AllianceBernstein Hong Kong Limited 聯博香港有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
Role From Until
1 Absey, Robert George M Rep 2006-09-26 2006-09-27
Rep 2008-01-11 2008-01-18
Rep 2008-03-20 2008-03-28
2 Aspesi, Claudio M Rep 2010-06-25 2010-06-29
3 Barnard, David (SFC:AVD117) M Rep 2010-05-11 2010-05-15
Rep 2010-09-22 2010-10-01
4 Bass, Matthew David M Rep 2011-02-14 2011-02-18
5 Beinhacker, Stephen Michael M Rep 2007-11-26 2007-11-27
Rep 2008-08-05 2008-08-08
6 Beveridge, Neil Alexander Stewart M Rep 2009-08-14 2009-10-13
Rep 2009-10-15 2011-10-24
7 Brashear, Janet Mallison F Rep 2010-06-24 2010-06-26
8 Briscoe, Hayden Daniel M Rep 2010-09-06 2010-09-07
Rep 2011-02-21 2011-02-28
9 Brown, Adrian Peter Rudwick 48 M Rep 2010-12-09 2010-12-10
10 Buckley, Mark Robert M Rep 2008-04-25 2008-11-26
11 Burke, John Patrick (SFC:AWF162) M Rep 2010-11-26 2010-12-03
Rep 2011-02-24 2011-03-02
12 Camacho Riera, Luis Francisco Rep 2009-11-02 2009-11-06
13 Chan, Anthony Cho Kit 陳祖傑 M Rep 2018-04-10
14 Chan, Benjamin Chung Fai 陳頌暉 M Rep 2006-12-01
15 Chan, Chi Lap (SFC:ATD881) 陳志立 Rep 2009-06-24 2010-12-31
16 Chan, Patrick Kai Lung 陳啟龍 51 M RO 2006-05-02
17 Chan, Sandy Sze Wan 陳詩蘊 Rep 2005-09-01
18 Cheh, Augustus Wing Chun 車永俊 RO 2004-12-29 2011-01-27
19 Chen, Shan (SFC:AOB315) 陳珊 Rep 2006-10-17 2008-04-07
20 Cheng, Pui Kan (SFC:APY381) 鄭培瑾 Rep 2008-09-17 2013-09-19
21 Cheung, Carrie Kai Li 張佳俐 F Rep 2006-01-13 2008-10-10
22 Chia, Kiara Kim Szu Shyan Rep 2010-08-26 2011-10-24
23 Chin, Andrew Yee Choon M Rep 2005-01-10 2005-01-14
24 Chiu, Sze Miu 招詩苗 Rep 2008-09-19 2011-09-08
25 Choi, Wai 蔡慧 Rep 2009-04-30 2012-02-16
26 Choi, Winnie Wing Yin 蔡穎妍 F Rep 2009-09-14 2009-09-18
27 Chow, Nelson Kin Hung 鄒建雄 M Rep 2004-05-31 2016-07-14
28 Chow, Richard Wai Tat 周偉達 M Rep 2003-08-01 2011-09-16
29 Chow, Stephen Benny Ting Fai 周珽輝 M Rep 2008-05-05 2009-08-14
30 Chung, Daisy Sze Kie 鍾詩琪 F Rep
31 Chung, Ka Po 鍾家寶 Rep 2010-10-08 2011-10-24
32 Clint, Oswald Conan M Rep 2010-06-21 2010-06-25
Rep 2011-01-10 2011-01-15
33 Cox, Mark Henry 郭馬克 M Rep 2010-08-26 2011-10-24
34 Cramer, Brahm Stuart M Rep 2010-01-27 2010-01-29
Rep 2010-07-12 2010-07-15
35 Crawford, James Duncan Laing M Rep 2010-05-31 2010-06-04
Rep 2010-07-28 2010-08-03
Rep 2010-11-12 2010-11-16
Rep 2011-02-23 2011-03-02
36 D'Auria, Henry S M Rep 2008-11-11 2008-11-13
37 De Noon, Paul Joseph M Rep 2005-04-25 2005-04-26
Rep 2009-09-14 2009-09-18
38 Deahl, Jan David M Rep 2005-02-17 2007-12-31
39 Dell, Benjamin Philip M Rep 2009-10-19 2009-10-23
