FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chak, Kam Piu 翟錦標 | ABI227 | Rep | 2014-08-01 | |||
| 2 | Chan, Bernard Hon Wai 陳漢偉 | M | AAE407 | Rep | |||
| 3 | Chan, Choi Hung (SFC:APO018) 陳彩虹 | APO018 | Rep | 2009-09-03 | 2018-07-07 | ||
| 4 | Chan, Man Yan (SFC:ALQ598) 陳文恩 | ALQ598 | Rep | 2011-11-23 | 2013-04-24 | ||
| 5 | Chan, Pang 陳鵬 | ABS421 | Rep | 2005-12-20 | |||
| 6 | Chan, Simon Chi Ming 陳志明 | M | AEJ403 | Rep | 2004-11-01 | 2011-03-31 | |
| 7 | Chan, Sophia Sok Yin 陳淑妍 | F | ABE984 | Rep | 2003-11-18 | 2003-11-19 | |
| 8 | Chan, To (SFC:AMF426) 陳濤 | AMF426 | Rep | 2005-08-16 | 2005-11-10 | ||
| 9 | Chan, Wang Fai (SFC:AFI965) 陳宏輝 | 40 | M | AFI965 | Rep | 2004-09-03 | |
| RO | 2004-09-03 | 2009-05-29 | |||||
| 10 | Chan, Yat Lam (SFC:AOW942) 陳日霖 | AOW942 | Rep | 2014-05-19 | 2015-06-14 | ||
| 11 | Chan, Yuen Yee (SFC:AEM854) 陳婉兒 | AEM854 | Rep | 2003-05-26 | 2020-10-29 | ||
| 12 | Chang, Chun Chung 張振宗 | AND527 | Rep | 2006-02-28 | 2006-09-19 | ||
| 13 | Che, Hongyu 車宏宇 | APS903 | Rep | 2007-10-05 | |||
| 14 | Chen, Chao (SFC:AQD781) 陳超 | AQD781 | Rep | 2007-12-17 | 2008-08-14 | ||
| 15 | Chen, Peili 陳培莉 | AMG931 | Rep | 2005-07-26 | |||
| 16 | Chen, Qing (SFC:AHJ872) 陳青 | AHJ872 | Rep | 2005-07-29 | |||
| 17 | Chen, Xiaoxia (SFC:AVR180) 陳曉霞 | AVR180 | Rep | 2010-09-28 | |||
| 18 | Cheng, Cheng (SFC:AWK326) 程成 | AWK326 | Rep | 2011-01-11 | 2015-04-30 | ||
| 19 | Cheng, Chi Kwong (SFC:AGN592) 鄭志光 | AGN592 | RO | 2011-03-24 | 2022-12-08 | ||
| 20 | Cheng, Judy Yuen Yi 鄭宛儀 | F | AIR787 | Rep | 2005-07-06 | ||
| 21 | Cheng, Lit Fai 鄭烈輝 | ACK224 | Rep | 2011-06-10 | |||
| 22 | Cheung, Chik Fai 張藉輝 | AAB513 | Rep | 2022-06-24 | |||
| 23 | Cheung, Hang Chin 張恆展 | AOX089 | Rep | 2007-06-11 | 2008-04-25 | ||
| 24 | Cheung, Yik Man 張益民 | AWZ174 | Rep | 2013-03-18 | 2018-10-31 | ||
| 25 | Ching, Ah Chye (SFC:AAG308) 莊益才 | AAG308 | RO | 2019-05-08 | |||
| 26 | Chiu, Siu Ngan 趙少雁 | APV456 | Rep | 2010-04-23 | 2010-12-06 | ||
| 27 | Chu, Wai Leung (SFC:ABQ114) 朱偉良 | ABQ114 | Rep | 2003-05-26 | 2005-09-30 | ||
| 28 | Chung, Chi Ming (SFC:AAY647) 鍾志明 | AAY647 | Rep | 2007-10-31 | 2016-06-17 | ||
