BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Ahmadi, Alexandre Mostafa		M	AXM287	Rep	2011-09-14	2022-05-31
2	Arnaudo, Xavier Laurent Georges		M	AWS980	Rep	2011-09-14	2014-10-31
3	Audry, William Henri Adrien		M	ATG717	Rep	2011-10-19	2013-06-13
4	Avigo, Enzo Thomas			BAH993	Rep	2012-10-15	2013-08-02
5	Azzouz, Hecham (SFC:AVS590)			AVS590	Rep	2011-09-14	2019-01-30
6	Balme, Clement Philippe Jean		M	AXB347	Rep	2012-08-30	2017-11-30
7	Barry, Matthieu Francois Marie		M	AOL436	Rep	2011-09-14	2017-06-15
8	Baumeister, Andrea Carla		F	AWQ257	Rep	2011-09-14	2018-06-30
9	Benbacha, Ahmed Hakim			BCG118	Rep	2013-11-11	2014-03-14
10	Besson, Florent			AUI988	Rep	2012-10-22	2014-07-21
11	Biette, Benjamin Gerard Philippe		M	ATO827	Rep	2011-09-14	2016-05-10
12	Bilsby, Kevin Andrew	51	M	ACU927	Rep	2013-07-11	2014-05-05
13	Bloud, Valery Laurent Gregory		M	ALH710	Rep	2011-09-14	2019-07-26
14	Boubee, Pascal Frederic		M	ATS148	Rep	2011-09-14	2015-08-21
15	Bourhis, Damien Pierre Olivier		M	BAI360	Rep	2013-02-07	2015-08-21
16	Braesch, Lucas Mathis Felix		M	AYU385	Rep	2012-01-13	2019-07-09
17	Buriot, Yves Bruno Auguste		M	ATD948	Rep	2011-09-14	2019-10-04
18	Butterworth, Gregory John		M	ANJ643	Rep	2011-09-15	2015-08-10
19	Carney, Stephen Joseph		M	AVM220	Rep	2011-09-14	2014-05-12
20	Cathelin, Sebastien Philippe Roger		M	AYS876	Rep	2012-01-03	2012-04-02
21	Chan, Chun Hin (SFC:BCO771) 陳晉軒			BCO771	Rep	2013-12-23	2014-06-20
22	Chan, Hing Hung (SFC:AWJ215) 陳慶鴻			AWJ215	Rep	2011-09-14	2014-04-10
23	Chang, Chia-Shan 張嘉珊			AOB716	Rep	2011-11-30	2017-02-01
24	Chen, Charles Chi Pang 陳子鵬		M	AFN279	Rep	2011-10-06	2023-05-31
25	Chen, Wei Li (SFC:AKU887) 陳偉力			AKU887	Rep	2011-09-14	2015-05-08
26	Chen, Ziyu (SFC:AQM097) 陳子妤			AQM097	Rep	2011-09-15	2012-07-23
27	Cheng, Stanley Hsing-i		M	AUE093	Rep	2011-09-14	2012-05-18
28	Cheung, Chi Wai (SFC:AVH249) 張志偉			AVH249	Rep	2011-09-14	2015-06-01
29	Cheung, Homond 張豪文			AWK002	Rep	2011-09-14	2012-07-20
30	Cheung, Lik Tung Carrie 張力彤			BAD678	Rep	2013-08-22	2020-09-21
31	Cheung, Martin Sek Yuen 張錫源		M	APH639	Rep	2013-09-05	2018-04-23
32	Chiu, Antony Wei Long 焦偉龍		M	AXC275	Rep	2011-09-14	2013-07-26
33	Chiu, Krystal Yu Pui 趙汝珮		F	ALN581	Rep	2011-09-14	2013-10-17
34	Choi, Thomson Yik Hin 蔡亦軒			AQE831	Rep	2011-09-14	2018-07-24
35	Chou, Wilson Pak Lam 周柏霖		M	AVS588	Rep	2011-09-14	2013-05-16
