BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Agarwal, Amit (1973) 33 M ALY688 Rep 2006-07-25 2014-06-03
2 Au-Yeung, Annie Tin 歐陽靝 F ACR453 Rep 2006-07-18 2016-10-20
3 Auyeung, Samson Sheungyan 歐陽尚欣 AIR804 Rep 2004-03-10
4 Banus, Rodney Ramon AKV065 RO 2005-01-12 2010-02-08
5 Bennett, John Alexander (SFC:AIR805) M AIR805 Rep 2004-12-02
RO 2004-12-02 2005-02-23
6 Boey, Yew Pun AFC240 Rep 2004-05-04 2004-12-02
7 Breeze, Wayne Thomas Sydney 44 M AIB347 Rep 2003-05-01
8 Cao, Zheng (SFC:AND187) 曹政 AND187 Rep 2006-02-27 2010-10-05
9 Chan, Christina Wai Ling 陳慧玲 F ADH481 Rep 2006-08-07
10 Chan, Jasmine Chi Man 陳志敏 F AMJ992 Rep 2005-08-25 2013-07-25
11 Chan, Ki Chun (SFC:AOH493) 陳祈雋 AOH493 Rep 2006-12-15 2009-06-26
12 Chan, Lai 陳麗 ABV918 Rep 2007-04-27
13 Chan, Mark Man Wai 陳孟為 M ABR486 Rep 2004-11-26 2007-06-28
14 Chan, Pedro Carlos Siu Lun 陳小倫 M AIR798 Rep 2004-02-17
15 Chan, Rosa Ka Yee 陳嘉儀 AGB203 Rep 2006-04-24 2012-11-19
16 Chan, Susan Wai-lan 陳蕙蘭 F ADH562 Rep 2004-06-15 2005-01-12
RO 2005-01-12 2011-05-27
17 Chan, William Hoi Hin 陳海軒 M ANJ133 Rep 2006-05-08 2007-11-26
18 Chan, Wing Kwong (SFC:AGL236) 陳永光 AGL236 Rep 2012-10-19
19 Chan, Yun May F AMM241 Rep 2005-09-20 2010-12-28
20 Chandrakar, Shirish ALR976 Rep 2005-02-07 2007-10-04
21 Chau, Christopher K 周啟峯 M AGW118 Rep 2005-06-24 2007-03-23
22 Cheam, Shou Sen 詹蘇姍 ADC316 Rep 2013-05-31
23 Chen, Cheng-Yen 陳貞燕 ALQ556 Rep 2005-10-10 2013-05-16
24 Cheung, Hung-Wah AMH301 Rep 2005-07-26 2013-10-18
25 Cheung, Wing Tim (SFC:AEU275) 張永添 AEU275 Rep 2004-09-06 2009-03-27
26 Ching, Yi Edmund 莊毅 M AKU003 Rep 2006-06-27 2007-07-23
27 Chng, Chit Ming 莊志銘 AJF684 Rep 2003-11-14 2013-01-24
28 Choi, Jeffrey Tze Fai 蔡子暉 M AKX076 Rep 2004-07-02 2009-05-19
29 Choi, Winnie Wing Yin 蔡穎妍 F AMV206 Rep 2005-12-21 2006-07-24
30 Choi, Yung Woo AOB450 Rep 2006-10-24 2015-12-10
31 Chu, Jason Weitong M ANH289 Rep 2006-04-18 2006-12-29
32 Chu, Lucille Min Huei AFJ236 Rep 2004-08-23 2006-03-16
33 Chua, Derek Oei Teck 蔡維泰 M AHU587 Rep 2006-12-15
34 Chuang, Anastasia Man 莊敏 AFC187 Rep 2007-03-03
35 Chuang, Jessica Fu-chia 莊馥嘉 ANZ957 Rep 2006-09-25 2011-09-19
36 Cohen-Addad, Nicolas Paul M AHR321 Rep 2005-02-02 2005-05-20
RO 2005-05-20 2010-11-18
37 Cortes, Jose Iii Valencia AIR817 Rep 2006-05-22