| 29 | Fang, Ming (SFC:AFP131) 方明 | AFP131 | Rep | 2008-06-16 | |||
| 30 | Fok, Benny Chi Hung 霍智鴻 | M | ACA636 | Rep | 2004-05-19 | 2021-04-28 | |
| 31 | Fung, Kwan Hay 馮錕禧 | ADS316 | Rep | 2013-07-17 | |||
| 32 | Gao, Mei (SFC:AFS775) 高梅 | AFS775 | Rep | 2009-11-13 | |||
| Rep | 2014-03-04 | ||||||
| 33 | Gong, Rui (SFC:ARW539) 龔睿 | ARW539 | Rep | 2008-12-09 | 2010-01-08 | ||
| 34 | Gu, Sen Sen 古森森 | BBD157 | Rep | 2013-05-06 | 2015-05-22 | ||
| 35 | Guan, Yuqiang 管宇強 | ARR785 | Rep | 2008-10-10 | 2010-03-19 | ||
| 36 | Ho, Chip Hang 何接恆 | ABH036 | Rep | ||||
| 37 | Ho, Grammie Ting Fung 何霆鋒 | AQI017 | Rep | 2010-12-23 | 2011-07-12 | ||
| 38 | Ho, Kelvin Chi Yin 何自然 | M | AAO487 | Rep | 2005-07-20 | ||
| 39 | Ho, Kenneth Kar Loong 何家隆 | M | ANA703 | Rep | 2011-02-07 | 2018-07-31 | |
| 40 | Ho, Michael Yui Kin 何銳堅 | M | ABQ517 | Rep | 2003-04-18 | ||
| 41 | Ho, Wan Kam (SFC:ABM452) 何韻琴 | ABM452 | Rep | 2012-03-19 | 2012-04-27 | ||
| 42 | Ho, Yui 何銳 | ATI748 | Rep | 2010-05-06 | 2011-08-19 | ||
| 43 | Hon, Virginia Yi Kuen 韓儀娟 | F | AWO228 | Rep | 2013-09-09 | ||
| 44 | Hou, Jie (SFC:BCS549) 侯捷 | BCS549 | Rep | 2014-01-22 | 2022-01-05 | ||
| 45 | Hu, Yi Ming (SFC:AEU261) 胡一鳴 | AEU261 | Rep | 2004-10-18 | 2005-05-23 | ||
| 46 | Huang, Likun (SFC:AYF198) 黃莅琨 | AYF198 | Rep | 2011-10-26 | 2011-11-25 | ||
| 47 | Hui, Sam Tou Wah 許道華 | ACD314 | Rep | 2008-10-23 | 2012-03-30 | ||
| 48 | Hui, Yee Mei 許綺媚 | AQW076 | Rep | 2008-12-17 | 2014-10-15 | ||
| 49 | Jiang, Xiaotian 姜晓天 | ANG607 | Rep | 2006-05-18 | 2016-07-18 | ||
| 50 | Jim, Chu Sing 詹柱星 | ATD286 | Rep | 2010-04-12 | 2016-10-06 | ||
| 51 | Jin, Hui (SFC:AJZ230) 金暉 | AJZ230 | Rep | 2006-07-04 | |||
| 52 | Ke, Xuefeng 柯學鋒 | AYR736 | Rep | 2012-01-11 | 2014-11-30 | ||
| 53 | Kong, Rong (SFC:APN528) 孔蓉 | APN528 | Rep | 2007-08-30 | 2007-12-17 | ||
| 54 | Kwan, Kam Hung 關錦雄 | AGL963 | Rep | 2004-03-16 | 2004-06-24 | ||
| 55 | Kwok, Bing Wah 郭冰樺 | AOL080 | Rep | 2010-06-07 | 2011-03-28 | ||
| 56 | Lai, Ho Yin (SFC:AIH679) 黎浩然 | AIH679 | Rep | 2004-07-30 | 2006-06-28 | ||
| 57 | Lam, Heung Wing (SFC:ACD758) 林向榮 | ACD758 | Rep | 2004-05-12 | 2004-11-29 | ||