40 Demakis, Drew William M Rep 2007-06-11 2007-06-16
41 Denfeld, Jon Peter M Rep 2010-04-26 2010-04-30
42 Dryzgula, Robert Albert M Rep 2005-05-23 2005-08-20
43 Edwards, Antony James M Rep 2005-07-11 2005-07-14
Rep 2005-09-05 2005-09-06
Rep 2006-02-15 2006-02-17
Rep 2006-03-28 2006-04-02
Rep 2006-07-10 2006-07-14
Rep 2006-08-22 2006-09-08
Rep 2007-03-12 2007-07-31
RO 2007-07-31 2009-09-25
44 Eyunni, Srinivas Rajeev Kiran Rep 2007-04-27 2011-07-07
45 Fay, Sharon Ellen F Rep 2005-07-08 2005-07-14
Rep 2006-10-10 2006-10-13
Rep 2010-04-09 2010-04-17
Rep 2010-10-13 2010-10-15
46 Fedak, Marilyn G Rep 2007-03-01 2007-03-03
47 Ferragu, Pierre Charles Louis Hubert Marie M Rep 2010-12-06 2010-12-10
48 Ford, Benjamin Christopher George M Rep 2003-05-29 2003-08-27
49 Garcia, Cristobal Antonio M Rep 2010-09-21 2011-10-24
50 Gilbert, Alexander Parish M Rep 2010-01-26 2010-01-29
51 Gingrich, James Andrew M Rep 2009-11-02 2009-11-06
52 Godridge, Benjamin John M Rep 2009-09-30 2011-09-16
53 Gordon, Daniel (SFC:AHE138) M Rep 2010-06-21 2010-09-07
RO 2010-09-07 2011-10-24
54 Griffiths, Graeme Derek Victor M Rep 2006-10-12 2006-10-14
Rep 2008-02-11 2008-02-15
Rep 2008-05-07 2008-08-07
Rep 2008-11-03 2008-11-07
Rep 2009-02-02 2009-02-13
Rep 2009-05-04 2009-05-08
Rep 2009-07-24 2009-07-31
Rep 2009-10-12 2009-10-13
Rep 2009-10-27 2009-10-30
Rep 2010-02-08 2010-02-11
Rep 2010-05-10 2010-05-14
Rep 2010-07-26 2010-07-30
Rep 2010-10-28 2010-11-12
Rep 2011-02-16 2011-02-18
55 Guo, Wei (SFC:ASU040) 郭煒 Rep 2009-06-30 2010-02-05
56 Gupte, Anagha Avinash Rep 2011-01-05 2011-01-06
57 Hagemeier, Jan Patric Rep 2009-11-09 2009-11-13
Rep 2010-02-03 2010-02-05
58 Harned, Douglas Stuart M Rep 2010-11-02 2010-11-10
59 Hasnain, Syed Jafer Rep 2006-01-18 2006-01-27
Rep 2006-07-19 2006-07-21
Rep 2007-02-08 2007-02-09
Rep 2008-10-24 2008-11-03
60 Henderson, Samuel Thomas M Rep 2010-05-12 2011-10-24
61 Henkel, David Carl M Rep 2008-09-05 2008-09-10
Rep 2009-11-03 2009-11-20
Rep 2011-02-25 2011-03-02
62 Henricks, Peter Jarvis 51 M RO 2003-06-30
63 Ho, Ivan Kwok Wai 何國威 M Rep 2009-11-17 2016-02-05
64 Hogbin, Christopher Edward George M Rep 2010-11-01 2010-11-05
65 Hong, Andrew Bum Suk M Rep 2006-11-08 2008-11-28
66 Horikawa, Atsushi Rep 2007-08-13 2009-07-29
67 Hui, Wan Yee 許韻兒 Rep 2009-08-24 2011-10-18
68 Hulkunte Nagaraj, Ayush Rep 2010-09-20 2011-10-24
69 Itaba, Ken M Rep 2007-11-22 2007-12-01
70 Kaul, Ajai Mohan Rep 2003-10-15 2004-06-09
RO 2004-06-09
71 Kelleher, Stephen Sean M Rep 2007-10-22 2007-10-30