38 Crane, Justin Alan M AGA304 Rep 2004-01-06
39 Devonald, Andrew James M ADZ064 RO 2005-01-19 2007-02-27
40 Dhir, Nikhil Rahul Amichand AMJ504 Rep 2005-08-15 2006-06-20
41 Diao, Stephen M ACC083 Rep 2006-04-28
42 Dixit, Shiva ANX004 Rep 2006-09-04 2007-03-30
43 Dua, Vikram ANW822 Rep 2006-08-31 2008-06-16
44 Duan, Hui 段暉 AKP047 Rep 2004-05-11 2007-08-31
45 Eick, Holger 魏浩家 M AHP773 Rep 2005-04-29
Rep 2006-10-25 2014-11-30
46 Fang, Pin-Yin 方冰瑩 AOC929 Rep 2006-10-31 2010-08-30
47 Firth, Charles Richard Bartholomew 霍逸倫 M AIR808 Rep 2007-02-27
48 Fung, Ka Yee (SFC:ANE106) 馮家怡 ANE106 Rep 2006-03-13 2006-12-29
49 Garrett, Philip (SFC:AIR797) M AIR797 Rep 2006-11-01
50 Geertsema, Paul Geert M ANK165 Rep 2006-05-16 2008-02-26
51 Gibbons, Robin John M ADC307 Rep 2011-12-23
52 Girault, Denis Raymond M AEC626 Rep 2005-11-04 2006-08-29
53 Goh, Chou Eng AHI515 Rep 2005-01-31 2006-11-01
54 Grainger, Richard Peter (SFC:AJM908) M AJM908 Rep 2008-09-29
55 Gregory, Paul Martin M AFE041 Rep 2004-12-02
RO 2004-12-02 2006-03-03
56 Gronow, Michael Justin M ALO211 Rep 2005-01-31 2005-12-14
57 Gvozden, Alexander Robin M ADR449 Rep 2006-01-09 2007-11-23
58 Ha, David 夏睿文 M ANP445 Rep 2006-06-28 2008-02-29
59 Han, Jacques Wai Hung 韓偉鴻 M ADC046 Rep 2005-01-20
RO 2005-01-20 2006-12-04
60 Han, Yoon Jae 韓允齊 ANU649 Rep 2006-08-18 2016-03-30
61 Hannan, David James M AMS327 Rep 2005-11-15 2008-09-01
62 Hon, Wandy Pui Wan 項佩韻 AMS644 Rep 2005-11-23 2007-06-26
63 Hu, Ke (SFC:AMS032) 胡柯 AMS032 Rep 2005-11-11 2011-01-12
64 Huang, Haizhou (SFC:AMU474) 黃海洲 M AMU474 Rep 2005-12-09 2006-02-14
RO 2006-02-14 2007-11-09
65 Hui, Chris Yung 許勇 38 M ACH256 Rep 2004-12-02
RO 2004-12-02 2010-04-23
66 Hyde, Justin David Andrew M ANF153 Rep 2006-12-18 2008-07-13
67 Ibasco, Ronaldo D. ACN916 Rep 2005-03-04 2013-07-31
68 Juan, Chien Ming 阮建銘 AKV064 Rep 2005-05-13 2017-08-04
69 Judge, Randeep Kaur AMT847 Rep 2005-11-28 2009-01-31
70 Jung, Jae Min (SFC:AMM276) 鄭在敏 AMM276 Rep 2005-09-20 2006-12-22
71 Kay, Lo Hei 紀鷺禧 AMK229 Rep 2005-08-29 2007-06-18
72 Kennedy, Stephen Paca M ANG616 Rep 2006-04-07 2011-01-12
73 Kim, Hyung Kon AFV312 Rep 2006-07-02
74 King, Ho Fai 龔豪暉 ANK271 Rep 2006-05-18 2007-02-16
75 Kong, Fern Sern 江奮生 AMJ993 Rep 2005-08-25 2006-12-29
76 Koo, George Chen Yu 顧震宇 M ABU687 Rep 2006-06-06
