GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2012 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Adair, John Joseph | M | RO | 2005-04-28 | 2007-02-24 | |
2 | Agne, Mark Edward (SFC:ANP670) | M | Rep | 2006-06-30 | 2006-09-26 | |
RO | 2006-09-26 | 2016-05-21 | ||||
3 | Ahmad, Syed Hyder | RO | 2006-08-01 | |||
4 | Alireza, Yusuf Abdulla Yusuf Akbar | 42 | M | RO | 2011-05-25 | 2011-12-08 |
5 | Alogoskoufis, Spyros | Rep | 2012-04-30 | 2014-03-21 | ||
6 | Bae, Christopher Thomas | 36 | M | Rep | 2008-01-24 | 2009-04-29 |
RO | 2009-04-29 | 2009-07-17 | ||||
7 | Ben-Shachar, Sa-Ar David | M | Rep | 2008-01-22 | 2016-10-10 | |
8 | Besson, Guillaume Gerard Marie | M | Rep | 2010-08-10 | 2011-02-23 | |
RO | 2011-02-23 | 2016-03-02 | ||||
9 | Bollinger, Stefan Rolf | RO | 2011-12-06 | 2013-10-16 | ||
10 | Brunello, Jonathan Paul | M | RO | 2012-05-07 | 2012-07-04 | |
11 | Carr, Michael John (SFC:AGC458) | M | RO | 2003-06-16 | ||
12 | Chan, Beonna Mei Chun 陳美珍 | Rep | 2011-10-11 | |||
13 | Chan, Kelvin Chi Kong 陳志江 | M | Rep | 2011-02-25 | 2014-04-18 | |
14 | Chan, Pui Ping 陳沛萍 | Rep | 2016-10-10 | |||
15 | Chau, Chun 周聰 | Rep | 2016-10-10 | |||
16 | Cheeseman, Robert Ross | M | Rep | 2006-09-19 | 2012-03-16 | |
17 | Chen, Charles Yuan Liang 陳仁樑 | M | Rep | 2008-05-02 | ||
18 | Chen, Henry Lin 陳林正 | 42 | M | RO | 2007-07-04 | 2008-08-23 |
19 | Cheung, Suk Mun 張淑敏 | Rep | 2011-08-02 | 2014-05-31 | ||
20 | Chia, Wei Chen 謝偉政 | M | Rep | 2005-11-16 | 2007-01-29 | |
21 | Chiu, Ping 趙平 | Rep | 2007-01-13 | |||
22 | Chow, Isabella Man Fung 周文鳳 | F | Rep | 2004-12-29 | ||
23 | Chu, Wayne Wing Kar 朱永嘉 | M | Rep | 2012-04-27 | 2013-03-12 | |
24 | Chui, Chi-Sun 徐志真 | Rep | 2004-06-19 | |||
25 | Chung, Wilson James Ka Lun 鍾家綸 | M | Rep | 2012-04-27 | 2016-05-05 | |
26 | Churchouse, Jean-Paul Antony | M | Rep | 2012-04-27 | 2014-05-08 | |
27 | Dalmasse, Canute Howard | M | RO | 2012-07-05 | 2016-10-10 | |
28 | Deats, Warren Edmund | M | Rep | 2010-10-29 | 2012-02-25 | |
29 | Dommenge, Kevin Michael | M | Rep | 2012-04-27 | 2015-11-25 | |
30 | Evans, John Michael (1957-08-16) | 55 | M | Rep | 2004-11-29 | 2005-02-01 |
RO | 2005-02-01 | 2008-04-10 | ||||
31 | Flamand, Philippe Francois | M | Rep | 2010-02-25 | 2012-05-01 | |
32 | Freshwater, Timothy George 范華達 | 68 | M | RO | 2011-08-26 | |
33 | Frommer, Maya Elizabeth | F | Rep | 2012-04-27 | 2016-10-10 | |
34 | Ghatalia, Rajiv Arvind | RO | 2003-07-16 | 2005-06-22 | ||
35 | Gnodde, Richard John | 52 | M | RO | 2005-01-07 | |
36 | Goodman, Jamie Macnaught Rodber | M | Rep | 2012-04-27 | 2016-10-10 | |
37 | Grunberger, Bo Fredrik | Rep | 2012-04-27 | 2016-10-10 | ||