72 Kenneally, Susan Boland F Rep 2006-10-10 2006-10-12
73 Kennedy, Matthew (SFC:ANU294) M Rep 2006-08-21 2012-11-20
74 Kim, Joshua Taehyun M Rep 2011-01-14 2011-10-24
75 Ko, Raymond 高力文 M Rep 2010-10-04 2011-10-24
76 Koh, Whee Leng Rep 2006-07-20 2006-07-21
Rep 2006-11-22 2006-11-24
Rep 2007-07-16 2010-06-30
77 Konialidis, Nikolaos Chrysostomos Rep 2009-10-14 2009-10-16
Rep 2009-10-22 2009-10-23
Rep 2009-10-27 2009-10-30
78 Kook, Soonwoong Rep 2005-10-24 2008-09-03
79 Kraus, Peter S M Rep 2009-03-16 2009-03-17
Rep 2010-03-11 2010-03-13
80 Kuan, Wendy Hsiao Wei 關曉薇 F Rep 2006-05-10 2012-02-22
81 Kwok, Charles Cheong Ping 郭昌平 M Rep 2009-09-01 2011-03-28
82 Lam, Cherin Sze Ning 林詩寧 Rep 2006-08-01 2008-11-03
83 Lam, Chi Kwan (SFC:AGA429) 林志坤 Rep 2007-07-17 2009-01-01
84 Lam, Melody Wai Yan 林慧恩 Rep 2010-03-09 2010-04-30
85 Lam, Victoria Wing Man 林穎文 F Rep 2008-01-18 2009-06-12
86 Langley, Toby Rowan M Rep 2010-04-01 2010-04-12
87 Lau, Gilbert Kin Chi 劉健智 Rep 2010-07-30 2011-10-24
88 Lau, Vera Ka Yi 劉嘉怡 F Rep 2008-04-18 2009-01-22
Rep 2009-02-13 2009-07-24
89 Lavi, Avraham Rep 2007-12-12 2007-12-15
Rep 2010-03-22 2010-03-26
90 Law, Albert Chung Hang 羅重恆 M Rep 2009-06-17 2012-01-12
91 Lee, Chang Bok 李彰馥 Rep 2008-08-27 2009-06-12
92 Lee, Deborah Wai Chung 李慧中 F Rep 2005-04-13 2009-02-18
93 Lee, Denise Hau Ying 李巧盈 F Rep 2009-02-11 2013-10-29
94 Lee, Dokyoung Rep 2004-08-05 2004-08-06
Rep 2005-01-27 2005-01-29
Rep 2005-04-14 2005-04-15
Rep 2005-05-17 2005-05-19
Rep 2005-07-11 2005-07-13
Rep 2005-07-28 2005-07-29
Rep 2005-08-16 2005-08-17
Rep 2005-09-08 2005-09-10
Rep 2005-10-26 2005-10-27
Rep 2005-11-14 2005-11-18
Rep 2006-01-18 2006-01-20
Rep 2006-03-28 2006-03-29
Rep 2006-04-11 2006-04-13
Rep 2006-04-28 2006-04-29
Rep 2006-05-18 2006-05-19
Rep 2006-07-25 2009-10-12
95 Lee, Matthew Wai Shun 李維信 M Rep 2003-08-05
RO 2003-08-05 2005-11-16
96 Leung, Alex Sing Pong 梁承邦 Rep 2010-06-14 2011-10-24
97 Leung, Lilian Bik Han 梁碧嫻 F Rep 2009-05-04 2010-04-16
98 Ley, Jason Patrick M Rep 2006-01-18 2006-01-27
99 Li Chan, Kam Ling 李陳金玲 Rep 2005-02-02 2005-06-03
100 Li, Hsinlin 李欣霖 Rep 2010-07-02 2011-10-24
101 Li, Philip Yee Lap 李以立 M Rep 2006-06-15 2008-02-03
102 Li, Song (SFC:ANP431) 李松 Rep 2006-08-09 2008-11-03
103 Li, Wendy Kam Mui 李金梅 F Rep 2009-03-30
104 Liang, Jonathan Man Wei 梁文偉 M Rep 2010-07-21 2010-08-16
Rep 2010-10-18 2010-11-10
Rep 2011-01-13 2022-03-25
105 Lieberman, Gerald Michael M Rep 2005-09-27 2005-09-28
RO 2007-03-20 2007-03-22
RO 2008-06-04 2008-06-07
