MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Allan, Stuart Michael M AXB346 Rep 2016-07-11 2020-03-31
2 Araki, Tetsuo AWQ684 Rep 2011-01-20 2012-02-03
3 Arrowsmith, Neil Robert M AZO197 Rep 2012-06-04 2012-09-14
RO 2012-09-14
4 Booth, Christopher Michael (SFC:BEF483) M BEF483 Rep 2014-09-29 2018-08-10
5 Boudny, Miroslav Misha M APP026 Rep 2010-12-31 2016-12-13
RO 2016-12-13 2020-03-31
6 Bruckner, Andreas APJ958 Rep 2011-01-11 2011-07-31
7 Bunn, Malcolm M AQM778 Rep 2011-01-11 2015-12-25
8 Burns, Darren Lester M BBN739 Rep 2013-08-05 2019-08-31
9 Byrne, Luke William M AUB086 Rep 2010-12-31 2011-07-27
10 Cai, Zheng (SFC:BIH036) 蔡正 BIH036 Rep 2016-10-03 2019-12-24
11 Carr, Matthew Ben M BEA641 Rep 2014-08-29
12 Chan, Chester Chi-To 陳志滔 M AYB952 Rep 2012-08-29 2015-04-17
13 Chan, Jody Kit Yee 陳潔儀 APJ514 Rep 2010-12-31 2023-10-05
14 Chan, Mang Kiu 陳漫橋 AIS524 Rep 2012-03-12 2012-05-28
15 Chang, Joseph Cho Yam 張祖蔭 M AGB116 RO 2010-12-31 2011-04-19
16 Chau, Chi Han 周智嫻 F BHP540 Rep 2016-06-30 2018-10-22
17 Chen-Tanner, An-Chi BGF039 Rep 2015-10-07 2016-01-26
18 Chen, Jie (SFC:BFX830) 陳洁 BFX830 Rep 2015-08-17 2015-09-24
19 Cheng, Paul Kwok Kin 鄭國乾 66 M ADU243 RO 2010-12-31 2013-01-01
20 Choi, Cheol Ho BFN693 Rep 2015-06-29 2017-06-23
21 Choi, Lai Ling 徐麗齡 AFW854 Rep 2011-06-07 2011-12-13
22 Choi, Yung Woo AOB450 Rep 2016-04-05
23 Chow, Oscar M AWP108 Rep 2011-01-05 2015-05-30
24 Chu, Chun-Ju 朱俊如 AEK266 Rep 2011-10-24 2012-08-02
25 Chua, Jesus Jr. Go AXH079 Rep 2011-06-07 2016-07-13
26 Chung, Tak Ki Dicky 鍾德祺 BGD679 Rep 2015-10-07 2016-11-07
27 Daemi-Mokhlesi, Jiyann Naveed AXM861 Rep 2011-07-04 2015-01-05
28 Desai, Meghna Kiran AXY952 Rep 2011-09-01 2014-03-04
29 Devkota, Milan AYY061 Rep 2012-02-10 2016-07-13
30 Diao, Stephen M ACC083 Rep 2011-05-23 2014-07-10
RO 2014-07-10 2014-12-10
31 Duan, Hong (SFC:ADE819) 段宏 ADE819 Rep 2010-12-31 2012-03-06
32 Evans, Joshua Webb M AMH709 Rep 2011-08-04 2015-11-06
33 Fong, Benny Fu Tsung 方富聰 M BBE385 Rep 2013-05-20 2015-02-11
34 Fong, Hiu Ming 方曉明 AHM812 Rep 2010-12-31 2011-04-19
35 Forsythe, William James Patrick M BAZ170 Rep 2013-03-15 2018-12-06
36 Freear, Stephen Jason M AQU409 Rep 2010-12-31 2012-05-11
37 Funato, Keizo AQM083 Rep 2011-01-11 2015-10-16
38 Gineitis, Adomas APN598 Rep 2011-01-11 2011-06-10
39 Greenwood, Anthony Bruce Nicholas M AWV268 Rep 2011-02-22 2011-03-29
