Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Anand (SFC:ANX687) | ANX687 | Rep | 2012-02-13 | 2014-11-14 | ||
| 2 | Alexander, Michael Lewis | M | AGR372 | RO | 2011-01-13 | 2018-06-15 | |
| 3 | Alford, Terrence Miguel | M | ADX525 | Rep | 2012-04-10 | 2014-07-15 | |
| 4 | Aw, Adrian Matthew 胡敬謙 | M | AWY725 | Rep | 2014-01-08 | 2017-12-22 | |
| 5 | Azuma, Yoshihiro | M | APL620 | Rep | 2011-10-31 | 2022-07-04 | |
| 6 | Bajaj, Kunal Rajan | AUW986 | Rep | 2011-08-17 | 2015-09-18 | ||
| 7 | Bajikar, Sundeep Madan | AYB109 | Rep | 2011-09-20 | 2015-10-15 | ||
| 8 | Barrette, Jeffrey Michael | M | ARO749 | Rep | 2011-03-17 | 2016-03-25 | |
| 9 | Brodie-Brown, Michael Denton | M | AWW272 | Rep | 2013-11-20 | 2019-05-21 | |
| 10 | Browning, John Leonard | M | AQF043 | Rep | 2012-10-10 | 2015-03-12 | |
| 11 | Burke, James Thompson | M | AWZ262 | Rep | 2011-03-14 | 2020-03-14 | |
| 12 | Cahyadi, Jeffrey | M | ASQ544 | Rep | 2014-01-27 | 2014-09-23 | |
| 13 | Chan, Bonnie Chiao Nien 陳翹寧 | F | AOQ884 | Rep | 2014-02-05 | 2015-08-21 | |
| 14 | Chan, Chung Shing 陳仲成 | AAZ019 | Rep | 2012-10-10 | 2015-05-15 | ||
| 15 | Chan, Karen Ka Long 陳加朗 | F | BBL855 | Rep | 2013-06-26 | 2015-09-11 | |
| 16 | Chan, Kenneth Kwok Ho 陳國豪 | M | ADT909 | Rep | 2011-08-04 | 2023-06-30 | |
| 17 | Chan, Thomas Chin Tao 陳展濤 | M | AQQ120 | Rep | 2013-11-04 | 2023-04-17 | |
| 18 | Chee, Swee Wei 植思輝 | AXS218 | Rep | 2011-07-28 | 2016-10-28 | ||
| 19 | Chellappa, Govindarajan | AUX265 | Rep | 2011-08-22 | 2017-07-31 | ||
| 20 | Cheng, Andre An-Chun (SFC:BAN243) | M | BAN243 | Rep | 2012-11-27 | 2015-03-03 | |
| 21 | Cheng, Charles Chun Yin 鄭俊然 | M | BAA428 | Rep | 2013-03-15 | 2015-07-24 | |
| 22 | Cheung, Ka Chung 張家聰 | ARC087 | Rep | 2012-10-10 | 2015-05-29 | ||
| 23 | Chiang, Venant (SFC:AIB743) 蔣永甯 | AIB743 | Rep | 2012-05-11 | 2016-06-02 | ||
| 24 | Chiu, Tun Steven 趙頓 | M | AXV669 | Rep | 2014-04-17 | 2015-10-09 | |
| 25 | Cho, Larry Yui Kwan 曹銳焜 | M | ALQ596 | Rep | 2014-04-29 | 2014-07-31 | |
| 26 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2010-12-14 | 2022-06-10 | |
| 27 | Chow, Wing Chun 周永進 | AOJ005 | Rep | 2013-01-29 | 2015-07-10 | ||
| 28 | Cielinski, Mark Alan | M | AHC364 | Rep | 2013-04-02 | 2025-05-28 | |
| 29 | Collett, Michael James (SFC:AUB134) | M | AUB134 | Rep | 2011-01-13 | 2015-11-11 | |
| 30 | Crosbie-Walsh, Gordon Michael | M | ACD934 | Rep | 2013-09-19 | 2015-08-12 | |
| 31 | Dai, Qiang (SFC:AVQ949) 戴強 | AVQ949 | RO | 2012-12-28 | 2015-03-27 | ||
| 32 | Darby, Sean | M | AFD144 | RO | 2011-12-08 | 2023-03-23 | |
