Officers: UBS SECURITIES ASIA LIMITED

UBS SECURITIES ASIA LIMITED

Current
History

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Anderson, Michael James (SFC:ABX611)		M	ABX611	Rep		2005-03-24
2	Au, Alexander Pak Cheung 區柏祥	28	M	AKP472	Rep	2004-05-18	2008-03-11
3	Beshke, Clarence John		M	ADS271	RO		2010-10-15
4	Blackburn, Andrew James (SFC:AJE473)		M	AJE473	Rep	2003-09-29	2003-12-10
5	Bodek, Haim Yigal			AJJ914	Rep	2004-03-15	2004-06-15
6	Bradshaw, John (SFC:AHC328)		M	AHC328	Rep		2012-03-29
7	Chan, Brian Hon Kei 陳漢基		M	AKI936	Rep	2004-04-15	2009-04-22
8	Chan, Mark Man Wai 陳孟為		M	ABR486	Rep		2003-04-09
9	Cheng, Jimmy Min Tat 鄭勉達		M	ACV741	RO		2005-05-20
10	Chu, Peter		M	AIR824	Rep	2004-04-14	2007-02-23
11	Chung, Rex Richard Kyuchang		M	AEI990	Rep		2003-06-25
12	Coffeng, John Martinus (SFC:ADJ820)		M	ADJ820	Rep		2010-09-06
13	Combalot, Laurent Benoit Georges		M	AHC015	Rep		2009-05-06
14	Donald, Luke Geoffrey		M	AJM931	Rep	2004-03-01	2007-04-14
15	Donnelly, Brian Patrick		M	AJJ924	Rep	2004-03-29	2004-06-29
16	Easterbrook, Trevor Stephen		M	AGX021	Rep		2004-02-23
17	Fok, Ronald King Man 霍敬文	27	M	AGE025	Rep		2018-05-04
18	Ho, Tat Shing 何達成			AHA554	Rep	2003-06-11	2003-08-21
19	Ho, Tsz Leung 何子樑			AJD615	Rep	2003-09-02	2018-06-05
20	Ho, Yuk (SFC:AJC804) 何旭			AJC804	Rep	2003-08-06	2006-03-03
21	Hong, Shaw-Shiun 洪紹勛			ALC783	Rep	2004-08-20	2009-04-22
22	Hosie, Neil Cameron		M	AHQ348	Rep		2004-05-28
23	Hsu, Karen Chia Lin 徐嘉琳		F	ACO622	Rep		2004-02-23
24	Hung, Gary Lok Ming 熊洛銘		M	ADY288	Rep	2003-06-11	2006-03-04
25	Lam, Hu Yang 林曉陽			ADU633	Rep	2003-06-11	2006-09-16
26	Lau, Marcus Chi Chiu 劉志超		M	AAC292	Rep		2006-06-08
27	Lee, Hyun Jae (SFC:AHN694) 李賢宰			AHN694	Rep		2007-04-19
28	Lee, Samuel Man Fat 李萬發	35	M	ADR824	Rep	2004-12-03	2009-09-05
29	Lee, Simon Chun Kit 李俊傑	28	M	AHA361	Rep		2009-04-22
30	Liew, Yew Wah			AET878	Rep	2003-05-06	2004-04-28
31	Lim, Meng Phong 林明鳳			AFH049	Rep		2017-06-28
32	Melwani, Rajesh Ramesh (SFC:AEU252)		M	AEU252	Rep		2010-01-26
33	Myers, Kevin Mitchell		M	ALB239	Rep	2004-08-04	2010-05-14
34	Ng, Kenneth Chi Keung 吳志強		M	AJM684	Rep	2004-02-25	2005-03-09
35	Pang, Kenneth Kwok Kit 彭國傑		M	AEO731	Rep	2003-06-11	2009-04-08
36	Park, Min			AFA670	RO	2004-07-29	2009-04-15
37	Perrett, David Michael (SFC:AFF191)		M	AFF191	Rep	2004-11-23	2009-03-26
38	Redbourn, Paul Robert (SFC:AFQ906)		M	AFQ906	Rep	2003-05-14	2015-01-28
39	Sanchez, Marlon Mikhail		M	ADJ822	Rep	2004-11-26	2006-05-16
40	So, Ferdinand 蘇平恩			AFO880	Rep	2004-03-26	2007-07-17
41	Suen, Benny Hung Kit 孫雄傑		M	AIB797	Rep		2009-04-22
42	Sum, Hing Man 岑慶文			ABW145	Rep		2014-04-11
43	Sung, Yoon Kyu			AKU991	Rep	2004-06-15	2020-09-07
44	Tan, Lien Seng			AFK584	Rep	2003-05-06	2005-03-21
45	Tan, Snowy Sze Ling 陳施霖			AFD553	Rep	2004-08-09	2005-06-02
46	Tan, Yew Boon 陳友文			AFS647	Rep	2003-05-28	2004-05-04
47	Vine, Carl David (SFC:AFY718)		M	AFY718	Rep	2004-04-26	2005-07-05
48	Wong, Stephen (SFC:AJO207) 黃錦豪		M	AJO207	Rep	2004-03-19	2008-04-30
49	Woodland, Emily Jane		F	AJE851	Rep	2003-10-14	2012-03-19
50	Yip, Shuk Ling 葉淑玲			AEA526	Rep	2003-05-06	2009-12-03
51	Yoo, Ji Eun			ALF651	Rep	2004-09-13	2012-03-22
52	Yoon, Chi Won			ACN181	Rep		2003-09-15
					RO	2003-09-15	2005-06-09
53	Yu, Johnny Ching Yan 于正人		M	AKO779	Rep	2004-05-05	2017-11-11
54	Zhang, Ning (SFC:AGD246) 張宁	36	M	AGD246	Rep	2003-06-03	2004-03-11

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