Goldman Sachs Investment Management Hong Kong Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Abdeen, Yazan Mustafa I. AVF010 Rep 2010-06-01 2010-08-31
2 Anderson, Eric Herbert M AVT369 Rep 2010-08-31 2010-12-01
3 Arackal, Deepak Markose AXX257 Rep 2011-08-19 2013-07-26
4 Armstrong, Paul Ralph M AAT564 Rep 2004-12-23 2009-01-19
5 Arora, Bhanu AWE899 Rep 2010-11-02 2013-06-14
6 Bailey, Grant Andrew M AFB241 RO 2010-03-10 2012-10-31
7 Bakalar, Jeffrey Alan M AVG906 Rep 2010-06-10 2010-09-09
8 Chan, Chuak Hoan 陳澤鴻 AFN605 RO 2007-11-09
9 Chan, Edith Ka Wai 陳嘉慧 F AMC667 Rep 2005-06-22 2006-08-25
10 Chan, Ho Pok 陳浩博 AOV557 Rep 2007-04-24 2008-10-16
11 Chan, Kelly Tung Mui 陳冬梅 F ADQ100 Rep 2005-12-23
12 Chan, Kenneth Tin Yan 陳天欣 M AFN505 Rep 2010-05-25 2012-08-17
13 Chan, Pui Kwan (SFC:ALF667) 陳佩君 ALF667 Rep 2004-09-13 2006-05-28
14 Chan, Shek Ping 陳錫萍 AFS352 Rep 2006-05-02 2008-11-06
15 Chang, Li (SFC:APD249) 常立 APD249 Rep 2007-06-27 2010-01-23
16 Chao, Kimberly Gar Lei 周嘉莉 ASF125 Rep 2008-12-31 2011-04-21
17 Chau, Devan Sze Wan 鄒思韻 AMH270 Rep 2006-08-31 2013-07-05
18 Chau, Suma Ho Ching 仇顥晴 APV578 Rep 2007-10-16 2008-06-07
19 Cheah, Wei Teik AIR150 Rep 2006-05-24
RO 2006-05-24 2010-08-01
20 Chen, Bo (SFC:AXX169) 陳波 AXX169 Rep 2011-08-17 2013-02-15
21 Chen, Frank 陳大康 M ARR529 Rep 2011-03-02 2011-03-09
22 Chen, Jing Yi 陳靜宜 ARN454 Rep 2008-08-20 2009-03-13
23 Chen, Wei-Hung ACK844 Rep 2007-12-13 2011-12-01
RO 2011-12-01 2012-07-01
24 Chiu, Hon Lung 趙漢龍 AGW556 Rep 2004-05-13 2012-05-18
25 Cho, Mabel Ki Po 曹紀寶 F AOH365 Rep 2007-01-18 2010-03-26
26 Choi, Pik Chi 蔡碧芝 ADW996 Rep 2007-08-01 2013-07-05
27 Chon, Lai Yi 鍾麗儀 ABS032 Rep 2010-06-01 2012-12-31
28 Chung, Kelly Kar Lee 鍾嘉莉 AMY786 Rep 2006-01-27 2012-08-06
29 Chung, Soon Hyung AWJ606 Rep 2010-11-25 2012-03-16
30 Chung, Yuen Sheung 鍾婉嫦 ALA454 Rep 2008-09-11 2008-11-15
31 Cruz, Maria Concepcion Paraiso F AVB846 Rep 2010-04-26 2013-03-22
32 Drijkoningen, Rob Johan (SFC:AVT235) AVT235 Rep 2010-08-30 2010-11-30
33 Foo, Adrian Tiang Hock 48 M AIT063 Rep 2003-04-25 2004-06-08
34 Fu, Ming Hon 符明漢 APH718 Rep 2007-07-23 2008-07-16
35 Fung, Yuen Fun 馮婉芬 AEX954 Rep 2011-10-19 2013-07-26
36 Gunns, Christopher Michael Adrian M APC679 Rep 2007-06-21 2008-11-14