| 33 | Dulieu, Billy Ronald | M | AWM143 | Rep | 2012-10-10 | 2015-05-29 | |
| 34 | Dwyer, Brendan Patrick | M | AWZ263 | Rep | 2011-03-14 | 2020-10-30 | |
| 35 | Eme, Philippe Jean | M | AEX901 | Rep | 2012-02-27 | 2015-08-14 | |
| 36 | Erpici, Luca | AZQ373 | Rep | 2012-06-08 | |||
| 37 | Evans, Christopher Patrick | M | BDC359 | Rep | 2014-03-10 | 2025-05-15 | |
| 38 | Fan, Clara Sung Ka 樊崇嘉 | F | AQG580 | Rep | 2012-07-03 | 2015-06-11 | |
| 39 | Fan, Edwin Yu Hin 樊宇軒 | 31 | M | AMU321 | Rep | 2013-01-23 | 2015-03-31 |
| 40 | Faure, Emmanuel Dominique Martial G. | M | AFC367 | RO | 2012-06-14 | 2015-08-31 | |
| 41 | Ferrara, Mario | BDJ023 | Rep | 2014-04-30 | 2015-06-30 | ||
| 42 | Fok, Siu Pong (SFC:AME216) 霍少邦 | AME216 | Rep | 2012-10-10 | 2015-05-15 | ||
| 43 | Fong, Joseph J 方仲彬 | M | AUQ951 | Rep | 2011-07-07 | 2016-11-03 | |
| 44 | Fu, Liang (SFC:AVO628) 傅亮 | AVO628 | Rep | 2012-10-10 | 2015-05-29 | ||
| 45 | Fung, Janet 馮靜 | F | ANX236 | Rep | 2010-12-23 | 2015-04-15 | |
| 46 | Fyfe, William James | M | AFW138 | RO | 2012-06-08 | 2015-08-31 | |
| 47 | Goyal, Atul | APF163 | Rep | 2013-06-21 | |||
| 48 | Griffiths, Oliver Charles | M | AWZ055 | Rep | 2011-03-15 | 2018-08-03 | |
| 49 | Gu, Qiong 顧琼 | BDJ030 | Rep | 2014-04-30 | 2016-07-18 | ||
| 50 | Guan, Wenjie 管文捷 | ASK369 | Rep | 2011-11-02 | 2015-12-17 | ||
| 51 | Guo, Qiang (SFC:AYW017) 郭強 | AYW017 | Rep | 2012-01-20 | 2014-06-19 | ||
| 52 | Guo, Yaqin 郭雅琴 | BDJ025 | Rep | 2014-04-28 | 2015-05-18 | ||
| 53 | Guo, Yuantao 郭圓濤 | 41 | F | AFW884 | Rep | 2011-04-20 | 2017-07-12 |
| 54 | Ha, Ron Hiu Lam 夏曉嵐 | APA395 | Rep | 2014-02-17 | 2021-11-11 | ||
| 55 | Hainsby, Raymond Michael | M | AWZ264 | Rep | 2011-03-14 | 2015-08-14 | |
| 56 | Halliwell, Thomas Alan | M | ANL835 | Rep | 2010-11-18 | 2015-11-27 | |
| 57 | He, Zhaoqiang 賀照強 | BAQ188 | Rep | 2014-02-27 | 2015-12-17 | ||
| 58 | He, Zhengwei 何崢煒 | AWQ292 | Rep | 2013-09-04 | 2021-04-30 | ||
| 59 | Hollis, Vincent Edward James | M | BCI711 | Rep | 2013-12-03 | 2015-07-31 | |
| 60 | Howsley, Jonathan Charles (SFC:AZF710) | M | AZF710 | Rep | 2012-03-29 | 2018-09-14 | |
| 61 | Hsieh, Meng-Han 謝孟翰 | AXG899 | Rep | 2011-05-12 | 2024-05-31 | ||
| 62 | Hu, Rong (SFC:AXW316) 胡蓉 | AXW316 | Rep | 2013-06-24 | 2015-06-05 | ||
| 63 | Huang, Wan (SFC:AMO369) 黃婉 | AMO369 | RO | 2012-08-07 | 2015-07-24 | ||
| 64 | Hui, Chi Keung (SFC:ALZ728) 許志強 | ALZ728 | Rep | 2012-06-27 | 2016-08-22 | ||
| 65 | Hui, Daniel Ka Chung 許家聰 | M | AUP690 | Rep | 2012-10-10 | 2015-06-01 | |
| 66 | Ingram, Bruce Richard | M | BBP717 | Rep | 2013-08-05 | 2014-05-13 | |
