AllianceBernstein Hong Kong Limited 聯博香港有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Absey, Robert George M ANZ640 Rep 2006-09-26 2006-09-27
Rep 2008-01-11 2008-01-18
Rep 2008-03-20 2008-03-28
2 Aspesi, Claudio M AVI918 Rep 2010-06-25 2010-06-29
3 Barnard, David (SFC:AVD117) M AVD117 Rep 2010-05-11 2010-05-15
4 Beinhacker, Stephen Michael M AQA182 Rep 2007-11-26 2007-11-27
Rep 2008-08-05 2008-08-08
5 Beveridge, Neil Alexander Stewart M ATM595 Rep 2009-08-14 2009-10-13
Rep 2009-10-15 2011-10-24
6 Brashear, Janet Mallison F AVJ254 Rep 2010-06-24 2010-06-26
7 Buckley, Mark Robert M AQW563 Rep 2008-04-25 2008-11-26
8 Camacho Riera, Luis Francisco AQR573 Rep 2009-11-02 2009-11-06
9 Chan, Anthony Cho Kit 陳祖傑 M ACQ057 Rep 2018-04-10
10 Chan, Benjamin Chung Fai 陳頌暉 M AGG379 Rep 2006-12-01
11 Chan, Chi Lap (SFC:ATD881) 陳志立 ATD881 Rep 2009-06-24 2010-12-31
12 Chan, Patrick Kai Lung 陳啟龍 50 M ABC020 RO 2006-05-02
13 Chan, Sandy Sze Wan 陳詩蘊 AFQ011 Rep 2005-09-01
14 Cheh, Augustus Wing Chun 車永俊 ALK192 RO 2004-12-29 2011-01-27
15 Chen, Shan (SFC:AOB315) 陳珊 AOB315 Rep 2006-10-17 2008-04-07
16 Cheng, Pui Kan (SFC:APY381) 鄭培瑾 APY381 Rep 2008-09-17 2013-09-19
17 Cheung, Carrie Kai Li 張佳俐 F AMN619 Rep 2006-01-13 2008-10-10
18 Chin, Andrew Yee Choon M ALO227 Rep 2005-01-10 2005-01-14
19 Chiu, Sze Miu 招詩苗 AQD961 Rep 2008-09-19 2011-09-08
20 Choi, Wai 蔡慧 ADN272 Rep 2009-04-30 2012-02-16
21 Choi, Winnie Wing Yin 蔡穎妍 F AMV206 Rep 2009-09-14 2009-09-18
22 Chow, Nelson Kin Hung 鄒建雄 M AGF156 Rep 2004-05-31 2016-07-14
23 Chow, Richard Wai Tat 周偉達 M AJB550 Rep 2003-08-01 2011-09-16
24 Chow, Stephen Benny Ting Fai 周珽輝 M ANE749 Rep 2008-05-05 2009-08-14
25 Chung, Daisy Sze Kie 鍾詩琪 F AIG183 Rep
26 Clint, Oswald Conan M AVH615 Rep 2010-06-21 2010-06-25
27 Cramer, Brahm Stuart M AUP814 Rep 2010-01-27 2010-01-29
Rep 2010-07-12 2010-07-15
28 Crawford, James Duncan Laing M AVG867 Rep 2010-05-31 2010-06-04
Rep 2010-07-28 2010-08-03
29 D'Auria, Henry S M ARU736 Rep 2008-11-11 2008-11-13
30 De Noon, Paul Joseph M ALY371 Rep 2005-04-25 2005-04-26
Rep 2009-09-14 2009-09-18
31 Deahl, Jan David M ALP919 Rep 2005-02-17 2007-12-31
32 Dell, Benjamin Philip M ATX653 Rep 2009-10-19 2009-10-23
33 Demakis, Drew William M APB629 Rep 2007-06-11 2007-06-16
34 Denfeld, Jon Peter M AVA795 Rep 2010-04-26 2010-04-30
35 Dryzgula, Robert Albert M AMA046 Rep 2005-05-23 2005-08-20
