DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2018 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Amit, Singh | Rep | 2018-09-03 | 2019-07-08 | ||
| 2 | Arnaudo, Claire | F | Rep | 2016-09-13 | 2019-11-13 | |
| 3 | Barnes, Tate James | M | Rep | 2016-01-18 | 2022-09-02 | |
| 4 | Besson, Florent | Rep | 2014-10-29 | 2019-10-22 | ||
| 5 | Bhatia, Gaurav (SFC:BHX017) | M | Rep | 2016-07-27 | 2019-08-26 | |
| 6 | Biette, Benjamin Gerard Philippe | M | Rep | 2016-08-11 | 2019-08-29 | |
| 7 | Blenkiron, Philip Edward | M | RO | 2017-07-07 | 2023-11-23 | |
| 8 | Brown, Ashley James (SFC:BEE969) | M | Rep | 2014-09-22 | 2019-04-30 | |
| 9 | Bruchet, David Dominique Nicolas | M | Rep | 2017-02-01 | 2019-09-27 | |
| 10 | Bubere, Ayesha | F | Rep | 2016-11-11 | 2021-02-05 | |
| 11 | Chan, Fabian Cheuk Hin 陳卓鶱 | M | Rep | 2018-06-25 | 2020-02-09 | |
| 12 | Chan, Kam Pui 陳錦培 | RO | 2018-06-05 | 2019-01-25 | ||
| 13 | Chan, Matthew Wing Tou 陳榮滔 | M | Rep | 2018-08-27 | 2019-09-27 | |
| 14 | Chandak, Dhiraj | Rep | 2006-02-20 | 2019-09-03 | ||
| 15 | Chang, Monica L 常樂 | F | Rep | 2017-08-28 | 2019-04-08 | |
| 16 | Chang, Sheng-Yao | Rep | 2014-10-27 | 2020-04-30 | ||
| 17 | Chau, Andy Kane Man 周敬民 | Rep | 2014-01-02 | 2021-09-19 | ||
| 18 | Chen, Xinchen 陳昕晨 | Rep | 2018-11-30 | 2019-10-07 | ||
| 19 | Chu, Brian Chi Yan 朱智仁 | M | RO | 2015-01-15 | 2019-08-30 | |
| 20 | Chua, Ian Yong Kwang | M | Rep | 2018-12-12 | 2019-03-11 | |
| 21 | Chue, Chun Kin John 朱振堅 | Rep | 2015-11-18 | 2021-01-26 | ||
| 22 | Chung, Derek Ho Fai 鍾晧輝 | M | RO | 2017-04-26 | 2019-10-21 | |
| 23 | Chung, Richard | M | RO | 2018-04-04 | 2019-09-30 | |
| 24 | Ciani Bassetti, Pietro | M | Rep | 2008-09-30 | 2021-09-19 | |
| 25 | Colas, Romain Georges Pierre | M | Rep | 2017-10-30 | 2019-07-29 | |
| 26 | Coutrel, Guillaume Franck Gwenhael | M | Rep | 2016-07-11 | 2020-04-22 | |
| 27 | Cox, Jason Ralph | M | Rep | 2016-04-21 | 2019-07-08 | |
| 28 | Creedon, Katherine Claire | F | Rep | 2008-01-22 | 2020-11-16 | |
| 29 | Ding, Mingyuan 丁明元 | Rep | 2017-01-03 | 2020-06-05 | ||
| 30 | Doukas, Jason Andrew | M | Rep | 2018-06-26 | 2019-07-08 | |
| 31 | Doyle, John Aaron | M | Rep | 2009-08-18 | 2019-10-29 | |
| 32 | Du, Chao (SFC:AUM373) 杜超 | Rep | 2016-09-06 | 2020-02-14 | ||
| 33 | Du, Haiyang 杜海洋 | Rep | 2018-09-27 | 2021-04-23 | ||
