NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2011 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Abbas, Asad (SFC:AIP440) | Rep | 2010-06-28 | 2013-04-23 | ||
2 | Ambai, Takahiro 安倍貴博 | Rep | 2010-02-04 | 2013-04-23 | ||
3 | An, Yeon Kyung 安延卿 | Rep | 2011-08-01 | 2013-04-23 | ||
4 | Arora, Gaurav (SFC:APA737) | Rep | 2009-01-12 | 2012-06-28 | ||
5 | Asano, Shin 淺野真 | RO | 2011-08-24 | 2012-12-10 | ||
6 | Balasubramanian, Bharathan Kanthimathinathan | Rep | 2010-03-15 | 2012-06-14 | ||
7 | Bastit, Arnaud Marie Daniel | M | RO | 2011-02-24 | 2012-01-09 | |
8 | Beresford, Paul Richard | M | Rep | 2010-02-04 | 2012-12-09 | |
9 | Bret, Jean-Sebastien Pierre | M | Rep | 2008-12-15 | 2013-04-23 | |
10 | Burns, John Patrick (SFC:ATG678) | M | Rep | 2010-02-04 | 2013-04-23 | |
11 | Byworth, Richard Anthony | M | Rep | 2010-02-04 | 2013-04-23 | |
12 | Chak, Alan Kwok Fai 翟國輝 | M | Rep | 2011-01-03 | 2013-03-16 | |
13 | Chan, Ka Ying (SFC:AQM051) 陳嘉盈 | Rep | 2010-02-04 | 2013-04-23 | ||
14 | Chan, Wing Yin (SFC:ARX074) 陳詠賢 | Rep | 2010-02-04 | 2013-04-23 | ||
15 | Chen, Chengze | Rep | 2008-12-08 | 2012-08-25 | ||
16 | Cheung, San Tat 張新達 | Rep | 2010-02-04 | 2013-04-23 | ||
17 | Cheung, Wing Yan (SFC:ASN728) 張詠欣 | Rep | 2010-02-04 | 2013-04-23 | ||
18 | Chong, Kenny 莊嘉麟 | M | Rep | 2008-12-08 | 2013-04-23 | |
19 | Chung, Ji Bak 鄭知博 | Rep | 2011-10-31 | 2013-03-24 | ||
20 | Chung, Ka Kei (SFC:AYA305) 鍾家琦 | Rep | 2011-09-15 | 2013-04-23 | ||
21 | Corbett, Brian John | M | Rep | 2011-10-26 | 2013-04-16 | |
22 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | Rep | 2008-11-26 | 2012-12-09 | ||
23 | Davies, Lloyd (SFC:APC386) | Rep | 2010-10-22 | 2013-04-23 | ||
24 | Dolan, Paul Tiernan | M | RO | 2011-09-08 | 2012-07-21 | |
25 | El Khoury, Jean (SFC:AWO016) | Rep | 2011-01-03 | 2012-03-01 | ||
26 | Floyd, Michael (SFC:APK722) | M | Rep | 2010-02-02 | 2013-04-23 | |
27 | Fujita, Minoru | Rep | 2010-02-02 | 2012-06-08 | ||
28 | Gill, Richard John Peter | M | Rep | 2010-02-02 | 2013-01-14 | |
29 | Goodwin, Douglas Samuel | M | Rep | 2009-12-23 | 2012-07-31 | |
30 | Hanly, Seamus Anthony | M | Rep | 2010-02-02 | 2013-04-23 | |
31 | Hao, Xin (SFC:AMH819) 郝昕 | Rep | 2010-02-02 | 2013-04-23 | ||
32 | Ho, Harrison Lok Sang 何樂生 | M | RO | 2010-06-15 | 2013-05-31 | |
33 | Horsley-Heather, Nicholas John (SFC:ASZ379) | M | Rep | 2009-11-02 | 2012-09-13 | |
34 | Inukai, Masao 犬養昌生 | Rep | 2010-02-02 | 2013-04-23 | ||
35 | Jung, Christopher Lam 曾俊文 | M | Rep | 2011-08-15 | 2012-06-20 | |
36 | Kato, Katsuhito 加藤勝仁 | Rep | 2010-02-02 | 2013-04-23 | ||
37 | Kato, Mayumi 加藤真由美 | Rep | 2010-02-02 | 2012-05-31 | ||
38 | Kawahara, Michiko | Rep | 2010-02-02 | 2013-04-23 | ||
39 | Kobayashi, Hisako | Rep | 2010-02-02 | 2012-05-31 | ||
40 | Koerber, Matthias | M | Rep | 2010-02-01 | 2013-04-23 | |
41 | Laible, Robert Karl | M | RO | 2010-04-30 | 2012-11-15 | |
42 | Lam, Herman Kai Man 林啟文 | M | Rep | 2010-05-03 | 2013-04-23 | |
43 | Lau, Joseph Han Wai 劉恆瑋 | M | Rep | 2008-12-15 | 2012-08-09 | |
44 | Lau, Yau Fong 劉幽芳 | Rep | 2010-02-03 | 2013-04-23 | ||
