GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
Role From Until
1 Berkane, Chiraz Rep 2020-04-01
2 Cheung, Ken Yan Kit 張仁杰 M Rep 2020-11-19
3 Cho, Yunhee 趙胤熙 Rep 2018-02-06
4 Choy, Yin Nga 蔡燕雅 Rep 2022-08-23
5 Crook, Mark Jonathon M Rep 2015-03-05
6 De Chabot, Florian Sebran Francois Jacques Marie M Rep 2024-02-26
7 Doering, Michael Roger M Rep 2023-10-03
8 Gueneau, Victor M Rep 2022-06-06
9 Haddad, Eve Alice F Rep 2020-05-06
10 Halleguen, Yann Rep 2022-06-30
11 Jiao, Chunmei 焦春梅 Rep 2024-01-15
12 Khelifi, Amine RO 2017-11-02
13 Kho, Garrett Tristan Arnaldo M Rep 2019-05-02
14 Law, Nga Ying 羅雅盈 Rep 2020-04-01
15 Learey, Dominic M RO 2017-07-31
16 Lee, James (SFC:BJH960) 李澤南 M Rep 2018-01-15
17 Lee, Jonathan Pak San 李柏燊 Rep 2021-09-03
18 Lin, Yu Ling (SFC:BRP269) 林育玲 Rep 2021-11-16
19 Mallott, Timothy Charles (SFC:AUG689) M RO 2022-11-14
20 Masu, Megumi F Rep 2019-02-25
21 Meenan, Raymond David M Rep 2019-11-20
22 Mehta, Harshad Satish Rep 2022-12-01
23 Newsum, Justin Howard M Rep 2024-03-05
24 Ng, Hao Yuan 黃浩渊 Rep 2023-07-18
25 Okano, Ryuta Rep 2020-02-26
26 Pader, Stephane Michel Jacob M Rep 2020-06-23
27 Park, Seyun Rep 2024-03-06
28 Park, Steve Y M Rep 2024-03-07
29 Salonga, Benjamin Iii Puzon 施樂家 M Rep 2019-05-02
30 Tagawa, Ichiro 田川一郎 Rep 2020-03-12
31 Taylor, Stuart Andrew (SFC:AWX936) M RO 2021-06-09
32 Walsh, Ashley Paul Jeffery James M RO 2018-08-24
33 Wattez, Philippe Marc Alfred M Rep 2017-09-29
34 Wong, Jamie Jun Yin 黃鎮賢 M Rep 2018-01-15
35 Wong, Philippe 黃志輝 M Rep 2017-08-29
36 Wu, Mei Shan (SFC:BRP270) 胡美珊 Rep 2021-10-05
37 Yabut, Vivian Chan F Rep 2016-12-05
38 Zhou, Shenxiong 周申雄 RO 2018-02-02
39 Crossan, Robert Emmit M Rep 2003-06-30
40 Halper, Brady Seth M Rep 2004-09-22
41 Mariano, Timothy Charles M Rep 2005-03-09
42 Hine, Peter John M Rep 2005-03-23
RO 2005-03-23 2005-09-08
43 Cooney, Michael James (SFC:AJD244) M Rep 2006-03-03 2006-10-31
44 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2007-01-11 2007-06-23
45 Bradford, David John M Rep 2004-11-22 2007-07-24
46 Simpson, Robert Roy Charles M RO 2005-03-10 2007-08-01
47 Hall, Jon (SFC:AGK991) Rep 2005-03-07 2007-08-13
48 Lee, Cliff Yee Gong 李宜剛 M Rep 2006-09-27 2008-02-29
49 Fung, Kin Leung 馮健樑 Rep 2007-09-17 2008-05-01
50 Chew, Philip Guy (SFC:ALN622) M Rep 2004-12-08 2008-07-01
51 Simpson, Robert Roy Charles M Rep 2007-08-01 2008-07-01
52 Nguyen, Thanh Cao Rep 2008-11-14 2009-01-22
53 Moore, Marianne Nicole F Rep 2009-03-17 2009-06-01
54 Bradford, David John M RO 2007-07-24 2009-06-03
55 Bollerman, Luke Andre M Rep 2008-07-29 2009-07-31
56 Nicolle, Amanda Louise F Rep 2009-03-24 2009-08-07