| 34 | Elalingam, Mayooran | Rep | 2016-10-03 | |||
| 35 | Fan, Shaoli 范少立 | Rep | 2012-03-05 | 2023-06-29 | ||
| 36 | Feng, Jing (SFC:BGM253) 馮靜 | Rep | 2015-11-16 | 2019-08-20 | ||
| 37 | Feng, Nancy Yu Qian 馮雨茜 | F | Rep | 2014-06-03 | ||
| 38 | Fitzwilliams, Angharad Elizabeth Anne | F | Rep | 2012-07-03 | 2019-07-19 | |
| 39 | Foong, Leon Chiew 馮良昭 | M | Rep | 2018-03-01 | ||
| 40 | Fu, Hanbo 傅函波 | Rep | 2018-08-20 | 2019-04-18 | ||
| 41 | Ge, Guanhong | Rep | 2017-09-29 | 2020-12-31 | ||
| 42 | Gibb, Richard Boyce Massey | M | RO | 2017-05-08 | 2019-07-24 | |
| 43 | Gu, Dechun 顧德純 | Rep | 2012-03-05 | 2023-09-25 | ||
| 44 | Gu, Lingwei 顧玲蔚 | Rep | 2012-06-19 | 2019-08-12 | ||
| 45 | Guan, Michael Zheng 管征 | 44 | M | Rep | 2017-07-03 | 2019-08-06 |
| 46 | Guo, Yingyu 郭穎瑜 | Rep | 2018-11-02 | 2021-08-27 | ||
| 47 | Gupta, Pratik (SFC:AEM184) | Rep | 2011-08-29 | 2019-09-30 | ||
| 48 | Gurnani, Dinesh | Rep | 2014-01-02 | 2020-07-31 | ||
| 49 | Hagendyk, Chris Andrew | M | Rep | 2014-07-07 | 2021-05-28 | |
| 50 | Hanafusa, Io | Rep | 2014-07-04 | 2020-02-12 | ||
| 51 | He, Wanqing 何婉青 | Rep | 2017-08-15 | 2019-04-29 | ||
| 52 | Ho, Karen Kar Wing 何嘉詠 | F | Rep | 2016-05-20 | 2021-01-22 | |
| 53 | Ho, Michael Cheuk Yuen 何卓元 | M | Rep | 2014-05-19 | 2019-08-30 | |
| 54 | Holcroft, Joshua (SFC:AYY599) | M | Rep | 2018-11-22 | 2019-07-08 | |
| 55 | Homscheid, Conor Soren | M | Rep | 2016-11-22 | 2019-09-23 | |
| 56 | Huang, Hsing-Han 黃省翰 | Rep | 2017-09-25 | 2021-01-25 | ||
| 57 | Huang, Jingying (SFC:BAI752) 黃晶瑩 | Rep | 2012-10-22 | 2021-05-25 | ||
| 58 | Huang, Ruohai 黃若海 | Rep | 2010-01-08 | 2021-09-19 | ||
| 59 | Iwao, Kentaro | M | Rep | 2018-09-21 | 2021-08-20 | |
| 60 | Ji, Tuo 季托 | Rep | 2014-07-21 | 2019-08-05 | ||
| 61 | Johnson, Donald Joseph | M | Rep | 2012-04-16 | 2020-07-31 | |
| 62 | Joo, Jihyun Katherine 朱祉泫 | Rep | 2012-04-24 | 2020-03-30 | ||
| 63 | Kaim-Caudle, Nicholas | M | Rep | 2013-10-02 | 2021-07-31 | |
| 64 | Kaufmann, Kai | Rep | 2008-03-10 | 2019-08-12 | ||
| 65 | Keshav, Ratan | Rep | 2016-10-28 | 2022-04-14 | ||
| 66 | Key, John Richard | M | RO | 2014-03-14 | 2020-02-18 | |
| 67 | Kirsten, Johann Friedrich | M | Rep | 2014-05-02 | 2019-07-08 | |
| 68 | Kojodjojo, Perry 許丕勵 | M | Rep | 2017-05-23 | 2019-12-03 | |
| 69 | Kopliku, Jurgen | Rep | 2016-06-01 | 2019-06-14 | ||
