Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Ankers, James William M AMJ690 Rep 2005-09-26 2006-06-16
2 Bacchus, Angel Men Chan 陳敏敏 F ANB456 Rep 2006-04-13 2006-06-16
3 Bai, Chongjun 柏崇俊 AOG943 Rep 2006-12-08 2008-06-26
4 Bai, Yan (SFC:AVD959) 白岩 AVD959 Rep 2010-06-29 2012-08-03
5 Berlia, Manish ATV437 Rep 2009-10-29 2010-12-02
6 Bian, Wei (SFC:BNY293) 卞伟 BNY293 Rep 2019-01-07 2019-03-20
7 Brooks, Christopher John (SFC:AHF678) M AHF678 RO 2005-04-27 2006-07-31
8 Chan, Alfred Cheuk Kit 陳卓傑 M ATL833 Rep 2009-08-25 2014-07-18
9 Chan, Gerald Zi Wei 陳子為 M BAH851 Rep 2015-09-24 2015-11-30
10 Chan, Janice Wing Yee 陳穎怡 F APV159 Rep 2010-08-16 2014-03-27
11 Chan, Ka Yee (SFC:AZK407) 陳家怡 AZK407 Rep 2012-05-18 2015-01-22
12 Chan, Lai Suen 陳麗璇 APK770 Rep 2007-09-21 2016-09-28
13 Chan, Pui Kuen 陳沛權 AXR733 Rep 2011-09-01 2014-01-14
14 Chan, Tsz Ying (SFC:ANW207) 陳芷瑩 ANW207 Rep 2006-10-20 2009-11-12
15 Chan, Wing Hoi (SFC:AGH870) 陳榮凱 AGH870 Rep 2005-04-27 2019-04-12
16 Chau, Kelvin Kwok Wing 周國榮 58 M ABS434 RO 2005-04-27 2022-03-07
17 Chen, Evan Wai Man 陳偉文 43 M ALP918 Rep 2005-04-27 2007-07-30
18 Cheung, Yu Ting (SFC:ALP924) 張宇婷 ALP924 Rep 2005-04-27 2014-01-01
Rep 2015-01-06 2023-07-14
19 Chiam, Zhonghui ARO944 Rep 2008-10-13 2011-01-29
20 Chisholm, Simon Leslie M AIR729 Rep 2005-04-27 2007-02-16
21 Chiu, Chia-Hsien 邱嘉賢 AYO737 Rep 2015-03-02 2024-02-16
22 Cho, Jack Wen Jie 曹文傑 M ANW202 Rep 2006-10-20 2019-04-09
23 Chow, Wai Ming (SFC:ACT729) 周維明 ACT729 Rep 2005-04-27 2006-02-28
24 Chung, Benny Koon Chung 鍾冠聰 46 M ADV680 Rep 2005-04-27 2005-08-11
25 Chung, Ka Yiu 鍾嘉耀 ANX812 Rep 2006-10-27 2009-04-22
26 Chuo, Chung-Lin 卓中麟 BKM227 Rep 2018-07-24 2021-12-31
27 Ding, Yibing 丁一賓 ADJ647 Rep 2018-09-27 2021-05-01
28 Fang, Benjamin Xu 方旭 M APR171 Rep 2019-11-28
29 Florry, Harry Simon Richard M BOD531 Rep 2019-03-19 2020-12-31
30 Fok, Allan Tse Hang 霍子恒 M AGL185 Rep 2005-04-27 2011-02-04
31 Fong, Jamie Hei Man 方曦文 APS740 Rep 2007-11-21 2009-12-12
32 Fung, King Chee 馮敬芝 AID044 Rep 2005-04-27 2005-08-11
33 Gowlland, Nicholas Tadeusz M ADV185 Rep 2005-04-27 2008-07-12
34 Gu, Yuyang 顧宇揚 AQK964 Rep 2008-02-04 2010-05-20
35 Gu, Zheyi 顧哲毅 APK759 Rep 2007-09-21 2009-10-02
36 Guan, Michael Zheng 管征 45 M AKJ245 Rep 2005-06-10 2014-07-24
37 Higson Smith, Louis Piers M ACN201 RO 2005-04-27 2008-08-07
38 Ho, Man Wai (SFC:BCW224) 何文偉 BCW224 Rep 2016-03-09 2021-02-22
39 Hu, An (SFC:BAI363) 胡安 BAI363 Rep 2013-02-15 2015-10-18
40 Huang, Hai Jack M AVS025 Rep 2010-09-22 2011-12-10
