NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Arora, Gaurav (SFC:APA737) | APA737 | Rep | 2009-01-12 | 2012-06-28 | ||
| 2 | Barnett, Maxine Bernice | AOT373 | Rep | 2008-12-15 | 2010-07-21 | ||
| 3 | Bharti, Kirtes | ANQ111 | Rep | 2009-01-14 | 2009-05-15 | ||
| 4 | Bradshaw, Stephanie 李婉青 | F | AMB744 | Rep | 2008-12-10 | 2009-05-05 | |
| 5 | Bret, Jean-Sebastien Pierre | M | AQX041 | Rep | 2008-12-15 | 2013-04-23 | |
| 6 | Burnes, Alexander Milligan | M | ARD194 | Rep | 2009-05-29 | 2011-08-17 | |
| 7 | Chen, Chengze | APJ996 | Rep | 2008-12-08 | 2012-08-25 | ||
| 8 | Cheng, Stephen Kwok Wai 鄭國偉 | 40 | M | ADS285 | Rep | 2008-12-10 | 2008-12-10 |
| 9 | Chiong, Sai Lung 張世龍 | AHM814 | Rep | 2004-11-29 | 2006-04-28 | ||
| 10 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2008-04-01 | 2010-05-05 | |
| 11 | Chong, Kenny 莊嘉麟 | M | AOV191 | Rep | 2008-12-08 | 2013-04-23 | |
| 12 | Chui, Chi-Sun 徐志真 | AFH192 | Rep | 2008-12-15 | 2009-10-10 | ||
| 13 | Chulani, Rohit Madan Mohan | ANB806 | Rep | 2008-12-10 | 2009-04-08 | ||
| 14 | Chung, Man Sun 鍾文燊 | AAI552 | Rep | 2008-12-10 | |||
| 15 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | ADZ871 | Rep | 2008-11-26 | 2012-12-09 | ||
| 16 | Di Iorio, Michael Anthony | M | AQA804 | Rep | 2008-12-15 | 2009-11-23 | |
| 17 | Fukuta, Yoshihiro 福田吉洋 | AAF426 | Rep | 2008-04-15 | 2008-08-28 | ||
| RO | 2008-08-28 | 2009-04-23 | |||||
| 18 | Garrett, Adam Guy Orlebar 蓋首男 | M | ALQ136 | Rep | 2008-12-10 | 2008-12-10 | |
| 19 | Go, Yoshinori 鄉喜順 | M | ADG400 | Rep | 2004-08-10 | 2004-09-01 | |
| RO | 2004-09-01 | 2008-04-18 | |||||
| 20 | Gourmelen, Arnaud | M | AKX538 | Rep | 2008-12-08 | 2010-09-01 | |
| 21 | Gupta, Rahul (SFC:AGZ998) | AGZ998 | Rep | 2008-12-10 | 2009-04-08 | ||
| 22 | Hemmings, Lee Kerry | AFK088 | RO | 2009-04-16 | 2011-11-01 | ||
| 23 | Ho, Arion Man Yiu 何汶叡 | ALK797 | Rep | 2008-12-08 | 2009-10-24 | ||
| 24 | Honda, Tsukasa | AQE935 | Rep | 2009-01-16 | 2011-12-19 | ||
| 25 | Ichimura, Toru 市村亨 | AIG945 | Rep | 2004-12-09 | 2005-01-25 | ||
| RO | 2005-01-25 | 2006-07-24 | |||||
| 26 | Kee, Tang Seng | AEC763 | Rep | 2008-12-10 | 2009-04-08 | ||
| 27 | Lam, Calvin Si Yang 林思暘 | M | AOO266 | Rep | 2008-04-11 | 2009-04-30 | |
| 28 | Lam, Eric Tak Shing 林德成 | M | AAI558 | Rep | 2010-05-13 | ||
| 29 | Lau, Joseph Han Wai 劉恆瑋 | M | AGH168 | Rep | 2008-12-15 | 2012-08-09 | |
| 30 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 28 | M | AKR467 | Rep | 2008-12-08 | 2013-02-16 |
| 31 | Li, Ming (SFC:AMW601) 李明 | AMW601 | Rep | 2006-06-01 | 2008-08-08 | ||