37 Gupta, Pranay AGT051 RO 2010-03-10 2011-12-31
38 Ha, Ka Yan 夏嘉欣 ANK949 Rep 2008-01-09 2011-06-17
39 Hao, Wenli Williams 郝文利 AVX211 Rep 2010-09-17 2013-06-14
40 Har, Vivian 夏慧芸 AIR309 Rep 2007-07-23 2008-07-19
41 Hermie, Kris A. AUV976 Rep 2010-03-19 2010-06-18
42 Ho, Benny Tak Ming 何德明 M AJH567 Rep 2004-01-06 2006-05-09
RO 2006-05-09 2007-08-15
43 Ho, Boon Leng 何文龍 AQN995 Rep 2010-06-25 2010-08-04
44 Ho, Chee Hau 何志浩 ALF705 Rep 2004-09-13 2005-06-06
45 Ho, Edwina Mei Ling 何美玲 F AEK540 Rep 2006-03-21 2008-10-11
46 Ho, Shaw Yann 何少燕 ANW530 Rep 2007-05-25 2011-04-20
47 Ho, Siu Yung 何紹容 ALY626 Rep 2010-11-15 2011-11-25
48 Hoekstra, Douwe Johannes M AQM398 Rep 2008-02-11 2010-05-19
49 Huang, Kuan-Po 黃冠博 APW011 Rep 2007-10-17 2008-08-30
50 Hui, Kin Wai (SFC:AOX998) 許健偉 AOX998 Rep 2007-05-25 2010-05-08
51 Hui, Wei Ming 許慧明 AFD939 Rep 2012-08-10
52 Hurtsellers, Christine Lynn F AVS786 Rep 2010-08-30 2010-11-30
53 Ip, Sum Sum 葉森森 ADE695 Rep 2006-05-04
54 Jansen, Rolandus Gerardus Wilhelmus ALL780 Rep 2004-11-23 2010-07-01
55 Kang, Melissa Su Yi 江素儀 F ARN456 Rep 2008-08-20 2011-03-21
56 Kim, Hai Joung 金會中 ARX093 Rep 2008-11-25 2009-07-13
57 Kim, Joel AIL394 Rep 2003-06-10 2010-02-24
RO 2010-02-24 2011-10-14
58 Ko, Gregory Adam 高泳鍇 M AIR727 Rep 2005-07-11 2011-04-15
Rep 2012-09-21 2013-07-26
59 Kota, Ratnakar AUZ022 Rep 2010-04-23 2011-04-28
60 Kunam, Naveen Kumar M AVH123 Rep 2010-06-02 2011-07-15
61 Lacis, Edmunds Janis ACQ607 Rep 2008-08-28 2008-10-06
RO 2008-10-06 2013-07-26
62 Lam, Wai Cheng 林偉清 AUV176 Rep 2010-03-03 2012-10-22
RO 2012-10-22 2013-07-26
63 Laosomboon, Pramote AUL681 Rep 2010-01-04 2010-09-01
64 Lau, Chun Yu (SFC:ANK121) 劉振宇 ANK121 Rep 2007-10-18 2008-10-17
Rep 2010-03-01 2013-04-30
65 Lee, Flora Hoi Ling 李凱玲 F AOM524 Rep 2007-01-25 2011-07-22
66 Lee, Jacqueline Hwai On 李懷安 F ALB953 Rep 2004-08-12 2007-08-24
67 Lee, Jian Xiang APW890 RO 2008-01-08 2008-11-14
68 Lee, Julia Siu Lie 李紹莉 F AEO838 Rep 2009-07-07 2012-12-14
69 Leung, Chin Hung 梁展鴻 ANF148 Rep 2006-03-23 2007-01-31
70 Leung, Kin Fai 梁健輝 ABE420 Rep 2012-03-14
RO 2012-03-14 2012-11-30
71 Leung, Pui Man (SFC:AMC685) 梁佩雯 AMC685 Rep 2005-06-16 2007-06-07
72 Li, Bing (SFC:AUV179) 李兵 AUV179 Rep 2010-03-02 2012-01-31