41 Huang, Rui (SFC:AOA886) 黃睿 AOA886 Rep 2006-11-06 2007-06-27
Rep 2009-03-16 2011-05-25
42 Huang, Zao (SFC:ANE713) 黃早 ANE713 Rep 2007-07-12 2009-03-31
43 Hull, Martin George Michael M AMC116 Rep 2005-07-06 2008-01-28
44 Huo, Junzhang 霍俊璋 BID725 Rep 2016-10-07 2017-07-28
45 Ji, Yehong 季業宏 54 M ALU479 Rep 2005-04-27 2005-06-22
46 Jia, Wenbo 賈文博 ANW970 Rep 2006-10-20 2014-10-18
47 Jiang, Kaiyi 姜開翼 BGQ924 Rep 2016-01-11 2019-06-28
48 Jiang, Ren (SFC:APC731) 江韌 APC731 Rep 2007-09-10 2010-03-22
49 Jin, Qingzhu 金慶祝 BIE454 Rep 2016-10-07 2019-04-18
50 Karundia, Kshitij ALD518 Rep 2005-08-22 2012-07-21
51 Ko, Thura Ko AFJ971 Rep 2005-04-27 2007-04-10
52 Kong, Qingwei (SFC:ANW204) 孔慶偉 ANW204 Rep 2006-10-20 2019-12-31
53 Kueh, Yi Kwann 郭貽軍 BBS851 Rep 2013-09-16 2014-10-10
54 Kui, Wen 奎雯 BFI935 Rep 2015-07-13 2016-02-19
55 Kung, Lap Quin Kevin 龔立群 BEH962 Rep 2017-07-24 2023-11-26
56 Kwok, Clarence Bryant 郭裕康 M ANQ997 Rep 2006-09-07 2011-07-29
57 Lai, Wing Yin (SFC:AIY638) 黎詠然 F AIY638 Rep 2011-05-03 2012-02-16
58 Lam, Justin King Yin 林敬賢 M APW769 Rep 2009-04-01 2013-01-12
59 Lau, Hang (SFC:ALP916) 劉鏗 ALP916 Rep 2005-04-27 2006-05-12
60 Lau, Jennifer Pui Yee 劉佩儀 F ALP928 Rep 2005-04-27 2005-06-22
61 Leung, Geoffrey Chung Yin 梁頌賢 M AZW253 Rep 2012-07-30 2017-03-10
62 Leung, Leslie Yau Chak 梁祐澤 33 M AVY112 Rep 2010-10-18 2015-07-16
63 Li, Bin (SFC:ANE146) 李斌 ANE146 Rep 2006-04-24 2012-02-17
64 Li, Chengang 李晨岡 ALW873 Rep 2005-06-24 2006-03-16
65 Li, Chenyao 李辰遙 BBJ083 Rep 2013-06-28 2014-12-10
66 Li, Chiu Yee 李昭儀 AJY016 Rep 2005-10-27 2009-06-16
67 Li, Michael Hankin 李恒健 55 M ACB478 Rep 2007-03-30 2008-08-14
RO 2008-08-14 2011-05-28
68 Li, Qi (SFC:BAK289) 李玘 BAK289 Rep 2012-11-26 2015-07-27
69 Liu, Min (SFC:AML590) 劉敏 AML590 Rep 2005-10-03 2008-06-27
70 Lu, Cong (SFC:BNN864) 吕聪 BNN864 Rep 2018-10-11 2021-03-01
71 Lui, Wan Hong 呂雲康 AYN585 Rep 2011-12-20 2015-03-03
72 Ma, Ruixiao 馬瑞霄 BHR410 Rep 2016-07-05 2019-04-04
73 Malhotra, Amitabh ANW206 Rep 2006-08-28 2008-03-31
74 Matthews, Edward Alastair M ALP925 Rep 2005-04-27 2005-06-30
75 Min, Tao 閔韜 BGG015 Rep 2015-10-20 2016-08-05
76 Ng, Ka Ying (SFC:AFU399) 吳家瑩 AFU399 Rep 2005-04-27 2005-09-16
77 Niu, Chenlin 鈕晨琳 BGB029 Rep 2015-09-15 2018-04-27
78 Pan, Yangjiayi 潘楊家一 AXX972 Rep 2011-09-23 2014-03-09
79 Pang, Anatole Weinberger ARQ740 Rep 2008-10-27 2009-10-01
80 Paul, Jonathan Matthew Wing-en 包榮恩 M AQS184 Rep 2008-04-14 2009-03-31
81 Pearce, Toby Sebastian M AHF676 Rep 2005-04-27 2005-06-07
82 Peng, Junyao 彭君瑤 BGG014 Rep 2015-10-20