57 Aquino, Derrick Anthony Constantino M Rep 2006-06-05 2009-08-19
58 Minards, Timothy Bede M Rep 2009-08-03 2009-10-17
59 Moore, Ashley Spencer M Rep 2009-01-14 2009-12-07
60 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 Rep 2005-02-17 2009-12-10
61 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
62 Tsun, Alexander Wing Gey 秦榮基 43 M Rep 2009-05-05 2010-03-02
63 Wilson, Matthew Elliot M Rep 2008-06-19 2010-04-15
64 Saldanha, Joshua Gerard M Rep 2009-07-14 2010-05-08
65 Zieleman, Tara Jessica F Rep 2009-11-24 2010-05-24
66 Nguyen, Thanh Cao RO 2009-01-22 2010-05-27
67 Kim, Jason Sung Dal M Rep 2008-11-11 2010-06-21
68 Brown, Ian Clement M Rep 2009-02-12 2010-07-02
69 Lee, Andrew Yeng 李英揚 M Rep 2008-11-14 2010-07-16
70 Lee, Yick Chung 李易聰 Rep 2008-11-14 2010-07-16
71 Tsang, Simon Sai Cheong 曾世昌 M Rep 2010-03-12 2010-07-23
72 Didier, Virginie Emilie F Rep 2009-06-19 2010-09-10
73 Fung, Wilson Kee Hang 馮紀恆 M Rep 2010-05-14 2010-10-31
74 Monot, Cosme Hubert Roger Pierre M Rep 2010-05-25 2010-12-25
75 Bruno, Luigi Raphael M Rep 2010-06-15 2011-01-31
76 Kornberg, Benjamin Mikael M Rep 2009-08-04 2011-02-05
77 Sohn, Charles Chongho M Rep 2009-10-27 2011-02-14
78 Park, Hye Yon Rep 2010-12-16 2011-03-07
79 Bradford, David John M Rep 2009-06-03 2011-03-22
80 Ahmed, Syed Shaaz Rep 2011-02-21 2011-04-26
81 Pockney, Edward James M Rep 2009-01-12 2011-05-05
82 Cheung, Ellen Ngar Yan 張雅茵 F Rep 2008-05-20 2011-05-11
83 Grimes, Ryan Mccracken M Rep 2007-11-02 2011-05-20
84 Bellahcene, Nasser Rep 2010-07-06 2011-05-31
85 Nebout, Alexandre Stanislas Thierry M Rep 2009-12-07 2011-07-13
86 Patel, Rupesh (SFC:AXR739) Rep 2011-07-25 2011-10-25
87 Rhee, Vincent Suk Kyu M Rep 2010-12-13 2011-10-29
88 Colgan, Davis Gerrard Rep 2011-08-01 2011-11-01
89 Kotecha, Anuj Ashok M Rep 2011-08-01 2011-11-01
90 Jessop, Gary Mark M Rep 2009-01-12 2011-11-05
91 Bavis, Mark John M Rep 2006-03-03 2012-01-05
92 White, Paul George M Rep 2005-01-19 2012-01-05
93 Sznajder, Samuel M Rep 2009-11-11 2012-01-13
94 Gougenheim, Jeremie Rep 2007-09-06 2012-01-14
95 Guetta, Yohan Victor Haim M Rep 2011-04-18 2012-01-14
96 De Bourayne, Olivier Marie Stephane M Rep 2011-08-05 2012-01-19
97 Noh, Kyoung Tae Rep 2011-04-04 2012-03-24
98 Chillington, Timothy John M Rep 2009-06-01 2012-05-01
99 Lai, Telun Tik Lun 賴迪麟 Rep 2009-06-18 2012-05-01
100 Mower, Andrew Lance M Rep 2012-02-06 2012-05-01
101 Valdisolo, Mattia Rep 2011-03-04 2012-05-10
102 Castagne, Allan John M Rep 2009-07-16 2012-07-26
103 Crommen, Gregory M Rep 2010-12-14 2012-07-26
104 Guillo, Mathieu M Rep 2009-02-20 2012-09-14