106 Lin, John Jen-ho M Rep 2008-12-12 2022-08-12
107 Lin, Lin (SFC:AUH931) Rep 2009-12-10 2009-12-21
108 Lu, Hui-Chen 呂慧珍 Rep 2010-04-13 2011-10-24
109 Luke, James Robert (SFC:AUW501) M Rep 2010-03-24 2010-03-30
110 Mak, Cassandra Frances Wai Kwun 麥慧君 F Rep 2010-08-23 2011-09-09
111 Martini, Giulio (SFC:AMB606) Rep 2005-07-08 2005-07-15
112 Mastalir, Blake Allard Rep 2010-01-27 2010-01-29
113 Masters, Seth M Rep 2004-10-04 2004-10-05
Rep 2004-12-07 2004-12-08
Rep 2005-07-08 2005-07-14
Rep 2005-12-05 2005-12-06
Rep 2006-03-01 2006-03-02
Rep 2007-03-21 2007-03-23
Rep 2007-12-03 2007-12-08
Rep 2009-02-23 2009-02-25
Rep 2009-11-18 2009-11-20
114 Mayer, Marc Orlans M Rep 2008-09-08 2008-09-11
115 McCue, Brandon James M Rep 2005-06-18 2005-06-23
Rep 2005-10-17 2005-10-19
116 McMahon, Neil Andrew M Rep 2010-10-18 2010-10-22
Rep 2010-11-22 2011-01-21
117 Minnetian, Matthew James M Rep 2005-09-26 2005-09-27
Rep 2008-01-11 2008-01-18
Rep 2009-10-05 2009-10-09
118 Moel Modiano, Alberto M Rep 2010-05-07 2011-10-24
119 Momose, Noriko Rep 2005-12-13 2005-12-14
Rep 2006-06-08 2006-06-09
120 Mon, Michael Lee 文嘉明 M Rep 2005-12-12 2005-12-16
Rep 2006-07-06 2007-04-30
RO 2007-04-30 2010-12-17
121 Moser, Kent Sanford M Rep 2004-09-13 2004-09-15
122 Mubayi, Piyush Rep 2007-02-06 2007-09-22
123 Nagaswami, Ranjani Hopkins Rep 2005-10-19 2005-10-21
Rep 2008-11-20 2008-11-28
Rep 2009-02-23 2009-02-26
124 Nakamura, Spark Takuya M Rep 2010-06-28 2010-07-30
Rep 2010-12-31 2013-04-24
125 Nelson, Richard Geoffrey M Rep 2006-08-31 2006-09-03
126 Newman, Mark Christopher (SFC:AVK470) M Rep 2010-07-02 2011-10-24
127 Nikolich, Christopher M Rep 2006-02-22 2006-02-24
128 Nydick, Jay Scott M Rep 2010-01-26 2010-01-29
Rep 2010-07-12 2010-07-15
129 Oden, John Evans M Rep 2007-04-30 2007-05-03
Rep 2009-05-11 2009-05-15
Rep 2009-08-03 2009-08-14
Rep 2010-01-18 2010-02-04
Rep 2010-04-01 2010-04-17
Rep 2010-05-31 2010-06-04
Rep 2010-07-13
130 Oe, Kumiko 大江久美子 Rep 2006-09-27 2008-01-03
RO 2008-01-03 2011-10-26
131 Oliver, Roger Wayne M Rep 2005-09-26 2005-09-27
Rep 2008-01-11 2008-01-18
132 Padhye, Suchet Pandurang RO 2010-10-29 2011-04-28
133 Palmer, Michael Scott M Rep 2006-02-27 2006-03-01
134 Pang, Jimmy Kar-yin 彭家賢 M Rep 2006-09-11 2006-09-29
Rep 2006-11-28 2009-09-21
135 Pang, Matthew Man Yat 彭文逸 M Rep 2007-11-20 2009-08-31
136 Parker, Michael Wade M Rep 2010-02-10 2011-10-24
137 Peebles, Douglas James M Rep 2005-07-08 2005-07-13
Rep 2005-11-15 2005-11-16
Rep 2006-01-26 2006-01-27
Rep 2007-06-13 2007-06-20