| 58 | Lam, Ka Hang (SFC:APL883) 林嘉恒 | APL883 | Rep | 2007-09-25 | 2010-10-11 | ||
| 59 | Lam, Lun Tun 林龍敦 | ANG763 | Rep | 2008-11-25 | 2012-02-04 | ||
| 60 | Lam, Paul Chi Yung 林智勇 | M | AFT913 | Rep | 2014-07-18 | ||
| 61 | Lam, Siu Wing Cynthia 林兆泳 | ARF359 | Rep | 2008-06-18 | 2023-06-30 | ||
| 62 | Lam, Timothy Lok Tin 林樂天 | M | ANY093 | Rep | 2006-09-12 | 2007-11-30 | |
| 63 | Lan, Yu (SFC:BCQ497) 藍宇 | BCQ497 | Rep | 2014-01-22 | 2016-11-18 | ||
| 64 | Lau, Chi Keung (SFC:AJZ235) 劉志強 | AJZ235 | Rep | 2005-10-26 | |||
| 65 | Lau, Kwai Ying (SFC:AEA860) 劉桂英 | AEA860 | Rep | 2003-06-10 | 2003-07-11 | ||
| 66 | Lee, Carol Lok Man 李樂雯 | F | AQD485 | Rep | 2010-04-26 | 2012-04-27 | |
| 67 | Lee, Chong Shan 李創山 | ABV689 | Rep | 2003-05-26 | 2005-09-30 | ||
| 68 | Lee, Deborah Wai Chung 李慧中 | F | AFY974 | Rep | 2005-04-07 | ||
| 69 | Lee, Kwun Hei 李冠禧 | ANL027 | Rep | 2006-05-26 | 2007-05-31 | ||
| 70 | Lee, Tai Tong 李棣棠 | ADZ578 | Rep | 2011-02-06 | |||
| 71 | Lee, Ying Kei 李英琪 | AER770 | Rep | 2006-01-27 | |||
| 72 | Leung, Chi Hung (SFC:AFT573) 梁志鴻 | AFT573 | Rep | 2009-03-19 | 2018-06-20 | ||
| 73 | Leung, Chi Shun 梁志信 | AOY469 | Rep | 2007-09-10 | |||
| 74 | Leung, Rosanna 梁凱琳 | AOG339 | Rep | 2006-12-04 | 2008-01-31 | ||
| 75 | Leung, Stanley Chi Yuen 梁志源 | M | AAE324 | Rep | 2003-05-26 | ||
| 76 | Leung, Wai Yip (SFC:AAE338) 梁偉業 | AAE338 | Rep | 2022-07-29 | |||
| 77 | Li, Bingshan 李冰山 | ALH680 | Rep | 2005-07-22 | 2007-07-31 | ||
| 78 | Li, Chun (SFC:AQT080) 李俊 | AQT080 | Rep | 2014-05-05 | |||
| 79 | Li, Eliot Chi Keung 李智強 | 37 | M | BBF102 | Rep | 2013-05-29 | 2015-05-19 |
| 80 | Li, Hang (SFC:AWK314) 李航 | AWK314 | Rep | 2011-01-11 | 2012-09-28 | ||
| Rep | 2012-10-22 | ||||||
| 81 | Li, Jun (SFC:AMU443) 李俊 | AMU443 | Rep | 2006-02-27 | 2009-11-30 | ||
| 82 | Li, Kim Ho 李劍豪 | ATT901 | Rep | 2009-10-16 | 2009-10-27 | ||
| 83 | Li, Kwok Hung (SFC:AAB213) 李國雄 | AAB213 | RO | 2010-06-30 | |||
| 84 | Li, Mingjiang (SFC:ANG396) 李明江 | ANG396 | Rep | 2006-05-11 | 2010-06-30 | ||
| RO | 2012-11-05 | ||||||
| 85 | Li, Qian (SFC:BDY405) | BDY405 | Rep | 2014-08-29 | 2015-08-31 | ||
| 86 | Li, Shun (SFC:ASE581) 利順 | ASE581 | Rep | 2009-01-05 | |||