73 Li, Jing (SFC:AMU237) 李京 AMU237 Rep 2007-07-31 2011-10-28
74 Li, Kathy (SFC:AGW424) 李嘉怡 F AGW424 Rep 2004-01-03
75 Li, Vincent Ho Fai 李浩暉 M ANW827 Rep 2006-09-05 2011-09-29
76 Lim, Eng Seng 林永成 ANW831 Rep 2006-09-05 2006-11-03
77 Liu, Dan Dan (SFC:AFJ903) 劉丹丹 AFJ903 Rep 2007-06-28 2011-03-21
78 Liu, Qi (SFC:AJO302) 劉琦 AJO302 Rep 2004-03-23 2006-07-14
79 Liu, Yonggang (SFC:AWE778) 劉永剛 AWE778 Rep 2010-11-01 2013-06-28
80 Lou, Nathalie Choi Chi 劉賽枝 AGH565 Rep 2007-05-31 2008-11-15
81 Lu, Junhua (SFC:AVX214) 陸俊華 AVX214 Rep 2010-09-15 2013-06-28
82 Luo, Xun (SFC:AUW916) 羅勛 AUW916 Rep 2010-03-19 2013-02-15
83 Ma, Tsz Kit 馬子傑 AVJ142 Rep 2010-06-23 2013-05-31
84 Mak, Chun Bond 麥俊邦 AIY650 Rep 2007-12-04 2009-04-01
85 Matson, Timothy Thomas M AHC409 Rep 2003-05-21 2003-09-22
RO 2003-09-22 2004-05-15
Rep 2004-05-24 2009-10-31
86 Mok, Pui Man (SFC:ANF295) 莫佩雯 ANF295 Rep 2006-03-24 2006-07-21
87 Ng, Ching Han 伍靜嫺 AEZ033 Rep 2008-03-20 2011-06-02
88 Ng, Herman Chi Tin 吳志天 M ASQ359 Rep 2009-04-02 2011-07-08
89 Ng, Stephen (SFC:APV980) 吳俊亨 M APV980 Rep 2007-10-17 2008-11-14
90 Niu, Ruolei (SFC:APZ539) 牛若磊 APZ539 Rep 2007-11-13 2010-05-15
91 Nolan, Christian Timothy M ARP119 Rep 2008-09-08 2009-01-30
92 Pang, Wing Hey 彭永希 AWZ636 Rep 2011-03-16 2012-08-10
93 Pica, Justin Primo M AOX125 Rep 2007-05-11 2010-04-24
94 Pong, Shiu Yan 龐兆恩 AVM935 Rep 2010-07-20 2013-05-10
95 Poon, Kit Ching 潘傑晶 APF554 Rep 2008-02-25 2008-03-07
96 Ramanathan, Shriram AMZ988 Rep 2006-02-02 2009-10-31
97 Reyes, Jose Michael Ignacio M APA377 Rep 2007-06-01 2011-11-18
98 Ryan, Christopher John (SFC:ADH094) M ADH094 RO 2008-02-01
99 Sanyal, Bratindra Saran ALF293 Rep 2004-09-06 2012-06-15
100 Siegloff, Eric Steven M AZK611 Rep 2012-05-14 2012-12-31
101 Simons, Robert-Jan AMY784 Rep 2006-01-25 2006-09-29
102 Singh, Prashant (SFC:ARH654) ARH654 Rep 2008-07-11 2011-11-18
103 Siu, Kin Wa 蕭堅華 AWH334 Rep 2010-11-12 2011-05-06
104 So, Benjamin Kei Cheong 蘇圻錩 M AOY056 Rep 2007-05-22 2008-04-02
105 Tan, Dao Gyng 陳道烱 APH716 Rep 2007-07-27 2009-08-01
106 Tan, Siew Ching 陳小晶 AQN988 Rep 2008-02-25 2010-04-24
107 Tew, Yue Ying 張月瀅 AVW179 Rep 2010-09-10 2011-07-29
108 Thakkar, Rajeev Ramesh M ASD054 Rep 2008-12-02 2009-07-02