77 Kwan, Kwok Yung 關國勇 AFE074 Rep 2007-03-06
78 Kwan, Patrick Chun Yue 關振宇 M ACN915 Rep 2004-12-02
RO 2004-12-02 2016-09-13
79 Kwan, Wendy Yok Bing 關玉冰 F AEH770 Rep 2006-07-13 2010-05-24
80 Lai, Darcy Tat Sze 黎達詩 ACA862 Rep 2004-12-02
RO 2004-12-02 2009-02-24
81 Lau, Hay Tsing 劉希靖 ADE705 Rep 2005-01-31 2008-07-31
82 Law, Fong Yuen 羅方圓 AGO947 Rep 2005-08-25 2012-03-01
83 Lee, Alex Keng Yiak AOE650 Rep 2006-11-20 2011-04-15
84 Lee, Dora Sau Kuen 李秀娟 F ADC635 Rep 2014-06-03
85 Lee, How Chih 李厚志 AIZ906 Rep 2004-09-20 2011-08-11
86 Lee, Lorraine Mei Sze 呂美詩 AIR850 Rep 2006-06-14
87 Lee, Soo Ling 李淑玲 AMC404 Rep 2005-06-13 2011-08-17
88 Leow, Chiun-Yi Jonathan M AOJ251 Rep 2006-12-29 2009-06-18
89 Lepsoe, Kevin M ALR926 Rep 2005-02-07 2006-03-15
90 Leung, Noelle Sik Chong 梁式莊 AEU258 Rep 2005-07-27
91 Li, Cheng (SFC:ANK472) 李澄 ANK472 Rep 2006-05-19 2007-05-14
92 Li, Joseph Chun Kit 李駿傑 M ALU441 Rep 2005-03-11 2005-07-19
93 Li, Kin Ho 李健豪 AAZ527 Rep 2006-07-04 2008-10-14
94 Li, Tao (SFC:ANZ637) 李濤 ANZ637 Rep 2006-09-21 2008-06-26
95 Li, Zhenyu (SFC:AKN225) 李震宇 AKN225 Rep 2004-04-30 2006-03-20
96 Ling, Royce Chi Yau 凌志友 ACC188 Rep 2005-01-31 2008-10-31
97 Liong, Soon Pen AND700 Rep 2006-03-06 2012-12-28
98 Liu, Chengen 劉成恩 AMN873 Rep 2005-10-13 2007-04-11
99 Liu, Meng-Hsiung 劉孟雄 M ADJ311 Rep 2003-11-28 2006-08-11
100 Lloyd, Rachel Freda 羅愛欣 F ALY320 Rep 2005-04-23 2006-04-26
101 Lu, Cosmas Yi-Hou AHC600 Rep 2005-03-08 2014-11-13
102 Lu, Melissa Wing Man 呂榮雯 30 F ABB931 Rep 2004-04-26 2004-12-15
103 Luk, Hoi Yee 陸凱儀 ANT406 Rep 2006-08-03 2010-04-27
104 Machayekhi, Emmanuel Dana AJF241 Rep 2005-05-26 2016-07-22
105 Macpherson, Matthew Steven M ANE735 Rep 2006-03-17 2008-06-27
106 Mak, Shui On 麥瑞安 AMP582 Rep 2005-10-25 2012-10-05
107 Mak, Stephen Ka Wei 麥家偉 M ALI159 Rep 2004-10-11 2015-06-08
108 Matin, Naznin ANP196 Rep 2006-06-27 2007-07-04
109 Miao, Ko-Huei 苗可慧 AOG942 Rep 2006-12-07 2007-10-31
110 Mitchell, Clarissa ALC249 Rep 2004-08-17 2005-03-21
111 Mo, In Sun 牟仁仙 AND184 Rep 2006-02-27 2008-11-30
112 Morrice, Robert Alexander M AHJ511 Rep 2004-12-02
RO 2004-12-02 2014-06-30
113 Nakajima, Philip Harald M AJM901 Rep 2004-02-02
114 Naville, David Maurice Pyrame M AML918 Rep 2005-09-16 2013-04-01
115 Naylen Sorrell, Susan Jane F AGH290 Rep 2003-04-25