| 87 | Li, Weihao (SFC:ARF368) 李偉浩 | ARF368 | Rep | 2008-06-24 | |||
| 88 | Li, Xian Feng 李险峰 | ALH681 | Rep | 2006-08-24 | 2007-02-28 | ||
| 89 | Li, Yue (SFC:AQG737) 李岳 | AQG737 | Rep | 2008-02-18 | 2009-01-31 | ||
| 90 | Liang, Lantian 梁藍田 | ARL768 | Rep | 2008-08-26 | 2009-10-27 | ||
| 91 | Lie, Suet Ching 李雪晶 | ALZ559 | Rep | 2010-05-24 | 2012-07-20 | ||
| 92 | Liu, Jie (SFC:ARN021) 劉洁 | ARN021 | Rep | 2009-01-13 | 2011-04-01 | ||
| 93 | Liu, Xinhong (SFC:AQJ507) 劉新紅 | AQJ507 | Rep | 2008-03-11 | |||
| 94 | Lo, Ho Tak (SFC:AVR437) 盧浩德 | AVR437 | Rep | 2011-09-27 | 2011-10-31 | ||
| 95 | Lo, Ho Yin (SFC:AQF063) 盧浩然 | AQF063 | Rep | 2011-01-21 | 2019-04-15 | ||
| 96 | Lo, Sammy Kwok Loong 羅國龍 | 50 | M | AAH920 | Rep | 2003-04-26 | 2009-11-13 |
| RO | 2009-11-13 | 2022-10-21 | |||||
| 97 | Lu, Xiaoxun 陸曉遜 | AGB117 | Rep | 2009-12-11 | 2012-10-31 | ||
| 98 | Luo, Zenglong 羅增龍 | AWZ523 | Rep | 2011-04-19 | 2011-11-25 | ||
| 99 | Ma, Ming Chun 馬銘俊 | APD158 | Rep | 2010-01-11 | 2013-06-30 | ||
| 100 | Man, Kon Sum 文幹森 | AFI890 | Rep | 2006-06-28 | 2010-01-01 | ||
| 101 | Mao, Li (SFC:AQG730) 毛力 | AQG730 | Rep | 2008-02-18 | 2009-12-15 | ||
| Rep | 2011-10-17 | 2013-01-04 | |||||
| 102 | Pan, Wen (SFC:AQJ818) 潘雯 | AQJ818 | Rep | 2008-03-12 | 2023-10-13 | ||
| 103 | Pong, Nicholas Cheuk Pun 龐卓斌 | M | BAY306 | Rep | 2013-04-05 | 2015-09-30 | |
| 104 | Poon, Linda Chi Lam 潘芝琳 | F | AHG567 | Rep | 2003-07-07 | ||
| 105 | Qian, Mingjin (SFC:ACS194) 錢銘今 | ACS194 | Rep | 2008-06-18 | |||
| 106 | Qin, Haokai 秦浩楷 | BCS754 | Rep | 2014-01-22 | |||
| 107 | Qiu, Hong (SFC:AGH952) 邱紅 | AGH952 | Rep | 2006-09-08 | |||
| RO | 2006-09-08 | ||||||
| 108 | Sam, Chi Yung 岑智勇 | APR850 | Rep | 2011-03-16 | 2013-05-24 | ||
| 109 | See, Alvin Hoi Yi 施海夷 | M | AAC345 | Rep | 2003-10-31 | ||
| 110 | Shen, Danni (SFC:AZQ353) 沈丹妮 | AZQ353 | Rep | 2012-06-28 | 2014-06-30 | ||
| 111 | Shen, Jing (SFC:AXD518) 沈菁 | AXD518 | Rep | 2011-05-09 | 2011-09-17 | ||
| 112 | Shen, Songling 沈松齡 | AQS585 | Rep | 2008-05-20 | |||
| 113 | Shum, Chin Hong 沈展康 | AVJ063 | Rep | 2010-07-19 | 2014-05-09 | ||
| 114 | So, Chi Chiu (SFC:AOG783) 蘇志超 | AOG783 | Rep | 2008-06-20 | 2019-09-03 | ||