| 70 | Kwong, Marcus Mann 鄺孟芹 | M | Rep | 2009-06-29 | 2019-09-27 | |
| 71 | Lai, Elita Yuen Yung 黎婉蓉 | Rep | 2017-08-10 | 2019-08-30 | ||
| 72 | Lala, Manish | Rep | 2010-04-08 | 2019-11-30 | ||
| 73 | Lalwani, Harish Premchand | Rep | 2011-04-19 | 2019-08-06 | ||
| 74 | Lam, Henry Hong Kee 林康祺 | M | Rep | 2013-10-18 | 2019-10-17 | |
| 75 | Lam, Jason Chung Yui 林忠銳 | M | Rep | 2016-09-12 | 2020-10-20 | |
| 76 | Lau, Cheung Kei 劉掌畿 | Rep | 2018-05-16 | 2021-12-24 | ||
| 77 | Lau, Stephen Ying Tung 劉穎東 | M | Rep | 2006-06-01 | 2021-05-28 | |
| 78 | Lauk, Leon-Alexis Johann Carol | F | Rep | 2016-09-13 | 2020-09-25 | |
| 79 | Laungani, Neel Vishnu | Rep | 2017-10-23 | 2020-09-28 | ||
| 80 | Law, Long Hei Adrian 羅朗曦 | Rep | 2017-12-18 | 2019-08-25 | ||
| 81 | Lee, Andrew (SFC:BES685) | M | Rep | 2015-01-02 | 2020-03-31 | |
| 82 | Lee, Edward Yuan Tse 李淵智 | M | Rep | 2018-12-05 | 2019-07-22 | |
| 83 | Lee, Ji Su 李知修 | Rep | 2017-10-09 | 2019-09-05 | ||
| 84 | Lee, Mei Lam Nicole 李美霖 | Rep | 2018-08-01 | 2019-08-12 | ||
| 85 | Lee, Rui Jie Gary 李瑞杰 | Rep | 2018-12-03 | 2019-09-06 | ||
| 86 | Leng, Xuan 冷煊 | Rep | 2017-10-19 | 2019-02-01 | ||
| 87 | Leong, Tzi Ying 梁智瀛 | Rep | 2017-02-02 | |||
| 88 | Li, Cheng (SFC:BDT950) 李琤 | Rep | 2018-04-23 | 2020-03-27 | ||
| 89 | Li, Fei (SFC:ANQ366) 李菲 | Rep | 2016-09-23 | 2019-07-08 | ||
| 90 | Li, Kefei 李克非 | Rep | 2015-10-12 | 2019-08-20 | ||
| 91 | Li, Shu (SFC:AWH337) 李姝 | Rep | 2014-08-21 | 2022-06-06 | ||
| 92 | Li, Shuhao 李書豪 | Rep | 2018-09-21 | 2020-09-30 | ||
| 93 | Li, Si (SFC:BMV409) 李思 | Rep | 2018-10-16 | 2021-04-30 | ||
| 94 | Li, Xiang Betty | F | Rep | 2012-03-21 | 2019-08-13 | |
| 95 | Li, Yuanyuan (SFC:BHY383) 李媛媛 | Rep | 2018-12-11 | 2020-09-30 | ||
| 96 | Liang, Minfeng (SFC:BCE457) 梁敏鋒 | Rep | 2013-10-31 | 2022-06-02 | ||
| 97 | Liew, Ivy 劉愛雯 | F | Rep | 2013-02-18 | 2019-05-24 | |
| 98 | Lim, Michelle Si Min 林思敏 | F | Rep | 2009-01-23 | 2019-10-11 | |
| 99 | Lim, Yang Kind 林揚凱 | Rep | 2017-05-22 | 2021-01-29 | ||
| 100 | Lin, Hanwei | Rep | 2018-12-12 | 2019-03-08 | ||
| 101 | Lin, Tong (SFC:BNO843) 林桐 | M | Rep | 2018-09-21 | 2021-04-09 | |
| 102 | Lin, Xiaorong 林晓榕 | Rep | 2018-06-14 | 2019-07-08 | ||
| 103 | Liu, Chin Hang 廖梓珩 | Rep | 2014-08-06 | 2020-03-31 | ||
| 104 | Liu, Ji (SFC:BMR643) 劉霽 | Rep | 2018-04-18 | 2019-10-02 | ||