36 Edwards, Antony James (1967) 43 M AAW726 Rep 2005-07-11 2005-07-14
Rep 2005-09-05 2005-09-06
Rep 2006-02-15 2006-02-17
Rep 2006-03-28 2006-04-02
Rep 2006-07-10 2006-07-14
Rep 2006-08-22 2006-09-08
Rep 2007-03-12 2007-07-31
RO 2007-07-31 2009-09-25
37 Eyunni, Srinivas Rajeev Kiran AOV720 Rep 2007-04-27 2011-07-07
38 Fay, Sharon Ellen F AMC652 Rep 2005-07-08 2005-07-14
Rep 2006-10-10 2006-10-13
Rep 2010-04-09 2010-04-17
39 Fedak, Marilyn G AOP219 Rep 2007-03-01 2007-03-03
40 Ford, Benjamin Christopher George M AIU616 Rep 2003-05-29 2003-08-27
41 Gilbert, Alexander Parish M AUP813 Rep 2010-01-26 2010-01-29
42 Gingrich, James Andrew M AUA282 Rep 2009-11-02 2009-11-06
43 Godridge, Benjamin John M ATS628 Rep 2009-09-30 2011-09-16
44 Gordon, Daniel (SFC:AHE138) M AHE138 Rep 2010-06-21 2010-09-07
45 Griffiths, Graeme Derek Victor M AOA583 Rep 2006-10-12 2006-10-14
Rep 2008-02-11 2008-02-15
Rep 2008-05-07 2008-08-07
Rep 2008-11-03 2008-11-07
Rep 2009-02-02 2009-02-13
Rep 2009-05-04 2009-05-08
Rep 2009-07-24 2009-07-31
Rep 2009-10-12 2009-10-13
Rep 2009-10-27 2009-10-30
Rep 2010-02-08 2010-02-11
Rep 2010-05-10 2010-05-14
Rep 2010-07-26 2010-07-30
46 Guo, Wei (SFC:ASU040) 郭煒 ASU040 Rep 2009-06-30 2010-02-05
47 Hagemeier, Jan Patric AUB442 Rep 2009-11-09 2009-11-13
Rep 2010-02-03 2010-02-05
48 Hasnain, Syed Jafer AMX713 Rep 2006-01-18 2006-01-27
Rep 2006-07-19 2006-07-21
Rep 2007-02-08 2007-02-09
Rep 2008-10-24 2008-11-03
49 Henderson, Samuel Thomas M AVD913 Rep 2010-05-12 2011-10-24
50 Henkel, David Carl M ARO112 Rep 2008-09-05 2008-09-10
Rep 2009-11-03 2009-11-20
51 Henricks, Peter Jarvis 50 M AER025 RO 2003-06-30
52 Ho, Ivan Kwok Wai 何國威 M APH605 Rep 2009-11-17 2016-02-05
53 Hong, Andrew Bum Suk M ANX962 Rep 2006-11-08 2008-11-28
54 Horikawa, Atsushi APJ349 Rep 2007-08-13 2009-07-29
55 Hui, Wan Yee 許韻兒 AEX961 Rep 2009-08-24 2011-10-18
56 Itaba, Ken M APZ544 Rep 2007-11-22 2007-12-01
57 Kaul, Ajai Mohan AJE920 Rep 2003-10-15 2004-06-09
RO 2004-06-09
58 Kelleher, Stephen Sean M APW075 Rep 2007-10-22 2007-10-30
59 Kenneally, Susan Boland F AOA256 Rep 2006-10-10 2006-10-12
60 Kennedy, Matthew (SFC:ANU294) M ANU294 Rep 2006-08-21 2012-11-20
61 Koh, Whee Leng ANQ408 Rep 2006-07-20 2006-07-21
Rep 2006-11-22 2006-11-24
Rep 2007-07-16 2010-06-30
62 Konialidis, Nikolaos Chrysostomos ATX891 Rep 2009-10-14 2009-10-16
Rep 2009-10-22 2009-10-23
Rep 2009-10-27 2009-10-30