83 Peng, Yu Yu 彭煜宇 ATV436 Rep 2009-11-05 2011-12-14
84 Petrikas, Lukas AVR659 Rep 2010-09-02 2011-10-14
85 Phua, Tien Soon 潘添順 AOM780 Rep 2009-06-08 2010-01-15
86 Pu, Xueqian 朴學謙 ARA362 Rep 2008-05-14 2015-10-20
87 Qiao, Yang (SFC:BDI533) 喬陽 BDI533 Rep 2014-05-21 2017-10-17
88 Ran, Dong (SFC:ARP048) 冉棟 33 M ARP048 Rep 2010-04-12 2011-08-15
89 Ren, Wenyuan 任文淵 AZR485 Rep 2012-07-17 2015-09-21
90 Ren, Zhengwei 任征微 ARB770 Rep 2010-03-15 2012-02-17
91 Rickards, Andrew Jonathan (SFC:AEO602) M AEO602 RO 2005-04-27 2007-04-10
92 Sawant, Arundhati ALZ817 Rep 2005-06-13 2010-01-11
93 Sheffield, Nicholas Jonathan (SFC:ARQ986) M ARQ986 Rep 2008-10-27 2016-09-16
94 Shen, Hao (SFC:BGK734) 申皓 BGK734 Rep 2019-06-24
95 Su, Tianyi (SFC:BCD129) 蘇恬逸 BCD129 Rep 2015-01-14 2015-10-01
96 Suddens-Spiers, Claire Rachel F ARV540 Rep 2008-12-10 2024-04-30
97 Sum, Pui Yi ALU483 Rep 2005-04-27 2015-11-01
Rep 2016-10-26 2019-04-19
98 Sun, Richard Li-Ren 孫立人 M AMO544 Rep 2005-11-14 2006-09-28
99 Sun, Wei (SFC:ALU511) 孫巍 ALU511 Rep 2005-04-27 2005-10-08
100 Sun, Xiangmei 孫向梅 BGB030 Rep 2015-09-15
101 Tai, Eunice Ka Yuen 戴家琬 ALW555 Rep 2005-04-27 2008-01-28
102 Tam, Alan Wan Lun 譚蘊綸 M ALQ689 Rep 2005-04-27 2007-07-25
103 Tan, Eugenio T 陳傳溜 M ACM304 Rep 2010-07-22 2012-08-26
104 Tan, Soon Hoe 陳順和 AOQ585 Rep 2010-01-04 2010-03-23
105 Taylor, Stephen Wayne M ALP896 Rep 2005-04-27 2007-03-31
106 Tse, Tak Wai 謝德偉 AXR837 Rep 2018-09-24 2023-09-01
107 Walker, Stuart James (SFC:ASH944) M ASH944 Rep 2009-03-03 2013-09-01
108 Wan-Min-Kee, Jean Michel AEP534 Rep 2005-04-27 2007-04-30
109 Wang, Cynthia Naijing 王迺晶 F AVT096 Rep 2014-07-29 2018-06-30
110 Wang, Elizabeth Lily Chiang 王薔 F AFU253 RO 2018-07-04
111 Wang, Jiayu (SFC:BFO084) 汪佳雨 BFO084 Rep 2018-01-22 2024-02-13
112 Wang, Kai (SFC:APL458) 王鍇 APL458 Rep 2007-08-17 2010-03-20
113 Wang, Qilong (SFC:BGR137) 王啓龍 BGR137 Rep 2016-01-11 2019-03-06
114 Wang, Xiaobin (SFC:ARG381) 王小賓 ARG381 Rep 2008-07-21 2010-04-08
115 Wang, Yongli (SFC:AZM661) 王永利 AZM661 Rep 2015-10-13 2017-03-14
116 Wong, Alice Hoi Sze 王凱詩 F AFS332 Rep 2005-04-27 2007-08-07
117 Wong, Chun Ho (SFC:AGC864) 王俊豪 47 M AGC864 Rep 2005-04-27 2013-06-26
RO 2013-06-26 2018-08-02
118 Wong, Ivan Man Kit 王文傑 M AZG148 Rep 2012-04-11 2014-01-22
119 Wong, Jeremy Cedric 黃正行 M AQH628 Rep 2008-01-17 2011-09-24
120 Wong, Matthew Wai Yuen 王威遠 M AFV519 Rep 2005-04-27 2005-06-17
121 Wong, Scott Geemin 黃志民 M ALQ688 Rep 2005-04-27 2008-06-30
122 Wong, Tsz Ching (SFC:ANX810) 王子青 ANX810 Rep 2006-10-27 2009-10-20
