Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | AFT616 | Rep | 2008-11-04 | 2011-09-10 | |
| 2 | Bhisitkul, John Bunkrit | M | ADV290 | Rep | 2007-07-09 | 2012-02-16 | |
| 3 | Blanchard, Dominique Jean Rene | AUX224 | Rep | 2010-04-28 | 2012-12-20 | ||
| 4 | Chadwick, Mark David (SFC:ADT508) | M | ADT508 | Rep | 2010-05-17 | 2011-09-10 | |
| 5 | Chan, Andrew Shingfun 陳盛勳 | M | AMC389 | Rep | 2009-08-24 | 2011-06-27 | |
| 6 | Chan, Germaine Chore Man 陳楚雯 | 30 | F | ALI039 | Rep | 2008-01-25 | 2010-06-29 |
| 7 | Chan, Man Hon (SFC:AEI555) 陳文瀚 | AEI555 | Rep | 2010-03-17 | 2014-10-01 | ||
| 8 | Chan, Sau Han 陳秀嫻 | AUM922 | Rep | 2010-01-13 | 2014-09-27 | ||
| 9 | Chan, Shun Ho 陳舜河 | AFZ169 | Rep | 2007-08-20 | |||
| 10 | Chan, Sui On (SFC:AOY504) 陳瑞安 | AOY504 | Rep | 2008-10-28 | 2011-05-21 | ||
| 11 | Chan, Tsz Kwan (SFC:APF801) 陳芷筠 | APF801 | Rep | 2009-08-03 | 2010-10-28 | ||
| 12 | Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 | AQQ789 | Rep | 2008-03-14 | 2014-12-03 | ||
| 13 | Chang, Chiung-Wen 張瓊文 | AOE329 | Rep | 2009-11-03 | 2011-06-03 | ||
| 14 | Chang, Jack Chun-Chieh 張俊傑 | M | ANX862 | Rep | 2010-03-29 | 2012-03-31 | |
| 15 | Cheah, Yew Wee | AOB735 | Rep | 2006-10-26 | 2012-02-20 | ||
| 16 | Cheng, Bik Hoi 鄭碧海 | ACQ141 | Rep | 2009-08-24 | 2010-08-04 | ||
| 17 | Chiu, Steven Pat Ngao 趙不傲 | M | ADH952 | RO | 2010-04-27 | 2011-09-13 | |
| 18 | Chng, Eric Chee Beng 莊志明 | M | APU650 | Rep | 2008-09-08 | 2011-06-01 | |
| 19 | Choy, Yin Nga 蔡燕雅 | ANU415 | Rep | 2010-01-21 | 2012-08-29 | ||
| 20 | Chu, Chun-Ju 朱俊如 | AEK266 | Rep | 2009-04-28 | 2011-05-06 | ||
| 21 | Chu, Peter Ka Kit 朱家傑 | M | ACJ314 | Rep | 2009-08-24 | 2012-02-16 | |
| 22 | Chung, Wing Sze 鍾穎詩 | APU664 | Rep | 2007-10-25 | 2010-07-08 | ||
| 23 | Cowperthwaite, Adam Aaron | M | AIB753 | Rep | 2010-02-09 | 2011-09-03 | |
| 24 | Dai, Chao 戴超 | AVD234 | Rep | 2010-05-03 | 2010-09-21 | ||
| 25 | Dai, Wei (SFC:AOR609) 戴維 | AOR609 | Rep | 2010-05-31 | 2013-07-09 | ||
| 26 | Du, Chao (SFC:AUM373) 杜超 | AUM373 | Rep | 2010-01-12 | 2011-07-07 | ||
| 27 | Fang, Hei 方曦 | ACL807 | Rep | 2004-03-05 | 2013-11-01 | ||
| 28 | Fukano, Shojiro 深野正二朗 | APY806 | Rep | 2007-11-06 | 2011-10-15 | ||
| 29 | Fung, Cissy 馮婉詩 | F | AMW511 | Rep | 2005-12-29 | ||
| 30 | Fung, David Hao Chuen 馮浩存 | M | AEE776 | Rep | 2010-04-29 | 2011-09-02 | |
| 31 | Ge, Xing 戈星 | AQE793 | Rep | 2007-12-24 | 2012-09-05 | ||