36	Chu, Henry Cheuk Hin 朱卓軒		M	AUC315	Rep	2011-09-14	2015-12-03
37	Colon, Sylvain Xavier		M	AVW304	Rep	2011-09-14	2023-04-06
38	Cook, Lee Robert John (SFC:BAB041)		M	BAB041	RO	2012-08-29	2016-06-03
39	Derville, Guillaume Colin		M	AMW646	Rep	2011-09-14	2019-04-30
40	Desmarest, Vincent Benjamin Thierry		M	ARM867	Rep	2011-09-14	2018-01-16
41	Du, Yunfan 杜云帆			AVS847	Rep	2013-06-28	2019-09-12
42	Dufour, Benjamin (SFC:AXB350)		M	AXB350	Rep	2011-09-15	2018-02-28
43	Dujardin, Guillaume Nicolas		M	AUJ687	Rep	2011-09-14	2022-06-02
44	Duminy, Guilhem			AZI936	Rep	2012-04-23	2014-03-03
45	Durantez, Marc		M	AWP887	Rep	2011-09-14	2022-05-26
46	Eom, Ui Lim			AXN892	Rep	2011-09-15
47	Fichant, Pierre Olivier		M	BBD846	Rep	2013-04-17	2015-04-01
48	Frahi, Karim			ATO829	Rep	2011-09-14
49	Fu, Franklin 傅一軒		M	AJI671	Rep	2011-09-15	2013-05-31
50	Fu, Si Hui 符絲慧			AVO634	Rep	2011-09-14	2014-05-21
51	Gerard, Victor Elie		M	BBN899	Rep	2013-07-10	2018-04-10
52	Graton, Adrien		M	BAK767	Rep	2012-11-06	2024-05-27
53	Grey, Kathleen Maree			ATL480	Rep	2011-09-14	2011-11-21
54	Grivel, Shino Anne (SFC:ATI110)		F	ATI110	Rep	2011-09-15	2012-01-31
55	Guerville, Jerome Christian		M	AVM345	Rep	2011-09-15	2018-02-28
56	Hage, Julien Gerald 希子然			AVV903	Rep	2011-09-15	2015-06-01
57	Hester, Thomas Eitel		M	AEZ079	Rep	2012-02-28	2012-10-16
58	Ho, Sai Man (SFC:AFE069) 何世文			AFE069	Rep	2011-09-15	2011-11-18
59	Hwang Ys, Jonathan		M	AGF429	Rep	2011-09-15	2011-11-21
60	Inoue, Yuichiro 井上雄一郎			AWX808	Rep	2011-09-15	2021-06-30
61	Jessner, Gregory		M	ATR236	Rep	2011-09-15	2016-07-19
62	Kido, Tadashi 城戶証			ASZ388	Rep	2011-09-15	2011-11-18
63	Kondo, Ken		M	AUY917	Rep	2011-10-26	2020-07-09
64	Kondo, Kensei 近藤乾征			AWY938	Rep	2011-09-15	2013-09-02
65	Kuang, Michelle Xia 匡霞		F	AML239	Rep	2011-09-15	2012-07-31
66	Lam, Pung 林芃			ADW634	Rep	2013-06-03	2015-08-07
67	Lam, Wai Sing 林慧星			AWT165	Rep	2011-09-15	2016-11-02
68	Lau, Cheuk Ki (SFC:AXZ248) 劉卓奇			AXZ248	Rep	2011-09-23	2012-07-19
69	Lee, Jae Chel			ALI391	Rep	2012-09-21	2012-12-14
70	Lethielleux, Aymeric Nicolas David		M	ATQ947	Rep	2011-10-19	2013-06-13
71	Leung, Hugo Pak Hon 梁柏瀚	45	M	ABX165	RO	2013-05-14
72	Li, Ming Kwok 李銘國			ADS635	Rep	2011-09-15	2016-04-29
73	Li, Raymond Man Fai 李文輝		M	ADT897	Rep	2012-06-11	2014-11-03
74	Lim, Nicolas Sambath		M	AWY276	Rep	2011-09-15	2012-07-19
