GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chan, Anna Man 陳敏 | F | Rep | 2004-09-07 | 2008-02-15 | |
| 2 | Chan, Ivan Man Sum 陳文深 | 36 | M | Rep | 2003-12-30 | |
| Rep | 2008-07-08 | 2012-10-08 | ||||
| 3 | Chan, Ka Wah (SFC:ACT175) 陳家驊 | Rep | 2020-10-31 | |||
| 4 | Chan, Kin Mui 陳建梅 | Rep | 2005-08-19 | |||
| 5 | Chan, Kwok Chu 陳國柱 | Rep | 2021-09-30 | |||
| 6 | Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 | Rep | 2008-06-05 | 2017-11-08 | ||
| 7 | Chan, Loi Tak 陳來得 | Rep | ||||
| 8 | Chan, Ngai 陳藝 | Rep | 2007-10-23 | 2011-05-04 | ||
| 9 | Chan, Wai Tung (SFC:ABH394) 陳偉東 | Rep | ||||
| 10 | Chau, Po Shan 周寶山 | Rep | 2019-12-31 | |||
| 11 | Chen, Hao (SFC:ATB830) 陳灝 | Rep | 2009-05-29 | 2011-08-12 | ||
| 12 | Chen, Huanyu 陳歡瑜 | Rep | 2009-11-26 | 2015-07-08 | ||
| 13 | Chen, Nam Tik 陳南迪 | Rep | 2007-11-29 | 2008-10-14 | ||
| 14 | Chen, Rong (SFC:APC895) 陳榕 | Rep | 2007-06-25 | 2008-07-02 | ||
| 15 | Chen, Ying (SFC:ASX209) 陳穎 | Rep | 2009-11-18 | |||
| 16 | Chen, Yingying (SFC:AOJ051) 陳盈盈 | Rep | 2007-01-02 | |||
| 17 | Chen, Yue (SFC:AOD435) 陳悅 | Rep | 2006-11-17 | 2007-09-05 | ||
| 18 | Cheng, Kwai Hung (SFC:ARP177) 鄭桂紅 | Rep | 2008-09-11 | 2012-05-10 | ||
| 19 | Cheung, Ben Hung 張鴻 | 41 | M | Rep | 2008-09-12 | |
| 20 | Cheung, Charles Lai Yan 張禮仁 | M | RO | 2007-03-21 | ||
| 21 | Cheung, Hei Choi 張喜財 | Rep | 2004-10-18 | |||
| 22 | Cheung, Ming Hung (SFC:ARD601) 張銘洪 | Rep | 2008-07-25 | |||
| 23 | Cheung, Wing Sze (SFC:ALW944) 張穎思 | Rep | 2005-05-18 | 2022-07-09 | ||
| 24 | Chiang, Peter Sze Kit 蔣詩傑 | M | Rep | 2012-06-29 | ||
| 25 | Chik, Chuk Nor 戚竹娜 | Rep | 2003-09-19 | 2022-07-31 | ||
| 26 | Chin, Owen Pak Kin 錢栢堅 | M | Rep | 2007-07-18 | 2008-05-01 | |
| 27 | Ching, Chun Kit 程俊傑 | Rep | 2007-10-15 | 2007-12-11 | ||
| 28 | Chu, Yin Man (SFC:ABS053) 朱賢文 | Rep | ||||
| 29 | Chui, Yu Wing 徐汝榮 | Rep | 2006-11-13 | 2020-09-18 | ||
| 30 | Dai, Huiwei 戴惠偉 | Rep | 2007-11-22 | |||
| 31 | Dai, Zuxiang 戴祖祥 | Rep | 2003-11-26 | 2006-10-27 | ||
| 32 | Du, Yizhong 杜毅忠 | Rep | 2007-06-25 | 2007-12-04 | ||
| 33 | Feng, Arthur Jing Keung 馮正強 | M | Rep | 2003-06-16 | 2009-09-26 | |