| 32 | Georgieva, Anna Nedyalkova | F | ASD189 | Rep | 2010-04-29 | 2011-08-16 | |
| 33 | Goto, Hiroyuki 合戶宏之 | ASU203 | Rep | 2009-04-21 | 2015-10-13 | ||
| 34 | Goto, Motomasa 後藤元誠 | APW680 | Rep | 2007-10-25 | 2011-07-17 | ||
| 35 | Hannan, David James | M | AMS327 | Rep | 2010-03-29 | 2011-09-03 | |
| 36 | Hau, Chun Kei 侯鎮基 | APY948 | Rep | 2007-11-08 | 2011-09-14 | ||
| 37 | Hishida, Wataru 菱田涉 | AUS316 | Rep | 2010-03-15 | 2011-04-16 | ||
| 38 | Ho, Andy Tsz Ho 何子浩 | AFV776 | Rep | 2005-09-23 | |||
| 39 | Ho, Kenny Ting Hong 何定康 | M | AML780 | Rep | 2008-08-07 | 2010-06-09 | |
| 40 | Ho, Wai Kei 何偉基 | AFP308 | Rep | 2009-08-24 | 2013-09-25 | ||
| 41 | Hoepffner, Edouard Yves Maurice Pierre | M | AJL552 | Rep | 2010-04-12 | 2011-09-03 | |
| 42 | Horiai, Koji 堀合晃嗣 | AVC265 | Rep | 2010-04-28 | 2012-01-07 | ||
| 43 | Horita, Tomotake | APY801 | Rep | 2007-11-06 | 2012-04-06 | ||
| 44 | Hsu, She-Hung Danny | AUC935 | Rep | 2009-11-06 | 2011-03-01 | ||
| 45 | Hui, Ole Hiu Tung 許曉東 | ARR518 | Rep | 2010-05-25 | 2011-08-05 | ||
| 46 | Hung, Leon Lum 洪霖 | M | ADU225 | Rep | 2004-03-30 | 2010-08-16 | |
| 47 | Igarashi, Minori | AMW509 | Rep | 2005-12-29 | 2015-01-31 | ||
| 48 | Irvine, Craig Wycliffe 歐陽貴 | M | ACJ334 | RO | 2009-10-20 | 2011-01-29 | |
| 49 | Itasaka, Yusaku | APG493 | Rep | 2007-07-19 | 2012-04-14 | ||
| 50 | Ito, Kanako | ARO126 | Rep | 2008-08-26 | 2012-02-16 | ||
| 51 | Jim, Ka Shun 詹嘉淳 | 29 | M | ANN014 | Rep | 2008-12-18 | 2011-01-14 |
| 52 | Johnson, Christopher Lind | M | AGA971 | Rep | 2010-02-11 | 2012-02-14 | |
| 53 | Kakehashi, Sayaka | AUV636 | Rep | 2010-03-03 | 2011-04-01 | ||
| 54 | Kam, Wai Lun 甘偉倫 | ANN061 | Rep | 2009-08-24 | 2012-02-16 | ||
| 55 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | ACZ368 | Rep | 2009-08-24 | 2022-02-11 | ||
| 56 | Kang, Kyong Pil 康景弼 | ADM811 | RO | 2007-10-05 | 2013-06-28 | ||
| 57 | Kato, Takashi (SFC:AUD160) | M | AUD160 | Rep | 2009-11-09 | 2017-11-15 | |
| 58 | Kiang, Grace Li Chin 姜麗菁 | F | ARJ145 | Rep | 2008-07-22 | 2010-10-22 | |
| 59 | Kim, Hae Ryong | ANE830 | Rep | 2006-03-22 | 2016-02-16 | ||
| 60 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2009-03-13 | 2011-08-01 | ||
| 61 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2016-08-04 | |||
| 62 | Kot, Jack Hou Eric 葛積豪 | M | AJA361 | Rep | 2008-10-27 | ||
