CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Johannes Yu Hang 歐宇恆 | M | AOP023 | Rep | 2007-02-26 | 2008-11-20 | |
| 2 | Au, Yiu Bong 區耀邦 | AMV085 | Rep | 2005-12-23 | 2008-05-10 | ||
| 3 | Balanco, Laurence | M | APG273 | Rep | 2007-07-18 | 2008-05-20 | |
| 4 | Bengson, Michael Roxas | M | AOY686 | Rep | 2007-05-30 | 2010-08-13 | |
| 5 | Bhatt, Jay Hemant | ADR152 | Rep | 2004-05-10 | |||
| 6 | Bradley, Edmund Hugh | M | ABS842 | RO | 2014-06-18 | ||
| 7 | Bruce, Robert Cameron | M | AEC837 | Rep | 2007-06-21 | 2012-12-24 | |
| 8 | Calder, Kieran John | M | APF162 | Rep | 2007-07-10 | 2007-09-29 | |
| 9 | Cao, Bingchao 曹秉超 | AMM311 | Rep | 2007-04-13 | 2008-08-08 | ||
| 10 | Capron, Jeremie Laurent | M | APB797 | Rep | 2007-06-29 | 2012-12-10 | |
| 11 | Cashmore, Nicholas Willoughby | M | ALL246 | Rep | 2004-11-16 | 2007-02-01 | |
| 12 | Chan, Dominic Chi Ming 陳志銘 | M | ADC344 | Rep | 2008-05-07 | ||
| 13 | Chan, Gabriel Raeburn 陳偉邦 | M | AHN285 | Rep | 2003-12-09 | 2004-08-27 | |
| 14 | Chan, Kerry Mo Yu 陳慕瑜 | ADU088 | Rep | 2004-11-22 | |||
| 15 | Chan, Siu Cheong (SFC:AOR822) 陳兆昌 | AOR822 | Rep | 2007-03-16 | 2009-05-18 | ||
| 16 | Chan, Tien-Yu | APA081 | Rep | 2007-06-25 | 2008-08-30 | ||
| 17 | Chan, Vonnie Lai Yin 陳麗妍 | AFY292 | Rep | 2006-08-31 | |||
| 18 | Chen, Chia-Chi 陳佳琦 | AOS687 | Rep | 2007-04-16 | 2012-12-10 | ||
| 19 | Chen, John (SFC:AOX386) 陳健雄 | M | AOX386 | Rep | 2007-05-15 | 2010-09-17 | |
| 20 | Chen, Li-Fong 陳豊丰 | AOX090 | Rep | 2007-05-18 | 2008-04-02 | ||
| 21 | Chen, Wenhan (SFC:APF628) 陳文翰 | APF628 | Rep | 2007-07-10 | 2010-09-10 | ||
| 22 | Chen, Zi Mu | ALA254 | Rep | 2004-07-26 | 2006-11-09 | ||
| 23 | Cheng, Brian Chi Ming 鄭志明 | 25 | M | AMN877 | Rep | 2005-10-13 | 2007-12-21 |
| 24 | Cheng, Chao-Kang 鄭兆剛 | AOX412 | Rep | 2007-05-21 | 2012-12-03 | ||
| 25 | Cheng, Ming-Kai 鄭名凱 | AML921 | Rep | 2005-09-16 | 2006-05-04 | ||
| Rep | 2006-08-21 | 2011-08-01 | |||||
| 26 | Cheng, Tau Cheung 鄭導昌 | AFC185 | Rep | 2006-09-07 | |||
| 27 | Cheung, Francis Yiu Cheong 張耀昌 | M | AFZ520 | Rep | 2012-12-10 | ||
| 28 | Cheung, Tsz Kit 張子傑 | AIX574 | Rep | 2004-04-23 | 2005-09-21 | ||
| 29 | Chiu, On Sang 丘安生 | AJE177 | Rep | 2003-09-24 | 2005-01-24 | ||
| 30 | Chu, Tien 朱恬 | AOX106 | Rep | 2007-05-18 | 2012-11-30 | ||
| 31 | Cochran, Shaun Donald | M | APA066 | Rep | 2007-06-07 | 2012-12-31 | |
| 32 | Coull, Gary William John 顧家利 | 53 | M | AAB495 | RO | 2006-10-26 | |
| 33 | Dai, Wei (SFC:AOR609) 戴維 | AOR609 | Rep | 2007-03-15 | 2010-05-18 | ||
| 34 | Driscoll, Andrew Tasman | M | ALT900 | Rep | 2005-03-07 | 2012-12-03 | |
| 35 | Dutta, Anirudha | APC644 | Rep | 2007-07-03 | 2012-11-01 | ||
| 36 | Dy, Alfred Olmedo | M | APA371 | Rep | 2007-06-25 | 2012-11-01 | |
