LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Aldeen, Chihiro AFT275 Rep 2008-09-29
2 Andrew, Simon Malcolm M AKS596 Rep 2004-05-24 2006-02-22
3 Au, Stephen Wai Ming 區偉明 M AGV321 Rep 2005-09-10
4 Au, Tin Wai 區天偉 AJF371 Rep 2004-05-15 2006-07-06
5 Bacchus, Timothy Mustapha M ADS696 Rep 2003-09-19 2005-10-21
6 Bakst, David S M AGF150 Rep 2004-07-15
7 Bhattal, Jasjit Singh ABT100 RO 2008-09-29
8 Bihani, Sundeep AKW600 Rep 2004-06-24 2008-03-31
9 Bowmer Iii, William Sterett M AEB024 Rep 2004-07-23
10 Chan, Alison May Wun Sheung 陳韻湘 F ADZ872 Rep 2005-04-30
11 Chan, Angello Kam Chi 陳錦池 ABN253 Rep 2004-05-21
12 Chan, Gigi Sau Chi 陳秀沚 AJT911 Rep 2004-03-26 2005-09-12
13 Chan, Kelvin Chun Kei 陳俊祺 M AHY019 Rep 2006-04-27
14 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
15 Chang, Esther Koon Kwun 張冠羣 F AKI258 Rep 2004-03-31 2005-04-07
16 Chen, Junyu (1965) 陳軍余 39 M AKL748 Rep 2004-04-26 2007-06-19
17 Chen, Scott M AIC497 Rep 2008-09-29
18 Chen, Wei (SFC:AHC346) 陳蔚 AHC346 Rep 2006-04-10
19 Cheung, Loretta Lai Man 張麗雯 F ADB867 Rep 2008-09-29
20 Chu, Ian Chi Ho 朱智豪 M AEU609 Rep 2004-06-25 2005-06-02
21 Chua, Yu Min AHN068 Rep 2005-08-12
22 Chwei, Mein Sze 徐敏思 AJK607 Rep 2004-02-18 2006-04-21
23 Cielinski, Mark Alan M AHC364 Rep 2008-09-29
24 Clark, David John (SFC:AFE954) M AFE954 Rep 2003-06-16
25 Co, Liza Yap AGA423 Rep 2005-04-20
26 Cooper, Kenneth Allen M ACW742 Rep 2003-05-19
27 Corry, Nicolas Daniel M AKP276 Rep 2004-05-17 2006-02-02
28 Croft, Ian Richard M AJD476 Rep 2003-10-13 2008-09-29
29 Dian, Wei 賃薇 AKU262 Rep 2004-06-11 2005-01-21
30 Dominick, Frank M AEW395 Rep 2003-10-24 2005-02-02
31 Donohugh, William Hugh McGregor 唐威林 M ACM011 Rep 2004-04-15
32 Dubois-Phillips, Jonathan Edward M AJL224 Rep 2004-03-09 2006-07-01
33 Egliskis, David Walter M AJC319 Rep 2003-12-08 2007-07-07
34 Freeman, Daniel Marc M AGD976 Rep 2003-07-16
35 Fung, Eugene Yui Hang 馮睿恆 M AJL412 Rep 2004-03-15 2008-09-13
36 Gao, Hui (SFC:AKP556) 高暉 AKP556 Rep 2004-05-18 2008-03-18
37 Ghia, Manish Hasmukh AJL427 Rep 2004-02-09 2007-03-19
38 Gordon, Thomas Lee Jr. M ADJ268 Rep 2003-12-01 2004-03-01
39 Gupta, Ashutosh (SFC:AJE577) AJE577 Rep 2003-11-26 2008-09-29
40 Harris, David Anthony (SFC:ADZ065) M ADZ065 Rep 2003-11-21 2004-02-21
41 Harris, Jonathan Howe M ACA158 Rep 2003-12-09 2005-07-04
42 Hellawell Iii, George Alan M AHL501 Rep 2005-07-20
43 Highfield, Tucker Montana AIQ970 Rep 2003-04-16 2004-05-25
44 Hindle, Leon Miller M AIN992 Rep 2008-09-29
45 Ho, Kelvin Teik Chye M ADA874 Rep 2008-09-29
46 Ho, Simon Tak Leung 何德亮 M AEE170 Rep 2003-06-17 2004-04-19
47 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
48 Hui, Serena Siying 許世瑛 F AHC163 Rep 2004-07-30