| 105 | Liu, Linan 劉立男 | Rep | 2017-05-19 | 2019-08-01 | ||
| 106 | Liu, Quanquan 刘泉泉 | Rep | 2015-03-31 | |||
| 107 | Liu, Yishu (SFC:BMX378) 劉依舒 | Rep | 2018-06-04 | 2020-10-08 | ||
| 108 | Liu, Zhicheng (SFC:BNT783) 劉志成 | Rep | 2018-11-05 | 2019-03-29 | ||
| 109 | Liu, Zongyuan (SFC:BNO601) 劉宗源 | Rep | 2018-09-17 | 2020-12-07 | ||
| 110 | Luo, Bote 羅博特 | Rep | 2016-09-09 | 2024-01-15 | ||
| 111 | Luo, Haiyan (SFC:AOS352) | Rep | 2013-11-01 | 2020-11-25 | ||
| 112 | Luu, James Chi Cuong | M | Rep | 2012-04-12 | ||
| 113 | Lyu, Zhiyuan 呂志遠 | Rep | 2016-02-01 | 2019-07-08 | ||
| 114 | Malouf, Michelle Maria | F | Rep | 2017-11-01 | 2019-07-08 | |
| 115 | Marchio, Steven Santo Peter | M | Rep | 2010-07-29 | 2019-10-13 | |
| 116 | Moreira, Nicholas Hubert | M | RO | 2012-12-13 | 2021-01-05 | |
| 117 | Mundorf, David | M | Rep | 2014-11-21 | 2020-07-31 | |
| 118 | Navlakha, Nilesh | M | RO | 2015-12-02 | 2019-01-20 | |
| 119 | Neo, Charles Hiang Kiat | M | Rep | 2016-06-23 | 2022-10-18 | |
| 120 | Ng, Eddie Tao 吳濤 | M | Rep | 2017-07-10 | 2019-12-03 | |
| 121 | Ng, Ka Ming (SFC:BIV393) 吳嘉銘 | Rep | 2017-01-03 | 2019-08-21 | ||
| 122 | Ng, Li Yen 吳莉燕 | Rep | 2018-07-05 | 2022-09-02 | ||
| 123 | Ngie, Chuen Shun 倪傳順 | RO | 2012-03-02 | 2020-06-30 | ||
| 124 | Panda, Angkit | Rep | 2017-02-03 | 2020-12-18 | ||
| 125 | Pang, Ka Yin (SFC:APP351) 彭嘉妍 | Rep | 2018-08-01 | |||
| 126 | Penavic, Stjepan Drzislav | Rep | 2018-11-05 | 2020-03-24 | ||
| 127 | Phua, Victor Chen Ee | M | RO | 2018-12-03 | 2019-08-30 | |
| 128 | Poh, Wee Leng Alan 傅偉麟 | Rep | 2018-11-12 | 2021-07-01 | ||
| 129 | Poon, Tsz Yuen 潘子遠 | Rep | 2015-08-28 | 2020-04-24 | ||
| 130 | Prebola, Scott Thomas | M | Rep | 2011-08-02 | 2023-03-24 | |
| 131 | Pun, Yu San 潘宇燊 | Rep | 2018-09-14 | 2019-07-08 | ||
| 132 | Qiu, Zhiwei (SFC:BMI936) 邱志偉 | Rep | 2018-02-21 | 2019-09-27 | ||
| 133 | Ra, Helen | F | Rep | 2017-06-28 | 2019-07-08 | |
| 134 | Ranjana | Rep | 2015-12-14 | 2019-07-18 | ||
| 135 | Roberts, Glyn David (SFC:BBZ480) | M | Rep | 2018-02-12 | 2020-01-10 | |
| 136 | Rodier, Florent Edouard Marie | F | Rep | 2012-08-23 | 2020-10-30 | |
| 137 | Roy, Mohul | Rep | 2018-12-27 | 2019-03-25 | ||
| 138 | Royal, Andrew John | M | Rep | 2016-08-24 | 2021-03-26 | |
| 139 | Rudick, Todd David | M | Rep | 2018-12-03 | 2019-05-28 | |
| 140 | Sambatur, Hemant | Rep | 2017-07-21 | 2019-08-30 | ||