| 115 | Sun, Yiqing (SFC:BBU727) 孫一晴 | BBU727 | Rep | 2013-09-26 | 2017-11-20 | ||
| 116 | Tam, Kelly Kai Yi 譚啟兒 | F | AVE810 | Rep | 2013-08-12 | 2017-05-11 | |
| 117 | Tao, Shi (SFC:AGS762) 陶石 | AGS762 | Rep | 2003-11-03 | 2008-03-15 | ||
| 118 | Tsoi, Ho 蔡浩 | AWK311 | Rep | 2011-01-12 | 2016-04-06 | ||
| 119 | Tsui, Kwong Fai 徐光輝 | AFS774 | Rep | 2005-03-04 | |||
| 120 | Wan, Chengshui 万成水 | ALH700 | Rep | 2005-07-30 | 2007-11-15 | ||
| 121 | Wang, Baocheng (SFC:AJZ269) 王宝成 | AJZ269 | Rep | 2007-08-13 | 2019-03-31 | ||
| 122 | Wang, James Junyan 王俊彥 | 44 | M | ADA695 | RO | 2006-12-31 | |
| 123 | Wang, Jian (SFC:ALK743) 王健 | ALK743 | Rep | 2008-05-20 | |||
| 124 | Wang, Lu (SFC:AGW114) 王璐 | AGW114 | Rep | 2006-01-12 | |||
| 125 | Wang, Shizhen (SFC:AWK324) 王士振 | AWK324 | Rep | 2011-01-11 | 2013-11-15 | ||
| 126 | Wang, Wei (SFC:ARG951) 王瑋 | ARG951 | Rep | 2008-07-31 | 2009-11-08 | ||
| 127 | Wang, Wenzhou (SFC:ARO923) 王文洲 | ARO923 | Rep | 2008-10-16 | 2011-07-04 | ||
| Rep | 2014-05-23 | 2016-08-26 | |||||
| 128 | Wang, Yimin (SFC:APN587) 王逸旻 | APN587 | Rep | 2012-09-26 | 2012-09-26 | ||
| 129 | Wang, Yuan Yuan (SFC:ARH049) 王媛媛 | ARH049 | Rep | 2008-08-05 | |||
| 130 | Wen, Xiaolin 温晓林 | AQU517 | Rep | 2008-05-14 | 2014-12-22 | ||
| 131 | Wong, Che Lik 黃自力 | ABZ884 | Rep | 2004-06-29 | 2006-04-10 | ||
| 132 | Wong, Chi Ling (SFC:ACG593) 黃志凌 | ACG593 | Rep | 2003-05-26 | 2009-05-08 | ||
| 133 | Wong, Howard Horg Wang 王學宏 | M | ADV962 | Rep | 2006-03-20 | ||
| 134 | Wong, Ka Hing (SFC:AIH624) 黃嘉馨 | AIH624 | Rep | 2005-01-26 | 2006-02-21 | ||
| 135 | Wong, Kee Fung 黃淦浩 | AQV817 | Rep | 2008-04-16 | 2020-04-30 | ||
| 136 | Wong, Kwok Cheung (SFC:ADS011) 王國章 | ADS011 | Rep | 2003-05-12 | 2006-01-27 | ||
| 137 | Wong, Pak Chun 王柏俊 | AQZ536 | Rep | 2008-06-11 | 2010-04-25 | ||
| Rep | 2012-09-12 | 2014-05-02 | |||||
| RO | 2014-05-02 | ||||||
| 138 | Wong, Peggy Bik Chi 王碧枝 | F | AQC725 | Rep | 2007-12-03 | 2010-09-05 | |
| Rep | 2012-07-12 | 2024-07-12 | |||||
| 139 | Wong, Suet Yi (SFC:AAB485) 黃雪儀 | AAB485 | Rep | 2006-01-23 | 2007-12-31 | ||
| 140 | Woo, Tsing Yiu 胡政堯 | AOH585 | Rep | 2008-09-11 | 2011-08-13 | ||