45 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 30 | M | Rep | 2008-12-08 | 2013-02-16 |
46 | Leung, Yee Wan (SFC:ARB169) 梁綺雲 | Rep | 2010-02-03 | 2013-04-23 | ||
47 | Li, Haoyi (SFC:ASF604) 李豪翼 | Rep | 2010-07-26 | 2013-03-01 | ||
48 | Li, Vincent Siu Pan 李肇斌 | M | Rep | 2010-10-11 | 2012-02-17 | |
49 | Liu, Wallace Kai Yip 廖啟業 | M | Rep | 2010-07-27 | 2012-04-28 | |
50 | Lo, Yue Hin 羅宇軒 | Rep | 2010-07-02 | 2013-04-23 | ||
51 | Lu, Yen Ying 呂彥穎 | Rep | 2011-07-28 | 2012-12-18 | ||
52 | Luk, James Kuo Sheng 陸覺生 | M | Rep | 2011-08-22 | 2013-04-23 | |
53 | Mak, Hin Chun 麥顯俊 | M | Rep | 2010-02-03 | 2013-04-23 | |
54 | Mao, Wei (SFC:ATD879) 毛威 | Rep | 2009-07-02 | 2012-08-07 | ||
55 | McCarron, Ciaran Peter | M | Rep | 2010-05-14 | 2013-04-23 | |
56 | McLean, Neil Iain | M | Rep | 2010-02-04 | 2012-12-16 | |
57 | Mennesson, Thomas | M | Rep | 2008-12-15 | 2012-06-06 | |
58 | Merger, David Sacha | M | Rep | 2010-02-04 | 2012-06-08 | |
59 | Miyashiro, Ken | M | Rep | 2011-09-02 | 2013-04-23 | |
60 | Montgomery, Alexander James | M | Rep | 2010-07-12 | 2013-04-23 | |
61 | Nakanishi, Hajime 中西基 | Rep | 2010-12-29 | 2013-04-23 | ||
62 | Nate, Anthony Joseph | M | Rep | 2008-12-15 | 2013-04-16 | |
63 | Neuber, Hye-na | Rep | 2010-06-07 | 2013-04-23 | ||
64 | O'Neile, James Finlay | M | Rep | 2010-02-04 | 2013-04-23 | |
65 | Park, Joohong | Rep | 2009-01-12 | 2013-05-31 | ||
66 | Poon, Peter Chi Kin 潘子健 | M | Rep | 2010-02-04 | 2013-04-23 | |
67 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | Rep | 2010-02-04 | 2013-04-23 | ||
68 | Read, Matthew Christopher | M | Rep | 2010-02-04 | 2013-04-23 | |
69 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2008-12-08 | 2013-04-23 | |
70 | Sano, Yoichiro | M | Rep | 2010-02-03 | 2013-04-23 | |
71 | Shaha, Sourabh Sharashchandra | Rep | 2011-09-15 | 2013-04-23 | ||
72 | Slezack, Emmanuel | M | Rep | 2011-03-28 | 2013-04-16 | |
73 | Spensley, Oliver Giles | M | Rep | 2010-09-06 | 2012-12-09 | |
74 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-12-03 | 2013-05-31 | ||
75 | Thompson, Cormac Joseph | M | Rep | 2010-02-03 | 2012-12-03 | |
76 | Tong, Derek Wai Hon 唐偉瀚 | M | Rep | 2010-02-03 | 2012-10-20 | |
77 | Van der Ven, Jeroen Willibrord Erlend | M | Rep | 2011-12-15 | 2013-04-23 | |
78 | Watanabe, Junko | Rep | 2010-12-28 | 2012-04-09 | ||
79 | Winspear, Richard Dean | M | Rep | 2010-02-03 | 2013-04-23 | |
80 | Wong, Jonathan Philip 黃俊皓 | M | Rep | 2011-08-22 | 2013-04-02 | |
81 | Wong, Mabel (SFC:APJ995) 黃美寶 | F | Rep | 2010-02-03 | 2013-04-02 | |
82 | Woo, Michael Hong Da 胡宏達 | M | Rep | 2010-02-03 | 2013-04-23 | |
83 | Wright, Jake Robert (SFC:AYA323) | M | Rep | 2011-09-19 | 2013-04-23 | |
84 | Wright, Richard (SFC:APW591) | M | Rep | 2010-07-20 | 2013-04-23 | |
85 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2008-12-08 | 2012-08-18 | |
86 | Yeung, Kei Yuen 楊紀元 | Rep | 2010-06-07 | 2012-07-10 | ||
87 | Yeung, Yuk Wah 楊毓華 | Rep | 2010-02-03 | 2013-04-23 | ||
88 | Yoshida, Koji (SFC:ASF938) 吉田幸司 | Rep | 2010-02-03 | 2013-04-23 |
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