38 | Halterlein, Dylan Stephen | M | Rep | 2012-03-05 | 2013-01-01 | |
39 | Hirokane, Scott Yukiji | M | Rep | 2012-04-17 | 2016-03-16 | |
40 | Hutchins, Jeff Daniel | M | Rep | 2012-03-21 | 2013-03-30 | |
41 | Ip, Vincent Yuk Kwan 葉鈺崑 | M | Rep | 2012-04-27 | 2014-02-15 | |
42 | Ip, Wai Lam 葉偉林 | Rep | 2008-04-30 | 2010-06-26 | ||
43 | Joly, Jean Denis | Rep | 2005-10-03 | 2012-02-06 | ||
RO | 2012-02-06 | 2016-05-04 | ||||
44 | Jung, Christopher Lam 曾俊文 | M | Rep | 2008-03-04 | ||
45 | Karnani, Vijay | Rep | 2006-06-01 | |||
46 | Kedia, Prashant | Rep | 2007-03-24 | |||
47 | Kemp, Michael Kenneth | M | Rep | 2005-11-07 | 2008-12-11 | |
48 | Kengeter, Carsten Norbert (SFC:ANM959) | RO | 2007-02-23 | 2008-09-22 | ||
49 | Kim, David Doopyo | M | Rep | 2007-09-19 | 2012-04-26 | |
50 | Kim, Jason Lee | M | Rep | 2012-04-27 | 2013-08-10 | |
51 | Kim, Jeffrey Il Jung | M | Rep | 2009-09-03 | 2012-02-15 | |
52 | Ko, Cheuk Yan 高卓仁 | Rep | 2011-07-18 | 2016-10-10 | ||
53 | Kok, Ka Keung 郭家強 | Rep | 2010-04-08 | 2016-03-19 | ||
54 | Kong, Luhua 孔露華 | Rep | 2007-09-12 | 2011-10-19 | ||
55 | Koto, Hisanori 古東久典 | Rep | 2006-08-04 | 2012-02-17 | ||
56 | Krautheim, Erica Shao-Ning | F | Rep | 2012-05-08 | 2014-03-18 | |
57 | Kumar, Ajay (SFC:ARN358) | Rep | 2012-05-25 | 2016-10-10 | ||
58 | Kuo, Cheung 郭強 | Rep | 2003-04-26 | 2007-07-10 | ||
RO | 2007-07-10 | 2011-02-01 | ||||
Rep | 2011-02-01 | 2011-03-19 | ||||
59 | Kwan, Wendy Yok Bing 關玉冰 | F | Rep | 2011-10-04 | 2012-09-11 | |
60 | Lai, Wai Tsz 黎慧慈 | Rep | 2003-08-22 | |||
61 | Lam, Calvin Chi-him 林子謙 | M | Rep | 2012-04-27 | 2016-10-10 | |
62 | Lam, Milton Chi Siu 林子紹 | Rep | 2004-05-14 | 2009-01-17 | ||
63 | Lam, Raymond (SFC:AZR331) 林禮文 | M | Rep | 2012-06-19 | 2016-10-10 | |
64 | Lau, Adrian Yan Ho 劉恩豪 | M | Rep | 2012-06-18 | 2015-05-21 | |
65 | Lau, Jason Wing Yiu 劉永耀 | M | Rep | 2007-10-10 | 2008-08-16 | |
66 | Lau, Lambert Ming Yeung 劉名揚 | 33 | M | Rep | 2015-10-19 | |
67 | Lau, Valerie Wai Chee 劉蕙芝 | Rep | 2012-04-27 | 2013-03-26 | ||
68 | Lau, Vincent Ying Kwong 劉迎光 | M | Rep | 2008-12-30 | ||
69 | Lee, Allen Po 李尚紘 | M | Rep | 2012-04-27 | 2012-07-21 | |
70 | Lee, Cheril Chung Chi 李頌慈 | Rep | 2005-10-13 | 2008-11-07 | ||
71 | Leung, Simon Chung Man 梁頌文 | M | Rep | 2011-03-25 | 2014-02-19 | |
72 | Leung, Stephanie Wing Ying 梁穎瑩 | F | Rep | 2012-05-02 | 2013-03-01 | |
73 | Leven, Hans Johan | M | RO | 2007-12-14 | 2009-07-01 | |
74 | Lim, Boon Keong | Rep | 2003-07-01 | |||
75 | Lin, Danny Chi Long 林志朗 | Rep | 2007-05-21 | 2008-12-11 | ||
76 | Liu, Gary Huan Chieh 劉煥傑 | M | Rep | 2004-04-06 | ||