| 34 | Feng, Dandan 馮丹丹 | Rep | 2005-02-07 | 2010-11-04 | ||
| 35 | Fung, Wai Man (SFC:ARW739) 馮慧敏 | Rep | 2009-12-10 | 2010-06-15 | ||
| 36 | Gui, Qiongyan 桂琼嫣 | Rep | 2008-11-14 | 2020-07-31 | ||
| 37 | Han, Wenyuan 韓文苑 | Rep | 2007-12-31 | |||
| 38 | He, Zheng (SFC:APC123) 何正 | Rep | 2008-03-06 | 2008-10-10 | ||
| 39 | Ho, Kin Bor 何建波 | Rep | 2008-10-03 | 2010-02-17 | ||
| 40 | Hon, Kin Chung 韓建中 | Rep | 2008-06-02 | |||
| 41 | Huang, Luyao (SFC:AQR396) 黃路遙 | Rep | 2009-10-14 | 2017-05-20 | ||
| 42 | Hui, Yu Cheung 許宇翔 | Rep | 2006-01-16 | |||
| 43 | Jiang, Lawrence | M | Rep | 2017-02-14 | ||
| 44 | Jiang, Lu (SFC:ARU865) 姜璐 | Rep | 2008-12-09 | 2019-10-25 | ||
| 45 | Jiang, Xuxiao 江旭曉 | Rep | 2009-09-02 | 2012-09-01 | ||
| 46 | Jiao, Ying (SFC:AQS661) 焦穎 | Rep | 2008-07-09 | 2023-10-20 | ||
| 47 | Kan, Pinky Lai Ping 簡麗萍 | Rep | 2004-09-10 | 2006-11-11 | ||
| Rep | 2009-09-11 | |||||
| 48 | Ke, Yele 柯燁樂 | 28 | F | Rep | 2007-12-31 | 2010-10-06 |
| 49 | Kwan, Danny Tin Hung 關天鴻 | Rep | 2003-06-06 | |||
| 50 | Kwan, Lok Sing 關樂聲 | Rep | 2007-05-02 | 2007-06-23 | ||
| 51 | Kwok, Keung (SFC:AED064) 郭強 | Rep | 2014-08-06 | |||
| 52 | Lai, Kai Hung 黎啟雄 | Rep | 2021-10-28 | |||
| 53 | Lam, Chi Lun 林子麟 | Rep | 2012-04-02 | |||
| 54 | Lam, Chi Yuen (SFC:AEV066) 林志遠 | Rep | 2007-04-26 | |||
| 55 | Lam, Chuen (SFC:ARN384) 林泉 | Rep | 2008-08-18 | 2016-05-03 | ||
| 56 | Lam, Chui Wah 林翠嘩 | Rep | 2007-09-20 | 2008-08-21 | ||
| 57 | Lam, On Tai (SFC:ANY493) 林安媞 | Rep | 2006-09-20 | 2007-08-18 | ||
| 58 | Lam, Tsz Wing 林子榮 | Rep | 2005-07-18 | 2009-06-01 | ||
| 59 | Lau, Alberto Chi Yuen 劉志遠 | M | Rep | 2006-06-30 | ||
| 60 | Lau, Carmela Yin Mei 劉燕薇 | F | Rep | 2004-01-30 | ||
| 61 | Lau, Hon (SFC:AGR037) 劉侃 | Rep | 2004-04-19 | |||
| 62 | Lau, Mei 劉薇 | Rep | 2007-08-16 | |||
| 63 | Lau, Ying (SFC:AGB977) 劉營 | Rep | 2009-07-01 | |||
| 64 | Law, Ka Po 羅嘉寶 | Rep | 2004-03-18 | 2004-06-08 | ||
| Rep | 2007-06-12 | 2007-08-14 | ||||
| 65 | Lee, Benedict Chun Yin 李俊賢 | M | Rep | 2009-11-05 | ||
| 66 | Lee, Eric Ming Chuan 李明權 | 48 | M | RO | 2021-02-07 | |