40 Guillon, Serge Philippe Laurent M BGZ701 Rep 2016-02-18 2019-12-03
41 Guo, Rui (SFC:BDA213) 郭睿 BDA213 Rep 2014-03-10 2015-07-08
42 Gupta, Abhishek (SFC:AQX042) M AQX042 Rep 2015-01-19 2019-05-29
43 Hagland, Trent Andrew M AZJ718 RO 2012-05-31 2016-04-29
44 Hahm, Candace F BBS816 Rep 2016-06-24
45 Hahm, Eui Hwan ACV950 Rep 2012-11-21 2016-03-01
46 Hao, Kate 郝楠楠 F BEJ199 Rep 2014-11-03 2016-08-30
47 Harrington, Stephen John William 52 M ASZ209 Rep 2011-01-11 2015-11-05
48 Hashimoto, Kenichi 橋本賢一 AFA748 RO 2010-12-31 2012-12-05
49 Haskins, Andrew Robin Alexander 49 M ALY617 Rep 2011-04-26 2012-01-26
RO 2012-01-26 2012-09-25
50 Hayashi, Ryosei BFP481 Rep 2015-06-15 2015-07-29
RO 2015-07-29 2019-06-14
51 Hiramoto, Yoko APN596 Rep 2011-01-11 2011-01-25
52 Hiratsuka, Takashi 平塚岳 AYA423 Rep 2011-09-16 2013-11-23
53 Hirayama, Hajime BFC663 Rep 2015-03-31 2017-05-12
54 Hirst, David A M AUY976 Rep 2011-01-11 2011-08-05
55 Ho, Wai Lun (SFC:ASZ191) 何偉麟 ASZ191 Rep 2016-03-21 2016-09-13
56 Horiguchi, Muneyoshi BHP720 Rep 2016-06-30 2018-10-19
57 Inadome, Shigehisa 稻留重久 ANU830 Rep 2013-01-18 2016-01-26
58 Inagaki, Kiyoshi AJF573 Rep 2010-12-31 2012-12-01
59 Jones, Nicholas Paul (SFC:BBS616) M BBS616 Rep 2017-03-01 2018-04-20
60 Kaetsu, Yuri 嘉悅友理 M BFS890 Rep 2015-07-10 2019-12-06
61 Kaga, Maximilian Shotaro M BIC284 Rep 2016-09-05 2019-11-01
62 Kam, Fung Man 甘鳳汶 BJC938 Rep 2017-02-24 2018-05-25
63 Kamijo, Tetsuo BHZ803 Rep 2016-08-29 2016-08-31
64 Kanodia, Kunal AZT431 Rep 2015-11-16 2017-06-01
65 Kay, Chong-san 郭忠山 AXG649 Rep 2011-05-11 2015-03-09
66 Khine, Jessica Khine-Chit F AQM546 Rep 2011-01-11 2011-08-26
67 Kim, Ji Joong BHO550 Rep 2016-06-03 2017-09-29
68 Kim, Sang Yeon (SFC:BHG628) 金相延 BHG628 Rep 2016-04-07 2019-05-27
69 King, Augusto Yuk Shun 金毓珣 AFH014 Rep 2015-10-02 2015-12-08
RO 2015-12-08
70 Kiuchi, Yuko AEX949 Rep 2010-12-31 2015-04-27
71 Kusano, Jun 草野潤 BGX575 Rep 2016-01-25 2016-03-07
RO 2016-03-07 2017-09-07
72 Kwok, Ka Yan Karen 郭嘉欣 AUX313 Rep 2010-12-31 2011-10-22
73 Lai, Ka Ho (SFC:AEQ243) 黎家浩 AEQ243 Rep 2016-01-11 2019-03-22
74 Lam, Edmond Hoi Tik 林凱迪 M ANU829 Rep 2010-12-31 2012-05-08
75 Lamont-Brown, Andrew M APN594 RO 2010-12-31 2013-08-01
76 Lange, Julien (SFC:BGC442) BGC442 Rep 2015-09-17 2018-04-03
77 Leddington-Hill, Matthew John M BHZ654 Rep 2016-09-12 2019-09-20
78 Lee, Aleen Li Fei 李莉菲 F AVS019 Rep 2017-03-27 2018-07-03
79 Lee, Kwok Wai (SFC:BAO433) 李國瑋 BAO433 Rep 2012-12-03 2019-08-29