| 141 | Sami, Muhammad Talha | M | Rep | 2018-08-08 | 2019-08-12 | |
| 142 | Sanchez, Marlon Mikhail | M | RO | 2011-01-04 | 2021-10-28 | |
| 143 | Shalabi, Hani Youssef | RO | 2018-01-29 | 2019-11-15 | ||
| 144 | Shambi, Rajdeep Singh | Rep | 2017-09-01 | 2020-02-29 | ||
| 145 | Shen, Yuan (SFC:BMC484) 申遠 | Rep | 2018-01-26 | 2019-07-17 | ||
| 146 | Shi, Hanbei 施含蓓 | Rep | 2018-01-26 | 2020-07-02 | ||
| 147 | Shimomura, Yoshio 下村吉男 | M | Rep | 2013-04-18 | 2021-08-13 | |
| 148 | Siekierczak, Filip | M | Rep | 2013-08-27 | 2019-08-08 | |
| 149 | Singh, Kieran Jeet | M | Rep | 2018-01-26 | 2019-09-27 | |
| 150 | Skurr, Paul Thomas | M | Rep | 2014-11-28 | 2019-02-19 | |
| 151 | Soerensen, Morten | Rep | 2017-10-23 | 2020-10-12 | ||
| 152 | Spellmann, Hermann Arnold | M | Rep | 2017-05-29 | 2020-09-13 | |
| 153 | Stephen 鄭迪繁 | Rep | 2017-03-30 | 2019-04-23 | ||
| 154 | Stephens, John William | M | RO | 2017-12-15 | 2019-12-03 | |
| 155 | Sun, Xiaoyu (SFC:BKP228) 孫曉宇 | Rep | 2017-08-30 | 2019-08-08 | ||
| 156 | Sutton, Andrew Carpenter | M | Rep | 2016-05-05 | 2019-07-16 | |
| 157 | Suzuki, Yuta | Rep | 2018-10-04 | 2020-03-24 | ||
| 158 | Tam, Kevin 譚浠泓 | M | Rep | 2012-09-06 | 2021-12-24 | |
| 159 | Tam, Vernon Craig Goodheart 譚乃廉 | M | Rep | 2014-05-16 | 2020-12-16 | |
| 160 | Tan, Jack H 譚和平 | M | Rep | 2015-08-06 | 2019-08-14 | |
| 161 | Tan, Kim Kuan Francis 陳錦冠 | Rep | 2013-10-21 | 2019-07-08 | ||
| 162 | Tan, Wei Chong Fabian 陳偉仲 | Rep | 2018-09-19 | 2022-08-09 | ||
| 163 | Tang, Chenlang 湯辰浪 | Rep | 2018-07-18 | 2019-08-05 | ||
| 164 | Tang, Kuan Mo 鄧君武 | Rep | 2011-10-07 | 2021-12-24 | ||
| 165 | Thomas, Dean (SFC:ACN472) | M | Rep | 2007-02-09 | 2019-08-13 | |
| 166 | Thomas, Marie Clare | F | Rep | 2017-11-20 | 2019-06-17 | |
| 167 | Thygesen, Brent George | M | Rep | 2015-09-21 | 2020-03-26 | |
| 168 | Tian, Ke 田克 | Rep | 2017-12-29 | 2021-05-31 | ||
| 169 | Tian, Xiaoxiao 田瀟瀟 | Rep | 2015-09-23 | 2019-12-31 | ||
| 170 | Tsai, Song-Yi 蔡松宜 | Rep | 2018-09-26 | 2023-05-12 | ||
| 171 | Tsang, Simon Sai Cheong 曾世昌 | M | Rep | 2018-03-19 | 2020-11-13 | |
| 172 | Twomey, Matthew Luke | M | Rep | 2013-02-27 | 2019-05-29 | |
| 173 | Wang, Kai (SFC:AYR791) 王凱 | Rep | 2012-04-24 | 2023-06-29 | ||
| 174 | Wang, Mengjie (SFC:AXZ092) 王夢潔 | Rep | 2017-07-17 | 2020-10-07 | ||