| 67 | Leung, Chi On (SFC:ADA866) 梁志安 | Rep | 2007-05-03 | |||
| 68 | Leung, Kam Yiu 梁錦耀 | Rep | 2008-10-11 | |||
| 69 | Leung, Wai Nang 梁偉能 | Rep | 2006-01-01 | |||
| 70 | Li, Guangjie 李光杰 | 41 | M | RO | 2008-06-23 | 2018-07-06 |
| 71 | Li, Jamie Chiu 李超 | M | Rep | 2008-01-12 | ||
| 72 | Li, Jean Tan 李丹 | Rep | 2008-01-15 | 2020-02-19 | ||
| 73 | Li, Wen (SFC:APD353) 李雯 | Rep | 2007-06-25 | 2022-10-30 | ||
| 74 | Li, Zhun (SFC:AQM198) 李准 | Rep | 2008-02-05 | 2011-08-20 | ||
| 75 | Lian, Kai 連凱 | Rep | 2003-09-23 | 2008-08-01 | ||
| 76 | Liu, Baoman | Rep | 2009-07-28 | 2017-09-09 | ||
| 77 | Liu, Gu 劉谷 | Rep | 2003-11-19 | 2014-02-27 | ||
| 78 | Lo, Wilson Kwong Shun 羅廣信 | 36 | M | Rep | 2008-11-03 | 2021-12-19 |
| 79 | Lou, Simon Wing Chung 羅永頌 | M | Rep | 2018-06-15 | ||
| 80 | Lu, Lu (SFC:AKX339) 呂露 | Rep | 2004-08-26 | |||
| 81 | Lui, David 雷昌年 | M | RO | 2004-03-30 | ||
| Rep | 2004-04-06 | 2011-04-16 | ||||
| 82 | Luk, Yiu Tong 陸耀棠 | Rep | 2004-12-13 | 2014-01-03 | ||
| 83 | Luo, Jing (SFC:ANK801) 羅景 | Rep | 2006-06-01 | 2007-09-05 | ||
| 84 | Luo, Lei (SFC:AOJ150) 羅磊 | Rep | 2007-01-02 | 2009-06-19 | ||
| 85 | Luo, Lei (SFC:AQF573) 羅磊 | Rep | 2008-01-02 | 2012-12-12 | ||
| 86 | Mak, Winnie (SFC:AAI867) 麥婉儀 | F | Rep | 2003-11-08 | 2021-02-15 | |
| 87 | Ng, Betty Shuet Lin 吳雪蓮 | F | Rep | 2005-06-23 | ||
| 88 | Ng, Chi Fai (SFC:AQJ964) 吳志暉 | Rep | 2008-02-26 | 2019-01-01 | ||
| 89 | Ng, Kei Chi 吳琦熾 | Rep | 2004-12-13 | 2008-09-08 | ||
| Rep | 2009-03-11 | |||||
| 90 | Ng, Suet Man 吳雪雯 | Rep | 2020-08-31 | |||
| 91 | Pan, Ming (SFC:ADU474) 潘明 | M | Rep | 2006-02-01 | 2007-11-23 | |
| RO | 2007-11-23 | 2011-04-01 | ||||
| 92 | Pan, Youdian 潘有典 | Rep | 2005-01-12 | |||
| 93 | Rao, Xiuxian 饒秀嫻 | Rep | 2008-12-09 | 2019-10-25 | ||
| 94 | San To, Hok Kwan 申屠學軍 | M | Rep | 2006-03-07 | ||
| 95 | Shen, Yue (SFC:AIH410) 沈悅 | Rep | ||||
| 96 | Shiu, Annie Nga Yan 邵雅恩 | F | Rep | 2004-10-11 | 2018-05-10 | |
| 97 | Shum, Christ Chi Kau 岑智球 | Rep | 2007-03-29 | |||
| 98 | Sun, Wei (SFC:AJE358) 孫巍 | Rep | 2003-11-21 | 2004-05-20 | ||