63 Kook, Soonwoong AMJ994 Rep 2005-10-24 2008-09-03
64 Kraus, Peter S M ASM271 Rep 2009-03-16 2009-03-17
Rep 2010-03-11 2010-03-13
65 Kuan, Wendy Hsiao Wei 關曉薇 F ANE317 Rep 2006-05-10 2012-02-22
66 Kwok, Charles Cheong Ping 郭昌平 M ACJ620 Rep 2009-09-01 2011-03-28
67 Lam, Cherin Sze Ning 林詩寧 AEG765 Rep 2006-08-01 2008-11-03
68 Lam, Chi Kwan (SFC:AGA429) 林志坤 AGA429 Rep 2007-07-17 2009-01-01
69 Lam, Melody Wai Yan 林慧恩 AUV751 Rep 2010-03-09 2010-04-30
70 Lam, Victoria Wing Man 林穎文 F AQH499 Rep 2008-01-18 2009-06-12
71 Langley, Toby Rowan M AUY970 Rep 2010-04-01 2010-04-12
72 Lau, Gilbert Kin Chi 劉健智 AVO880 Rep 2010-07-30 2011-10-24
73 Lau, Vera Ka Yi 劉嘉怡 F AQW236 Rep 2008-04-18 2009-01-22
Rep 2009-02-13 2009-07-24
74 Lavi, Avraham AQC511 Rep 2007-12-12 2007-12-15
Rep 2010-03-22 2010-03-26
75 Law, Albert Chung Hang 羅重恆 M AEI015 Rep 2009-06-17 2012-01-12
76 Lee, Chang Bok 李彰馥 ARN744 Rep 2008-08-27 2009-06-12
77 Lee, Deborah Wai Chung 李慧中 F AFY974 Rep 2005-04-13 2009-02-18
78 Lee, Denise Hau Ying 李巧盈 F ASK486 Rep 2009-02-11 2013-10-29
79 Lee, Dokyoung ALB229 Rep 2004-08-05 2004-08-06
Rep 2005-01-27 2005-01-29
Rep 2005-04-14 2005-04-15
Rep 2005-05-17 2005-05-19
Rep 2005-07-11 2005-07-13
Rep 2005-07-28 2005-07-29
Rep 2005-08-16 2005-08-17
Rep 2005-09-08 2005-09-10
Rep 2005-10-26 2005-10-27
Rep 2005-11-14 2005-11-18
Rep 2006-01-18 2006-01-20
Rep 2006-03-28 2006-03-29
Rep 2006-04-11 2006-04-13
Rep 2006-04-28 2006-04-29
Rep 2006-05-18 2006-05-19
Rep 2006-07-25 2009-10-12
80 Lee, Matthew Wai Shun 李維信 M ACC119 Rep 2003-08-05
RO 2003-08-05 2005-11-16
81 Leung, Alex Sing Pong 梁承邦 AVI140 Rep 2010-06-14 2011-10-24
82 Leung, Lilian Bik Han 梁碧嫻 F ADA909 Rep 2009-05-04 2010-04-16
83 Ley, Jason Patrick M AMX711 Rep 2006-01-18 2006-01-27
84 Li Chan, Kam Ling 李陳金玲 ALR945 Rep 2005-02-02 2005-06-03
85 Li, Hsinlin 李欣霖 AVK469 Rep 2010-07-02 2011-10-24
86 Li, Philip Yee Lap 李以立 M AJF874 Rep 2006-06-15 2008-02-03
87 Li, Song (SFC:ANP431) 李松 ANP431 Rep 2006-08-09 2008-11-03
88 Li, Wendy Kam Mui 李金梅 F AFM350 Rep 2009-03-30
89 Liang, Jonathan Man Wei 梁文偉 M AFR655 Rep 2010-07-21 2010-08-16
90 Lieberman, Gerald Michael M ALK159 Rep 2005-09-27 2005-09-28
RO 2007-03-20 2007-03-22
RO 2008-06-04 2008-06-07
91 Lin, John Jen-ho M AGE869 Rep 2008-12-12 2022-08-12
92 Lin, Lin (SFC:AUH931) AUH931 Rep 2009-12-10 2009-12-21
93 Lu, Hui-Chen 呂慧珍 ARN240 Rep 2010-04-13 2011-10-24