| 141 | Xiang, Xi (AUC503) 項喜 | AUC503 | Rep | 2009-12-02 | 2011-06-30 | ||
| 142 | Xu, Feina 許斐娜 | AQG753 | Rep | 2008-03-03 | 2015-11-08 | ||
| 143 | Yang, Shufen 楊淑芬 | AQC277 | Rep | 2008-01-18 | 2010-03-31 | ||
| 144 | Yau, Siu Ling 邱少玲 | AEB576 | Rep | 2004-07-07 | 2004-12-02 | ||
| 145 | Yeung, Rankine Wai Kin 楊偉堅 | 53 | M | ACC364 | RO | ||
| 146 | Yip, Chi Ho (SFC:APC509) 葉志豪 | APC509 | Rep | 2007-07-26 | 2010-10-11 | ||
| 147 | Yip, Johnson Kin Ching 葉健清 | M | ACB705 | Rep | 2003-05-26 | 2005-09-30 | |
| 148 | Yip, Sheung Chi (SFC:AEI328) 葉尚志 | AEI328 | Rep | 2012-01-09 | |||
| RO | 2012-01-09 | ||||||
| 149 | Yu, James Tsz Chau 余紫秋 | M | AMP259 | Rep | 2005-11-25 | 2006-08-10 | |
| Rep | 2007-03-26 | 2007-08-31 | |||||
| 150 | Yu, Ka Ho (SFC:ALS369) 余家豪 | ALS369 | Rep | 2006-01-27 | 2007-02-28 | ||
| 151 | Yu, Lam 余琳 | APB773 | Rep | 2009-09-28 | 2018-04-13 | ||
| 152 | Yuan, Sheng (SFC:ASI048) 袁胜 | ASI048 | Rep | 2009-02-03 | 2009-12-16 | ||
| 153 | Yuen, Kin Wai (SFC:AEA365) 袁健偉 | AEA365 | Rep | 2008-07-31 | |||
| Rep | 2011-09-08 | 2017-10-13 | |||||
| 154 | Yung, Ki Fai 翁奇輝 | AFY548 | Rep | 2003-05-26 | 2012-06-04 | ||
| 155 | Zeng, Xiaowen 曾小文 | APF830 | Rep | 2007-07-10 | 2021-08-31 | ||
| 156 | Zhang, Aidi 張愛娣 | ANK409 | Rep | 2007-03-15 | 2010-05-03 | ||
| 157 | Zhang, Chunmei (SFC:AKO867) 張春美 | AKO867 | Rep | 2006-02-02 | 2008-03-31 | ||
| 158 | Zhang, Jinhui (SFC:AMU874) 張金暉 | AMU874 | Rep | 2006-09-15 | 2007-05-18 | ||
| 159 | Zhang, Wei (SFC:ARB949) 張薇 | ARB949 | Rep | 2008-06-11 | 2010-06-17 | ||
| 160 | Zhang, Xiangyu (SFC:AXO653) 張翔宇 | AXO653 | Rep | 2011-08-04 | 2011-12-09 | ||
| 161 | Zhang, Xiaokui | AXM302 | Rep | 2013-01-21 | 2014-08-15 | ||
| 162 | Zhang, Yongjie (SFC:AHJ439) 張永捷 | AHJ439 | Rep | 2003-12-23 | 2004-05-06 | ||
| 163 | Zhang, Zhanwei (SFC:ART710) 張展為 | ART710 | Rep | 2008-12-05 | 2009-03-03 | ||
| 164 | Zhang, Zhibin (SFC:AYT695) 張智斌 | AYT695 | Rep | 2012-01-11 | 2013-06-21 | ||
| 165 | Zhao, Hailin 趙海琳 | 40 | F | AVE577 | Rep | 2010-06-15 | 2011-11-30 |
| 166 | Zheng, Jialiang 鄭嘉梁 | AZB711 | Rep | 2012-03-16 | 2015-09-07 | ||
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