M | Rep | 2009-05-06 | 2014-05-31 | |
| 108 | Guillo, Mathieu | M | Rep | 2015-11-16 | 2019-05-24 | |
| 109 | Green, Robert Oliver Henry | M | Rep | 2016-04-11 | 2016-12-13 | |
| 110 | Goldsmith, Robert James | M | Rep | 2008-11-04 | 2014-07-15 | |
| Rep | 2016-05-23 | 2016-12-22 | ||||
| RO | 2016-12-22 | 2018-03-13 | ||||
| 111 | George, Nicholas James (SFC:AUW532) | M | Rep | 2016-02-01 | 2017-01-17 | |
| RO | 2017-01-17 | 2020-03-08 | ||||
| 112 | Fung, Patrick Wai Yip 馮偉業 | 45 | M | Rep | 2008-02-25 | 2013-02-28 |
| 113 | Fung, Kin Leung 馮健樑 | Rep | 2008-10-15 | 2016-03-11 | ||
| 114 | French, Charles David | M | Rep | 2010-11-18 | 2011-05-13 | |
| 115 | Francolini, Charles William | M | Rep | 2011-03-28 | 2011-06-28 | |
| 116 | Fender, Darren Michael (SFC:ALL042) | M | Rep | 2004-12-21 | 2016-12-13 | |
| 117 | Evans, Daniel Peter (SFC:AOE193) | M | Rep | 2006-11-17 | 2008-01-11 | |
| Rep | 2017-01-16 | 2023-06-12 | ||||
| 118 | Duffield, John Michael Leslie | M | RO | 2004-03-11 | 2005-12-15 | |
| 119 | Du Puch, Amaury Olivier | M | Rep | 2009-08-21 | 2012-09-21 | |
| 120 | Downs, Lee | Rep | 2008-02-22 | 2008-10-31 | ||
| 121 | Downer, Michael David Leonard | M | Rep | 2008-10-10 | 2008-12-02 | |
| RO | 2008-12-02 | 2009-09-17 | ||||
| Rep | 2009-09-17 | 2010-10-11 | ||||
| 122 | Djelassi, Emile | Rep | 2016-04-18 | 2016-09-12 | ||
| 123 | Delrue, Thibault Marc | M | Rep | 2016-02-15 | 2018-10-31 | |
| 124 | Delepau, Yves Andre Pierre 伊夫德勒波 | Rep | 2010-11-19 | 2014-01-01 | ||
| 125 | Davis, Bernard Steven | M | Rep | 2011-03-17 | 2011-11-12 | |
| 126 | Davidge-Pitts, Mark Nicholas | M | Rep | 2017-06-05 | 2020-04-27 | |
| 127 | Daures, Pascal Christophe | M | Rep | 2017-02-15 | 2018-06-04 | |
| 128 | Cubells, Simon James | M | Rep | 2010-08-27 | 2013-04-30 | |
| 129 | Coyne, Bryan Martin (SFC:AXC892) | M | Rep | 2011-04-12 | 2011-11-21 | |
| Rep | 2012-01-09 | 2013-04-18 | ||||
| 130 | Conversin, Sophie Arielle Marlene 尔森索菲 | Rep | 2010-05-13 | 2011-12-07 | ||
| 131 | Connolly, Mark John (SFC:AUG726) | M | Rep | 2018-11-22 | 2021-03-25 | |
| 132 | Clemente, J Samson Jr Llavore | M | Rep | 2015-08-03 | 2016-04-22 | |
| 133 | Clarke, Andrew Kenneth (SFC:ADT180) | M | Rep | 2018-11-19 | 2019-02-25 | |
| 134 | Chua, Pei Feng 蔡佩芬 | Rep | 2018-01-19 | 2018-06-14 | ||
| 135 | Chu, Alan Wai Lun 朱偉倫 | M | Rep | 2012-10-12 | 2016-02-17 | |