80 Lee, Nelson Ho Wing 李浩榮 M AQG922 Rep 2010-12-31 2011-01-21
81 Lee, Patrick Jing Wan 李敬文 M ANW191 Rep 2016-02-24 2020-03-25
82 Lee, Wai Kin (SFC:APD151) 李偉健 APD151 Rep 2011-01-05 2012-12-05
83 Lee, Wee Siang 李偉祥 AMN563 Rep 2012-03-07 2014-02-18
84 Leung, Fung Man 梁鳳敏 ASP987 Rep 2011-08-04 2012-06-27
85 Li, Jiahui (SFC:AXM812) 李佳蕙 AXM812 Rep 2013-07-15 2014-09-20
86 Li, Veronica Wai Ching 李慧貞 F AHR005 Rep 2010-12-31 2013-05-28
87 Liu, Po Wen 劉博文 ATL504 Rep 2015-05-14 2016-07-13
88 Lloyd, Ailsa Kuen Alice F AMA926 Rep 2013-11-04 2015-05-18
89 Loong, Andrew Pui Fung 龍沛豐 M BBL264 Rep 2013-07-05 2013-08-19
90 Lu, Dong (SFC:AXN254) 呂棟 AXN254 Rep 2013-06-13 2013-07-17
91 Lu, Yang (SFC:BFY812) 盧楊 BFY812 Rep 2017-02-06 2021-01-18
92 Lucas, Jean-Francois Nicolas Jacques M BBA526 Rep 2013-03-22 2015-12-01
93 Luk, Wai Yip 陸偉業 APK359 Rep 2011-03-29 2011-06-21
94 Ma, Winnie Wing Mei 馬穎薇 F AIJ098 Rep 2011-04-04 2012-07-10
95 Macpherson, Glyn AHK217 Rep 2011-01-11 2013-03-28
96 Maeder, Dominik APN602 Rep 2011-01-11 2012-05-24
97 Mak, Hau Lin 麥巧蓮 ACW654 Rep 2010-12-31 2015-04-01
98 Mak, Winnie (SFC:ADK738) 麥蔚誼 F ADK738 Rep 2012-03-07 2012-07-04
99 Man, Lai Kai 文麗佳 AOT413 Rep 2010-12-31 2011-06-27
100 Manabe, Yusaku BAD556 Rep 2012-09-05 2012-11-22
RO 2012-11-22 2020-01-17
101 Mand, Sandeep Singh BAQ202 Rep 2012-12-27 2013-06-28
RO 2013-06-28 2015-05-15
102 Mareels, Carlo BIO137 Rep 2016-11-15 2016-11-17
103 Mase, Takeshi 真瀨剛 APX162 Rep 2011-01-11 2015-10-16
104 Matsushita, Masahiro 松下昌宏 AVN515 Rep 2010-12-31 2023-12-29
105 Matsuura, Akiko 松浦安希子 ARX076 Rep 2010-12-31 2011-05-13
106 Mattila, Riku Johannes M AXH229 Rep 2011-05-23 2017-07-28
107 McGill, Ruarri Ronald M BFA600 Rep 2015-03-16 2019-09-16
108 Meepetchdee, Yongyut AXV892 Rep 2011-08-29 2017-11-30
109 Meerani, Sumeet Shyam BHZ825 Rep 2016-08-29 2016-08-31
110 Mita, Joji 三田丞次 AUG691 RO 2010-12-31 2012-05-16
111 Mitchell, Paul Ronald M BDD513 Rep 2014-03-24 2016-01-08
112 Mohammad, Sajjad (SFC:BDM517) BDM517 Rep 2014-06-23 2016-01-08
Rep 2016-07-11 2016-07-11
Rep 2017-03-20 2017-03-23
113 Mori, Motoya BDM515 Rep 2014-06-23 2016-01-08
Rep 2016-02-22 2016-02-24
114 Nakauchi, Kozue 仲內梢 AVY319 Rep 2010-12-31 2011-05-18
115 Nam, Dong Soo AOY486 RO 2010-12-31 2018-07-12
116 Ng, Karen Ka Ying 吳嘉盈 F BEC602 Rep 2014-09-16 2020-01-31
117 Ng, Kathy Ka Wai 伍家慧 F AXS569 Rep 2011-08-08 2018-03-05