| 67 | Ip, Yau Lung 葉游龍 | AKI626 | Rep | 2011-03-17 | 2019-03-26 | ||
| 68 | Jasani, Nilesh Surendra Rai | M | AFJ460 | Rep | 2011-10-28 | 2021-08-18 | |
| 69 | Joo, Chang Han | BDH641 | Rep | 2014-04-15 | 2017-12-08 | ||
| 70 | Ju, Yansu Christie 居燕蘇 | ALI339 | RO | 2011-09-15 | 2015-09-29 | ||
| 71 | Karfa, Nilanjan | BBD023 | Rep | 2013-04-12 | 2020-03-16 | ||
| 72 | Kim, Dosung 金度性 | AZV602 | Rep | 2012-07-16 | 2014-06-27 | ||
| 73 | Kim, Ina Yong | BBA229 | Rep | 2013-03-25 | 2016-05-20 | ||
| 74 | King, Augusto Yuk Shun 金毓珣 | AFH014 | RO | 2013-07-08 | 2015-04-02 | ||
| 75 | Kumagai, Yukihiro | BAY165 | Rep | 2013-03-06 | 2015-06-10 | ||
| 76 | Kunimasa, Tadahiro | BCL781 | Rep | 2013-12-11 | 2020-12-02 | ||
| 77 | Lam, Brian Jing Hei 林政熹 | M | AXQ385 | Rep | 2013-01-09 | 2015-02-13 | |
| 78 | Lam, Wai Leung (SFC:AFS532) 林偉亮 | AFS532 | Rep | 2012-01-11 | 2014-06-09 | ||
| 79 | Lau, Howard Ho-Bong 劉浩邦 | M | BCD638 | Rep | 2013-11-04 | 2017-11-29 | |
| 80 | Lau, Yuen Hung 劉婉鴻 | ADC124 | Rep | 2011-06-17 | 2018-07-19 | ||
| 81 | Laugharne, Simon Andrew Paul | M | ALN020 | Rep | 2014-01-14 | 2016-06-02 | |
| 82 | Lawrence, Daniel Leonard (SFC:BBK391) | M | BBK391 | Rep | 2013-06-17 | ||
| 83 | Lay, Joao Fernando | AST881 | Rep | 2011-03-21 | 2018-08-01 | ||
| 84 | Leung, Johnson Man 梁民 | M | AUI268 | Rep | 2011-03-14 | 2015-12-16 | |
| 85 | Leung, Kin Man (SFC:ARR823) 梁建雯 | ARR823 | Rep | 2012-10-10 | 2015-07-31 | ||
| 86 | Li, Chenkan 李辰侃 | AWI078 | Rep | 2012-12-10 | 2015-07-31 | ||
| 87 | Li, Jessica Y 李穎 | F | AWV098 | Rep | 2013-10-09 | 2015-04-14 | |
| 88 | Li, Yilu 李伊呂 | ATN888 | Rep | 2014-01-14 | 2015-12-18 | ||
| 89 | Li, Zhifa 李志法 | AGL136 | Rep | 2013-10-17 | 2014-11-28 | ||
| 90 | Liao, Shifan 廖世凡 | AWO654 | Rep | 2010-12-30 | 2015-12-17 | ||
| 91 | Liu, Boyong 劉博雍 | AWO657 | Rep | 2010-12-30 | 2015-10-16 | ||
| 92 | Liu, Dongheng 劉東恒 | AYT455 | Rep | 2013-06-17 | 2015-12-17 | ||
| 93 | Liu, Liu (SFC:BAY471) 劉流 | BAY471 | Rep | 2013-03-05 | 2014-12-18 | ||
| 94 | Liu, Sherry Xiaoyu 劉肖俞 | F | AHA564 | RO | 2014-03-20 | 2015-12-17 | |
| 95 | Liu, Shimeng 劉詩萌 | BDF099 | Rep | 2014-04-03 | 2015-12-17 | ||
| 96 | Lu, Hongliang (SFC:AWO608) 呂洪良 | AWO608 | Rep | 2010-12-30 | 2015-06-12 | ||
| 97 | Lu, Xiaohao (SFC:AZF711) 呂皛皓 | AZF711 | Rep | 2012-03-29 | 2014-09-12 | ||
| 98 | Lui, Anna Ka Yan 雷嘉恩 | F | AQR110 | Rep | 2013-04-05 | 2015-12-17 | |
| 99 | Malhotra, Ashwan Kumar | M | AEE311 | RO | 2012-10-11 | 2015-08-31 | |
| 100 | Maly, Sylvain Francois Gilbert | M | AVR359 | Rep | 2012-10-10 | 2015-08-14 | |