| 136 | Choi, Man Ho (SFC:ANU921) 蔡文豪 | 44 | M | Rep | 2008-06-26 | 2013-02-28 |
| 137 | Choi, Chi Tung 蔡志通 | Rep | 2015-10-02 | 2016-02-05 | ||
| 138 | Cheung, Chung Yin (SFC:BNZ123) 張仲言 | Rep | 2019-01-09 | 2020-03-31 | ||
| 139 | Chen, Yang (SFC:BOD220) | Rep | 2019-02-26 | 2019-11-22 | ||
| 140 | Chen, Tong (SFC:BMK890) | Rep | 2018-02-28 | 2019-12-18 | ||
| 141 | Chen, Haibo (SFC:AUN340) 陳海波 | Rep | 2010-01-21 | 2012-02-13 | ||
| 142 | Chau, Lester Rory Kwok Chung 周國頌 | Rep | 2003-11-17 | 2016-12-31 | ||
| 143 | Chan, Ying Sin (SFC:BGE633) 陳映蒨 | Rep | 2015-10-02 | 2017-01-31 | ||
| 144 | Chan, Yat Hang 陳日恆 | Rep | 2011-11-07 | 2013-01-25 | ||
| 145 | Chan, Terence Sai Kid 陳世傑 | M | Rep | 2008-11-28 | 2010-01-31 | |
| 146 | Chan, Koon Hung (SFC:ANR762) 陳冠雄 | Rep | 2010-03-03 | 2011-03-21 | ||
| 147 | Chan, Jaak Yin Wesley 陳澤賢 | Rep | 2018-07-13 | 2020-02-04 | ||
| 148 | Chan, Artemis Yen 陳言 | Rep | 2013-09-27 | 2015-01-01 | ||
| 149 | Cendron, Ken Damien | M | Rep | 2018-08-07 | 2019-12-30 | |
| 150 | Bustamante, Thaddeus Raymund Bryan Lontoc | M | Rep | 2013-04-29 | 2017-03-18 | |
| 151 | Burr, Robert Francis Edwin (SFC:ACZ475) | M | Rep | 2008-10-10 | 2008-12-04 | |
| RO | 2008-12-04 | 2012-08-13 | ||||
| 152 | Browne, Daniel Joseph | M | Rep | 2010-04-29 | 2011-04-08 | |
| 153 | Brown, Martyn Roger | M | Rep | 2004-10-28 | 2005-04-14 | |
| 154 | Brady, Matthew Robert Murray | M | Rep | 2004-10-15 | 2010-06-30 | |
| Rep | 2013-10-07 | 2018-09-17 | ||||
| 155 | Boyer, Jason Jon | 51 | M | RO | 2004-05-18 | 2004-07-15 |
| RO | 2005-10-31 | 2008-06-13 | ||||
| 156 | Bourmayan, Vahe Olivier | M | Rep | 2019-01-21 | 2019-07-10 | |
| 157 | Bouakhasith, Mathieu 薛烈揚 | M | Rep | 2012-11-27 | 2017-07-25 | |
| 158 | Blennerhassett, David James | M | Rep | 2012-11-02 | 2016-09-07 | |
| 159 | Benn, Philip | M | Rep | 2008-05-16 | 2012-01-13 | |
| 160 | Beltif, Eddy | Rep | 2013-07-22 | 2013-12-06 | ||
| 161 | Bavis, Mark John | M | Rep | 2004-10-25 | 2005-12-23 | |
| Rep | 2018-01-23 | 2018-03-26 | ||||
| RO | 2018-03-26 | 2022-06-30 | ||||
| 162 | Bajaria, Sejal | Rep | 2015-08-12 | 2015-11-20 | ||
| 163 | Baddeley, Alexander Richard | M | Rep | 2009-09-16 | 2011-03-17 | |
| Rep | 2013-09-19 | 2020-09-16 | ||||
| 164 | Aldeen, Andrew George | M | Rep | 2016-07-31 |
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