105 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
106 Soon, Yung Kuen 秦容娟 Rep 2011-08-10 2012-12-31
107 Longuet-Higgins, Philip Jonathan M Rep 2012-04-17 2013-02-28
108 Fujita, Daisuke Rep 2012-08-10 2013-03-11
109 Na, Jung-Tae 羅貞泰 Rep 2012-10-15 2013-03-20
110 Sparrow, Nicholas Charles M Rep 2010-07-05 2013-04-19
111 Nakamura, Taro 中村太郎 Rep 2012-07-25 2013-05-31
112 Kotecha, Anuj Ashok M Rep 2011-12-06 2013-06-13
113 Callaghan, Lee John M Rep 2012-12-12 2013-08-07
114 Lee, Daniel Yat Hung 李逸洪 M Rep 2012-05-28 2013-10-15
115 Kotake, Toshiya Rep 2013-03-04 2013-11-06
116 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
117 Aquino, Derrick Anthony Constantino M RO 2009-08-19 2013-12-03
118 Young, Timothy James M Rep 2012-12-10 2013-12-10
119 Sakamoto, Yuki Rep 2012-08-10 2013-12-31
120 Chugani, Manish Ashok M Rep 2013-10-03 2014-03-31
121 Takeuchi, Miki Rep 2013-09-27 2014-04-28
122 Conneely, Martin Trevor M Rep 2014-03-18 2014-05-26
123 Bukharov, Ivan M Rep 2012-07-31 2014-05-31
124 Topping, Matthew George Peter M Rep 2012-12-06 2014-09-30
125 Moore, Ashley Spencer M Rep 2013-10-02 2014-10-13
126 Conneely, Martin Trevor M Rep 2014-07-10 2014-10-31
127 Guenoun, Gregory Benjamin M Rep 2013-10-29 2014-11-30
128 Lau, Ha Lam 劉夏林 Rep 2014-07-18 2015-01-31
129 Corner, Andrew Mark Gordon M Rep 2013-07-02 2015-02-11
130 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
131 Nicholson, Robert Kenneth M Rep 2012-02-03 2015-02-11
132 Orton, Jamie (SFC:AZD119) M Rep 2012-03-09 2015-02-11
133 Four, Matthew M Rep 2011-05-30 2015-02-16
134 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
135 Neligan, David Alexander M Rep 2012-01-10 2015-02-28
136 Hassam, Shehzad Sikander Rep 2014-12-05 2015-03-13
137 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30
138 Takeuchi, Miki Rep 2014-08-20 2015-07-31
139 Trentini, Lionel Christophe M Rep 2014-04-23 2015-07-31
140 Azout, Yohann Victor M Rep 2013-11-29 2015-08-07
141 Maria, Kulvinder Singh F Rep 2015-03-30 2015-11-04
142 Moore, Ashley Spencer M Rep 2015-02-16 2015-11-16
143 Charni, Jamel M Rep 2013-11-07 2015-11-30
144 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
145 Bavis, Mark John M Rep 2016-05-17 2017-01-19
146 Creedon, Tom M Rep 2015-12-04 2017-03-08
147 Leem, Jaehung 林在洪 Rep 2015-06-03 2017-07-03
148 Harman, Simon Devereux Clement 56 M RO 2017-07-31 2017-08-09
149 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
150 Smith, Stephen Mark (SFC:BFA905) M Rep 2015-03-05 2017-10-12
151 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
152 Khelifi, Amine Rep 2017-09-29 2017-11-02
