CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ai, Zhongcheng 艾仲承 | BHA426 | Rep | 2017-06-26 | 2022-02-18 | ||
| 2 | Avenel, Gerald Marie Jean Alain | M | BKO053 | Rep | 2017-08-18 | 2021-06-25 | |
| 3 | Beattie, Nigel John (SFC:ACM773) | 53 | M | ACM773 | Rep | 2017-06-26 | 2017-08-31 |
| 4 | Cai, Jingxing 蔡景行 | AZW297 | Rep | 2017-06-26 | 2021-09-20 | ||
| 5 | Cai, Shixin 蔡時欣 | BMH732 | Rep | 2018-08-02 | 2025-02-05 | ||
| 6 | Cao, Zheng (SFC:AND187) 曹政 | AND187 | Rep | 2017-06-26 | 2020-02-19 | ||
| 7 | Carlone, Thomas | M | AMJ337 | Rep | 2017-12-06 | 2021-01-20 | |
| 8 | Chan, King (SFC:AXH382) 陳競 | AXH382 | Rep | 2017-06-26 | 2020-01-15 | ||
| 9 | Chan, Samuel Sek Wei 陳惜偉 | M | BOZ713 | Rep | 2019-10-30 | 2021-02-17 | |
| 10 | Chan, Ying Tung 陳映彤 | BOB781 | Rep | 2019-01-29 | 2020-12-01 | ||
| 11 | Chang, Derek Xiao | M | ANU938 | Rep | 2019-05-14 | 2020-08-24 | |
| 12 | Chang, Xueshan 常雪杉 | AQU414 | Rep | 2017-06-26 | 2017-08-04 | ||
| 13 | Chen, Enshi 陳恩石 | BJK920 | Rep | 2017-07-19 | 2019-09-24 | ||
| 14 | Chen, Hu (SFC:BMA461) 陳滸 | BMA461 | Rep | 2020-07-31 | |||
| 15 | Chen, Ke (SFC:BOT251) 陳可 | BOT251 | Rep | 2019-09-09 | 2020-11-06 | ||
| 16 | Chen, Yidan (SFC:BLG353) 陳藝丹 | BLG353 | Rep | 2019-10-03 | 2020-10-16 | ||
| 17 | Cheng, Zhiqian 程智倩 | BKU851 | Rep | 2017-09-04 | 2021-05-07 | ||
| 18 | Cheung, Keith Tsun Hei 張俊禧 | M | BLE084 | Rep | 2017-10-04 | 2020-04-17 | |
| 19 | Cheung, Na 張娜 | BDE788 | Rep | 2017-06-26 | 2019-01-02 | ||
| Rep | 2019-05-30 | ||||||
| 20 | Cheung, Yat Wah 張日華 | ANW454 | Rep | 2020-05-13 | 2023-05-19 | ||
| 21 | Chiu, Jone Yin 趙仲賢 | BCZ927 | Rep | 2017-11-15 | 2021-06-30 | ||
| 22 | Chiu, Ju-Ping 丘如平 | BJQ340 | Rep | 2017-06-14 | 2020-07-20 | ||
| 23 | Chou, Vincent Ho Cheong 巢澔鏘 | M | BLC112 | Rep | 2017-09-27 | 2020-11-27 | |
| 24 | Cohen, Marc Isaac | M | BEG515 | Rep | 2017-06-26 | 2018-05-09 | |
| 25 | Collard, Jeremy David | M | AJC639 | Rep | 2019-05-09 | ||
| 26 | Deng, Haili 鄧海立 | BGO942 | Rep | 2017-06-26 | 2019-10-19 | ||
| 27 | Dong, Fanghu 東方虎 | BNH846 | Rep | 2018-08-01 | 2019-07-27 | ||
| 28 | Doshi, Nirav Niranjan | BKO057 | Rep | 2017-08-18 | 2021-03-08 | ||