77 | Liu, Hao-Cheng 劉浩正 | Rep | 2004-10-12 | |||
78 | Lu, Peili 陸培麗 | Rep | 2007-02-16 | 2011-03-26 | ||
79 | Lui, Jervis Chun Wai 呂俊為 | Rep | 2003-10-09 | |||
80 | Mabardy, Michael Paul | M | Rep | 2006-01-07 | ||
81 | Macdonald, Peter Bremner (SFC:AMM281) | M | RO | 2007-01-25 | 2007-04-18 | |
82 | Machin, Mark Gordon Adam | M | RO | 2006-09-11 | 2011-08-26 | |
83 | Mak, William Wai Hang 麥偉恒 | M | Rep | 2010-04-12 | 2016-10-10 | |
84 | Maliah, Raghav | RO | 2011-06-01 | 2011-08-26 | ||
85 | Marsh, Nicholas James (SFC:ANH720) | M | Rep | 2012-04-27 | 2013-04-06 | |
86 | Martin, Joseph John (SFC:AJE474) | M | Rep | 2012-04-27 | 2012-07-01 | |
87 | McCarthy, Brendan Michael (SFC:AQQ106) | M | Rep | 2009-06-25 | 2013-01-10 | |
88 | McFarland, Christina Ma 馬智萍 | F | RO | 2012-07-03 | 2016-10-10 | |
89 | McQuade, Ryan F | M | Rep | 2012-04-27 | 2016-10-10 | |
90 | McTamaney, Robert Anthony III | M | Rep | 2007-02-09 | 2007-10-29 | |
RO | 2007-10-29 | 2011-07-01 | ||||
91 | Mithran, Girish | Rep | 2003-11-07 | 2012-03-21 | ||
92 | Mok, Jonathan Chung Kiu 莫仲翹 | M | Rep | 2003-10-29 | 2005-08-11 | |
93 | Montgomery, James Adam | M | Rep | 2012-04-27 | 2014-02-13 | |
94 | Moser, Ronald J Jr | M | Rep | 2008-02-15 | 2016-06-01 | |
95 | Navin, Sean Patrick | M | Rep | 2012-04-27 | 2016-10-10 | |
96 | Ng, Soon Wei 伍順輝 | Rep | 2006-07-27 | 2009-01-22 | ||
97 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2003-09-29 | 2003-12-18 | |
98 | Okabe, Toru | Rep | 2012-07-28 | |||
99 | Paik, Sang Hyeon | Rep | 2005-02-01 | |||
100 | Paradise, James Richard | M | Rep | 2012-02-17 | 2012-07-13 | |
RO | 2012-07-13 | 2016-10-10 | ||||
101 | Piplani, Dhruv | Rep | 2007-05-11 | 2009-05-27 | ||
RO | 2009-05-27 | 2010-11-17 | ||||
Rep | 2010-11-17 | 2011-12-12 | ||||
RO | 2011-12-12 | 2013-06-22 | ||||
102 | Rajasingham, Arjuna | Rep | 2012-04-27 | 2013-03-29 | ||
103 | Reilly, Eugene T | M | RO | 2007-03-13 | 2009-12-21 | |
104 | Reinert, Alexandre Richard Harald | M | Rep | 2011-08-16 | 2016-10-10 | |
105 | Rennie, Andrew Kenneth | M | Rep | 2012-01-03 | 2012-03-27 | |
RO | 2012-03-27 | 2016-10-10 | ||||
106 | Rhee, Howard Sang-Hoon | M | Rep | 2005-01-17 | ||
107 | Ryan, David Michael (SFC:ADX838) | M | RO | 2006-09-29 | 2008-06-01 | |
Rep | 2008-06-01 | 2012-05-14 | ||||
108 | Sabot, Florent Roland Christian | M | Rep | 2010-10-27 | 2010-11-10 | |
109 | Sago, Katsunori | Rep | 2006-07-24 | 2008-09-30 | ||
110 | Sahni, Akshay | M | Rep | 2009-07-15 | 2015-02-05 | |
111 | Sauvage, Benoit Marc-Antoine Yves | M | Rep | 2012-04-30 | 2014-02-06 | |
112 | Schrantz, Alexander (SFC:AFF166) | M | RO | 2006-09-11 | 2011-03-19 | |