| 37 | Evans, Matthew Neil (SFC:AFC355) | M | AFC355 | Rep | 2007-06-13 | 2012-12-17 | |
| 38 | Fallon, Nicola Gillian | F | AKX172 | Rep | 2004-07-06 | 2007-02-01 | |
| 39 | Fan, Cliff Kuang Cheng 樊光正 | ALG179 | Rep | 2007-01-16 | 2007-03-16 | ||
| 40 | Fischer, Aaron Alexander 余雅樂 | M | ALW738 | Rep | 2005-04-19 | 2007-02-01 | |
| Rep | 2007-06-08 | 2012-12-03 | |||||
| 41 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | AHB999 | Rep | 2007-03-08 | ||
| RO | 2007-03-08 | 2007-08-30 | |||||
| 42 | Goyal, Atul | APF163 | Rep | 2007-07-17 | 2011-09-05 | ||
| 43 | Graham, William James Angus | 38 | M | ALA252 | Rep | 2004-07-26 | 2005-01-10 |
| 44 | Gruber, James | M | AMX921 | Rep | 2007-06-07 | 2010-07-03 | |
| 45 | Hewitt, David James | M | APG723 | Rep | 2007-07-25 | 2011-05-12 | |
| 46 | Ho, Ka Wai (SFC:AKV099) 何家維 | 40 | M | AKV099 | Rep | 2005-05-18 | 2009-03-04 |
| 47 | Hsu, Hui-Hui 許蕙蕙 | AOX413 | Rep | 2007-05-16 | 2011-05-09 | ||
| 48 | Ie, Wilianto | AOX432 | Rep | 2007-05-22 | 2010-08-31 | ||
| 49 | Jing, Xingyu | AJO539 | Rep | 2004-03-22 | 2005-05-25 | ||
| 50 | Kan, Ching-Jen 甘清仁 | AOX099 | Rep | 2007-05-18 | 2009-08-03 | ||
| 51 | Kurosawa, Makoto | AOY382 | Rep | 2007-05-30 | 2012-06-22 | ||
| 52 | Kwan, Wing Kin (SFC:ALU751) 關永堅 | ALU751 | Rep | 2005-03-10 | 2007-05-03 | ||
| 53 | Kwan, Wing Lok 關榮樂 | ADT427 | Rep | 2004-09-09 | 2009-03-04 | ||
| 54 | Lai, Hui Chuan 賴惠娟 | AOG219 | Rep | 2006-11-28 | 2010-11-30 | ||
| 55 | Lai, Miranda Fung Sin 黎鳳仙 | F | ALQ554 | Rep | 2005-03-02 | 2005-09-21 | |
| 56 | Lam, Wai Fung (SFC:AIH365) 林偉峰 | AIH365 | Rep | 2003-09-10 | |||
| 57 | Laprise, James Scott | M | AOU071 | Rep | 2007-04-10 | 2012-12-10 | |
| 58 | Lau, Siu Man (SFC:ACV996) 劉紹文 | ACV996 | Rep | 2004-07-06 | |||
| 59 | Lau, Stephanie Chi Ling 劉致伶 | F | APG601 | Rep | 2007-07-16 | 2008-10-08 | |
| 60 | Lee, Chun Wah (SFC:AFR066) 李俊華 | AFR066 | Rep | 2004-07-02 | 2005-09-28 | ||
| 61 | Lee, Kwok Chu (SFC:ALT779) 李國柱 | ALT779 | Rep | 2005-03-03 | 2010-04-22 | ||
| 62 | Lee, Sai Fan 李世璠 | AFB313 | Rep | 2004-01-27 | 2006-10-27 | ||
| 63 | Lee, Sarah Hau Yee 李巧兒 | F | AHC334 | Rep | 2003-09-13 | ||
| 64 | Leung, Heung Yik 梁向奕 | AIH476 | Rep | 2012-12-10 | |||
| 65 | Leung, Kevin Koon Yip 梁冠業 | M | AMY262 | Rep | 2006-01-23 | 2008-04-29 | |
| 66 | Leung, Stephen Yiu Ki 梁耀基 | M | APB446 | Rep | 2007-06-11 | 2009-11-25 | |
| 67 | Leung, Wing Chong (SFC:AJE082) 梁穎聰 | AJE082 | Rep | 2003-09-18 | 2004-06-16 | ||
| 68 | Li, Hui (SFC:ACF342) 李慧 | ACF342 | Rep | 2007-03-15 | |||
| 69 | Li, Zhe (SFC:AOT398) 李喆 | AOT398 | Rep | 2007-04-02 | 2011-04-08 | ||
| 70 | Lim, Dong Soo 林東秀 | AME244 | Rep | 2007-06-07 | 2012-12-03 | ||
| 71 | Liu, Wei (SFC:ALG199) 劉煒 | ALG199 | Rep | 2007-02-26 | 2008-05-28 | ||