| 29 | Fan, Alan Ping Lun 范秉倫 | M | BJK467 | Rep | 2017-11-21 | ||
| 30 | Fang, Yuanhao 房遠昊 | BPW058 | Rep | 2020-07-08 | 2020-12-10 | ||
| 31 | Fedotova, Jelena (SFC:BNH659) | BNH659 | Rep | 2018-07-30 | 2021-06-25 | ||
| 32 | Feng, Shiran (SFC:ARJ059) 馮詩然 | ARJ059 | Rep | 2020-12-21 | |||
| 33 | Fu, Hsin Chang 傅信彰 | AUJ844 | Rep | 2017-06-26 | 2021-02-18 | ||
| RO | 2021-02-18 | ||||||
| 34 | Fu, Kang 傅康 | BOW571 | Rep | 2019-10-02 | |||
| 35 | Gomez, Bienvenido Antonio Monponbanua | M | BOR296 | Rep | 2019-08-08 | 2024-08-30 | |
| 36 | He, Jialin 賀家琳 | ASL683 | Rep | 2017-10-20 | 2021-01-21 | ||
| RO | 2021-01-21 | ||||||
| 37 | Hong, Sang Jin 洪祥鎮 | BIW989 | Rep | 2017-07-24 | 2019-01-04 | ||
| RO | 2019-01-04 | 2020-02-04 | |||||
| 38 | Hou, Yueyang 侯越洋 | BAT984 | Rep | 2017-06-26 | 2020-09-24 | ||
| RO | 2020-09-24 | ||||||
| 39 | Hu, Xisha 胡錫莎 | ARA304 | Rep | 2017-06-26 | 2017-07-17 | ||
| 40 | Huang, Jialin (SFC:BJI242) 黃嘉林 | BJI242 | Rep | 2021-02-09 | 2021-12-03 | ||
| 41 | Huang, Xian Jia 黃賢嘉 | AQH654 | Rep | 2018-12-03 | 2019-08-31 | ||
| 42 | Ip, Wang Fung Frank 葉泓楓 | M | BGB024 | Rep | 2017-06-26 | 2021-03-22 | |
| 43 | Jaeger, Christian John | M | APD422 | Rep | 2019-03-28 | 2025-06-06 | |
| 44 | Jia, Mengyao 賈夢瑤 | BOZ732 | Rep | 2019-10-28 | |||
| 45 | Jiang, Haiyuan 江海源 | BNK729 | Rep | 2018-09-03 | 2020-06-12 | ||
| 46 | Jiang, Yakang 蔣亞康 | AWY537 | Rep | 2017-06-26 | |||
| 47 | Jiang, Yue (SFC:BGP809) 姜越 | BGP809 | Rep | 2017-06-26 | 2021-11-05 | ||
| 48 | Kay, Chong-san 郭忠山 | AXG649 | Rep | 2017-06-26 | |||
| 49 | Kim, Ji Eum 金知音 | BOP662 | Rep | 2019-07-18 | 2021-12-10 | ||
| 50 | Lam, Cham (SFC:ARA670) 林箴 | ARA670 | Rep | 2017-06-26 | 2019-03-01 | ||
| 51 | Lam, Ka Wun Gary 林家垣 | M | BDH211 | Rep | 2017-06-26 | 2021-01-08 | |
| 52 | Lau, Cheong (SFC:BFA120) 劉暢 | BFA120 | Rep | 2018-06-04 | 2024-02-08 | ||
| 53 | Lee, Bong Tae 李鳳泰 | AQP646 | Rep | 2018-11-15 | |||
| 54 | Lee, Kin Man (SFC:BLK431) 李建民 | BLK431 | Rep | 2017-11-01 | |||
| 55 | Lee, Raymond Yuman 李裕民 | 64 | M | ACF125 | RO | 2017-05-23 | 2017-10-20 |
| 56 | Leung, Fung Man 梁鳳敏 | ASP987 | Rep | 2017-06-26 | 2020-01-29 | ||