| 63 | Kuo, Feng-Yi (SFC:ARN036) 郭峯邑 | ARN036 | Rep | 2008-08-13 | 2011-05-01 | ||
| 64 | Kwan, Christine Shumann 關詩敏 | F | ATD289 | Rep | 2009-06-22 | 2012-02-16 | |
| 65 | Kwan, Joyce Po Kuen 關寶娟 | F | ABC588 | Rep | 2007-03-02 | 2010-10-03 | |
| 66 | Lai, Chi Man (SFC:APQ351) 賴志文 | APQ351 | Rep | 2009-08-24 | 2022-09-08 | ||
| 67 | Lai, Ringo Leong Hang 黎亮恆 | M | ABS284 | Rep | 2003-04-10 | 2012-07-20 | |
| 68 | Lapakulchai, Vacharachai 林銘輝 | AGX302 | Rep | 2003-10-29 | 2016-06-23 | ||
| 69 | Latzer, Alexander | M | ANM054 | Rep | 2009-08-24 | 2012-08-29 | |
| 70 | Lau, Kelvin Wai Kin 劉偉健 | M | APQ275 | Rep | 2009-08-24 | ||
| 71 | Law, Joe Hin Pong 羅顯邦 | AEK317 | Rep | 2006-08-10 | 2011-03-21 | ||
| 72 | Law, Ka Po 羅嘉寶 | AFE965 | Rep | 2007-09-27 | 2013-05-25 | ||
| 73 | Lee, Hon Nam 李翰南 | AFU680 | RO | 2006-08-24 | 2012-02-16 | ||
| 74 | Lee, Kee Siong 李淦祥 | ACY060 | Rep | 2009-08-24 | 2024-03-28 | ||
| 75 | Lee, Sze Wan (SFC:AKS933) 李詩韻 | AKS933 | Rep | 2006-09-25 | 2011-09-20 | ||
| 76 | Lee, Yan Ki 李恩琪 | AOV197 | Rep | 2007-04-26 | 2010-07-08 | ||
| 77 | Leung, Kevin Koon Yip 梁冠業 | M | AMY262 | Rep | 2009-08-24 | 2010-07-30 | |
| 78 | Leung, See Ho 梁思濠 | ADG716 | Rep | 2010-04-23 | 2011-09-02 | ||
| 79 | Leung, Wai Chee (SFC:ATO785) 梁偉志 | ATO785 | Rep | 2009-08-20 | 2011-09-10 | ||
| 80 | Li, Benson Chun Yu 李振宇 | M | AJE235 | Rep | 2008-01-31 | 2011-03-21 | |
| 81 | Li, Ester Joyse Sau Han 李秀嫻 | F | AAV369 | Rep | 2010-04-20 | 2013-06-25 | |
| 82 | Li, Hao (SFC:AQL242) 李豪 | AQL242 | Rep | 2008-02-05 | 2011-08-25 | ||
| 83 | Li, Yanjie (SFC:AUS278) 李嚴潔 | AUS278 | Rep | 2010-02-12 | 2010-11-01 | ||
| 84 | Lim, Swee Tin Lisa 林瑞珍 | AGO376 | RO | 2008-05-05 | 2010-10-20 | ||
| 85 | Lin, Yu-Ting (SFC:AUA690) 林育廷 | AUA690 | Rep | 2009-10-23 | 2013-03-05 | ||
| 86 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2023-09-29 | |||
| 87 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | AGC636 | RO | 2007-03-09 | 2016-09-29 | ||
| 88 | Lo, Loretta Shuk Yan 羅淑茵 | F | AMI340 | Rep | 2005-08-05 | 2011-06-28 | |
| 89 | Lo, Ming Hung 盧銘雄 | ADY707 | Rep | 2009-08-24 | 2011-09-22 | ||
| 90 | Lo, Wendy Sze Man 盧詩敏 | F | APU667 | Rep | 2007-10-10 | 2011-09-07 | |
| 91 | Loke, Wai Ming 陸偉明 | 38 | M | AIB803 | RO | 2010-03-11 | 2011-11-08 |
| 92 | Ma, Hon Kin 馬漢堅 | AQS325 | Rep | 2009-08-24 | 2011-06-11 | ||
| 93 | Mans, William Gerard | M | AVD313 | Rep | 2010-05-03 | 2010-10-04 | |