| 32 | Liem, Christopher | M | AHK489 | Rep | 2008-12-08 | 2010-06-12 | |
| 33 | Liu, King Wai 劉勁威 | AAD898 | Rep | 2010-05-12 | |||
| 34 | Lui, Dennis Kar Wong 呂家煌 | M | AFM600 | Rep | 2008-04-11 | 2009-04-30 | |
| 35 | Mennesson, Thomas | M | AQX047 | Rep | 2008-12-15 | 2012-06-06 | |
| 36 | Murray, Hugh Mcpherson Lathrop | APU514 | Rep | 2008-12-08 | 2010-04-17 | ||
| 37 | Nakata, Yuji 中田裕二 | AGW554 | Rep | 2007-05-09 | 2007-10-15 | ||
| RO | 2007-10-15 | 2008-04-28 | |||||
| 38 | Nate, Anthony Joseph | M | AQN997 | Rep | 2008-12-15 | 2013-04-16 | |
| 39 | Ng, Wai Man (SFC:AAU344) 吳偉文 | AAU344 | Rep | 2008-12-12 | |||
| 40 | Nguyen, Nicholas Nolan | M | ARJ828 | Rep | 2009-01-12 | 2011-12-09 | |
| 41 | Omoto, Atsushi | ANU254 | Rep | 2008-12-10 | 2009-09-14 | ||
| 42 | Park, Joohong | AMM131 | Rep | 2009-01-12 | 2013-05-31 | ||
| 43 | Poon, Catherine Tin Lai 潘天麗 | F | ADV934 | Rep | 2004-11-29 | 2009-04-30 | |
| 44 | Pradana, Jeff Arif | M | APJ987 | Rep | 2008-12-10 | 2010-11-24 | |
| 45 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2008-12-08 | 2013-04-23 | |
| 46 | Sawada, Hana | AGK925 | Rep | 2008-04-11 | 2008-12-10 | ||
| 47 | Shinohara, Minoru 篠原實 | AJJ327 | RO | 2009-04-27 | 2010-07-16 | ||
| 48 | Siow, Lian Meng 蕭連銘 | AQO337 | Rep | 2008-12-15 | 2009-08-08 | ||
| 49 | Striet, Jelper | ARE543 | Rep | 2008-12-10 | 2010-05-29 | ||
| 50 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2004-12-03 | 2013-05-31 | ||
| 51 | Teraguchi, Tomoyuki | AKX077 | Rep | 2004-07-05 | 2005-02-02 | ||
| RO | 2005-02-02 | 2009-04-10 | |||||
| 52 | Tong, Yuk Sun 唐玉臣 | AAB845 | Rep | 2008-12-10 | |||
| 53 | Wang, Fang (SFC:AID230) 王芳 | AID230 | Rep | 2008-12-10 | 2009-04-08 | ||
| 54 | Warhurst, Paul Simon | M | APN838 | Rep | 2008-11-26 | 2009-09-03 | |
| 55 | Watanabe, Kunio | ANI941 | Rep | 2006-04-28 | 2006-06-29 | ||
| RO | 2006-06-29 | 2009-04-20 | |||||
| 56 | Wong, Andy Nam Fu 黃南富 | ADB026 | Rep | 2004-11-29 | 2009-05-14 | ||
| 57 | Wong, Frederick Wai Cheung 黃偉翔 | M | AAC897 | Rep | 2004-10-29 | 2007-07-07 | |
| 58 | Wong, Peter Tat Ming 黃達明 | M | ABP198 | Rep | 2004-11-29 | ||
| 59 | Wong, William Koon Wei 黃觀威 | M | AOR555 | Rep | 2007-03-08 | 2008-12-10 | |
| 60 | Xie, Jinhui (SFC:AQO522) 謝錦慧 | AQO522 | Rep | 2008-12-10 | 2009-04-08 | ||
| 61 | Yajima, Akihiko 矢島明彥 | ANR662 | Rep | 2006-07-26 | 2008-07-30 | ||
| 62 | Yao, Jack Hsin-Chou 姚信州 | M | APQ725 | Rep | 2008-12-08 | 2012-08-18 | |
| 63 | Yoshizawa, Noriyasu | ACG722 | RO | 2005-05-11 | |||
| Rep | 2005-05-11 | 2005-05-23 | |||||
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