| RO | 2020-01-29 | 2021-10-11 | |||||
| 57 | Leung, Kwok Ming (SFC:AIZ701) 梁國明 | AIZ701 | RO | 2017-05-23 | 2018-06-25 | ||
| 58 | Li, En Tzu 李恩慈 | BNC713 | Rep | 2019-10-28 | 2021-05-31 | ||
| 59 | Li, Li (SFC:BJI670) 李理 | BJI670 | Rep | 2017-06-26 | |||
| 60 | Li, Shangyi 郦尚义 | BOI347 | Rep | 2019-05-02 | 2021-09-24 | ||
| 61 | Li, Yen Cheng 黎彥成 | BKU850 | Rep | 2017-09-04 | 2024-07-05 | ||
| 62 | Li, Zhenyu (SFC:AKN225) 李震宇 | AKN225 | Rep | 2017-06-26 | 2017-09-18 | ||
| 63 | Li, Zhichao (SFC:BPB266) 李志超 | BPB266 | Rep | 2019-11-04 | 2021-07-30 | ||
| 64 | Li, Zhou (SFC:BPL208) 李舟 | BPL208 | Rep | 2020-03-09 | 2021-08-31 | ||
| 65 | Liang, Heye 梁鶴也 | BIB869 | Rep | 2017-11-15 | 2019-04-10 | ||
| 66 | Liang, Jingwen (SFC:BJX362) 梁靜文 | BJX362 | Rep | 2020-11-23 | |||
| 67 | Liao, Yuezhi 廖悦芝 | BPV950 | Rep | 2020-07-06 | |||
| 68 | Lin, David Ping 林平 | M | AOT744 | Rep | 2017-06-26 | ||
| 69 | Lin, Jiahong (SFC:BMN462) 林家鸿 | BMN462 | Rep | 2018-03-12 | 2021-07-20 | ||
| 70 | Lin, Mason Man Shan 林漫山 | M | BOR900 | Rep | 2019-08-12 | 2022-08-26 | |
| 71 | Liu, Guangming (SFC:BDD671) 劉廣明 | BDD671 | Rep | 2019-05-10 | 2020-03-31 | ||
| 72 | Lu, Jianan 陸佳男 | BBU782 | Rep | 2017-06-27 | 2021-10-22 | ||
| 73 | Luk, Kwun Hei 陸冠希 | BQQ345 | Rep | 2021-01-12 | |||
| 74 | Luo, Xuan (SFC:AQS758) 羅烜 | AQS758 | Rep | 2017-10-17 | 2020-07-06 | ||
| RO | 2020-07-06 | 2021-06-04 | |||||
| 75 | McQueen, Lee Michael | M | ACR744 | Rep | 2019-03-28 | 2020-10-05 | |
| 76 | Meng, Chen (SFC:BMB955) | BMB955 | Rep | 2019-11-07 | 2023-07-19 | ||
| 77 | Miao, Yiqiao 苗奕喬 | BLZ394 | Rep | 2018-01-15 | |||
| 78 | Na, Xiaona 那小娜 | AOM543 | Rep | 2019-03-14 | 2019-04-27 | ||
| 79 | Ng, Ming Hui Sancia 黃明慧 | BGS699 | Rep | 2019-07-10 | |||
| 80 | Ng, Pauline Pui-Han 吳佩嫻 | F | BKQ278 | Rep | 2019-07-18 | ||
| 81 | Osekita, Folasefeoluwa Ayoifeoluwape Oluwamisimi | BNL373 | Rep | 2018-08-27 | 2021-06-25 | ||
| 82 | Phan, Nang Dat | BNM909 | Rep | 2018-08-30 | 2019-06-29 | ||
| 83 | Qin, Qian (SFC:ANR972) 秦黔 | ANR972 | Rep | 2017-06-26 | 2018-01-05 | ||
| RO | 2018-01-05 | ||||||
| 84 | Ratti, Upwan (SFC:BDY281) | BDY281 | Rep | 2019-05-30 | |||
