UBS Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bang, Edward Soo Jong | M | ADA664 | Rep | 2010-11-15 | 2014-09-08 | |
| 2 | Bradshaw, John (SFC:AHC328) | M | AHC328 | RO | 2012-09-12 | ||
| 3 | Chan, Chee Seng (SFC:AJO200) | AJO200 | Rep | 2004-03-17 | |||
| 4 | Chan, Elsie Oi Sze 陳愛詩 | F | AJG217 | RO | 2012-09-12 | 2015-07-18 | |
| 5 | Chan, Karen Ka Ning 陳嘉寧 | F | AKW953 | Rep | 2011-08-01 | 2013-01-25 | |
| 6 | Chen, Zhanglong (SFC:AXY966) 陳章龍 | AXY966 | Rep | 2011-09-06 | 2021-02-26 | ||
| 7 | Chenaux-Repond, Lorenz Michael | M | AES431 | Rep | 2006-06-16 | 2016-02-16 | |
| 8 | Cheng, King Hong 鄭競康 | ATD295 | Rep | 2010-08-27 | 2023-05-31 | ||
| 9 | Cheung, Billy Wing Ho 張永豪 | ACJ034 | Rep | 2006-08-01 | 2014-09-01 | ||
| 10 | Cheung, Catherine Ka Man 張嘉敏 | F | AMN773 | Rep | 2012-07-03 | 2015-08-08 | |
| 11 | Chow, Tit Tsang | AFG846 | Rep | 2008-04-23 | 2019-06-07 | ||
| 12 | Dilkes, Ross Peter | M | ASH948 | Rep | 2009-01-19 | 2022-01-20 | |
| 13 | Ellis-Ferrara, Christopher Raymond | M | BAC097 | Rep | 2012-08-28 | 2013-01-04 | |
| 14 | Frei, Michael | M | BAC096 | Rep | 2012-08-28 | 2014-05-14 | |
| 15 | Garrood, Dane Alan | M | AZC150 | Rep | 2012-03-02 | 2012-11-26 | |
| 16 | Halek, David Neil | M | ACJ179 | RO | 2003-08-29 | 2013-06-03 | |
| 17 | Ho, David Patrick 何嘉豪 | M | AXM023 | Rep | 2011-06-27 | 2022-11-22 | |
| 18 | Huang, Hai (SFC:ARB638) 黃海 | ARB638 | Rep | 2008-05-26 | 2015-07-28 | ||
| 19 | Im, Jinseon | BAC092 | Rep | 2012-08-28 | 2014-05-10 | ||
| 20 | Khosla, Navjeewan Jatinder | AMC956 | Rep | 2012-03-19 | 2013-12-05 | ||
| 21 | Kim, Seung-Bom | AOI831 | Rep | 2012-03-19 | 2017-03-14 | ||
| 22 | Kondo, Keiko 近藤敬子 | AXX240 | Rep | 2011-09-02 | 2014-03-05 | ||
| 23 | Kwok, Felix Man Chun 郭文駿 | M | AWS974 | Rep | 2011-01-31 | 2015-04-18 | |
| 24 | Lai, Ka Lai (SFC:AQP990) 賴家禮 | AQP990 | Rep | 2008-03-05 | 2012-12-08 | ||
| 25 | Lam, Chi Ping 林治平 | AOY505 | Rep | 2008-10-29 | 2014-05-22 | ||
| 26 | Lee, Jason Kwan Ho 李君豪 | M | AWW455 | Rep | 2012-03-19 | 2019-01-29 | |
| 27 | Lee, Paul Hung Bun 李鴻斌 | M | AYC194 | Rep | 2011-09-30 | 2015-06-27 | |
| 28 | Lee, Tsz Heng 李芷蘅 | AXO514 | Rep | 2011-07-12 | 2014-01-10 | ||
| 29 | Leung, Ka Wai (SFC:AOK606) 梁家瑋 | AOK606 | Rep | 2012-08-27 | 2016-04-01 | ||
| 30 | Li, Charles Sai Yiu 李世耀 | M | AFN641 | Rep | 2010-02-08 | 2016-02-16 | |
| 31 | Ling, Xinyuan 凌新源 | AUM712 | RO | 2010-07-16 | 2016-06-15 | ||
| 32 | Mak, Kai Yin 麥愷茵 | ARE627 | Rep | 2010-09-15 | 2013-06-01 | ||
| 33 | Pang, Jason Yat Sing 彭逸升 | M | ANT922 | Rep | 2006-08-10 | 2013-05-17 | |
| 34 | Perrett, David Michael (SFC:AFF191) | M | AFF191 | RO | 2012-09-12 | 2012-12-18 | |
| 35 | Perrott, Ashley James | M | ASC939 | Rep | 2009-01-02 | 2018-05-21 | |
| 36 | Pershad, Vikas | AMF972 | Rep | 2012-08-28 | 2014-03-27 | ||
| 37 | Quaife, Matthew Samuel Heighes (SFC:AXX236) | M | AXX236 | Rep | 2011-09-02 | 2013-04-22 | |
| 38 | Raebsamen, Urs | AVN544 | Rep | 2010-07-27 | 2021-07-23 | ||
| 39 | Saxvik, Eric Bradley | M | ACR775 | Rep | 2012-04-13 | 2013-09-05 | |
| 40 | Shi, Bin 施斌 | AMX414 | RO | 2010-08-11 | |||
| 41 | Spielhofer, Philippe Marc | M | AQL674 | Rep | 2011-05-17 | 2015-09-01 | |
| 42 | Thorpe-Apps, Mark Winston | M | AZD623 | Rep | 2012-03-14 | 2013-01-14 | |
| 43 | To, Ngoc-Diep Diana 蘇玉葉 | AJK799 | Rep | 2011-01-31 | 2014-07-25 | ||
| 44 | Tung, Yat Shing 董日成 | AFO409 | Rep | 2007-08-03 | 2016-11-17 | ||
| 45 | Wong, Wai Ho (SFC:ALL183) 黃煒豪 | ALL183 | Rep | 2012-05-30 | 2015-03-28 | ||
| 46 | Woodland, Emily Jane | F | AJE851 | Rep | 2012-03-19 | 2017-08-08 | |
| 47 | Yu, Thomas Ka Ming 余家明 | M | AQI247 | Rep | 2008-01-22 | 2018-12-21 | |
| 48 | Yu, Yik Ki 余奕淇 | ARH744 | Rep | 2008-07-14 | 2017-12-08 | ||
| 49 | Yuen, Ben Cheuk Bun 阮卓斌 | M | ACH723 | RO | 2006-05-29 | 2013-12-20 | |
| 50 | Zhang, Yu (SFC:AVI265) 張宇 | 35 | M | AVI265 | Rep | 2011-09-01 | 2019-08-28 |
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