153 Madayag, Claro Jr Ilagan Rep 2014-06-24 2017-12-11
154 Bavis, Mark John M RO 2017-01-19 2018-01-15
155 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
156 Huang, Qiuting 黃秋婷 Rep 2014-09-12 2018-01-15
157 Huang, Shiyi (SFC:BEQ547) 黃詩倚 Rep 2015-01-08 2018-01-15
158 Lin, Qiushuo 林秋碩 Rep 2014-09-12 2018-01-15
159 Ma, Hoi Sze 馬凱詩 Rep 2011-10-26 2018-01-15
160 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
161 Chua, Pei Feng 蔡佩芬 Rep 2015-07-27 2018-01-19
162 Ng, Siu Na Sarnian 吳少娜 Rep 2018-02-27 2018-04-20
163 Aquino, Derrick Anthony Constantino M Rep 2013-12-03 2018-06-30
164 Prest, Simon John (SFC:BJQ806) M RO 2017-07-31 2018-06-30
165 Kwan, Eric Wai Ming 關威明 M Rep 2015-07-03 2018-08-31
166 Lee, Yu Chuan Austin 李育權 Rep 2019-01-10 2019-02-12
167 Mariano, Timothy Charles M RO 2005-03-09 2019-05-15
168 Ashby, Nicholas Stephen M Rep 2016-09-07 2019-05-17
169 Sobti, Jasjit Singh Rep 2017-11-03 2019-12-13
170 Chilewicz, Rodolphe Francois M Rep 2017-09-29 2020-03-31
171 Kapur, Gautam Pradeep Kumar M Rep 2019-01-25 2020-05-29
172 Soulas, Christopher M Rep 2019-10-03 2020-06-01
173 Saadane, Mohammed Fatih Zineddine M Rep 2019-02-08 2020-07-24
174 Tlili, Mourad Rep 2020-04-01 2020-09-04
175 Mishra, Rishi Rep 2018-04-26 2020-11-27
176 Lougare, Thibaud Jean-Marie M Rep 2020-03-20 2021-01-12
177 Hino, Dai 日野大 Rep 2019-12-04 2021-01-18
178 Lee, Jonathan Pak San 李柏燊 Rep 2020-04-01 2021-02-26
179 Arthur-Dick, Joseph M Rep 2018-01-15 2021-05-04
180 Taylor, Stuart Andrew (SFC:AWX936) M Rep 2021-04-07 2021-06-09
181 Hughes, Glyn John (SFC:BJT332) M Rep 2018-01-16 2021-07-30
182 Lem, Sze Mun 林詩敏 Rep 2019-09-17 2021-07-30
183 Kim, Min Jung (SFC:BNC085) Rep 2020-04-01 2021-08-31
184 Bradford, David John M RO 2011-03-22 2021-10-29
185 Hill, Victoria Margaret Nahathai F Rep 2020-11-13 2021-12-30
186 Bombardieri, Thomas Pierre M Rep 2021-06-07 2021-12-31
187 Augias, Cedric Alain Nicolas Marie M Rep 2020-07-20 2022-01-28
188 Luk, Benny King Sang 陸景生 M RO 2021-09-02 2022-08-18
189 Cheung, Kevin Hoi Tsun 張凱竣 M Rep 2018-01-15 2022-09-16
190 Choy, Kai Man 蔡啟民 Rep 2018-01-16 2022-09-16
191 Hearne, Kevin M Rep 2016-03-24 2022-10-01
192 Cheung, Chung Yin (SFC:BNZ123) 張仲言 Rep 2020-04-01 2022-10-21
193 Woo, Ayane 胡文音 Rep 2021-08-19 2022-12-30
194 Singh, Rohit (SFC:AVJ143) Rep 2020-06-17 2023-06-19
195 Augias, Cedric Alain Nicolas Marie M RO 2022-01-28 2023-07-25
196 Lee, Jaeyeon (SFC:BTK482) Rep 2023-01-26 2023-10-25
197 Leem, Jaehung 林在洪 Rep 2023-01-26 2023-10-25
198 Sugarman, Richard Neil (SFC:BKX038) M Rep 2017-09-11 2023-12-29

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