| 85 | Roy Ghatak, Dhiman | BDJ566 | Rep | 2017-06-26 | |||
| 86 | Shan, Yi 單怡 | BGW834 | Rep | 2019-07-02 | 2021-06-07 | ||
| 87 | Shao, Tianyi 邵天一 | BOU086 | Rep | 2019-09-13 | 2021-08-25 | ||
| 88 | Shekleton, Peter Maxwell (SFC:BFE234) | M | BFE234 | Rep | 2017-09-11 | 2021-06-25 | |
| 89 | Shen, Yiding 沈一丁 | BQC196 | Rep | 2020-09-04 | |||
| 90 | Shi, Liang (SFC:BPG328) 施亮 | BPG328 | Rep | 2019-12-18 | 2020-07-15 | ||
| RO | 2020-07-15 | 2024-10-13 | |||||
| 91 | Siow, Andy Jinhui | ANR867 | Rep | 2017-09-19 | 2019-03-07 | ||
| 92 | Smith, Adam Alexander (SFC:ANT189) | M | ANT189 | Rep | 2019-05-30 | ||
| 93 | Sun, Jianfeng (SFC:AOC797) 孫劍鋒 | AOC797 | RO | 2017-05-23 | 2020-08-13 | ||
| Rep | 2020-08-13 | 2020-09-21 | |||||
| 94 | Sun, Jie (SFC:BBY954) 孫婕 | BBY954 | Rep | 2021-01-27 | 2021-12-03 | ||
| 95 | Sun, Runke 孫潤珂 | BQI103 | Rep | 2020-10-22 | 2022-09-29 | ||
| 96 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2020-07-10 | |||
| 97 | Teo, Alvin Chien Liang | M | BOI301 | Rep | 2019-05-08 | 2021-06-25 | |
| 98 | Tey, Chieh Heng Kelvin | M | BEF652 | Rep | 2017-09-11 | 2019-07-09 | |
| 99 | Thibaud, Antoine Paul Jean Charles | M | BBM609 | Rep | 2017-06-26 | 2018-01-16 | |
| RO | 2018-01-16 | 2018-05-09 | |||||
| 100 | Tong, Leo 唐震宇 | M | BBU281 | Rep | 2017-06-26 | 2017-08-31 | |
| RO | 2017-08-31 | 2020-10-28 | |||||
| 101 | Tseng, Peter Wing Keung 曾永强 | M | BQQ349 | Rep | 2021-01-12 | ||
| 102 | Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 | BGL066 | Rep | 2019-06-24 | 2020-12-18 | ||
| 103 | Wan, Lu 萬璐 | BMT254 | Rep | 2021-02-18 | |||
| 104 | Wang, Chih Hsiang 王致翔 | APJ781 | Rep | 2017-08-03 | 2020-08-26 | ||
| 105 | Wang, Da Qing 王大慶 | BAB056 | Rep | 2020-02-04 | 2020-10-21 | ||
| RO | 2020-10-21 | 2024-03-28 | |||||
| 106 | Wang, Kun (SFC:BQR868) 王堃 | BQR868 | Rep | 2021-02-03 | 2022-01-31 | ||
| 107 | Wang, Mengting (SFC:AWJ513) 王梦婷 | AWJ513 | Rep | 2019-07-05 | |||
| 108 | Wei, Chuyang 魏楚揚 | BGC776 | Rep | 2017-07-19 | 2018-01-19 | ||
| 109 | Wong, Anthony Ming Yeung 黃銘揚 | M | BOG409 | Rep | 2019-04-01 | 2020-06-30 | |
| 110 | Wong, Hoi Ting (SFC:BQE975) 黃愷婷 | BQE975 | Rep | 2020-09-25 | |||