118 Ng, Kei Man 吳紀文 BHC209 Rep 2017-03-08 2020-06-24
119 Ngan, Peter Yu Hin 顏宇軒 M BCU733 Rep 2014-01-30 2015-07-07
120 Noguchi, Megumi (SFC:AWV267) 野口惠 AWV267 Rep 2011-03-21 2011-11-11
121 Nomura, Shingo BJN129 Rep 2017-05-05 2023-04-28
122 O'Hanlon, David John M BFN910 Rep 2015-06-02 2018-10-22
123 Ochiai, Satoru ATH836 Rep 2011-02-18 2012-03-20
124 Olsson, Eva Patricia Rahel F AXH231 Rep 2011-05-23 2016-01-08
125 Onuma, Kazuhiko BHA489 Rep 2016-02-22 2016-02-24
Rep 2016-05-16 2016-05-18
Rep 2016-07-11 2016-07-11
Rep 2017-02-22 2017-02-25
126 Otake, Makoto 大竹誠 APJ963 RO 2010-12-31 2016-01-30
127 Oyama, Natsumi 大山夏美 ATN175 Rep 2010-12-31 2012-12-05
128 Padmanaban, Prasad AGN385 Rep 2011-06-02 2015-07-11
129 Pan, Candice 潘士縈 F ALU600 Rep 2010-12-31 2020-01-31
130 Pan, Gan 潘淦 BFJ776 Rep 2015-05-13 2019-02-01
131 Park, Woo Yeung 朴禹泳 BER768 Rep 2015-01-12 2019-05-27
132 Parrilli, John C M BDX580 Rep 2015-08-13 2015-10-23
133 Pickworth, Simon Murray M AWT354 Rep 2011-02-10 2016-01-08
134 Pobjoy, James Edward M APP016 Rep 2011-01-11 2012-05-24
135 Portsmouth-Layton, Andrew John M ADW087 RO 2010-12-31 2016-04-28
136 Qin, Huaiou 秦懷歐 ATE109 Rep 2010-12-31 2013-05-15
137 Qureshi, Qassim Ali (SFC:BBD069) BBD069 Rep 2013-06-10 2015-10-01
138 Radzki, Michael M AUE954 Rep 2015-09-14 2015-10-23
139 Ramsey, Michael Ryan M ALW391 Rep 2010-12-31 2011-06-14
140 Roberts, Alistair Charles Alton M AVU825 Rep 2011-07-19 2012-07-04
141 Robertson, Toby Neil M AUR287 Rep 2010-12-31 2011-04-19
142 Rustau, Haidje Karen F AYN655 Rep 2011-11-29 2014-11-20
143 Saurel, Antoine Julien Pierre M ANK349 Rep 2015-02-18 2015-07-01
144 See Thor, Wai Fung 司徒慧芬 AWA398 Rep 2011-01-11 2012-11-14
145 Sekiguchi, Tadahisa ARS775 Rep 2011-01-11 2016-01-08
146 Shaw, Benjamin John M BGN402 Rep 2015-11-23 2018-12-05
147 Shen, Hua (SFC:AOT416) 沈華 47 M AOT416 RO 2010-12-31 2011-03-19
148 Shinohara, Tatsuyoshi 篠原達芳 AQM082 RO 2010-12-31 2011-11-25
149 Shiu, Lap Kei (SFC:AOI979) 蕭立基 AOI979 Rep 2010-12-31 2012-07-04
150 So, Jennifer Lai Shan 蘇勵姍 F AHA295 Rep 2010-12-31 2011-10-05
151 So, Shun Tak 蘇淳德 ANJ837 Rep 2011-06-21 2012-07-04
152 Stubbs, Matthew Leslie M BIN588 Rep 2016-11-15 2016-11-18
153 Suehiro, Yasutaka BHG325 Rep 2016-03-31 2016-04-21
RO 2016-04-21 2018-05-31
154 Suruga, Hideki ATN990 RO 2010-12-31 2012-06-16
155 Takeuchi, Kazufumi 竹內一史 AYA032 Rep 2011-09-16 2012-08-07
156 Takino, Toshiro AVM346 Rep 2011-01-11 2011-03-14