123 Wright, Finlay Francis Harry M AWL692 Rep 2011-01-18 2011-07-19
Rep 2012-11-02
124 Wu, Di (SFC:BED059) 巫鏑 BED059 Rep 2014-10-10 2015-07-18
125 Wu, Sharon Sheung Mun 伍尚敏 F AMR689 Rep 2005-12-23 2018-11-23
126 Wu, Songzhe 吴颂哲 BOR140 Rep 2019-09-20 2021-03-29
127 Wu, Xuetong 吴学桐 BNN583 Rep 2018-10-11 2020-04-22
128 Wu, Xueying (SFC:BIH044) 吴雪莹 BIH044 Rep 2016-10-26 2018-05-23
129 Yan, Qiangsheng 顏強生 APL679 Rep 2007-08-22 2023-10-04
130 Yang, Bingnan 楊炳楠 APL678 Rep 2007-09-25 2009-10-04
131 Yao, Michael Yuen Jen 姚允仁 51 M ACL978 Rep 2006-09-01 2006-12-05
RO 2006-12-05 2012-12-01
132 Ye, Jingjing 叶菁菁 BIH076 Rep 2016-10-26 2019-01-18
133 Yeh, Pei Ru 葉蓓如 ALQ686 Rep 2005-04-27 2006-08-14
134 Yeung, Yan Ho 楊恩浩 BGE771 Rep 2015-09-29
135 Yien, Catherine Yu Yu 嚴玉瑜 49 F ABZ824 Rep 2005-04-27 2006-11-13
RO 2006-11-13 2023-08-01
136 Yip, Heng 葉鏗 AUD022 Rep 2010-07-15 2014-02-09
137 Yip, Nigel Wing Kei 葉永基 34 M AVC350 Rep 2010-06-09 2015-08-29
138 Yu, Lai Ping (SFC:ALU477) 俞麗萍 ALU477 Rep 2005-04-27 2013-06-25
139 Yu, Peter Yun Kai 余雲開 M ALP935 Rep 2005-04-27 2007-11-09
140 Yu, Tong (SFC:ALY531) 余瞳 ALY531 Rep 2005-05-24 2007-08-10
141 Yu, Wenjun (SFC:ALU476) 余文軍 ALU476 Rep 2005-04-27 2007-02-28
142 Zhang, Jun Jun 章雋君 ANU643 Rep 2006-08-17 2007-04-05
143 Zhang, Junnan (SFC:AXW873) 張俊楠 AXW873 Rep 2011-09-15 2015-11-26
144 Zhang, Kevin M AZY907 Rep 2014-02-24 2016-02-06
145 Zhang, Lin (SFC:AWA216) 張霖 AWA216 Rep 2010-10-19 2011-07-17
146 Zhang, Lu (SFC:AWA213) 張璐 AWA213 Rep 2010-10-19 2013-07-16
147 Zhang, Peng (SFC:AXR022) 張鵬 AXR022 Rep 2011-08-25 2019-06-06
148 Zhang, Qiong (SFC:AGK512) 張琼 AGK512 Rep 2005-04-27 2006-11-09
149 Zhang, Tingjie 章汀捷 48 M ALU481 Rep 2005-04-27 2020-06-30
150 Zhang, Wei (SFC:APK769) 張薇 APK769 Rep 2007-09-21 2008-09-23
151 Zhang, Yifan (SFC:BOT499) 张一凡 BOT499 Rep 2019-09-30 2021-06-23
152 Zhang, Yijie 張亦婕 AXX971 Rep 2011-09-23 2013-04-17
153 Zhang, Yilei (SFC:BNL465) 张亦蕾 BNL465 Rep 2018-09-20 2020-05-28
154 Zhao, Liang (SFC:APH556) 趙亮 APH556 Rep 2007-08-22 2010-04-01
155 Zheng, Yan (SFC:ATL871) ATL871 Rep 2009-08-25 2021-03-02
156 Zheng, Zhi (SFC:BBP885) 鄭直 BBP885 Rep 2014-06-23 2015-08-05
157 Zhong, Mingchang 鐘銘昌 BKM736 Rep 2017-09-25 2018-03-20
158 Zhou, Hao (SFC:AXY854) 周皓 AXY854 Rep 2011-11-24 2013-06-08
159 Zhou, Yanan (SFC:BIH827) 周亞楠 BIH827 Rep 2016-10-26 2018-03-16
160 Zhou, Zhongming 周中明 BGQ687 Rep 2016-01-11 2020-10-30
161 Zhu, Yimeng (SFC:AXY494) 朱一萌 AXY494 Rep 2011-09-23 2012-02-16

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