49 Karoonyavanich, Anuruk AHX011 Rep 2005-10-20
50 Kee, Tang Seng AEC763 Rep 2003-08-20 2006-04-10
51 Kim, Ik Soo AHA566 Rep 2004-08-31
52 Kuo, Lun-Hung Reynold 郭倫宏 AIH465 Rep 2003-05-30
53 Kwok, Leung ABA518 Rep 2003-04-23 2004-04-06
54 Lam, Ada Lok Yee 林洛宜 F ACG599 Rep 2003-05-02
Rep 2004-05-14 2007-02-15
55 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2006-03-28
56 Lance, Robert Waldo M AEL830 Rep 2003-04-23 2003-06-03
RO 2003-06-03 2006-02-24
57 Lau, Bernard Yu Kwan 劉宇鈞 M AFT473 Rep 2008-09-29
58 Lau, Jasper Kit Yee 劉潔怡 AKV148 Rep 2004-06-21 2004-09-03
59 Lau, Kenneth (SFC:AFI835) 劉皓之 29 M AFI835 Rep 2006-02-15
60 Lau, Lik Alaric 劉力 AHK681 Rep 2008-09-29
61 Laungani, Neel Vishnu ADQ008 Rep 2004-12-20
62 Lee, Chun Wah (SFC:AFR066) 李俊華 AFR066 Rep 2003-11-17
63 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2005-01-05
64 Lee, Jae Young (SFC:AKP354) 李在英 AKP354 Rep 2004-05-17 2005-01-01
65 Lee, Myung Won 李明遠 AHK970 Rep 2004-07-20 2007-07-04
66 Lee, Seo Kyong 李瑞景 AFK837 Rep 2004-02-27
67 Leo, Peck Chao 梁弼釗 AJE093 Rep 2003-10-24 2004-02-18
68 Leung, Amy Ming Yee 梁鳴儀 F AEJ623 Rep 2005-10-05
69 Li, Yvonne Yee Yean 李宜然 F AFR270 Rep 2004-06-16 2008-03-11
70 Lim, Edmund Kim San 林金山 M AJE583 Rep 2003-11-07 2008-09-29
71 Lim, Hwee Ghee 林慧儀 AGK672 Rep 2007-10-11
72 Liu, Hong (SFC:AKV057) 劉洪 AKV057 Rep 2004-06-16 2005-05-20
73 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-06-16 2008-09-29
74 Liu, Shao Li 劉曉黎 ABV412 Rep 2004-03-02
75 Low, Kenneth Meng Ee M AJD749 Rep 2003-10-22 2006-08-14
76 Mahadevan, Suresh Ayodya AJB405 Rep 2003-08-06 2005-05-20
77 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2007-04-10
78 Mar, Johnson M ADR669 RO 2008-09-29
79 McGrath, William Jude 馬格比利 M AFJ442 RO 2005-08-23
80 McKeever, Stephen James M AFH236 Rep 2006-02-07
81 Milliken, Peter James M AEO766 Rep 2008-02-01
82 Mou, Alex Xinghai AJB639 Rep 2003-08-15 2004-09-01
83 Myong, Chun Hyong AEN827 Rep 2005-02-02
84 Ng, Jessica Sze Man 吳詩敏 F AGC561 Rep 2003-06-30
85 Ng, Mei Fun 吳美芬 AAB732 Rep 2003-10-07
86 Ng, Virginia Suk Yin 吳淑燕 F ABV790 Rep 2003-10-13 2004-04-15
87 Ngan, Bronson Lawrence M AGA247 Rep 2005-02-15
88 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
89 O'Connor, Brian Michael M ABG705 RO 2005-06-03
90 O'Meara, Christopher James Sidney M AFQ412 Rep 2003-04-24 2005-04-27
91 Page, Keith Emery M AIO977 Rep 2004-07-26 2004-08-25
92 Paine, David L M ADH929 Rep 2008-09-29
93 Pamulapati, Lalit Chandra Choudary AGD006 Rep 2006-07-20
94 Park, Sung Wan 朴性玩 ADQ242 Rep 2006-03-26
95 Penton, Dominic Jon (SFC:ABM263) M ABM263 RO 2003-09-04
Rep 2003-09-10 2004-03-15
RO 2004-03-15 2005-05-05