| 111 | Wu, Di (SFC:BPK499) 吴迪 | BPK499 | Rep | 2020-02-17 | 2023-11-24 | ||
| 112 | Xia, Hui (SFC:ANX904) 夏暉 | ANX904 | Rep | 2017-06-26 | 2021-04-30 | ||
| 113 | Xu, Fanfei 許凡非 | BPB455 | Rep | 2019-11-01 | 2024-05-20 | ||
| 114 | Xu, Jianqiang (1980) 許建強 | 41 | M | BAJ277 | Rep | 2017-06-26 | 2018-01-29 |
| RO | 2018-01-29 | ||||||
| 115 | Xu, Peizhi 徐培智 | BDO249 | Rep | 2017-06-26 | 2017-08-18 | ||
| 116 | Xu, Yiqiong 許怡琼 | BKG065 | Rep | 2017-07-31 | 2018-07-19 | ||
| 117 | Xu, Zhiyuan (SFC:BPO925) 徐智渊 | BPO925 | Rep | 2020-04-27 | 2025-03-13 | ||
| 118 | Yang, Lujia (SFC:BBU233) 楊路加 | BBU233 | Rep | 2018-05-18 | 2021-01-11 | ||
| 119 | Yang, Tian (SFC:BHA618) 楊天 | BHA618 | Rep | 2017-06-26 | |||
| 120 | Yang, Xiaoxi (SFC:BLU778) | BLU778 | Rep | 2020-02-26 | 2022-05-27 | ||
| 121 | Yee, Kar Seng 余嘉誠 | AVJ477 | Rep | 2018-02-28 | 2019-05-25 | ||
| 122 | Yeung, Queenie Wan Man 楊韻汶 | F | ANE253 | Rep | 2017-12-14 | 2018-04-11 | |
| 123 | Yip, Timothy Churk Yue 葉卓儒 | M | APF351 | Rep | 2017-06-26 | 2018-02-15 | |
| RO | 2018-02-15 | 2021-05-10 | |||||
| 124 | Yip, Wai Ho 葉偉豪 | APF207 | Rep | 2020-11-12 | |||
| 125 | Yue, Yuan (SFC:BJB569) 岳圓 | BJB569 | Rep | 2021-01-27 | 2022-06-10 | ||
| 126 | Yung, Louis Chun Woon 翁進煥 | M | AON896 | Rep | 2017-11-15 | ||
| 127 | Zhang, Hanzhu 張晗竹 | BNO985 | Rep | 2018-09-24 | 2020-07-08 | ||
| 128 | Zhang, Hao (SFC:BPK074) 張昊 | BPK074 | Rep | 2020-02-04 | 2020-06-12 | ||
| 129 | Zhang, Huizi 張惠梓 | BQB926 | Rep | 2020-09-01 | 2021-06-17 | ||
| 130 | Zhang, Jinsong (SFC:BDF218) 張勁松 | BDF218 | Rep | 2017-06-26 | 2019-04-24 | ||
| 131 | Zhang, Rui (SFC:BED057) 張睿 | BED057 | Rep | 2018-12-03 | 2019-11-22 | ||
| 132 | Zhang, Xiaojia 張小佳 | BGO941 | Rep | 2017-06-26 | |||
| 133 | Zhao, Wenxiu 趙文秀 | BBU280 | Rep | 2019-12-04 | 2024-06-03 | ||
| 134 | Zheng, Xiaofeng 鄭小峰 | ALH862 | Rep | 2017-06-26 | |||
| 135 | Zhou, Xinwen 周心文 | BCB923 | Rep | 2018-01-11 | 2019-09-04 | ||
| Rep | 2020-09-30 | 2020-11-20 | |||||
| 136 | Zhou, Xuan (SFC:BOI483) 周璇 | BOI483 | Rep | 2019-05-06 | 2020-02-24 | ||
| 137 | Zhu, Lin (SFC:BOP079) 朱琳 | BOP079 | Rep | 2019-07-23 | 2019-08-17 | ||
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