Rep 2008-04-29 2008-04-30
Rep 2009-10-05 2009-10-09
138 Pettinato, Jillian Elaine F Rep 2009-08-25 2009-10-23
139 Phlegar, Jeffrey Scott M Rep 2005-10-18 2005-10-19
Rep 2008-04-18 2008-04-23
Rep 2008-10-24 2008-11-03
Rep 2009-07-13 2009-07-17
Rep 2011-02-14 2011-02-18
140 Poon, Joanna Ka Yee 潘嘉怡 F Rep 2009-07-17 2009-08-08
141 Prozesky, Paul Martin M Rep 2010-01-04 2010-01-05
142 Qiu, Wangshu 裘望舒 Rep 2010-09-15 2011-10-24
143 Quinn, Emma Catherine F Rep 2007-03-28 2007-03-31
Rep 2008-10-06 2008-10-10
144 Rae, Stuart Campbell M Rep 2006-08-25 2006-09-01
Rep 2007-03-19 2012-02-13
145 Reeves, Martin Adam M Rep 2010-06-04 2010-06-11
146 Richter, Irene Nena Ida F Rep 2007-07-30 2009-09-17
147 Ross, James Mcconville M Rep 2009-11-09 2009-11-13
Rep 2010-11-01 2010-11-05
148 Ruan, David Ching Chi M Rep 2004-03-22
149 Rudden, Patrick Joseph (SFC:ALQ729) M Rep 2005-01-20 2005-01-21
Rep 2006-10-11 2006-10-13
Rep 2007-08-14 2007-08-18
Rep 2009-06-15 2009-07-15
Rep 2010-09-06 2010-09-08
150 Rudolph-Shabinsky, John M Rep 2005-11-02 2005-11-04
151 Sanders, Lewis Alan M Rep 2005-01-25 2005-01-27
Rep 2005-04-14 2005-04-16
Rep 2005-07-11 2005-07-14
Rep 2007-06-04 2007-06-12
152 Schrage, Rebecca Mak Karen F Rep 2009-11-23 2012-01-06
153 Seabolt, Christopher John 36 M Rep 2005-02-24 2006-10-05
RO 2006-10-05 2007-08-16
154 Senatore, Sara Betty Harkavy F Rep 2010-09-24 2010-09-26
155 Sesin, Karen Ann F Rep 2006-03-01 2006-03-02
156 Shen, Ju-Ching 沈如卿 Rep 2009-09-21 2009-10-31
157 Shibuya, Rie Rep 2006-09-27 2008-01-03
RO 2008-01-03 2012-12-31
158 Sidford, William Henry M Rep 2005-10-18 2005-10-19
159 Sigel, Matthew Joel M Rep 2011-01-19 2011-01-21
160 Simms, Kevin Frederick M Rep 2009-10-28 2009-10-30
Rep 2010-09-27 2010-09-29
161 Singhai, Manish Rep 2005-07-11 2005-07-16
Rep 2005-11-07 2005-11-11
Rep 2006-05-19 2006-05-20
Rep 2006-07-18 2008-07-01
162 Solca, Luca Giuseppe Rep 2010-03-08 2010-03-16
163 Steyn, David Andrew (SFC:AUX029) M Rep 2010-03-29 2010-03-30
164 Suzuki, Seiichiro Rep 2010-01-04 2010-01-06
165 Tam, Joyce Tak Yan 譚德恩 F Rep 2005-06-10 2008-10-31
166 Tencza, Gregory John M RO 2006-02-23 2006-02-24
Rep 2007-06-01 2007-06-10
RO 2009-03-16 2009-03-17
167 Tiano, Joseph Salvatore M Rep 2010-07-15 2011-10-24
168 Ton, Suzanne To Quan 孫素君 F Rep 2003-08-26 2006-12-12
RO 2006-12-12 2009-04-02
169 Toth, Gina Marie Rep 2008-11-11 2008-11-13
Rep 2009-03-02 2009-03-06
Rep 2009-05-27 2009-06-05
Rep 2009-08-07 2009-08-14
Rep 2009-08-25 2009-08-28
Rep 2009-11-16 2009-11-20