| 72 | Liu, Yun (SFC:AHS958) 劉運 | AHS958 | Rep | 2004-04-06 | |||
| 73 | Lobello, Christopher Michael | M | ADZ738 | Rep | 2008-01-07 | ||
| 74 | Loh, Emily Weixian | F | AOY689 | Rep | 2007-05-30 | 2007-09-01 | |
| 75 | Loong, Chee Wei | AMJ210 | Rep | 2007-07-03 | 2012-11-01 | ||
| 76 | Lowe, Adrian Phillip 劉世君 | M | AFA333 | Rep | 2008-06-30 | ||
| 77 | Lu, Wen Pin 盧文彬 | AHP538 | Rep | 2003-07-08 | 2006-06-23 | ||
| 78 | Lui, Man Yee 呂敏儀 | ALW606 | Rep | 2005-08-24 | 2008-06-20 | ||
| 79 | Luk, Amy Ka Ping 陸嘉萍 | 35 | F | ALL503 | Rep | 2005-09-30 | 2007-07-21 |
| 80 | Luk, Priscilla Hau Yi 陸巧兒 | F | AHC324 | Rep | 2003-08-11 | ||
| 81 | Ma, Weihui 馬維慧 | AOU804 | Rep | 2007-04-24 | 2007-07-01 | ||
| 82 | Ma, Yuan (SFC:APH710) 馬原 | APH710 | Rep | 2007-07-30 | 2007-11-24 | ||
| 83 | Maes, Caroline Nelly Paul | AOY692 | Rep | 2007-06-04 | 2009-10-16 | ||
| 84 | Man, Wai Lok 文偉樂 | AEZ690 | Rep | 2012-12-17 | |||
| 85 | McKenzie, Paul Conor | M | AAV863 | Rep | 2003-07-02 | 2012-12-24 | |
| 86 | Miyamoto, Takeo | M | APC292 | Rep | 2007-06-25 | 2007-11-27 | |
| 87 | Montague, Jolyon Charles | M | AJC260 | Rep | 2003-08-04 | 2009-09-28 | |
| 88 | Morrison, Robert William Bentley | 46 | M | AGQ547 | RO | 2006-11-14 | 2009-06-30 |
| 89 | Moss, James Thomas | M | AJC737 | Rep | 2007-05-21 | 2012-02-22 | |
| 90 | Muthangi, Kamal Sandeep Ram | APF164 | Rep | 2007-07-09 | 2007-08-08 | ||
| 91 | Neelakantan, Krishnan | APC641 | Rep | 2007-07-03 | 2012-11-01 | ||
| 92 | Ng, Karen Ka Fai 吳家暉 | 27 | F | ALF793 | Rep | 2004-09-14 | 2005-12-07 |
| 93 | Nichgaroon, Pimpaka | AOX444 | Rep | 2007-05-21 | 2007-12-29 | ||
| 94 | O'Connor, Kevin John (SFC:AJC482) | M | AJC482 | Rep | 2003-08-04 | 2007-06-30 | |
| 95 | Obi, Uzoamaka Uduego | AFX071 | Rep | 2003-06-20 | |||
| 96 | Oh, Jung Won | APA039 | Rep | 2007-07-03 | 2013-01-04 | ||
| 97 | Olausson, Bernt Niklas | AEY431 | Rep | 2007-04-18 | 2007-11-10 | ||
| 98 | Panpiemras, Soraphob | AOX440 | Rep | 2007-05-21 | 2008-04-23 | ||
| 99 | Peza, Charle Ong | AEH887 | Rep | 2003-05-05 | 2004-08-10 | ||
| 100 | Powell, Simon Philip | M | AOA162 | Rep | 2006-09-27 | 2012-12-31 | |
| 101 | Reynolds, Andrew Shawn | 42 | M | AHF331 | Rep | 2007-02-01 | |
| 102 | Rheinwald, Stefan Willibald | APC635 | Rep | 2007-06-28 | 2007-10-20 | ||
| 103 | Roberts, Christopher Fenton 羅弼時 | M | AAD528 | Rep | 2003-07-02 | 2004-05-10 | |
| Rep | 2005-06-28 | 2005-12-23 | |||||
| Rep | 2006-07-17 | 2007-06-19 | |||||
| 104 | Sanft, Erwin Ralph 歐文 | 37 | M | AED179 | Rep | 2004-06-25 | |
| 105 | Sangiambut, Manop | AJN957 | Rep | 2004-03-10 | 2005-09-28 | ||
| 106 | Saunders, John Russell | M | AFG796 | Rep | 2007-09-11 | ||
| 107 | Schuster, Andreas Albert | M | APF264 | Rep | 2007-07-25 | 2012-11-01 | |