94 Luke, James Robert (SFC:AUW501) M AUW501 Rep 2010-03-24 2010-03-30
95 Martini, Giulio (SFC:AMB606) AMB606 Rep 2005-07-08 2005-07-15
96 Mastalir, Blake Allard AUP798 Rep 2010-01-27 2010-01-29
97 Masters, Seth M ALH777 Rep 2004-10-04 2004-10-05
Rep 2004-12-07 2004-12-08
Rep 2005-07-08 2005-07-14
Rep 2005-12-05 2005-12-06
Rep 2006-03-01 2006-03-02
Rep 2007-03-21 2007-03-23
Rep 2007-12-03 2007-12-08
Rep 2009-02-23 2009-02-25
Rep 2009-11-18 2009-11-20
98 Mayer, Marc Orlans M ARO541 Rep 2008-09-08 2008-09-11
99 McCue, Brandon James M AMC690 Rep 2005-06-18 2005-06-23
Rep 2005-10-17 2005-10-19
100 Minnetian, Matthew James M AMN565 Rep 2005-09-26 2005-09-27
Rep 2008-01-11 2008-01-18
Rep 2009-10-05 2009-10-09
101 Moel Modiano, Alberto M AVD880 Rep 2010-05-07 2011-10-24
102 Momose, Noriko AMU158 Rep 2005-12-13 2005-12-14
Rep 2006-06-08 2006-06-09
103 Mon, Michael Lee 文嘉明 M AMU524 Rep 2005-12-12 2005-12-16
Rep 2006-07-06 2007-04-30
RO 2007-04-30 2010-12-17
104 Moser, Kent Sanford M ALF653 Rep 2004-09-13 2004-09-15
105 Mubayi, Piyush ADQ243 Rep 2007-02-06 2007-09-22
106 Nagaswami, Ranjani Hopkins AMO688 Rep 2005-10-19 2005-10-21
Rep 2008-11-20 2008-11-28
Rep 2009-02-23 2009-02-26
107 Nakamura, Spark Takuya M AVJ263 Rep 2010-06-28 2010-07-30
108 Nelson, Richard Geoffrey M ANU047 Rep 2006-08-31 2006-09-03
109 Newman, Mark Christopher (SFC:AVK470) M AVK470 Rep 2010-07-02 2011-10-24
110 Nikolich, Christopher M ANB471 Rep 2006-02-22 2006-02-24
111 Nydick, Jay Scott M AFK637 Rep 2010-01-26 2010-01-29
Rep 2010-07-12 2010-07-15
112 Oden, John Evans M AOU898 Rep 2007-04-30 2007-05-03
Rep 2009-05-11 2009-05-15
Rep 2009-08-03 2009-08-14
Rep 2010-01-18 2010-02-04
Rep 2010-04-01 2010-04-17
Rep 2010-05-31 2010-06-04
Rep 2010-07-13
113 Oe, Kumiko 大江久美子 ANZ843 Rep 2006-09-27 2008-01-03
RO 2008-01-03 2011-10-26
114 Oliver, Roger Wayne M AMN564 Rep 2005-09-26 2005-09-27
Rep 2008-01-11 2008-01-18
115 Palmer, Michael Scott M ANB401 Rep 2006-02-27 2006-03-01
116 Pang, Jimmy Kar-yin 彭家賢 M ANV218 Rep 2006-09-11 2006-09-29
Rep 2006-11-28 2009-09-21
117 Pang, Matthew Man Yat 彭文逸 M ANE767 Rep 2007-11-20 2009-08-31
118 Parker, Michael Wade M AUR866 Rep 2010-02-10 2011-10-24
119 Peebles, Douglas James M AMD163 Rep 2005-07-08 2005-07-13
Rep 2005-11-15 2005-11-16
Rep 2006-01-26 2006-01-27
Rep 2007-06-13 2007-06-20
Rep 2008-04-29 2008-04-30
Rep 2009-10-05 2009-10-09