75	Limouzi, Quentin Gregoire (SFC:ARW177)		M	ARW177	Rep	2011-09-15	2013-05-21
76	Littell, Christopher James		M	AGM210	Rep	2011-09-15	2016-06-15
77	Liu, Tianran (SFC:AZW087) 劉天然			AZW087	Rep	2012-07-12	2013-02-08
78	Liu, Wing Chun 廖榮俊			AYC986	Rep	2011-09-26
79	Lucido, Lorenzo Giuseppe		M	APZ506	Rep	2011-09-15	2013-03-14
80	Lui, Wai Ming (SFC:AEX466) 呂偉明			AEX466	Rep	2011-09-15	2015-09-30
81	Mailleux, Sebastien Andre Paul		M	ASQ093	Rep	2011-09-15	2017-08-29
82	Makhija, Tarun Ram			APK726	Rep	2013-08-01	2013-08-18
					Rep	2013-11-04	2013-11-15
83	Man, Henry (SFC:AMS055) 文子威		M	AMS055	Rep	2011-09-15	2013-04-15
84	Maupetit, Daniel Matthieu		M	BCB455	Rep	2013-10-17	2019-12-17
85	McQueen, Lee Michael		M	ACR744	Rep	2013-07-18	2014-05-02
86	Mercier, Simon Julien		M	AUG478	Rep	2011-09-15
87	Miller, Daniel Owen 但米勒		M	ACU447	Rep	2011-09-15	2013-09-23
88	Moldovan, Jonathan		M	ASZ094	Rep	2011-09-15	2013-07-31
89	Monard, Thomas Nicolas		M	AVJ019	Rep	2011-09-15	2021-01-08
90	Moulard-Skoczen, Virginie Clemence			AYI551	Rep	2011-10-31	2012-08-31
91	Mrejen, Chloe Anna Solange		F	AZC184	Rep	2012-02-28	2015-07-21
92	Musetti, Robert Cesare		M	AAZ177	Rep	2011-09-15	2015-04-01
93	Narain, Jayesh Suresh		M	AQX336	Rep	2011-09-15	2013-05-31
					Rep	2013-06-18	2017-11-16
94	Ng, Bernard Chee Leung 吳子樑		M	APV582	Rep	2011-09-15	2014-08-27
95	O'Sullivan, Denis Patrick (SFC:AJD522)		M	AJD522	Rep	2011-09-15	2014-06-10
96	Paris, Remi Guilhem		M	AZJ172	Rep	2012-04-23	2016-08-08
97	Park, Jung Im			AKO916	Rep	2011-09-15	2015-04-16
98	Patel, Ashish Gordhandas Vachhani			AZG517	Rep	2012-04-03	2015-08-18
99	Phillips, Alexander Cameron		M	BAL970	Rep	2012-11-16	2013-06-10
100	Rabot, Manouella Fanny		F	BBE975	Rep	2013-04-30	2021-12-01
101	Rageau, Patrice Frederic		M	AMK424	Rep	2011-09-15	2019-02-12
102	Ramsey, Michael Ryan		M	ALW391	Rep	2011-09-15	2016-09-30
103	Ren, Jizhao 任繼釗			AVK967	Rep	2011-09-15	2014-04-30
104	Ritz, Stephane Marcel Marie Bernard		M	AUS617	RO	2011-09-06
105	Robertson, Martin John (SFC:AFT805)		M	AFT805	RO	2011-09-06	2013-05-23
					Rep	2013-05-23	2014-05-30
106	Roy, Karine			AMJ983	Rep	2011-09-15	2014-04-17
107	Salmon, Raphael Francis Rene		M	ARO864	Rep	2011-09-15	2013-03-25
108	Sapru, Rahul			ARR902	Rep	2013-11-07	2016-10-07
109	Saubestre, Paul Frederic Henri		M	AHD374	RO	2011-09-06	2012-03-22