116 Ng, Lap Fung 伍立峯 ADX523 Rep 2004-12-06
RO 2004-12-06 2006-02-13
117 Ng, Wing Yan (SFC:ANP701) 吳穎茵 ANP701 Rep 2006-06-28 2010-12-14
118 Oh, Joo Hyun AIR854 Rep 2011-07-20
119 Ong, Lloyd Boon Kin 王文景 AFJ463 Rep 2004-02-17
120 Parameswaran, Srikant ANA916 Rep 2006-02-14 2008-01-23
121 Parthasarathy, Aditya M ANU908 Rep 2006-08-21 2017-08-02
122 Peh, Bernard Chin Ann 白振安 M AFN819 Rep 2004-12-02
RO 2004-12-02 2008-04-30
123 Qian, Jin (SFC:AMJ798) 錢進 AMJ798 Rep 2005-08-19 2007-07-20
124 Qin, Qian (SFC:ANR972) 秦黔 ANR972 Rep 2006-07-27 2011-06-17
125 Sakai, Kazunori ACH929 Rep 2003-05-06 2005-08-19
126 Sarran, William Patrick M AMB970 Rep 2005-06-13 2006-03-08
127 Sharma, Naveen Prakash M ANW221 Rep 2006-08-28 2015-06-18
128 Shi, Hao (SFC:AOD314) 施浩 AOD314 Rep 2006-11-06 2008-04-07
129 Shukla, Raju AIR960 Rep 2004-12-02
RO 2004-12-02 2005-01-12
130 Shum, Anthony Chi-chung 岑志中 M AFR216 Rep 2010-06-28
131 Smith, Guy William (SFC:AJO483) M AJO483 Rep 2004-03-22 2016-01-21
132 Suchitra, Subramanian ANW521 Rep 2006-08-30 2007-05-31
133 Sun, Baron 孫葆崟 AMM278 Rep 2005-09-21 2006-01-19
134 Sun, Xiangxiao 孫祥霄 ALY131 Rep 2005-04-20 2007-08-10
135 Syquia, Juan Martin Lagdameo M AEZ571 Rep 2003-10-31
136 Tam, Grace Hai Wei 譚希慧 F ADG060 RO 2006-06-15
137 Tam, Joyce Chee Yun 談知恩 F AKY777 Rep 2004-07-27 2007-03-08
138 Tan, Catherine 陳佳寧 F ALW569 Rep 2005-04-13 2006-09-21
139 Tan, Shiming 談世銘 AMJ506 Rep 2005-08-15 2007-05-28
140 Tan, Yun (SFC:AIR853) 談芸 AIR853 Rep 2008-12-24
141 Tang, Donmany Hing Pang 鄧慶鵬 AEX291 Rep 2006-07-13
142 Tang, Queenie Kwan Ting 鄧坤婷 F ALQ908 Rep 2005-01-31 2007-08-10
143 Tang, Richard Yuk Hin 鄧煜騫 M ADC308 Rep 2004-12-02
RO 2004-12-02 2006-07-27
144 Tao, Dawn Hiu Ming 杜曉明 30 F AGN545 Rep 2003-07-07
145 Tong, Michele Pui Kwan 唐珮君 AGL179 Rep 2005-10-26 2011-11-04
146 Tsang, Gilbert Ling Biu 曾令鏢 35 M AED568 Rep 2005-01-11 2008-08-26
147 Tse, Lee 謝莉 AMQ356 Rep 2005-10-31 2010-09-24
148 Tse, Man Yan (SFC:ADC296) 謝萬仁 ADC296 Rep 2003-10-31
149 Tse, Maria 謝韶明 F AKN224 Rep 2004-04-30 2014-06-03
150 Tucker, Reuben Shaun AOB449 Rep 2006-10-24 2008-05-07
151 Turner, Alan Jeffrey M AIR815 Rep 2007-07-04
152 Van Der Schaft, Pieter ADW623 Rep 2004-10-26
RO 2004-10-26 2006-02-14
153 Vongkitbuncha, Viravate AMF752 Rep 2005-07-18 2009-05-19