120 Pettinato, Jillian Elaine F ATO928 Rep 2009-08-25 2009-10-23
121 Phlegar, Jeffrey Scott M AMJ997 Rep 2005-10-18 2005-10-19
Rep 2008-04-18 2008-04-23
Rep 2008-10-24 2008-11-03
Rep 2009-07-13 2009-07-17
122 Poon, Joanna Ka Yee 潘嘉怡 F AGL868 Rep 2009-07-17 2009-08-08
123 Prozesky, Paul Martin M AUK244 Rep 2010-01-04 2010-01-05
124 Quinn, Emma Catherine F AOS451 Rep 2007-03-28 2007-03-31
Rep 2008-10-06 2008-10-10
125 Rae, Stuart Campbell M ANT881 Rep 2006-08-25 2006-09-01
Rep 2007-03-19 2012-02-13
126 Reeves, Martin Adam M AVG767 Rep 2010-06-04 2010-06-11
127 Richter, Irene Nena Ida F AOZ118 Rep 2007-07-30 2009-09-17
128 Ross, James Mcconville M AUC310 Rep 2009-11-09 2009-11-13
129 Ruan, David Ching Chi M ADP750 Rep 2004-03-22
130 Rudden, Patrick Joseph (SFC:ALQ729) M ALQ729 Rep 2005-01-20 2005-01-21
Rep 2006-10-11 2006-10-13
Rep 2007-08-14 2007-08-18
Rep 2009-06-15 2009-07-15
131 Rudolph-Shabinsky, John M AMP485 Rep 2005-11-02 2005-11-04
132 Sanders, Lewis Alan M ALP908 Rep 2005-01-25 2005-01-27
Rep 2005-04-14 2005-04-16
Rep 2005-07-11 2005-07-14
Rep 2007-06-04 2007-06-12
133 Schrage, Rebecca Mak Karen F AUE422 Rep 2009-11-23 2012-01-06
134 Seabolt, Christopher John 35 M ALP933 Rep 2005-02-24 2006-10-05
RO 2006-10-05 2007-08-16
135 Sesin, Karen Ann F ANB402 Rep 2006-03-01 2006-03-02
136 Shen, Ju-Ching 沈如卿 ATS930 Rep 2009-09-21 2009-10-31
137 Shibuya, Rie ANZ952 Rep 2006-09-27 2008-01-03
RO 2008-01-03 2012-12-31
138 Sidford, William Henry M AMP002 Rep 2005-10-18 2005-10-19
139 Simms, Kevin Frederick M AUA284 Rep 2009-10-28 2009-10-30
140 Singhai, Manish AMD164 Rep 2005-07-11 2005-07-16
Rep 2005-11-07 2005-11-11
Rep 2006-05-19 2006-05-20
Rep 2006-07-18 2008-07-01
141 Solca, Luca Giuseppe AUT772 Rep 2010-03-08 2010-03-16
142 Steyn, David Andrew (SFC:AUX029) M AUX029 Rep 2010-03-29 2010-03-30
143 Suzuki, Seiichiro AUK287 Rep 2010-01-04 2010-01-06
144 Tam, Joyce Tak Yan 譚德恩 F ALQ684 Rep 2005-06-10 2008-10-31
145 Tencza, Gregory John M ANA700 RO 2006-02-23 2006-02-24
Rep 2007-06-01 2007-06-10
RO 2009-03-16 2009-03-17
146 Tiano, Joseph Salvatore M AVM432 Rep 2010-07-15 2011-10-24
147 Ton, Suzanne To Quan 孫素君 F AAZ188 Rep 2003-08-26 2006-12-12
RO 2006-12-12 2009-04-02
148 Toth, Gina Marie ARV876 Rep 2008-11-11 2008-11-13
Rep 2009-03-02 2009-03-06
Rep 2009-05-27 2009-06-05
Rep 2009-08-07 2009-08-14
Rep 2009-08-25 2009-08-28
Rep 2009-11-16 2009-11-20
Rep 2009-11-24 2009-11-25