| 94 | Mar, Johnson | M | ADR669 | Rep | 2008-11-11 | 2012-08-30 | |
| 95 | McLaughlin, Gregory John 歌雷歌 | M | AUT903 | Rep | 2010-02-24 | 2012-07-31 | |
| 96 | Miu, Hon Kit 繆漢傑 | 43 | M | AFB221 | Rep | 2008-03-04 | 2012-10-30 |
| 97 | Miyabe, Nagahisa | ATD358 | RO | 2009-10-20 | 2014-05-10 | ||
| 98 | Miyamoto, Tsutomu | AUJ263 | Rep | 2009-12-18 | 2012-04-21 | ||
| 99 | Mizoguchi, Hironori | AHL612 | Rep | 2009-04-01 | 2022-10-01 | ||
| 100 | Mizukoshi, Kazuyoshi | AGP398 | RO | 2009-01-07 | 2011-10-14 | ||
| 101 | Ng, John Wah 伍華安 | M | AEG183 | Rep | 2007-10-10 | 2011-08-01 | |
| 102 | Ng, King Chuen (SFC:AQQ505) 吳景荃 | AQQ505 | Rep | 2009-08-24 | 2010-07-09 | ||
| 103 | Ng, Peter Kwok Shing 伍國成 | M | AAG207 | Rep | 2010-07-30 | ||
| 104 | Ngan, Andrew Lit Chong 顏烈創 | M | AQP648 | Rep | 2008-03-04 | 2011-06-01 | |
| 105 | Nomura, Hiroyuki | AAB263 | RO | 2008-06-13 | 2011-04-16 | ||
| 106 | Ohira, Yuko | AGJ778 | Rep | 2014-06-07 | |||
| 107 | Oka, Taikan | ARU690 | Rep | 2008-10-30 | 2010-10-21 | ||
| 108 | Ong, Cilicia Cheng Choo 王清珠 | ALF737 | Rep | 2009-11-10 | 2011-09-16 | ||
| 109 | Ono, Jumpei | AUC930 | Rep | 2009-11-06 | 2011-10-08 | ||
| 110 | Osawa, Miyuki | AML475 | Rep | 2007-06-18 | 2021-07-31 | ||
| 111 | Pak, Hiu Ching 白曉青 | AEB951 | RO | 2009-06-08 | 2011-01-10 | ||
| 112 | Pienaar, Ross Daniel | M | AOO554 | Rep | 2009-02-02 | 2014-08-06 | |
| 113 | Pritchard, Perry | M | ANQ543 | Rep | 2010-02-08 | 2011-06-10 | |
| 114 | Qian, Zewei 錢澤偉 | 35 | M | ARF330 | Rep | 2008-06-18 | 2014-08-30 |
| 115 | Saito, Shoichi 齋藤彰一 | AJO308 | RO | 2009-06-08 | 2012-07-18 | ||
| 116 | Sakamoto, Yusuke | AUV633 | Rep | 2010-03-03 | 2012-03-06 | ||
| 117 | Sarkis, David | M | AJN346 | RO | 2010-04-21 | 2012-03-22 | |
| 118 | Sarmah, Pranab Kumar | M | AKY763 | Rep | 2009-08-24 | 2013-09-25 | |
| 119 | Sasaki, Shinichi 佐佐木伸一 | AHS992 | Rep | 2008-07-21 | 2011-04-24 | ||
| 120 | Sasao, Mari | ASP228 | Rep | 2009-05-07 | 2013-06-01 | ||
| 121 | Sato, Shinji | AVD528 | Rep | 2010-05-07 | 2011-10-08 | ||
| 122 | Shinoda, Yumi | AUC938 | Rep | 2009-11-06 | 2011-10-08 | ||
| 123 | Suyama, Takuro 巢山拓郎 | ARU691 | Rep | 2008-10-30 | 2012-04-03 | ||
| 124 | Tabata, Shinichi | AUV637 | Rep | 2010-03-03 | 2015-04-25 | ||
| 125 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2007-08-13 | 2011-09-10 | ||