109 Toovey, Nicholas Richard M AEE614 Rep 2003-10-31 2008-04-21
RO 2008-04-21 2010-02-01
110 Tsang, Billy Sze Wai 曾思偉 AIR095 Rep 2005-08-30 2010-03-20
111 Tsang, Ka Man (SFC:AFR181) 曾嘉敏 AFR181 Rep 2004-06-21 2006-08-18
112 Uding, Gerardus Henricus Paulus M AUZ982 Rep 2010-04-13 2013-03-12
RO 2013-03-12 2013-07-26
113 Van Buuren, Bastiaan Jeroen M AIL165 Rep 2004-11-05
Rep 2009-07-29 2010-02-05
RO 2010-02-05 2013-06-28
114 Van Dommelen, Wilhelmus Johannes Gerardus M AVS896 Rep 2010-08-30 2010-11-30
115 Van Vliet, Willem Gustaaf Stephan M AMR979 Rep 2005-11-09 2006-06-20
116 Van Wijk, Tycho AUS491 Rep 2010-03-01 2010-05-31
117 Vandeville, Betty Yvonne Gusta Mathilde F ATS636 Rep 2009-09-14 2010-07-24
118 Vanparijs, Frederic H. L. M AUV975 Rep 2010-03-22 2010-06-21
119 Venes, Carolus Franciscus Arnoldus M ANH724 Rep 2006-04-24 2008-06-14
120 Verzuu, Dirk-Jan AVS789 Rep 2010-08-30 2010-11-30
121 Wai, Regina Yui-Kwan 韋乙君 F AFA133 Rep 2007-07-30 2008-11-14
122 Wan, Charles Bradley (SFC:ARE664) 尹澤淳 M ARE664 Rep 2008-06-16 2011-03-21
123 Wang, Ming Yuan 王銘元 AGI951 Rep 2003-07-07 2008-02-25
124 Wharton, Jonathan Matthew M ASH868 Rep 2009-02-03 2010-03-20
125 Wijono, Rizal 黃日昌 ADT339 Rep 2007-09-18
126 Wong, Wing Sum (SFC:AVE603) 黃穎琛 AVE603 Rep 2010-05-18 2013-02-28
127 Woo, Alan Kai Lun 胡啟倫 M AOD009 Rep 2006-11-01 2007-02-05
128 Wu, Chun Lai 胡俊禮 AUW915 Rep 2010-03-19 2011-08-31
129 Wu, Edward (SFC:AQF070) M AQF070 Rep 2007-12-28 2010-04-01
130 Xu, Huang Jian 徐荒尖 AWE777 Rep 2010-11-02 2013-02-15
131 Yang, Chong Wey 楊宗煒 ALG140 Rep 2004-09-20 2005-01-25
RO 2005-01-25 2009-01-31
Rep 2012-05-10 2012-10-22
RO 2012-10-22 2013-11-27
132 Yang, Xiaoyu (SFC:ANW832) 楊曉煜 ANW832 Rep 2006-09-05 2010-07-01
133 Yiu, Wai Ho (SFC:APR883) 姚偉浩 APR883 Rep 2009-10-27 2011-10-21
134 Yoon, Harold Steven 52 M AMB594 Rep 2005-06-20 2005-09-19
135 Yu, Sandra Ka Yee 余嘉儀 F AGC563 Rep 2007-07-30 2010-07-28
136 Yu, Tricia Ka Yan 余嘉欣 F AZO632 Rep 2012-07-10 2013-01-18
137 Yuen, Pui Ho (SFC:AUY360) 阮沛豪 AUY360 Rep 2010-03-25 2013-06-14
138 Yuen, Siu Ting 阮少婷 AHF360 Rep 2011-11-04 2012-07-01
139 Zhu, Haoyuan 朱浩渊 AYG008 Rep 2011-10-13 2013-02-15

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