| 175 | Wang, Rowena 王允慧 | F | RO | 2012-03-02 | 2021-06-16 | |
| 176 | Wang, Xiaoran (SFC:BNT782) 王晓冉 | Rep | 2018-11-05 | 2019-02-24 | ||
| 177 | Wong, Arthur Chi To 黃志滔 | M | Rep | 2017-10-06 | 2019-03-01 | |
| 178 | Wong, Elsie Hoi See 黃凱詩 | F | Rep | 2012-03-05 | 2019-09-02 | |
| 179 | Wong, Wing Tak (SFC:BET253) 王永德 | Rep | 2016-05-05 | 2021-04-15 | ||
| 180 | Wong, Yuen Ching (SFC:AFU718) 黃元正 | Rep | 2015-10-20 | 2022-12-05 | ||
| 181 | Woo, Janet Fong Fong 胡渢渢 | F | Rep | 2019-07-08 | ||
| 182 | Wu, Di (SFC:BED059) 巫鏑 | Rep | 2015-08-11 | 2019-03-22 | ||
| 183 | Wu, Huihuang (SFC:BKU224) 吳輝煌 | Rep | 2017-09-15 | 2021-06-30 | ||
| 184 | Wu, Qiong (SFC:AYY899) 吳窮 | Rep | 2012-03-05 | |||
| 185 | Xia, Gaohua 夏高華 | Rep | 2018-09-17 | 2019-06-14 | ||
| 186 | Xing, Kainan 興開楠 | Rep | 2017-10-23 | 2019-09-27 | ||
| 187 | Xu, Yang (SFC:AYR801) 許揚 | Rep | 2012-04-16 | 2021-03-15 | ||
| 188 | Xu, Yue (SFC:BFY023) 許玥 | Rep | 2018-01-02 | 2019-08-05 | ||
| 189 | Yang, Angus Sheau Yu 楊曉瑜 | 48 | M | RO | 2018-06-07 | 2021-12-24 |
| 190 | Yang, Heidi Hoi Ti 楊凱蒂 | 48 | F | RO | 2012-03-07 | 2019-08-30 |
| 191 | Yang, Tianyi (SFC:BID345) 楊添意 | Rep | 2016-09-06 | 2019-04-01 | ||
| 192 | Yang, Xiaoxi (SFC:BLU778) | Rep | 2018-04-03 | 2019-07-08 | ||
| 193 | Yang, Yiran (SFC:BKU216) 楊依然 | Rep | 2017-09-18 | 2019-04-18 | ||
| 194 | Yang, Yiyi (SFC:BIE111) | Rep | 2016-09-12 | 2019-08-08 | ||
| 195 | Yang, Yunqing 杨韵晴 | Rep | 2018-12-24 | 2019-07-08 | ||
| 196 | Yao, Simone Tong | F | Rep | 2017-12-04 | 2019-07-08 | |
| 197 | Yin, Ge (SFC:BIV624) 尹歌 | Rep | 2017-01-03 | 2020-02-28 | ||
| 198 | Yin, Hanzhang 尹翰章 | Rep | 2017-05-17 | 2019-08-30 | ||
| 199 | Yip, Fung 葉豐 | Rep | 2018-01-08 | 2020-04-03 | ||
| 200 | Young, Charles Maximilian (SFC:BKL907) | M | Rep | 2017-09-11 | 2021-12-17 | |
| 201 | Zhang, Jingting 張婧婷 | Rep | 2018-09-19 | 2019-04-18 | ||
| 202 | Zhang, Yi (SFC:BLH577) 張禕 | Rep | 2017-10-30 | |||
| 203 | Zhao, Mengdi (SFC:BNO845) 趙夢迪 | Rep | 2018-09-21 | 2019-08-05 | ||
| 204 | Zhao, Xun 趙尋 | Rep | 2018-05-14 | 2020-10-23 | ||
| 205 | Zhu, Yue Cindy | F | Rep | 2018-08-20 | 2019-08-05 | |
| 206 | Zoonekynd, Vincent Davy | M | Rep | 2017-08-10 | 2019-07-08 | |
| 207 | Zou, Qihan 鄒其翰 | Rep | 2018-09-28 | 2019-05-31 | ||
| 208 | Zuo, Xin (SFC:BKE051) 左昕 | Rep | 2017-07-28 | 2019-07-21 |
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