157 Tanaka, Maki 田中牧 AWT166 Rep 2011-02-07 2015-06-06
158 Tang, Tsz Wai (SFC:AUX032) 鄧子維 AUX032 Rep 2011-05-23 2012-07-12
159 Tang, Wai Hung (SFC:ADI418) 鄧偉雄 ADI418 Rep 2013-02-18 2015-02-17
160 Tay, Ek Pon 鄭翊鵬 AVQ761 Rep 2010-12-31 2011-01-25
161 Tay, Li Choo ALY829 Rep 2010-12-31 2018-08-03
162 Ti, Lian-Haan BHQ057 Rep 2016-06-20 2019-07-23
163 Tsang, Andrew Chung Lam 曾忠林 M AFR651 RO 2010-12-31 2011-04-19
164 Tsang, Susanna Wai Yin 曾慧賢 AUK454 Rep 2010-12-31 2011-07-01
165 Ung, Voon Yew AXK215 Rep 2011-06-07 2015-05-27
166 Vakil, Mohamed Ismail (SFC:BAE280) M BAE280 Rep 2012-09-17 2019-12-31
167 Verma, Manjesh AOX587 Rep 2010-12-31 2013-11-26
168 Vincent, Romain Lionel Sylvain M BBO934 Rep 2013-09-11 2015-06-06
169 Vinton, Darren Charles M ANX981 Rep 2010-12-31 2012-10-31
170 Wakizaki, Hiroshi 脇崎浩 M BBQ443 Rep 2013-08-05 2022-09-28
171 Wang, Jian (SFC:AVM361) 王健 AVM361 Rep 2012-03-26 2012-11-20
172 Watanabe, Naoki (SFC:AQD803) AQD803 Rep 2013-01-02 2023-12-22
173 Watson, Matthew (SFC:APP014) M APP014 Rep 2011-01-11 2012-07-25
174 Wells, Peter John (SFC:AWO080) M AWO080 Rep 2012-05-15 2012-08-09
RO 2012-08-09 2015-03-12
175 Wong, Irene Hau Ying 黃巧瑩 F AEV889 Rep 2014-11-24
176 Wong, Kenny Yukoon 黃宇冠 M BHP074 Rep 2016-07-05 2020-04-09
177 Wong, Wai Wah (SFC:ADQ101) 黃慧華 ADQ101 Rep 2015-05-13
178 Wong, Yun Tong Anton 黃潤棠 AUR625 Rep 2010-12-31 2012-07-04
179 Yap, Price Edward Canizares M AYW753 Rep 2012-02-03 2015-12-14
180 Yap, Wei Wen Nicholas M BFL542 Rep 2015-05-29 2016-09-15
181 Yasuda, Tamotsu ANJ226 RO 2010-12-31 2011-02-12
182 Yeoh, Seng Ghee 楊誠義 BDT353 Rep 2014-08-04 2015-05-18
RO 2015-05-18
183 Yeung, Fai 楊暉 BEO592 Rep 2016-11-24 2019-06-21
184 Yip, Weng Foo 葉永富 BAI179 Rep 2012-10-24 2015-02-24
185 Yogo, Shingo ARG536 Rep 2011-01-11 2011-11-30
186 Yoon, Jee Woong 尹智雄 AVS383 Rep 2010-12-31 2011-08-28
187 Yoshino, Ai 吉野藍 ARO626 Rep 2011-03-02 2016-02-06
188 Yoshioka, Masahiko BHJ396 Rep 2016-05-16 2016-05-18
Rep 2017-02-22 2017-02-25
189 Yu, Harry Koon Ying 余冠英 M AEY337 RO 2010-12-31 2011-04-01
190 Yuan, Zhefei 袁哲飛 APL225 Rep 2011-11-07 2012-12-05
191 Zhang, Yi (SFC:BBN738) 張誼 BBN738 Rep 2013-08-05 2013-11-04
192 Zhao, Ye (SFC:BAD298) 趙曄 BAD298 Rep 2013-09-16
193 Zheng, Xiaofeng 鄭小峰 ALH862 Rep 2015-08-24 2016-05-19
194 Zhou, Jiting 周忌婷 BBZ886 Rep 2013-10-15 2014-11-12

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