| 101 | Masumizu, Hitoshi | AXF810 | Rep | 2011-05-03 | 2015-03-02 | ||
| 102 | Meng, Cynthia Jinhong 孟晉紅 | 45 | F | ANU548 | Rep | 2011-01-31 | 2016-06-01 |
| 103 | Misek, Peter (SFC:AYB106) | M | AYB106 | Rep | 2011-09-20 | 2014-07-15 | |
| 104 | Mou, Newman Siu Bun 繆肇彬 | ABL554 | Rep | 2013-05-20 | 2015-12-16 | ||
| 105 | Muir, James Thomas | M | APP015 | Rep | 2011-03-31 | 2015-09-29 | |
| 106 | Nahar, Piyush | BBL066 | Rep | 2013-06-21 | 2020-07-31 | ||
| 107 | Nakanishi, Takaki | M | BAU421 | Rep | 2013-12-06 | 2023-08-31 | |
| 108 | Newberry, Mark | M | AWY936 | Rep | 2011-03-10 | 2016-11-30 | |
| 109 | Ng, Junwen Joshua 黃俊文 | M | ANT744 | Rep | 2013-07-16 | 2017-12-06 | |
| 110 | Nichols, Stephen James (SFC:ACJ658) | M | ACJ658 | RO | 2012-07-23 | 2015-12-16 | |
| 111 | Nie, Shengshen 聶晟申 | AVL824 | Rep | 2012-05-02 | 2016-11-03 | ||
| 112 | Noke, Freddy | ANA934 | Rep | 2012-11-16 | 2018-08-08 | ||
| 113 | Nolan Iv, William Joseph (SFC:BCT488) | M | BCT488 | Rep | 2014-01-21 | 2015-03-27 | |
| 114 | O'Mara, Conor John | M | AOV704 | Rep | 2011-06-29 | ||
| 115 | Okuno, Hiroshi | M | AJF365 | Rep | 2011-08-26 | 2020-12-02 | |
| 116 | Park, Sung Wan 朴性玩 | ADQ242 | Rep | 2012-07-16 | 2024-09-30 | ||
| 117 | Pham, Thanh Ha | AYY900 | Rep | 2012-02-10 | |||
| 118 | Poon, Ada Ho Yan 潘可欣 | F | AFQ511 | Rep | 2011-04-29 | ||
| 119 | Poon, Iris Ho Yee 潘灝儀 | F | BAY472 | Rep | 2013-03-04 | 2014-10-31 | |
| 120 | Putterill, Adam Thomas James | M | ABG123 | Rep | 2011-02-01 | 2025-05-08 | |
| 121 | Qiu, Xiaowen 邱曉文 | AOT974 | RO | 2011-12-16 | |||
| 122 | Quadros, Lavina Saira | AYM833 | Rep | 2011-11-24 | |||
| 123 | Rosenfeld, Seth Robert | M | AYZ307 | Rep | 2012-02-09 | 2019-02-11 | |
| 124 | Salman, Makarim Adel | ATD287 | Rep | 2011-08-16 | 2016-10-27 | ||
| 125 | Sanghvi, Chirag Pravinkant | AQS375 | Rep | 2011-10-17 | 2016-07-13 | ||
| 126 | Sato, Hiroko | BDJ024 | Rep | 2014-04-29 | |||
| 127 | Sen, Arya | BAF500 | Rep | 2012-09-24 | 2020-05-18 | ||
| 128 | Shen, Allan Hung Yat 沈鴻逸 | M | AIC834 | Rep | 2012-12-03 | 2015-07-06 | |
| 129 | Sheng, Wei-Ting 盛薇庭 | AJL418 | RO | 2010-01-04 | 2017-12-20 | ||
| 130 | Shi, Tiger Chenghu 石成虎 | 40 | M | AOG041 | RO | 2013-07-16 | 2015-01-16 |
| 131 | Sohn, Bill Eun-Seok | M | AHN695 | RO | 2013-09-25 | 2016-06-02 | |
| 132 | Stewart, Kyle William | M | AFR853 | Rep | 2014-02-17 | 2015-03-05 | |
| 133 | Su, Wei (SFC:AGN518) 蘇緯 | AGN518 | RO | 2013-11-08 | 2019-02-15 | ||
| 134 | Sugito, Timur Tzu Lung | BCE461 | Rep | 2013-11-18 | 2015-06-15 | ||
| 135 | Sun, Kam Ming 辛鑑明 | AUT130 | Rep | 2014-03-27 | 2015-07-17 | ||