					Rep	2012-03-22	2012-05-21
					RO	2012-05-21	2013-02-18
					Rep	2013-02-18	2022-05-26
110	Sekharan, Tina			APK592	Rep	2012-10-15	2016-04-29
111	Sekkai, Rachid		M	AOK965	Rep	2011-09-15	2021-11-26
112	Shin, Tae Shik			AVR833	Rep	2011-09-15	2011-10-14
113	Sit, David Zhe Ming		M	ASF399	Rep	2011-09-15	2012-07-06
114	Sparrow, Richard Aelred		M	AFK790	Rep	2011-09-15	2013-09-16
115	Strauss, Paul		M	BAZ866	Rep	2013-03-18	2015-01-30
116	Suissa, Daniel		M	BAH960	Rep	2012-10-29	2012-11-02
					Rep	2013-07-08	2013-07-20
117	Ta, Francois		M	AQZ652	Rep	2011-09-15	2022-05-31
118	Tam, Josiah Chung Fai 譚仲暉		M	AIH357	Rep	2011-09-15	2019-05-08
119	Tei, Miranda Mei Lun 戴美倫		F	ALV256	Rep	2011-09-15	2013-12-13
120	Thatcher, Mark Anthony (SFC:APG515) 戴卓爾		M	APG515	Rep	2012-10-01	2014-05-09
121	Thibault, Emmanuel Marie Philippe Daniel		M	ATW114	Rep	2011-09-15	2023-01-03
122	Tian, Xiaolei 田小磊			ARS482	Rep	2011-09-15	2021-11-15
123	Tong, Ho Man (SFC:AWX807) 唐皓文			AWX807	Rep	2011-09-15	2012-08-01
124	Tong, Robin Ying Kit 唐英傑			AVO633	Rep	2011-09-15	2012-05-31
125	Trachli, Mouhssine			AWA048	Rep	2011-09-15	2012-01-12
126	Trivedi, Anshul			ASK045	Rep	2011-09-15	2014-01-30
127	Tsuda, Yutaka			AXD501	Rep	2011-10-25	2013-05-31
128	Tsuei, Ko-Chin 崔可青			AVD909	Rep	2013-07-10	2019-07-04
129	Vandrot, Christophe Louis		M	AVH275	Rep	2011-09-15	2011-10-24
130	Vines, Gregory Joseph		M	AVQ203	Rep	2011-09-15	2012-10-12
131	Walker, Alicia			AWD560	Rep	2011-09-15	2012-11-09
132	Walters, Andrew James (SFC:AOT505)		M	AOT505	Rep	2011-09-15	2014-03-31
133	Wang, Chen (SFC:AXC439) 王晨			AXC439	Rep	2011-09-15	2013-11-14
134	Wang, Yingchu 王穎初			ARL276	Rep	2011-09-15	2023-03-30
135	Wong, Kwong Man (SFC:AHW146) 黃鄺文			AHW146	Rep	2011-09-15
136	Wong, Michael Hoi 王海		M	AHU910	Rep	2011-09-19	2012-06-06
137	Wong, Timothy Tin Wai 黃天維		M	AFS526	Rep	2011-09-15	2014-04-14
138	Wong, Weng Tong 黃榮東			ARI934	Rep	2011-09-15
139	Yau, Vincent Wing Tsuen 邱穎臻		M	AVV901	Rep	2011-09-15	2017-01-25
140	Yip, Abbie Ka Ying 葉家瑛			AOG202	Rep	2011-09-15	2015-07-21
141	Yip, Fung 葉豐			ALZ665	Rep	2011-09-15	2016-04-25
142	Yip, Pui Yee (SFC:AXM458) 葉佩怡			AXM458	Rep	2011-09-15	2014-08-15
143	Yoo, Hyek 俞赫			AWP700	Rep	2011-09-15	2014-09-05
144	Zhou, Gang (SFC:AWP701) 周剛			AWP701	Rep	2011-09-15	2013-10-01

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