| 99 | Sun, Yi Lam 孫意琳 | Rep | 2005-11-16 | 2020-11-23 | ||
| 100 | Tam, Kwok Leung (SFC:AFT103) 譚國樑 | Rep | 2003-12-30 | |||
| 101 | Tan, Chi Wai 陳志偉 | Rep | 2008-01-16 | 2011-02-18 | ||
| 102 | Tang, Siu Kei (SFC:AGR034) 鄧兆基 | Rep | 2010-05-05 | |||
| 103 | Tao, Hui 陶滙 | Rep | 2006-03-20 | 2007-11-02 | ||
| 104 | Tong, William Wai Tak 唐偉德 | M | Rep | 2006-07-03 | 2006-11-11 | |
| 105 | Tsoi, Wai Kwong (SFC:AOY483) 蔡偉光 | Rep | 2008-09-22 | |||
| 106 | Tsui, Simon Hok Man 崔學民 | M | Rep | 2006-04-21 | 2022-01-09 | |
| 107 | Tu, Lingfei 涂凌飛 | Rep | 2009-05-27 | 2009-09-28 | ||
| 108 | Tung, Corona Wing Fong 董詠芳 | Rep | ||||
| 109 | Tung, Shun 董淳 | 42 | F | Rep | 2009-05-18 | |
| 110 | Wai, Lai Man (SFC:AFU670) 衛麗雯 | Rep | 2007-02-01 | |||
| 111 | Wang, Gang (SFC:AGN326) 王剛 | Rep | 2004-02-05 | |||
| 112 | Wang, Han (SFC:AQJ963) 王晗 | Rep | 2008-01-30 | 2010-05-15 | ||
| 113 | Wang, Lin (SFC:AOR269) 王琳 | Rep | 2007-03-12 | 2010-02-22 | ||
| 114 | Wang, Nai (SFC:APF192) 王鼐 | Rep | 2007-07-03 | 2010-06-15 | ||
| 115 | Wang, Xinyuan (SFC:AQA458) 王昕媛 | Rep | 2009-05-07 | 2020-01-29 | ||
| 116 | Wang, Ya Ya 王婭婭 | Rep | 2008-09-30 | 2016-10-03 | ||
| 117 | Wang, Yifei (SFC:ATE786) 王翼飛 | Rep | 2009-06-22 | 2015-04-02 | ||
| 118 | Wong, Anthony (SFC:AFU754) 黃嘉賢 | M | Rep | 2008-11-03 | 2023-01-30 | |
| 119 | Wong, Chi Ching (SFC:AGJ939) 黃智清 | Rep | 2004-04-17 | |||
| 120 | Wong, Kit (SFC:AFV257) 黃杰 | Rep | 2007-12-04 | |||
| 121 | Wong, Ming Chi Ming 王志明 | 38 | M | Rep | 2005-01-17 | |
| 122 | Wong, Shu Sing 王樹昇 | Rep | 2008-05-21 | 2008-10-25 | ||
| 123 | Wong, Stella Hoi Ying 王海盈 | F | Rep | 2003-05-14 | ||
| 124 | Wong, Tin Lai 黃天禮 | Rep | 2005-12-23 | |||
| 125 | Wong, Tung Ching 王冬青 | 38 | M | Rep | 2004-09-10 | |
| RO | 2004-09-10 | 2023-07-10 | ||||
| 126 | Wong, Wai Fong (SFC:AFK470) 黃惠芳 | Rep | 2003-08-19 | 2016-07-12 | ||
| 127 | Wu, Hongjian 吳洪健 | Rep | 2005-04-07 | |||
| 128 | Wu, Nanzi 伍南紫 | Rep | 2008-07-25 | 2009-05-12 | ||
| 129 | Wu, Qiong (SFC:AOE681) 吳穹 | Rep | 2006-11-20 | |||
| 130 | Wu, Xianfeng (SFC:AJE853) 吳險峰 | Rep | 2003-11-27 | 2007-04-18 | ||