96 Perrett, Adam Nicholas 龐立德 M AKP035 Rep 2004-05-14 2005-01-10
97 Quan, Hong 全弘 AIE773 Rep 2004-05-10
98 Quan, Qiang 全強 31 M AIB369 Rep 2003-10-28
99 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-05-03 2008-09-29
100 Ryoo, Hee Jung 柳希姃 AJF289 Rep 2003-12-09 2004-05-21
101 Sargeant, Pierre Gregory M AJJ630 Rep 2004-01-13 2004-09-03
102 Sheng, Wei-Ting 盛薇庭 AJL418 Rep 2004-04-19 2005-10-05
103 Shin, Ju Young AJD378 Rep 2003-10-13 2006-03-10
104 Siazon, Ken I M ADW357 Rep 2003-05-30
105 Sibia, Ranjeet Singh AHH557 Rep 2004-12-06
106 Sng, Sharon Mei-Yin F AHP734 Rep 2003-07-16
107 Sun, Lu (SFC:AGF426) 孫璐 AGF426 Rep 2007-03-02
108 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
109 Sykes, Joel Alexander Hugh M AEX555 Rep 2004-07-15
110 Tai, Ming Zhe 戴明哲 AJF288 Rep 2003-12-09 2004-03-15
111 Tan, Chor Leng AGR041 Rep 2003-10-07
112 Tan, Wei Peng 陳威頻 AFW644 Rep 2004-09-27
113 Tang, Wai Yan (SFC:ADN093) 鄧惠因 ADN093 Rep 2004-07-20 2005-05-20
114 Tay, Teck How 鄭德豪 AKV062 Rep 2004-06-15 2008-09-29
115 Throsby, Timothy James Osborne 38 M ACT590 Rep 2005-07-12
116 Tsang, Eric On Bong 曾安邦 M AAA072 Rep 2006-06-01
117 Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 ADC037 Rep 2008-09-29
118 Tweeboom, Norman Lionel M AJE275 Rep 2003-11-25 2004-06-25
119 Upadhyay, Saurabh AJF328 Rep 2003-12-09 2008-09-29
120 Ventouras, Alexis 37 M ADS012 Rep 2003-08-06
121 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-09-29
122 Wang, Jun Ping 王君平 ADW638 Rep 2004-04-28
123 Watson, Alan James David 46 M AEE163 Rep 2004-07-08
124 Wernli, Michelle Suzanne F AIZ368 Rep 2003-06-19 2004-08-31
125 Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 ACN459 Rep 2003-05-12 2005-08-01
126 Wong, Anthony Man Chun 黃文俊 M AJD976 Rep 2004-04-10 2006-08-14
127 Wong, Carolyn Yuk Cheung 黃旭鏘 F AFT958 Rep 2003-05-13 2006-02-20
128 Wong, Chui Shan 黃翠珊 AGN589 Rep 2003-06-30
129 Wong, Edwin Ching Him 黃正謙 AEB025 Rep 2008-09-29
130 Wong, Marco Chi Duen M AFQ741 Rep 2008-09-29
131 Woo, Charles Kun M AHS996 Rep 2003-10-07
132 Woo, Rebecca Heng-yun 吳恆恩 F ABL783 Rep 2005-06-20
133 Wright, Symon Robert M ACG024 Rep 2006-03-20
134 Wu, Frances 胡穎文 F AFW032 Rep 2004-07-28 2008-09-29
135 Wu, Lici Leon Edward 伍禮慈 AJD966 Rep 2003-11-06 2004-06-25
136 Wu, Yat Wai 胡一威 37 M ACW474 Rep 2004-05-18
RO 2004-05-18 2005-05-20
137 Yap, Chin Yee 叶君瑜 AFR721 Rep 2008-03-18
138 Yoon, Yong Cheul AGW405 Rep 2004-07-21
139 Yu, Choi Yan 余彩欣 AKP037 Rep 2004-05-13 2005-06-22
140 Yu, Janice Man Kiu 茹蔓喬 ADZ441 Rep 2004-02-03
141 Yu, Ming Lai 余明麗 AFU845 Rep 2003-08-15 2006-04-10
142 Zhao, Yu (SFC:AJD965) 趙瑜 AJD965 Rep 2004-02-16 2004-05-10

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