CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Johannes Yu Hang 歐宇恆 | M | AOP023 | Rep | 2007-02-26 | 2008-11-20 | |
| 2 | Au, Yiu Bong 區耀邦 | AMV085 | Rep | 2005-12-23 | 2008-05-10 | ||
| 3 | Balanco, Laurence | M | APG273 | Rep | 2007-07-18 | 2008-05-20 | |
| 4 | Bengson, Michael Roxas | M | AOY686 | Rep | 2007-05-30 | 2010-08-13 | |
| 5 | Bradley, Edmund Hugh | M | ABS842 | RO | 2014-06-18 | ||
| 6 | Bruce, Robert Cameron | M | AEC837 | Rep | 2007-06-21 | 2012-12-24 | |
| 7 | Cao, Bingchao 曹秉超 | AMM311 | Rep | 2007-04-13 | 2008-08-08 | ||
| 8 | Capron, Jeremie Laurent | M | APB797 | Rep | 2007-06-29 | 2012-12-10 | |
| 9 | Chan, Dominic Chi Ming 陳志銘 | M | ADC344 | Rep | 2008-05-07 | ||
| 10 | Chan, Siu Cheong (SFC:AOR822) 陳兆昌 | AOR822 | Rep | 2007-03-16 | 2009-05-18 | ||
| 11 | Chan, Tien-Yu | APA081 | Rep | 2007-06-25 | 2008-08-30 | ||
| 12 | Chan, Yat Hei (SFC:APR545) 陳逸熙 | APR545 | Rep | 2007-09-27 | 2010-07-02 | ||
| 13 | Chee, Chin Aik | AQD022 | Rep | 2007-12-12 | 2008-08-29 | ||
| 14 | Chen, Chia-Chi 陳佳琦 | AOS687 | Rep | 2007-04-16 | 2012-12-10 | ||
| 15 | Chen, John (SFC:AOX386) 陳健雄 | M | AOX386 | Rep | 2007-05-15 | 2010-09-17 | |
| 16 | Chen, Li-Fong 陳豊丰 | AOX090 | Rep | 2007-05-18 | 2008-04-02 | ||
| 17 | Chen, Wenhan (SFC:APF628) 陳文翰 | APF628 | Rep | 2007-07-10 | 2010-09-10 | ||
| 18 | Cheng, Chao-Kang 鄭兆剛 | AOX412 | Rep | 2007-05-21 | 2012-12-03 | ||
| 19 | Cheng, Ming-Kai 鄭名凱 | AML921 | Rep | 2006-08-21 | 2011-08-01 | ||
| 20 | Cheung, Francis Yiu Cheong 張耀昌 | M | AFZ520 | Rep | 2012-12-10 | ||
| 21 | Chin, Clare Kit Ching | F | AQA973 | Rep | 2007-11-29 | 2012-12-03 | |
| 22 | Chu, Christopher (SFC:AQD399) | M | AQD399 | Rep | 2007-12-12 | 2008-07-25 | |
| 23 | Chu, Tien 朱恬 | AOX106 | Rep | 2007-05-18 | 2012-11-30 | ||
| 24 | Cochran, Shaun Donald | M | APA066 | Rep | 2007-06-07 | 2012-12-31 | |
| 25 | Da Cruz, Antonia Maria 告崇 | F | AQD991 | Rep | 2007-12-18 | 2012-12-01 | |
| 26 | Dai, Wei (SFC:AOR609) 戴維 | AOR609 | Rep | 2007-03-15 | 2010-05-18 | ||
| 27 | Driscoll, Andrew Tasman | M | ALT900 | Rep | 2005-03-07 | 2012-12-03 | |
| 28 | Dutta, Anirudha | APC644 | Rep | 2007-07-03 | 2012-11-01 | ||
| 29 | Dy, Alfred Olmedo | M | APA371 | Rep | 2007-06-25 | 2012-11-01 | |
| 30 | Evans, Matthew Neil (SFC:AFC355) | M | AFC355 | Rep | 2007-06-13 | 2012-12-17 | |
| 31 | Fischer, Aaron Alexander 余雅樂 | M | ALW738 | Rep | 2007-06-08 | 2012-12-03 | |
| 32 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | AHB999 | Rep | 2007-08-30 | 2012-12-03 | |
| 33 | Goyal, Atul | APF163 | Rep | 2007-07-17 | 2011-09-05 | ||
| 34 | Graham, William James Angus | 38 | M | ALA252 | Rep | 2007-08-30 | 2009-04-17 |
| 35 | Gruber, James | M | AMX921 | Rep | 2007-06-07 | 2010-07-03 | |