Rep 2009-11-24 2009-11-25
Rep 2010-02-02 2010-02-05
Rep 2010-03-01 2010-03-05
Rep 2010-03-18 2010-03-25
Rep 2010-05-03 2010-05-07
Rep 2010-06-01 2010-06-03
Rep 2010-08-11 2010-08-13
Rep 2010-11-26 2010-12-03
170 Tse, Jaff Ka Wai 謝家威 Rep 2010-10-11 2011-10-24
171 Turnbough, David Rodger M Rep 2004-10-25 2004-10-29
Rep 2004-11-12 2004-11-15
Rep 2005-02-01 2005-02-06
Rep 2005-08-25 2005-08-31
Rep 2005-11-16 2005-11-18
Rep 2006-03-08 2006-03-10
Rep 2006-07-17 2006-07-19
172 Van Brugge, Robert Pieter M Rep 2009-11-09 2009-11-13
RO 2010-04-19 2010-07-19
RO 2010-08-16 2010-12-17
173 Vosper, Paul Andrew M Rep 2010-07-15 2010-08-14
Rep 2010-09-06 2010-09-08
Rep 2010-09-27 2010-10-01
Rep 2010-11-01 2010-11-05
174 Walker, Brian Wesley 華博安 M Rep 2010-07-02 2012-03-09
175 Wang, Yun Yu 王雲玉 Rep 2010-02-02 2015-03-09
176 Warburton, Max Eliot Adair Rep 2010-05-20 2010-05-25
177 Wei, Serena 魏卓婷 F Rep 2009-03-03 2009-09-06
178 Werner, Michael Joseph M Rep 2010-02-02 2011-10-24
179 Williams, Nicole Petra F Rep 2007-09-10 2009-12-03
180 Winoker, Steven Eric M Rep 2010-03-08 2010-03-09
181 Won, Sun-hee 元善熙 Rep 2010-10-19 2012-02-16
182 Wong, Chapman Tsan Man 黃燦文 Rep 2004-08-13
183 Wong, Dominic Wing Hang 王永鏗 M Rep 2004-02-23
184 Wong, Irene Oi Ling 黃愛玲 F Rep 2010-07-16 2010-09-10
185 Wong, June Wai Man 黃慧敏 45 F Rep 2004-03-03 2006-11-07
RO 2006-11-07 2011-09-06
186 Wong, Lily Lillian 黃麗麗 F RO 2003-10-16 2004-05-14
187 Wong, Wing Lam (SFC:ARK450) 黃詠琳 Rep 2008-07-31 2012-10-10
188 Wong, Yau Nang 王祐能 Rep 2005-07-26 2009-01-16
189 Wood, Catherine Duddy (SFC:ATT445) F Rep 2009-09-21 2009-09-25
Rep 2010-01-12 2010-01-15
190 Wright, Thomas Rowe M Rep 2009-11-02 2009-11-06
Rep 2010-03-08 2010-03-12
Rep 2010-07-12 2010-07-16
Rep 2010-11-01 2010-11-05
191 Wu, Thomas Tao M Rep 2009-11-02 2009-11-06
Rep 2010-01-28 2010-01-29
192 Yao, Alex Krystal 姚文詠 Rep 2003-08-30 2006-08-07
RO 2006-08-07 2008-05-30
193 Yao, David See Wing 姚思榮 M Rep 2009-08-06 2015-05-30
194 Yim, Claire Yeuk King 嚴若瓊 F Rep 2005-07-29
195 Yiu, Tze Wai 姚志威 Rep 2007-10-09 2009-08-31
196 Yu, Vernon Ka Leung Rep 2005-01-19 2006-06-16
RO 2006-06-16 2011-04-08
197 Yung, Chun Kwok 翁振國 Rep 2008-07-05
Rep 2008-11-28 2014-12-11
198 Yuoh, Kewjin Rep 2004-08-30 2004-08-31
Rep 2009-04-20 2009-04-24
199 Zhang, Liang (SFC:AVA073) Rep 2010-04-15 2011-10-24
200 Zheng, Lili (SFC:AWJ166) 鄭莉莉 Rep 2010-11-25
201 Zhu, Liang (SFC:ASW584) 朱良 Rep 2009-04-27 2023-12-18
202 Zlotnikov, Vadim Rep 2009-03-20 2009-03-28

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