| 136 | Tam, Man Hong (SFC:AFY709) 譚文康 | 38 | M | AFY709 | RO | 2012-03-20 | 2015-07-17 |
| 137 | Tan, Choon Ming 陳俊銘 | AMA932 | Rep | 2012-04-18 | 2014-12-31 | ||
| 138 | Tsai, Chia-Hung 蔡家宏 | BBC936 | Rep | 2013-04-15 | |||
| 139 | Tse, Edmundo Matthew 謝永強 | AYE492 | Rep | 2011-10-06 | 2016-04-05 | ||
| 140 | Tse, Tony 謝小童 | M | ALS640 | RO | 2013-10-02 | 2014-06-11 | |
| 141 | Walker, Richard (SFC:AWY708) | M | AWY708 | Rep | 2011-03-09 | 2023-11-20 | |
| 142 | Wan, Lingyan 萬玲豔 | BCL741 | Rep | 2014-01-02 | 2015-02-27 | ||
| 143 | Wang, Chen (SFC:BBL390) 王晨 | BBL390 | Rep | 2013-06-24 | 2014-10-31 | ||
| 144 | Wang, Jin (SFC:AVY040) 王瑾 | AVY040 | Rep | 2012-05-21 | 2014-11-15 | ||
| 145 | Wang, Ren (SFC:AIB127) 汪韌 | 42 | M | AIB127 | RO | 2012-03-20 | 2015-12-17 |
| 146 | Wei, Po 魏柏修 | AVH892 | Rep | 2012-06-08 | 2016-11-30 | ||
| 147 | Wong, James Chung Yin 黃頌賢 | M | ADT900 | Rep | 2012-10-10 | 2015-08-14 | |
| 148 | Wong, Janet Hoi Ching 黃凱靖 | F | AQU590 | Rep | 2013-11-29 | 2015-12-17 | |
| 149 | Wong, Mun Kong (SFC:AMX750) | AMX750 | RO | 2013-02-20 | 2018-05-15 | ||
| 150 | Woo, Lai Ming Raymond 符禮明 | M | AUS410 | Rep | 2013-04-11 | 2015-12-17 | |
| 151 | Wu, Joseph Shi Li 武士立 | M | AJB764 | Rep | 2012-02-06 | 2017-11-29 | |
| 152 | Wu, Xiaolin (SFC:AVV216) 吳曉琳 | AVV216 | Rep | 2013-03-26 | 2017-06-16 | ||
| 153 | Yamamoto, Sumiyo | BAC527 | Rep | 2012-08-27 | 2015-11-24 | ||
| 154 | Yang, Nancy Wen 楊海雯 | F | AJC937 | Rep | 2011-07-19 | 2015-02-28 | |
| 155 | Yang, Rui (SFC:ALG051) 楊瑞 | M | ALG051 | Rep | 2012-08-08 | 2015-03-27 | |
| 156 | Ye, Nayun 叶拏云 | AWG076 | Rep | 2013-07-09 | 2015-02-02 | ||
| 157 | Yeo, Rainna Xue Yin | BAV485 | Rep | 2013-02-05 | |||
| 158 | Yeo, Zhi Aik | AVN113 | Rep | 2011-06-30 | 2016-10-31 | ||
| 159 | Yokoi, Naomi | F | ATI152 | Rep | 2011-08-29 | 2015-09-16 | |
| 160 | Young, James Kenneth Freeman Scott | M | ANG579 | Rep | 2011-01-13 | ||
| 161 | Yu, Lei (SFC:APF652) | APF652 | Rep | 2011-03-11 | 2016-03-21 | ||
| 162 | Zeng, Zhan 曾展 | BCZ088 | Rep | 2014-02-24 | 2015-06-12 | ||
| 163 | Zheng, Dan (SFC:BBN687) 鄭丹 | BBN687 | Rep | 2013-07-09 | 2015-12-17 | ||
| 164 | Zheng, Yuanyuan (SFC:AZO877) 鄭圓圓 | AZO877 | Rep | 2012-06-12 | 2016-02-01 | ||
| 165 | Zhi, Yu 職宇 | AFQ326 | Rep | 2013-01-03 | 2015-03-27 | ||
| 166 | Zhou, Xiao (SFC:AYC139) 周曉 | AYC139 | Rep | 2012-09-26 | 2015-12-17 | ||
| 167 | Zhu, Dandan (SFC:AQO191) 朱丹丹 | AQO191 | Rep | 2011-07-05 | 2014-09-22 | ||
| 168 | Zhu, Yifan (SFC:BCA260) 朱一帆 | BCA260 | Rep | 2013-10-21 | 2015-10-16 |
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