| 126 | Tanimitsu, Hideya | ATM476 | Rep | 2009-08-17 | 2010-10-28 | ||
| 127 | Terrebrood, Henry Lee Jr | M | AJL563 | Rep | 2008-11-21 | 2010-07-21 | |
| 128 | Tham, Mun Hon 譚文漢 | AGY660 | Rep | 2009-08-24 | 2011-09-16 | ||
| 129 | Tominaga, Satoshi | ART770 | Rep | 2008-10-24 | 2010-08-17 | ||
| 130 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | AOR993 | Rep | 2009-11-02 | |||
| 131 | Tsuji, Tomonori | APZ384 | Rep | 2007-11-12 | 2011-04-21 | ||
| 132 | Unesaki, Akira 宇根崎彰 | AVC266 | Rep | 2010-04-28 | 2012-11-28 | ||
| 133 | Urata, Yoshio | AUT774 | RO | 2010-03-24 | 2012-03-31 | ||
| 134 | Van Gulik, Robert Ken | M | ASU202 | Rep | 2009-04-22 | 2010-12-24 | |
| 135 | Wan, Maurine 溫慕蓮 | F | AGJ125 | Rep | 2009-08-24 | 2023-03-21 | |
| 136 | Wang, Lumeng 王魯蒙 | AIR943 | Rep | 2009-05-07 | 2012-07-20 | ||
| 137 | Wang, Michael Tsu Tsong 王智聰 | M | ARP169 | Rep | 2008-09-17 | 2012-03-24 | |
| 138 | Wang, Yong (SFC:AOM636) 王勇 | AOM636 | Rep | 2009-08-24 | 2011-09-27 | ||
| 139 | Watanabe, Ai (SFC:APW953) | APW953 | Rep | 2007-10-26 | 2010-08-06 | ||
| 140 | Wong, Gary Man Kuen 黃文權 | M | AGO032 | Rep | 2007-08-28 | ||
| 141 | Wong, Ka Man (SFC:AEK749) 黃家文 | AEK749 | RO | 2010-03-10 | |||
| 142 | Wong, Po Yee (SFC:AJE274) 黃寶儀 | AJE274 | Rep | 2009-08-24 | 2010-07-30 | ||
| 143 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2006-02-16 | ||
| 144 | Woo, Kang Yeong 吳康勇 | AVB962 | Rep | 2010-04-22 | 2013-10-01 | ||
| 145 | Xia, Yibing (SFC:ANR774) 夏宜冰 | ANR774 | Rep | 2009-08-24 | 2010-10-15 | ||
| 146 | Xu, Qing (SFC:AUC278) 許清 | AUC278 | Rep | 2009-11-05 | 2011-07-03 | ||
| 147 | Yeu, Chiu Wah 姚昭華 | ADR463 | RO | 2006-12-01 | 2014-04-16 | ||
| 148 | Yeung, Beata Kit Sum 楊潔心 | AFH095 | Rep | 2004-09-02 | 2012-02-16 | ||
| 149 | Yeung, Kenneth Wing Kwong 楊永光 | M | AGC853 | Rep | 2007-03-26 | 2013-10-18 | |
| 150 | Ying, Hak Kai 應克佳 | AGA425 | Rep | 2003-06-06 | 2010-11-29 | ||
| 151 | Yokosuka, Takashi 橫須賀 | AUV635 | Rep | 2010-03-03 | 2012-04-06 | ||
| 152 | Zamora, Poch Edward Imperial | M | AGM381 | Rep | 2008-10-21 | 2011-02-12 | |
| 153 | Zee, Timothy Yuen Cheng | 44 | M | ANX817 | Rep | 2008-08-07 | 2011-11-10 |
| 154 | Zhang, Xiongfeng 張雄峰 | 42 | M | ALO548 | Rep | 2004-12-28 | 2010-11-09 |
| 155 | Zhu, Hongxia (SFC:ATM945) 諸紅霞 | ATM945 | Rep | 2009-09-22 | 2017-05-11 |
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