113 | Seto, Elvis Kong Yiu 司徒光耀 | M | Rep | 2005-10-25 | 2016-05-06 | |
114 | Shah, Kush Umeshchandra | Rep | 2012-04-27 | 2016-10-10 | ||
115 | Sham, Sharon Cylong 岑思朗 | F | Rep | 2012-04-27 | 2016-10-10 | |
116 | Shao, Ying (SFC:AZQ933) 邵穎 | Rep | 2012-06-15 | 2014-12-12 | ||
117 | Shen, Benjamin Guanfuu | M | Rep | 2010-08-26 | 2012-07-07 | |
118 | Shu, Karman Hoi Ming 舒凱明 | Rep | 2007-11-29 | 2016-03-02 | ||
119 | Sivapathasundaram, Radeepan | Rep | 2008-06-20 | 2008-12-11 | ||
120 | Sloyer, Michael Jason | M | Rep | 2012-05-25 | 2016-10-10 | |
121 | Song, Xinran (SFC:AYM560) 宋欣然 | Rep | 2012-04-27 | 2016-02-17 | ||
122 | Stubbs, Arthur James Kay | 47 | M | Rep | 2003-10-29 | 2004-02-20 |
123 | Suen, Ming Chit 孫明哲 | RO | 2011-12-16 | 2016-10-10 | ||
124 | Sze, Rick Wai Pang 施維鵬 | Rep | 2004-07-05 | 2011-05-04 | ||
125 | Tam, Jonathan Joy Man 譚載文 | M | Rep | 2012-04-27 | 2014-04-18 | |
126 | Tang, Nelson Chun Wai 鄧駿威 | 26 | M | Rep | 2008-08-26 | 2010-06-26 |
127 | Tang, Xiangyu 湯向宇 | Rep | 2012-04-27 | 2014-04-02 | ||
128 | Tang, Yue Han | Rep | 2010-09-03 | 2014-05-31 | ||
129 | Tom, Edward 譚子平 | M | Rep | 2007-03-30 | 2014-06-19 | |
130 | Torrible, David Geoffrey 大衛德利保 | M | RO | 2008-07-11 | 2012-02-06 | |
Rep | 2012-02-06 | 2013-01-01 | ||||
131 | Towfigh, Frederick (SFC:ADD816) | M | RO | 2011-08-25 | 2016-10-10 | |
132 | Ueda, Eiji | Rep | 2012-02-14 | 2012-07-13 | ||
RO | 2012-07-13 | 2016-10-10 | ||||
133 | Voon, David Hian Fook 溫賢福 | 46 | M | RO | 2007-03-21 | |
134 | Waitze, Michael Irwin | M | Rep | 2003-12-04 | 2004-07-30 | |
135 | Wan, Yu Tsung 尹宇冲 | Rep | 2006-07-11 | 2016-10-10 | ||
136 | Wang, Chuang (SFC:AYM559) 王闖 | Rep | 2012-04-27 | 2013-03-20 | ||
137 | Wang, Ernie | Rep | 2005-09-01 | 2008-03-18 | ||
138 | Wang, Jian (SFC:APB793) 王堅 | Rep | 2007-06-11 | 2011-07-23 | ||
139 | Wat, Chi Ming 屈志銘 | Rep | 2003-08-21 | |||
140 | Wong, Jeffrey Shek Chuen 黃碩俊 | M | Rep | 2003-07-12 | ||
141 | Wu, Hiu Fung 胡曉鋒 | Rep | 2012-04-30 | 2013-10-08 | ||
142 | Wu, Michael David Ping Lam 吳炳霖 | 30 | M | Rep | 2008-12-05 | 2013-10-25 |
143 | Yang, Fan (SFC:ARM895) 楊帆 | Rep | 2008-08-25 | 2010-06-26 | ||
144 | Yeung, Kai Yin (SFC:ADU464) 楊啟賢 | Rep | 2016-06-29 | |||
145 | Yeung, Patrick Sze Chun 楊思進 | M | Rep | 2012-04-27 | 2016-10-10 | |
146 | Yeung, Vincent Shu Hang 楊書恆 | M | Rep | 2012-04-30 | 2016-10-10 | |
147 | Zagury, Alan | M | Rep | 2008-08-12 | 2015-04-01 | |
148 | Zee, John 徐強生 | M | Rep | 2005-04-07 | ||
149 | Zhang, You (SFC:AMF141) 章友 | Rep | 2005-08-09 | 2015-01-29 | ||
150 | Zhao, Jinxiang 趙金祥 | Rep | 2009-10-20 | 2014-01-29 |
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