| 131 | Wu, Yuan (SFC:APR218) 吳元 | Rep | 2007-09-21 | 2007-10-16 | ||
| 132 | Xia, Lichuan 夏立傳 | 46 | M | Rep | 2006-07-04 | 2006-09-06 |
| 133 | Xie, Jun (SFC:AOB779) 謝俊 | Rep | 2007-10-15 | 2017-11-23 | ||
| 134 | Xie, Lulu 解露露 | Rep | 2007-08-23 | 2012-12-01 | ||
| 135 | Xu, Shihuan 徐世環 | Rep | 2009-11-26 | 2010-12-31 | ||
| 136 | Yang, Dong (SFC:APR493) 楊棟 | Rep | 2007-09-27 | 2010-06-04 | ||
| 137 | Yang, Mei (SFC:APS291) 楊媚 | Rep | 2007-09-28 | 2011-07-01 | ||
| 138 | Yang, Xi (SFC:AQW339) 楊曦 | Rep | 2008-07-09 | 2019-10-25 | ||
| 139 | Yao, Yao (SFC:ALK994) 姚嶢 | Rep | 2004-11-11 | 2010-08-07 | ||
| 140 | Yau, Deirdre 邱迪怡 | F | RO | 2004-03-30 | ||
| Rep | 2004-04-06 | 2021-01-31 | ||||
| 141 | Ye, Lingyun 叶凌云 | Rep | 2004-03-13 | 2004-11-16 | ||
| 142 | Yeung, Henry Kai Ho 楊繼灝 | M | Rep | 2003-04-25 | ||
| 143 | Yeung, Wai Cheung 楊偉祥 | Rep | 2006-02-17 | 2022-09-30 | ||
| 144 | Yim, Fung 閻峰 | 46 | M | RO | 2015-07-28 | |
| 145 | Yim, Man Yee 嚴敏儀 | Rep | 2003-11-19 | 2004-05-18 | ||
| Rep | 2004-08-31 | 2006-01-28 | ||||
| 146 | Yim, Siu Cheung 閻紹樟 | Rep | 2003-05-06 | |||
| 147 | Yin, Raymond Lung 殷龍 | M | Rep | 2008-12-01 | 2011-01-22 | |
| 148 | Yip, Chin Hong 葉展航 | Rep | 2007-09-13 | |||
| 149 | Yu, Daisy Wing Yi 余穎怡 | F | Rep | 2005-12-29 | ||
| 150 | Yu, Kwan Fei 虞珺斐 | Rep | 2005-04-28 | 2021-09-09 | ||
| 151 | Yuen, Siu Lok 元兆洛 | Rep | 2008-01-18 | 2008-04-14 | ||
| 152 | Zhang, Lingyun (SFC:AJC735) 張凌云 | Rep | 2003-09-24 | 2004-07-07 | ||
| Rep | 2004-09-23 | |||||
| 153 | Zhang, Qiming (SFC:AMF576) 張启明 | Rep | 2005-07-20 | 2008-09-27 | ||
| 154 | Zhang, Sijun (SFC:AHK260) 張嗣君 | Rep | ||||
| 155 | Zhang, Wenxian (SFC:AJC736) 張文先 | Rep | 2003-09-24 | 2007-11-24 | ||
| 156 | Zhao, Rui (SFC:ATI408) 趙睿 | Rep | 2009-09-25 | 2017-08-12 | ||
| 157 | Zhao, Xiaoyun (SFC:AJD530) 趙晓芸 | Rep | 2003-11-24 | 2004-03-11 | ||
| 158 | Zheng, Dong (SFC:ALB404) 鄭棟 | Rep | 2004-09-23 | 2006-01-10 | ||
| 159 | Zhu, Hui (SFC:AJE475) 朱惠 | Rep | 2003-11-27 | 2004-05-26 | ||
| 160 | Zhu, Qizhi 朱奇志 | Rep | 2003-05-07 | |||
| RO | 2003-05-07 | 2009-06-01 |
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