| 36 | Hewitt, David James | M | APG723 | Rep | 2007-07-25 | 2011-05-12 | |
| 37 | Ho, Eric Wing Kee 何永基 | M | AFU890 | Rep | 2007-12-11 | 2008-07-18 | |
| 38 | Ho, Ka Wai (SFC:AKV099) 何家維 | 40 | M | AKV099 | Rep | 2005-05-18 | 2009-03-04 |
| 39 | Hsu, Hui-Hui 許蕙蕙 | AOX413 | Rep | 2007-05-16 | 2011-05-09 | ||
| 40 | Ie, Wilianto | AOX432 | Rep | 2007-05-22 | 2010-08-31 | ||
| 41 | Jiang, Yujiao 蔣玉姣 | APM041 | Rep | 2007-08-27 | 2008-04-09 | ||
| 42 | Kan, Ching-Jen 甘清仁 | AOX099 | Rep | 2007-05-18 | 2009-08-03 | ||
| 43 | Kao, Margaret Ju-Han 高若涵 | F | AQD029 | Rep | 2007-12-11 | 2009-03-04 | |
| 44 | Knowd, Graeme David | M | APJ205 | Rep | 2007-08-06 | 2008-05-17 | |
| 45 | Kurosawa, Makoto | AOY382 | Rep | 2007-05-30 | 2012-06-22 | ||
| 46 | Kwan, Wing Lok 關榮樂 | ADT427 | Rep | 2004-09-09 | 2009-03-04 | ||
| 47 | Lai, Hui Chuan 賴惠娟 | AOG219 | Rep | 2006-11-28 | 2010-11-30 | ||
| 48 | Laprise, James Scott | M | AOU071 | Rep | 2007-04-10 | 2012-12-10 | |
| 49 | Lau, Stephanie Chi Ling 劉致伶 | F | APG601 | Rep | 2007-07-16 | 2008-10-08 | |
| 50 | Lee, Kwok Chu (SFC:ALT779) 李國柱 | ALT779 | Rep | 2005-03-03 | 2010-04-22 | ||
| 51 | Leong, Eugenia 梁嘉敏 | F | AQD030 | Rep | 2007-12-11 | 2009-06-04 | |
| 52 | Leung, Heung Yik 梁向奕 | AIH476 | Rep | 2012-12-10 | |||
| 53 | Leung, Kevin Koon Yip 梁冠業 | M | AMY262 | Rep | 2006-01-23 | 2008-04-29 | |
| 54 | Leung, Stephen Yiu Ki 梁耀基 | M | APB446 | Rep | 2007-06-11 | 2009-11-25 | |
| 55 | Leung, Sze Wai (SFC:AMJ602) 梁思慧 | AMJ602 | Rep | 2007-08-22 | 2012-12-31 | ||
| 56 | Li, Zhe (SFC:AOT398) 李喆 | AOT398 | Rep | 2007-04-02 | 2011-04-08 | ||
| 57 | Lim, Dong Soo 林東秀 | AME244 | Rep | 2007-06-07 | 2012-12-03 | ||
| 58 | Liu, Wei (SFC:ALG199) 劉煒 | ALG199 | Rep | 2007-02-26 | 2008-05-28 | ||
| 59 | Lobello, Christopher Michael | M | ADZ738 | Rep | 2008-01-07 | ||
| 60 | Loong, Chee Wei | AMJ210 | Rep | 2007-07-03 | 2012-11-01 | ||
| 61 | Lowe, Adrian Phillip 劉世君 | M | AFA333 | Rep | 2008-06-30 | ||
| 62 | Lui, Man Yee 呂敏儀 | ALW606 | Rep | 2005-08-24 | 2008-06-20 | ||
| 63 | Maes, Caroline Nelly Paul | AOY692 | Rep | 2007-06-04 | 2009-10-16 | ||
| 64 | Man, Wai Lok 文偉樂 | AEZ690 | Rep | 2012-12-17 | |||
| 65 | McKenzie, Paul Conor | M | AAV863 | Rep | 2003-07-02 | 2012-12-24 | |
| 66 | Montague, Jolyon Charles | M | AJC260 | Rep | 2003-08-04 | 2009-09-28 | |
| 67 | Morrison, Robert William Bentley | 46 | M | AGQ547 | RO | 2006-11-14 | 2009-06-30 |
| 68 | Moss, James Thomas | M | AJC737 | Rep | 2007-05-21 | 2012-02-22 | |
| 69 | Neelakantan, Krishnan | APC641 | Rep | 2007-07-03 | 2012-11-01 | ||
| 70 | Ng, Huei Suen | AQE291 | Rep | 2007-12-27 | 2012-12-10 | ||
| 71 | Oentung, Nicolaos Marcelinus | AQB150 | Rep | 2007-12-03 | 2009-05-01 | ||
| 72 | Oh, Jung Won | APA039 | Rep | 2007-07-03 | 2013-01-04 | ||