Rep 2010-02-02 2010-02-05
Rep 2010-03-01 2010-03-05
Rep 2010-03-18 2010-03-25
Rep 2010-05-03 2010-05-07
Rep 2010-06-01 2010-06-03
149 Turnbough, David Rodger M ALI616 Rep 2004-10-25 2004-10-29
Rep 2004-11-12 2004-11-15
Rep 2005-02-01 2005-02-06
Rep 2005-08-25 2005-08-31
Rep 2005-11-16 2005-11-18
Rep 2006-03-08 2006-03-10
Rep 2006-07-17 2006-07-19
150 Van Brugge, Robert Pieter M AUA340 Rep 2009-11-09 2009-11-13
RO 2010-04-19 2010-07-19
151 Vosper, Paul Andrew M ARU913 Rep 2010-07-15 2010-08-14
152 Walker, Brian Wesley 華博安 M AVK791 Rep 2010-07-02 2012-03-09
153 Wang, Yun Yu 王雲玉 AOB063 Rep 2010-02-02 2015-03-09
154 Warburton, Max Eliot Adair AVD908 Rep 2010-05-20 2010-05-25
155 Wei, Serena 魏卓婷 F ASK055 Rep 2009-03-03 2009-09-06
156 Werner, Michael Joseph M AUO124 Rep 2010-02-02 2011-10-24
157 Williams, Nicole Petra F APO568 Rep 2007-09-10 2009-12-03
158 Winoker, Steven Eric M AUT771 Rep 2010-03-08 2010-03-09
159 Wong, Chapman Tsan Man 黃燦文 AEH756 Rep 2004-08-13
160 Wong, Dominic Wing Hang 王永鏗 M ACL614 Rep 2004-02-23
161 Wong, Irene Oi Ling 黃愛玲 F ADS873 Rep 2010-07-16 2010-09-10
162 Wong, June Wai Man 黃慧敏 44 F ACS213 Rep 2004-03-03 2006-11-07
RO 2006-11-07 2011-09-06
163 Wong, Lily Lillian 黃麗麗 F AJB572 RO 2003-10-16 2004-05-14
164 Wong, Wing Lam (SFC:ARK450) 黃詠琳 ARK450 Rep 2008-07-31 2012-10-10
165 Wong, Yau Nang 王祐能 AMB339 Rep 2005-07-26 2009-01-16
166 Wood, Catherine Duddy (SFC:ATT445) F ATT445 Rep 2009-09-21 2009-09-25
Rep 2010-01-12 2010-01-15
167 Wright, Thomas Rowe M AUA323 Rep 2009-11-02 2009-11-06
Rep 2010-03-08 2010-03-12
Rep 2010-07-12 2010-07-16
168 Wu, Thomas Tao M AUA520 Rep 2009-11-02 2009-11-06
Rep 2010-01-28 2010-01-29
169 Yao, Alex Krystal 姚文詠 ACS438 Rep 2003-08-30 2006-08-07
RO 2006-08-07 2008-05-30
170 Yao, David See Wing 姚思榮 M AOB931 Rep 2009-08-06 2015-05-30
171 Yim, Claire Yeuk King 嚴若瓊 F AIB370 Rep 2005-07-29
172 Yiu, Tze Wai 姚志威 APS748 Rep 2007-10-09 2009-08-31
173 Yu, Vernon Ka Leung AEE209 Rep 2005-01-19 2006-06-16
RO 2006-06-16 2011-04-08
174 Yung, Chun Kwok 翁振國 ACB873 Rep 2008-07-05
Rep 2008-11-28 2014-12-11
175 Yuoh, Kewjin ALE789 Rep 2004-08-30 2004-08-31
Rep 2009-04-20 2009-04-24
176 Zhang, Liang (SFC:AVA073) AVA073 Rep 2010-04-15 2011-10-24
177 Zhu, Liang (SFC:ASW584) 朱良 ASW584 Rep 2009-04-27 2023-12-18
178 Zlotnikov, Vadim ASO250 Rep 2009-03-20 2009-03-28

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