| 108 | Schutte, Daniel Johannes | M | AHD687 | Rep | 2009-12-31 | ||
| 109 | Shi, Fangqiu 史方遒 | AFD135 | Rep | 2006-10-17 | |||
| 110 | Sinha, Neel NA | APC653 | Rep | 2007-07-03 | 2009-04-30 | ||
| 111 | Sinha, Somshankar | APH048 | Rep | 2007-07-24 | 2012-05-26 | ||
| 112 | Snelgrove, Paul Rodger | M | AEE375 | Rep | 2004-09-24 | 2006-07-28 | |
| 113 | So, Petrina Pui Yan 蘇佩恩 | AMJ575 | Rep | 2007-06-07 | 2008-08-08 | ||
| 114 | Solvet, Eric Serge | M | AFJ283 | Rep | 2006-02-20 | 2007-03-19 | |
| 115 | Srivichit, Jittrawadee | AOX470 | Rep | 2007-05-22 | 2008-07-24 | ||
| 116 | Stevenson, Andrew Mark Bryce | 44 | M | AGA310 | Rep | 2004-08-02 | 2008-08-01 |
| 117 | Tan, Janice Chui Ha 譚翠霞 | AGJ236 | Rep | 2007-06-07 | |||
| 118 | Tang, Xiaobo (SFC:ALY952) 唐驍波 | ALY952 | Rep | 2005-10-25 | 2006-09-29 | ||
| 119 | Thirlwall, Oliver Julian | M | AIC316 | Rep | 2003-09-30 | ||
| 120 | Tonkin, Jeremy Nigel | M | APH255 | Rep | 2007-07-25 | 2009-03-04 | |
| 121 | Trinidad, Jose Edser Diaz | AOX471 | Rep | 2007-05-30 | 2007-06-30 | ||
| 122 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2003-07-02 | 2010-06-30 | ||
| 123 | Tulloch, Gillem Michael | M | AOX454 | Rep | 2007-05-18 | 2008-01-01 | |
| 124 | Wan, Paul Po Wing 溫寶榮 | M | APC277 | Rep | 2007-07-04 | 2012-12-24 | |
| 125 | Wang, Bo (SFC:AGD229) 汪波 | AGD229 | Rep | 2004-09-16 | 2005-01-06 | ||
| 126 | Warden, Bruce Bailey | M | AOX422 | Rep | 2007-05-21 | 2011-07-11 | |
| 127 | Wei, Xiaopo 魏晓坡 | AKN219 | Rep | 2007-06-26 | 2012-12-31 | ||
| 128 | Wickramasinghe, Thilan Aloysius | AOY691 | Rep | 2007-06-04 | 2010-04-19 | ||
| 129 | Wilkinson, Anthony John Cooper | M | AFD111 | Rep | 2005-10-25 | 2011-05-27 | |
| 130 | Wong, Mabel Mei Po 黃美寶 | F | AFQ488 | Rep | 2005-10-21 | ||
| 131 | Wong, Yew Kiang | AOY690 | Rep | 2007-06-04 | 2012-12-31 | ||
| 132 | Wong, Yim (SFC:AFU666) 王艷 | AFU666 | Rep | 2006-10-09 | 2012-12-24 | ||
| 133 | Wood, Christopher James Russell | 50 | M | ADU465 | Rep | 2012-12-10 | |
| 134 | Wu, Grace Yuet Ming 胡月明 | F | AKI974 | Rep | 2007-07-16 | 2008-09-05 | |
| 135 | Yeung, Keith Kwok Ki 楊國基 | M | ADT376 | Rep | 2006-07-26 | ||
| 136 | Yonts, Charles Anthony | M | AJM207 | Rep | 2007-05-03 | 2012-12-03 | |
| 137 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2007-03-22 | 2008-02-04 | |
| 138 | Zee, Chi Ming 徐啟敏 | AFT051 | Rep | 2004-03-30 | 2005-04-27 | ||
| 139 | Zhang, Feng (SFC:AGP569) 張峰 | AGP569 | Rep | 2003-08-14 | 2004-07-13 | ||
| 140 | Zhang, Jingjing (SFC:AOL563) 張晶晶 | AOL563 | Rep | 2007-01-29 | 2007-03-09 | ||
| 141 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | AOT367 | Rep | 2007-04-02 | 2011-04-18 | ||
| 142 | Zhuo, Zhengjie | AOY693 | Rep | 2007-06-04 | 2008-02-02 | ||
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