154 Wah, Anthony Ming Chit 華明哲 42 M ACM458 Rep 2005-08-02 2008-07-16
155 Wan, Lap Kei 尹立基 AML156 Rep 2005-09-01 2007-11-20
156 Wang, Dahai 汪大海 AJN197 Rep 2005-07-14 2014-08-21
157 Wang, Ke (SFC:AOC997) 王柯 AOC997 Rep 2006-11-02 2008-12-19
158 Wang, Yi (SFC:AJH131) 王宜 AJH131 Rep 2004-01-14 2004-08-20
Rep 2004-10-20 2006-12-15
159 Wang, Ying (SFC:AOB480) 王穎 AOB480 Rep 2006-10-19 2008-05-16
160 Ward, Mathew Jonathan M ANJ002 Rep 2006-05-03 2007-08-22
161 Whang, Youn Sung 黃允聖 ANU382 Rep 2006-08-15 2007-01-02
162 Whelan, Cynthia Alicia F ANJ393 Rep 2006-05-11 2008-12-31
163 Wong, Amy Hoi Fung 王海楓 F ALZ169 Rep 2005-05-10 2010-09-17
164 Wong, Bart 黃博韜 AJJ538 Rep 2004-01-13 2009-12-17
165 Wong, Isaac Wing Ho 黃穎灝 M AJF683 Rep 2003-11-14 2004-07-16
166 Wong, Ken Wei (SFC:AIR851) 黃建偉 M AIR851 Rep 2007-03-30
167 Wong, Michael Sheh Chung 王錫聰 M AFY781 Rep 2006-07-27 2007-07-31
168 Wong, Nelson Che Shing 黃志成 M AOH457 Rep 2006-12-19 2008-11-03
169 Wong, Shiu On 王秀安 ALQ909 Rep 2005-01-31 2011-01-12
170 Wong, Sueh Mei 黃雪梅 AIR846 Rep 2007-01-23
171 Wong, Sze Wing (SFC:AKJ039) 黃思穎 AKJ039 Rep 2004-04-20 2006-08-02
172 Wu, Xiaohui (SFC:AOC996) 吳曉慧 AOC996 Rep 2006-11-02 2015-09-18
173 Xiong, Ying (SFC:ALN647) 熊瑛 ALN647 Rep 2004-12-14 2005-05-10
174 Yang, Hui Chu 楊惠珠 ALD238 Rep 2004-08-20 2011-01-03
175 Yau, Samantha Yim Mui 丘艷梅 F ACG009 Rep 2004-04-30 2016-01-21
176 Yau, Sheung Kam 邱湘琴 ADJ799 Rep 2005-02-01 2005-02-28
RO 2005-02-28 2011-01-20
177 Yeong, Zhen Chao 楊振超 ANT778 Rep 2006-08-07 2009-11-01
178 Yip, Fung 葉豐 ALZ665 Rep 2005-05-13 2007-03-15
179 Yip, Samson Yan Tion 葉仁犉 M ACP610 Rep 2004-02-16 2010-10-12
180 Yung, Lilian Ling Ling 楊玲玲 F ADX189 Rep 2007-07-17
181 Zee, Timothy Yuen Cheng 40 M ANX817 Rep 2006-09-12 2007-07-03
182 Zeng, Chao (SFC:ANZ628) 曾超 ANZ628 Rep 2006-09-20 2011-01-12
183 Zeng, Weijing 曾衛京 AFS879 Rep 2005-03-07
184 Zhai, Shuo 翟碩 AMW506 Rep 2005-12-29 2008-07-31
185 Zhang, Shou Lin 張守林 47 M ABY977 Rep 2005-03-29 2011-07-04
186 Zhang, Wenhai 張文海 ANR844 Rep 2006-07-25 2011-09-07
187 Zhang, Xiaosong (SFC:AMQ864) 張小松 AMQ864 Rep 2005-11-01 2006-05-22
188 Zhao, Josie Xi AKP046 Rep 2004-05-11 2005-04-21
189 Zhao, Lingfeng 趙凌風 AIR855 Rep 2005-06-03
Rep 2006-09-15 2009-06-19
190 Zuberi, Azmat AFR195 Rep 2005-09-05

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