| 73 | Panpiemras, Soraphob | AOX440 | Rep | 2007-05-21 | 2008-04-23 | ||
| 74 | Powell, Simon Philip | M | AOA162 | Rep | 2006-09-27 | 2012-12-31 | |
| 75 | Quah, Paul Wui Khaig | M | ALW871 | Rep | 2007-08-30 | 2012-12-24 | |
| 76 | Reynolds, Andrew Shawn | 42 | M | AHF331 | Rep | 2007-08-07 | 2009-03-31 |
| 77 | Schuster, Andreas Albert | M | APF264 | Rep | 2007-07-25 | 2012-11-01 | |
| 78 | Schutte, Daniel Johannes | M | AHD687 | Rep | 2009-12-31 | ||
| 79 | Sinha, Neel NA | APC653 | Rep | 2007-07-03 | 2009-04-30 | ||
| 80 | Sinha, Somshankar | APH048 | Rep | 2007-07-24 | 2012-05-26 | ||
| 81 | So, Petrina Pui Yan 蘇佩恩 | AMJ575 | Rep | 2007-06-07 | 2008-08-08 | ||
| 82 | Srivichit, Jittrawadee | AOX470 | Rep | 2007-05-22 | 2008-07-24 | ||
| 83 | Stevenson, Andrew Mark Bryce | 44 | M | AGA310 | Rep | 2004-08-02 | 2008-08-01 |
| 84 | Stotz, Andrew Charles | M | AML160 | Rep | 2007-11-26 | 2010-01-13 | |
| 85 | Tang, Chi Kit (SFC:ALC474) 鄧智傑 | ALC474 | Rep | 2007-08-22 | 2008-07-04 | ||
| 86 | Tonkin, Jeremy Nigel | M | APH255 | Rep | 2007-07-25 | 2009-03-04 | |
| 87 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2003-07-02 | 2010-06-30 | ||
| 88 | Tulloch, Gillem Michael | M | AOX454 | Rep | 2007-05-18 | 2008-01-01 | |
| 89 | Venezuela, Leo Benedict Dualan | M | AQA671 | Rep | 2007-11-21 | 2012-03-30 | |
| 90 | Wan, Paul Po Wing 溫寶榮 | M | APC277 | Rep | 2007-07-04 | 2012-12-24 | |
| 91 | Warden, Bruce Bailey | M | AOX422 | Rep | 2007-05-21 | 2011-07-11 | |
| 92 | Wei, Xiaopo 魏晓坡 | AKN219 | Rep | 2007-06-26 | 2012-12-31 | ||
| 93 | Wickramasinghe, Thilan Aloysius | AOY691 | Rep | 2007-06-04 | 2010-04-19 | ||
| 94 | Wilkinson, Anthony John Cooper | M | AFD111 | Rep | 2005-10-25 | 2011-05-27 | |
| 95 | Wong, Yew Kiang | AOY690 | Rep | 2007-06-04 | 2012-12-31 | ||
| 96 | Wong, Yim (SFC:AFU666) 王艷 | AFU666 | Rep | 2006-10-09 | 2012-12-24 | ||
| 97 | Wood, Christopher James Russell | 50 | M | ADU465 | Rep | 2012-12-10 | |
| 98 | Wu, Grace Yuet Ming 胡月明 | F | AKI974 | Rep | 2007-07-16 | 2008-09-05 | |
| 99 | Yahata, Kanehide 八幡謙秀 | APQ784 | Rep | 2007-09-24 | 2010-05-30 | ||
| 100 | Yeoh, Pang Tian | APK473 | Rep | 2007-08-22 | 2008-06-20 | ||
| 101 | Yin, Li (SFC:APR855) | APR855 | Rep | 2007-10-02 | 2008-05-09 | ||
| 102 | Yonts, Charles Anthony | M | AJM207 | Rep | 2007-05-03 | 2012-12-03 | |
| 103 | Yuen, Robin 袁肇鋒 | AQD400 | Rep | 2007-12-12 | 2009-03-04 | ||
| 104 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2007-03-22 | 2008-02-04 | |
| 105 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | AOT367 | Rep | 2007-04-02 | 2011-04-18 | ||
| 106 | Zhuo, Zhengjie | AOY693 | Rep | 2007-06-04 | 2008-02-02 |
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